Deferent and epicycle

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In the Hipparchian, Ptolemaic, and Copernican systems of astronomy, the epicycle (from Ancient Greek : ἐπίκυκλος, literally upon the circle, meaning circle moving on another circle [1] ) was a geometric model used to explain the variations in speed and direction of the apparent motion of the Moon, Sun, and planets. In particular it explained the apparent retrograde motion of the five planets known at the time. Secondarily, it also explained changes in the apparent distances of the planets from the Earth.


It was first proposed by Apollonius of Perga at the end of the 3rd century BC. It was developed by Apollonius of Perga and Hipparchus of Rhodes, who used it extensively, during the 2nd century BC, then formalized and extensively used by Ptolemy of Thebaid in his 2nd century AD astronomical treatise the Almagest .

Epicyclical motion is used in the Antikythera mechanism, an ancient Greek astronomical device for compensating for the elliptical orbit of the Moon, moving faster at perigee and slower at apogee than circular orbits would, using four gears, two of them engaged in an eccentric way that quite closely approximates Kepler's second law.

Epicycles worked very well and were highly accurate, because, as Fourier analysis later showed, any smooth curve can be approximated to arbitrary accuracy with a sufficient number of epicycles. However, they fell out of favour with the discovery that planetary motions were largely elliptical from a heliocentric frame of reference, which led to the discovery that gravity obeying a simple inverse square law could better explain all planetary motions.


The basic elements of Ptolemaic astronomy, showing a planet on an epicycle (smaller dashed circle), a deferent (larger dashed circle), the eccentric (x) and an equant (*). Ptolemaic elements.svg
The basic elements of Ptolemaic astronomy, showing a planet on an epicycle (smaller dashed circle), a deferent (larger dashed circle), the eccentric (×) and an equant (•).

In both Hipparchian and Ptolemaic systems, the planets are assumed to move in a small circle called an epicycle, which in turn moves along a larger circle called a deferent. Both circles rotate clockwise and are roughly parallel to the plane of the Sun's orbit (ecliptic). Despite the fact that the system is considered geocentric, each planet's motion was not centered on the Earth but at a point slightly away from the Earth called the eccentric. The orbits of planets in this system are similar to epitrochoids.

In the Hipparchian system the epicycle rotated and revolved along the deferent with uniform motion. However, Ptolemy found that he could not reconcile that with the Babylonian observational data available to him; in particular, the shape and size of the apparent retrogrades differed. The angular rate at which the epicycle traveled was not constant unless he measured it from another point which he called the equant . It was the angular rate at which the deferent moved around the point midway between the equant and the Earth (the eccentric) that was constant; the epicycle center swept out equal angles over equal times only when viewed from the equant. It was the use of equants to decouple uniform motion from the center of the circular deferents that distinguished the Ptolemaic system.

Ptolemy did not predict the relative sizes of the planetary deferents in the Almagest. All of his calculations were done with respect to a normalized deferent, considering a single case at a time. This is not to say that he believed the planets were all equidistant, but he had no basis on which to measure distances, except for the Moon. He generally ordered the planets outward from the Earth based on their orbit periods. Later he calculated their distances in the Planetary Hypotheses and summarized them in the first column of this table: [2]

Ptolemy's estimates of orbit sizes
BodyMean size
(in Earth radii)
Modern value
(semimajor axis,
in Earth radii)
normalized to Sun = 1)
Star shell20,000N/AN/AN/A

Had his values for deferent radii relative to the Earth–Sun distance been more accurate, the epicycle sizes would have all approached the Earth–Sun distance. Although all the planets are considered separately, in one peculiar way they were all linked: the lines drawn from the body through the epicentric center of all the planets were all parallel, along with the line drawn from the Sun to the Earth along which Mercury and Venus were situated. That means that all the bodies revolve in their epicycles in lockstep with Ptolemy's Sun (that is, they all have exactly a one-year period).[ citation needed ]

Babylonian observations showed that for superior planets the planet would typically move through in the night sky slower than the stars. Each night the planet appeared to lag a little behind the stars, in what is called prograde motion. Near opposition, the planet would appear to reverse and move through the night sky faster than the stars for a time in retrograde motion before reversing again and resuming prograde. Epicyclic theory, in part, sought to explain this behavior.

The inferior planets were always observed to be near the Sun, appearing only shortly before sunrise or shortly after sunset. Their apparent retrograde motion occurs during the transition between evening star into morning star, as they pass between the Earth and the Sun.


