Heat transfer coefficient

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The heat transfer coefficient or film coefficient, or film effectiveness, in thermodynamics and in mechanics is the proportionality constant between the heat flux and the thermodynamic driving force for the flow of heat (i.e., the temperature difference, ΔT):

Thermodynamics branch of physics concerned with heat, work, temperature, and thermal or internal energy

Thermodynamics is the branch of physics that deals with heat and temperature, and their relation to energy, work, radiation, and properties of bodies of matter. The behavior of these quantities is governed by the four laws of thermodynamics, irrespective of the specific composition of the material or system in question. The laws of thermodynamics are explained in terms of microscopic constituents by statistical mechanics. Thermodynamics applies to a wide variety of topics in science and engineering, especially physical chemistry, chemical engineering and mechanical engineering.

Mechanical engineering engineering discipline and economic branch

Mechanical engineering is the discipline that applies engineering, physics, engineering mathematics, and materials science principles to design, analyze, manufacture, and maintain mechanical systems. It is one of the oldest and broadest of the engineering disciplines.

Heat flux

Heat flux or thermal flux, sometimes also referred to as heat flux density or heat flow rate intensity is a flow of energy per unit of area per unit of time. In SI its units are watts per square metre (W⋅m−2). It has both a direction and a magnitude, and so it is a vector quantity. To define the heat flux at a certain point in space, one takes the limiting case where the size of the surface becomes infinitesimally small.


The overall heat transfer rate for combined modes is usually expressed in terms of an overall conductance or heat transfer coefficient, U. In that case, the heat transfer rate is:


: surface area where the heat transfer takes place, m2
: temperature of the surrounding fluid, K
: temperature of the solid surface, K.

The general definition of the heat transfer coefficient is:


q: heat flux, W/m2; i.e., thermal power per unit area, q = d/dA
h: heat transfer coefficient, W/(m2•K)
ΔT: difference in temperature between the solid surface and surrounding fluid area, K

It is used in calculating the heat transfer, typically by convection or phase transition between a fluid and a solid. The heat transfer coefficient has SI units in watts per squared meter kelvin: W/(m2K).

Heat transfer exchange of thermal energy between physical systems

Heat transfer is a discipline of thermal engineering that concerns the generation, use, conversion, and exchange of thermal energy (heat) between physical systems. Heat transfer is classified into various mechanisms, such as thermal conduction, thermal convection, thermal radiation, and transfer of energy by phase changes. Engineers also consider the transfer of mass of differing chemical species, either cold or hot, to achieve heat transfer. While these mechanisms have distinct characteristics, they often occur simultaneously in the same system.

Convection movement of groups of molecules within fluids such as liquids or gases, and within rheids; takes place through advection, diffusion or both

Convection is the heat transfer due to the bulk movement of molecules within fluids such as gases and liquids, including molten rock (rheid). Convection includes sub-mechanisms of advection, and diffusion.

Phase transition transitions between solid, liquid and gaseous states of matter, and, in rare cases, plasma

The term phase transition is most commonly used to describe transitions between solid, liquid, and gaseous states of matter, as well as plasma in rare cases. A phase of a thermodynamic system and the states of matter have uniform physical properties. During a phase transition of a given medium, certain properties of the medium change, often discontinuously, as a result of the change of external conditions, such as temperature, pressure, or others. For example, a liquid may become gas upon heating to the boiling point, resulting in an abrupt change in volume. The measurement of the external conditions at which the transformation occurs is termed the phase transition. Phase transitions commonly occur in nature and are used today in many technologies.

The heat transfer coefficient is the reciprocal of thermal insulance. This is used for building materials (R-value) and for clothing insulation.

R-value (insulation) measure of how well an object, per unit of its exposed area, resists conductive flow of heat: the greater the R-value, the greater the resistance, and so the better the thermal insulating properties of the object

In building and construction, the R-value is a measure of how well a two-dimensional barrier, such as a layer of insulation, a window or a complete wall or ceiling, resists conductive flow of heat. R-values measure the thermal resistance per unit of a barrier's exposed area. The greater the R-value, the greater the resistance, and so the better the thermal insulating properties of the barrier. R-values are used in describing effectiveness of insulating material and in analysis of heat flow across assemblies under steady-state conditions. Heat flow through a barrier is driven by temperature difference between two sides of the barrier, and the R-value quantifies how effectively the object resists this drive: The temperature difference divided by the R-value and then multiplied by the surface area of the barrier gives the total rate of heat flow through the barrier, as measured in watts or in BTUs per hour.

Clothing insulation is the thermal insulation provided by clothing.

There are numerous methods for calculating the heat transfer coefficient in different heat transfer modes, different fluids, flow regimes, and under different thermohydraulic conditions. Often it can be estimated by dividing the thermal conductivity of the convection fluid by a length scale. The heat transfer coefficient is often calculated from the Nusselt number (a dimensionless number). There are also online calculators available specifically for heat transfer fluid applications. Experimental assessment of the heat transfer coefficient poses some challenges especially when small fluxes are to be measured (e.g. ). [1] [2]

Thermal hydraulics is the study of hydraulic flow in thermal fluids. The area can be mainly divided into three parts: thermodynamics, fluid mechanics, and heat transfer, but they are often closely linked to each other. A common example is steam generation in power plants and the associated energy transfer to mechanical motion and the change of states of the water while undergoing this process. Thermal-hydraulic analysis can determine important parameters for reactor design such as plant efficiency and coolability of the system.

The thermal conductivity of a material is a measure of its ability to conduct heat. It is commonly denoted by , , or .

In heat transfer at a boundary (surface) within a fluid, the Nusselt number (Nu) is the ratio of convective to conductive heat transfer across the boundary. In this context, convection includes both advection and diffusion (conduction). The conductive component is measured under the same conditions as the heat convection but with a (hypothetically) stagnant fluid.


A simple method for determining an overall heat transfer coefficient that is useful to find the heat transfer between simple elements such as walls in buildings or across heat exchangers is shown below. Note that this method only accounts for conduction within materials, it does not take into account heat transfer through methods such as radiation. The method is as follows:


As the areas for each surface approach being equal the equation can be written as the transfer coefficient per unit area as shown below:


It is to be noted that often the value for is referred to as the difference of two radii where the inner and outer radii are used to define the thickness of a pipe carrying a fluid, however, this figure may also be considered as a wall thickness in a flat plate transfer mechanism or other common flat surfaces such as a wall in a building when the area difference between each edge of the transmission surface approaches zero.

In the walls of buildings the above formula can be used to derive the formula commonly used to calculate the heat through building components. Architects and engineers call the resulting values either the U-Value or the R-Value of a construction assembly like a wall. Each type of value (R or U) are related as the inverse of each other such that R-Value = 1/U-Value and both are more fully understood through the concept of an overall heat transfer coefficient described in lower section of this document.

Convective heat transfer correlations

Although convective heat transfer can be derived analytically through dimensional analysis, exact analysis of the boundary layer, approximate integral analysis of the boundary layer and analogies between energy and momentum transfer, these analytic approaches may not offer practical solutions to all problems when there are no mathematical models applicable. Therefore, many correlations were developed by various authors to estimate the convective heat transfer coefficient in various cases including natural convection, forced convection for internal flow and forced convection for external flow. These empirical correlations are presented for their particular geometry and flow conditions. As the fluid properties are temperature dependent, they are evaluated at the film temperature , which is the average of the surface and the surrounding bulk temperature, .

External flow, vertical plane

Recommendations by Churchill and Chu provide the following correlation for natural convection adjacent to a vertical plane, both for laminar and turbulent flow. [3] [4] k is the thermal conductivity of the fluid, L is the characteristic length with respect to the direction of gravity, RaL is the Rayleigh number with respect to this length and Pr is the Prandtl number.

For laminar flows, the following correlation is slightly more accurate. It is observed that a transition from a laminar to a turbulent boundary occurs when RaL exceeds around 109.

External flow, vertical cylinders

For cylinders with their axes vertical, the expressions for plane surfaces can be used provided the curvature effect is not too significant. This represents the limit where boundary layer thickness is small relative to cylinder diameter . The correlations for vertical plane walls can be used when

where is the Grashof number.

External flow, horizontal plates

W. H. McAdams suggested the following correlations for horizontal plates. [5] The induced buoyancy will be different depending upon whether the hot surface is facing up or down.

For a hot surface facing up, or a cold surface facing down, for laminar flow:

and for turbulent flow:

For a hot surface facing down, or a cold surface facing up, for laminar flow:

The characteristic length is the ratio of the plate surface area to perimeter. If the surface is inclined at an angle θ with the vertical then the equations for a vertical plate by Churchill and Chu may be used for θ up to 60°; if the boundary layer flow is laminar, the gravitational constant g is replaced with g cosθ when calculating the Ra term.

External flow, horizontal cylinder

For cylinders of sufficient length and negligible end effects, Churchill and Chu has the following correlation for .

External flow, spheres

For spheres, T. Yuge has the following correlation for Pr≃1 and . [6]

Forced convection

Internal flow, laminar flow

Sieder and Tate give the following correlation to account for entrance effects in laminar flow in tubes where is the internal diameter, is the fluid viscosity at the bulk mean temperature, is the viscosity at the tube wall surface temperature. [6]

For fully developed laminar flow, the Nusselt number is constant and equal to 3.66. Mills combines the entrance effects and fully developed flow into one equation


Internal flow, turbulent flow

The Dittus-Bölter correlation (1930) is a common and particularly simple correlation useful for many applications. This correlation is applicable when forced convection is the only mode of heat transfer; i.e., there is no boiling, condensation, significant radiation, etc. The accuracy of this correlation is anticipated to be ±15%.