When ancient astronomers viewed the sky, they saw the Sun, Moon, and stars moving overhead in a regular fashion. They also saw the "wanderers" or "planetai" (our planets). The regularity in the motions of the wandering bodies suggested that their positions might be predictable.

The complexity to be described by the geocentric model Cassini apparent.jpg
The complexity to be described by the geocentric model

The most obvious approach to the problem of predicting the motions of the heavenly bodies was simply to map their positions against the star field and then to fit mathematical functions to the changing positions. [3]

The ancients worked from a geocentric perspective for the simple reason that the Earth was where they stood and observed the sky, and it is the sky which appears to move while the ground seems still and steady underfoot. Some Greek astronomers (e.g., Aristarchus of Samos) speculated that the planets (Earth included) orbited the Sun, but the optics (and the specific mathematics – Isaac Newton's Law of Gravitation for example) necessary to provide data that would convincingly support the heliocentric model did not exist in Ptolemy's time and would not come around for over fifteen hundred years after his time. Furthermore, Aristotelian physics was not designed with these sorts of calculations in mind, and Aristotle's philosophy regarding the heavens was entirely at odds with the concept of heliocentrism. It was not until Galileo Galilei observed the moons of Jupiter on 7 January 1610, and the phases of Venus in September 1610 that the heliocentric model began to receive broad support among astronomers, who also came to accept the notion that the planets are individual worlds orbiting the Sun (that is, that the Earth is a planet and is one among several). Johannes Kepler was able to formulate his three laws of planetary motion, which described the orbits of the planets in our solar system to a remarkable degree of accuracy; Kepler's three laws are still taught today in university physics and astronomy classes, and the wording of these laws has not changed since Kepler first formulated them four hundred years ago.

The apparent motion of the heavenly bodies with respect to time is cyclical in nature. Apollonius of Perga realized that this cyclical variation could be represented visually by small circular orbits, or epicycles, revolving on larger circular orbits, or deferents. Hipparchus calculated the required orbits. Deferents and epicycles in the ancient models did not represent orbits in the modern sense.

Claudius Ptolemy refined the deferent-and-epicycle concept and introduced the equant as a mechanism for accounting for velocity variations in the motions of the planets. The empirical methodology he developed proved to be extraordinarily accurate for its day and was still in use at the time of Copernicus and Kepler.

The basic simplicity of the Copernican universe, from Thomas Digges' book ThomasDiggesmap.JPG
The basic simplicity of the Copernican universe, from Thomas Digges' book

Owen Gingerich [4] describes a planetary conjunction that occurred in 1504 that was apparently observed by Copernicus. In notes bound with his copy of the Alfonsine Tables , Copernicus commented that "Mars surpasses the numbers by more than two degrees. Saturn is surpassed by the numbers by one and a half degrees." Using modern computer programs, Gingerich discovered that, at the time of the conjunction, Saturn indeed lagged behind the tables by a degree and a half and Mars led the predictions by nearly two degrees. Moreover, he found that Ptolemy's predictions for Jupiter at the same time were quite accurate. Copernicus and his contemporaries were therefore using Ptolemy's methods and finding them trustworthy well over a thousand years after Ptolemy's original work was published.

When Copernicus transformed Earth-based observations to heliocentric coordinates, [5] he was confronted with an entirely new problem. The Sun-centered positions displayed a cyclical motion with respect to time but without retrograde loops in the case of the outer planets. In principle, the heliocentric motion was simpler but with new subtleties due to the yet-to-be-discovered elliptical shape of the orbits. Another complication was caused by a problem that Copernicus never solved: correctly accounting for the motion of the Earth in the coordinate transformation. [6] In keeping with past practice, Copernicus used the deferent/epicycle model in his theory but his epicycles were small and were called "epicyclets".

In the Ptolemaic system the models for each of the planets were different and so it was with Copernicus' initial models. As he worked through the mathematics, however, Copernicus discovered that his models could be combined in a unified system. Furthermore, if they were scaled so that the Earth's orbit was the same in all of them, the ordering of the planets we recognize today easily followed from the math. Mercury orbited closest to the Sun and the rest of the planets fell into place in order outward, arranged in distance by their periods of revolution. [7]

Although Copernicus' models reduced the magnitude of the epicycles considerably, whether they were simpler than Ptolemy's is moot. Copernicus eliminated Ptolemy's somewhat-maligned equant but at a cost of additional epicycles. Various 16th-century books based on Ptolemy and Copernicus use about equal numbers of epicycles. [8] [9] [10] The idea that Copernicus used only 34 circles in his system comes from his own statement in a preliminary unpublished sketch called the Commentariolus. By the time he published De revolutionibus orbium coelestium , he had added more circles. Counting the total number is difficult, but estimates are that he created a system just as complicated, or even more so. [11] Koestler, in his history of man's vision of the universe, equates the number of epicycles used by Copernicus at 48. [12] The popular total of about 80 circles for the Ptolemaic system seems to have appeared in 1898. It may have been inspired by the non-Ptolemaic system of Girolamo Fracastoro, who used either 77 or 79 orbs in his system inspired by Eudoxus of Cnidus. [13] Copernicus in his works exaggerated the number of epicycles used in the Ptolemaic system; although original counts ranged to 80 circles, by Copernicus's time the Ptolemaic system had been updated by Peurbach towards the similar number of 40; hence Copernicus effectively replaced the problem of retrograde with further epicycles. [14]

Copernicus' theory was at least as accurate as Ptolemy's but never achieved the stature and recognition of Ptolemy's theory. What was needed was Kepler's elliptical theory, not published until 1609 and 1619. Copernicus' work provided explanations for phenomena like retrograde motion, but really did not prove that the planets actually orbited the Sun.

The deferent (O) is offset from the Earth (T). P is the centre of the epicycle of the Sun S. Epicycle solaire.jpg
The deferent (O) is offset from the Earth (T). P is the centre of the epicycle of the Sun S.

Ptolemy's and Copernicus' theories proved the durability and adaptability of the deferent/epicycle device for representing planetary motion. The deferent/epicycle models worked as well as they did because of the extraordinary orbital stability of the solar system. Either theory could be used today had Gottfried Wilhelm Leibniz and Isaac Newton not invented calculus. [15]

The first planetary model without any epicycles was that of Ibn Bajjah (Avempace) in 12th century Andalusian Spain, [16] but epicycles were not eliminated in Europe until the 17th century, when Johannes Kepler's model of elliptical orbits gradually replaced Copernicus' model based on perfect circles.

Newtonian or classical mechanics eliminated the need for deferent/epicycle methods altogether and produced more accurate theories. By treating the Sun and planets as point masses and using Newton's law of universal gravitation, equations of motion were derived that could be solved by various means to compute predictions of planetary orbital velocities and positions. Simple two-body problems, for example, can be solved analytically. More-complex n-body problems require numerical methods for solution.

The power of Newtonian mechanics to solve problems in orbital mechanics is illustrated by the discovery of Neptune. Analysis of observed perturbations in the orbit of Uranus produced estimates of the suspected planet's position within a degree of where it was found. This could not have been accomplished with deferent/epicycle methods. Still, Newton in 1702 published Theory of the Moon's Motion which employed an epicycle and remained in use in China into the nineteenth century. Subsequent tables based on Newton's Theory could have approached arcminute accuracy. [17]


According to one school of thought in the history of astronomy, minor imperfections in the original Ptolemaic system were discovered through observations accumulated over time. It was mistakenly believed that more levels of epicycles (circles within circles) were added to the models to match more accurately the observed planetary motions. The multiplication of epicycles is believed to have led to a nearly unworkable system by the 16th century, and that Copernicus created his heliocentric system in order to simplify the Ptolemaic astronomy of his day, thus succeeding in drastically reducing the number of circles.

With better observations additional epicycles and eccentrics were used to represent the newly observed phenomena till in the later Middle Ages the universe became a 'Sphere/With Centric and Eccentric scribbled o'er,/Cycle and Epicycle, Orb in Orb'.

Dorothy Stimson, The Gradual Acceptance of the Copernican Theory of the Universe, 1917 [18]

As a measure of complexity, the number of circles is given as 80 for Ptolemy, versus a mere 34 for Copernicus. [19] The highest number appeared in the Encyclopædia Britannica on Astronomy during the 1960s, in a discussion of King Alfonso X of Castile's interest in astronomy during the 13th century. (Alfonso is credited with commissioning the Alfonsine Tables.)

By this time each planet had been provided with from 40 to 60 epicycles to represent after a fashion its complex movement among the stars. Amazed at the difficulty of the project, Alfonso is credited with the remark that had he been present at the Creation he might have given excellent advice.

Encyclopædia Britannica, 1968 [20]

As it turns out, a major difficulty with this epicycles-on-epicycles theory is that historians examining books on Ptolemaic astronomy from the Middle Ages and the Renaissance have found absolutely no trace of multiple epicycles being used for each planet. The Alfonsine Tables, for instance, were apparently computed using Ptolemy's original unadorned methods. [21]

Another problem is that the models themselves discouraged tinkering. In a deferent-and-epicycle model, the parts of the whole are interrelated. A change in a parameter to improve the fit in one place would throw off the fit somewhere else. Ptolemy's model is probably optimal in this regard. On the whole it gave good results but missed a little here and there. Experienced astronomers would have recognized these shortcomings and allowed for them.

Mathematical formalism

According to the historian of science Norwood Russell Hanson:

There is no bilaterally-symmetrical, nor eccentrically-periodic curve used in any branch of astrophysics or observational astronomy which could not be smoothly plotted as the resultant motion of a point turning within a constellation of epicycles, finite in number, revolving around a fixed deferent.

Norwood Russell Hanson, "The Mathematical Power of Epicyclical Astronomy", 1960 [22]

Any path—periodic or not, closed or open—can be represented with an infinite number of epicycles.

This is because epicycles can be represented as a complex Fourier series; so, with a large number of epicycles, very complicated paths can be represented in the complex plane. [23]

Let the complex number

where a0 and k0 are constants, i = −1 is the imaginary unit, and t is time, correspond to a deferent centered on the origin of the complex plane and revolving with a radius a0 and angular velocity

where T is the period.

If z1 is the path of an epicycle, then the deferent plus epicycle is represented as the sum

This is an almost periodic function, and is a periodic function just when the ratio of the constants kj is rational. Generalizing to N epicycles yields the almost periodic function

which is periodic just when every pair of kj is rationally related. Finding the coefficients aj to represent a time-dependent path in the complex plane, z = f(t), is the goal of reproducing an orbit with deferent and epicycles, and this is a way of "saving the phenomena" (σώζειν τα φαινόμενα). [24]

This parallel was noted by Giovanni Schiaparelli. [25] [26] Pertinent to the Copernican Revolution's debate about "saving the phenomena" versus offering explanations, one can understand why Thomas Aquinas, in the 13th century, wrote:

Reason may be employed in two ways to establish a point: firstly, for the purpose of furnishing sufficient proof of some principle [...]. Reason is employed in another way, not as furnishing a sufficient proof of a principle, but as confirming an already established principle, by showing the congruity of its results, as in astronomy the theory of eccentrics and epicycles is considered as established, because thereby the sensible appearances of the heavenly movements can be explained; not, however, as if this proof were sufficient, forasmuch as some other theory might explain them.

Bad science

In part, due to misunderstandings about how deferent/epicycle models worked, "adding epicycles" has come to be used as a derogatory comment in modern scientific discussion. The term might be used, for example, to describe continuing to try to adjust a theory to make its predictions match the facts. There is a generally accepted idea that extra epicycles were invented to alleviate the growing errors that the Ptolemaic system noted as measurements became more accurate, particularly for Mars. According to this notion, epicycles are regarded by some as the paradigmatic example of bad science. [28] Part of the problem may be due to the misconception of the epicycle as an explanation of a body's motion rather than merely a description. Toomer explains as follows,

Whereas we use "hypothesis" to denote a tentative theory which is still to be verified, Ptolemy usually means by ύπόθεσις something more like "model", "system of explanation", often indeed referring to "the hypotheses which we have demonstrated".

G. J. Toomer, Ptolemy's Almagest, 1998 [29]

Copernicus added an extra epicycle to his planets, but that was only in an effort to eliminate Ptolemy's equant, which he considered a philosophical break away from Aristotle's perfection of the heavens. Mathematically, the second epicycle and the equant produce the same results, and many Copernican astronomers before Kepler continued using the equant, as the math was easier.

See also


  1. "epicycle". Online Etymology Dictionary .
  2. Andrea, Murschel (1995). "The Structure and Function of Ptolemy's Physical Hypotheses of Planetary Motion". Journal for the History of Astronomy (xxvii): 33–61. Bibcode:1995JHA....26...33M . Retrieved 2 August 2014.
  3. For an example of the complexity of the problem, see Owen Gingerich, The Book Nobody Read, Walker, 2004, p. 50
  4. Gingerich, Chapter 4
  5. One volume of De Revolutionibus was devoted to a description of the trigonometry used to make the transformation between geocentric and heliocentric coordinates.
  6. Gingerich, p. 267
  7. Gingerich, p. 54
  8. Palter, Robert (1970). "Approach to the History of Astronomy". Studies in the History and Philosophy of Science. 1: 94.
  9. Owen Gingerich, "Alfonso X as a Patron of Astronomy", in The Eye of Heaven: Ptolemy, Copernicus, Kepler (New York: American Institute of Physics, 1993), p. 125.
  10. Gingerich, "Crisis versus Aesthetic in the Copernican Revolution", in Eye of Heaven, pp. 193–204.
  11. "The popular belief that Copernicus's heliocentric system constitutes a significant simplification of the Ptolemaic system is obviously wrong ... [T]he Copernican models themselves require about twice as many circles as the Ptolemaic models and are far less elegant and adaptable." Neugebauer, Otto (1969) [1957]. The Exact Sciences in Antiquity (2 ed.). Dover Publications. ISBN   978-0-486-22332-2., p. 204. This is an extreme estimate in favor of Ptolemy.
  12. Koestler, Arthur (1989) [1959]. The Sleepwalkers. Arkana, Penguin Books., p. 195
  13. Palter, Approach to the History of Astronomy, pp. 113–114.
  14. Koestler, Arthur (1989) [1959]. The Sleepwalkers. Arkana, Penguin Books., pp. 194–195
  15. A deferent/epicycle model is in fact used to compute Lunar positions needed to define modern Hindu calendars. See Nachum Dershovitz and Edward M. Reingold: Calendrical Calculations , Cambridge University Press, 1997, Chapter 14. ( ISBN   0-521-56474-3)
  16. Goldstein, Bernard R. (1972). "Theory and Observation in Medieval Astronomy". Isis. 63 (1): 39–47 [40–41]. doi:10.1086/350839.
  17. Kollerstrom, Nicholas (2000). Newton's Forgotten Lunar Theory. Green Lion Press. ISBN   1-888009-08-X.
  18. Dorothy Stimson, Wikisource-logo.svg The Gradual Acceptance of the Copernican Theory of the Universe. (New York, 1917), Wikisource-logo.svg p. 14.. The quotation is from John Milton's Paradise Lost , Book 8, 11.82–85.
  19. Robert Palter, An Approach to the History of Early Astronomy
  20. Encyclopædia Britannica, 1968, vol. 2, p. 645. This is identified as the highest number in Owen Gingerich, Alfonso X. Gingerich also expressed doubt about the quotation attributed to Alfonso. In The Book Nobody Read (p. 56), however, Gingerich relates that he challenged Encyclopædia Britannica about the number of epicycles. Their response was that the original author of the entry had died and its source couldn't be verified.
  21. Gingerich, The Book Nobody Read, p. 57
  22. Hanson, Norwood Russell (1 June 1960). "The Mathematical Power of Epicyclical Astronomy" (PDF). Isis. 51 (2): 150–158. doi:10.1086/348869. ISSN   0021-1753. JSTOR   226846 . Retrieved 21 October 2011.
  23. See, e.g., this animation made by Christián Carman and Ramiro Serra, which uses 1000 epicycles to retrace the cartoon character Homer Simpson; cf. also Christián Carman's "Deferentes, epiciclos y adaptaciones." and "La refutabilidad del Sistema de Epiciclos y Deferentes de Ptolomeo".
  24. Cf. Duhem, Pierre (1969). To save the phenomena, an essay on the idea of physical theory from Plato to Galileo. Chicago: University of Chicago Press. OCLC   681213472. (excerpt).
  25. Giovanni Gallavotti: "Quasi periodic motions from Hipparchus to Kolmogorov". In: Rendiconti Lincei – Matematica e Applicazioni. Series 9, Band 12, No. 2, 2001, p. 125–152 (PDF; 205 KB)
  26. Lucio Russo: The forgotten revolution. How science was born in 300 BC and why it had to be reborn. Springer, Berlin. 2004, ISBN   3-540-20068-1, p. 91.
  27. Summa Theologica , I q. 32 a. 1 ad 2
  28. See e.g., Kolb, Rocky, Blind Watchers of the Sky, Addison–Wesley, 1996. P. 299 ( ISBN   0-201-48992-9)
  29. Toomer, G. J. (1998). Ptolemy's Almagest. Princeton University Press. p. 23. ISBN   0-691-00260-6.

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