For a fluid flowing in a straight circular pipe with a Reynolds number between 10,000 and 120,000 (in the turbulent pipe flow range), when the fluid's Prandtl number is between 0.7 and 120, for a location far from the pipe entrance (more than 10 pipe diameters; more than 50 diameters according to many authors [8] ) or other flow disturbances, and when the pipe surface is hydraulically smooth, the heat transfer coefficient between the bulk of the fluid and the pipe surface can be expressed explicitly as:


is the hydraulic diameter
is the thermal conductivity of the bulk fluid
is the fluid viscosity
mass flux
isobaric heat capacity of the fluid
is 0.4 for heating (wall hotter than the bulk fluid) and 0.33 for cooling (wall cooler than the bulk fluid). [9]

The fluid properties necessary for the application of this equation are evaluated at the bulk temperature thus avoiding iteration

Forced convection, external flow

In analyzing the heat transfer associated with the flow past the exterior surface of a solid, the situation is complicated by phenomena such as boundary layer separation. Various authors have correlated charts and graphs for different geometries and flow conditions. For flow parallel to a plane surface, where is the distance from the edge and is the height of the boundary layer, a mean Nusselt number can be calculated using the Colburn analogy. [6]

Thom correlation

There exist simple fluid-specific correlations for heat transfer coefficient in boiling. The Thom correlation is for the flow of boiling water (subcooled or saturated at pressures up to about 20 MPa) under conditions where the nucleate boiling contribution predominates over forced convection. This correlation is useful for rough estimation of expected temperature difference given the heat flux: [10]


is the wall temperature elevation above the saturation temperature, K
q is the heat flux, MW/m2
P is the pressure of water, MPa

Note that this empirical correlation is specific to the units given.

Heat transfer coefficient of pipe wall

The resistance to the flow of heat by the material of pipe wall can be expressed as a "heat transfer coefficient of the pipe wall". However, one needs to select if the heat flux is based on the pipe inner or the outer diameter. Selecting to base the heat flux on the pipe inner diameter, and assuming that the pipe wall thickness is small in comparison with the pipe inner diameter, then the heat transfer coefficient for the pipe wall can be calculated as if the wall were not curved[ citation needed ]:

where k is the effective thermal conductivity of the wall material and x is the wall thickness.

If the above assumption does not hold, then the wall heat transfer coefficient can be calculated using the following expression:

where di and do are the inner and outer diameters of the pipe, respectively.

The thermal conductivity of the tube material usually depends on temperature; the mean thermal conductivity is often used.

Combining convective heat transfer coefficients

For two or more heat transfer processes acting in parallel, convective heat transfer coefficients simply add:

For two or more heat transfer processes connected in series, convective heat transfer coefficients add inversely: [11]

For example, consider a pipe with a fluid flowing inside. The approximate rate of heat transfer between the bulk of the fluid inside the pipe and the pipe external surface is: [12]


q = heat transfer rate (W)
h = convective heat transfer coefficient (W/(m2·K))
t = wall thickness (m)
k = wall thermal conductivity (W/m·K)
A = area (m2)
= difference in temperature.

Overall heat transfer coefficient

The overall heat transfer coefficient is a measure of the overall ability of a series of conductive and convective barriers to transfer heat. It is commonly applied to the calculation of heat transfer in heat exchangers, but can be applied equally well to other problems.

For the case of a heat exchanger, can be used to determine the total heat transfer between the two streams in the heat exchanger by the following relationship:


= heat transfer rate (W)
= overall heat transfer coefficient (W/(m²·K))
= heat transfer surface area (m2)
= logarithmic mean temperature difference (K).

The overall heat transfer coefficient takes into account the individual heat transfer coefficients of each stream and the resistance of the pipe material. It can be calculated as the reciprocal of the sum of a series of thermal resistances (but more complex relationships exist, for example when heat transfer takes place by different routes in parallel):


R = Resistance(s) to heat flow in pipe wall (K/W)
Other parameters are as above. [13]

The heat transfer coefficient is the heat transferred per unit area per kelvin. Thus area is included in the equation as it represents the area over which the transfer of heat takes place. The areas for each flow will be different as they represent the contact area for each fluid side.

The thermal resistance due to the pipe wall is calculated by the following relationship:


x = the wall thickness (m)
k = the thermal conductivity of the material (W/(m·K))
A = the total area of the heat exchanger (m2)

This represents the heat transfer by conduction in the pipe.

The thermal conductivity is a characteristic of the particular material. Values of thermal conductivities for various materials are listed in the list of thermal conductivities.

As mentioned earlier in the article the convection heat transfer coefficient for each stream depends on the type of fluid, flow properties and temperature properties.

Some typical heat transfer coefficients include:

Thermal resistance due to fouling deposits

Often during their use, heat exchangers collect a layer of fouling on the surface which, in addition to potentially contaminating a stream, reduces the effectiveness of heat exchangers. In a fouled heat exchanger the buildup on the walls creates an additional layer of materials that heat must flow through. Due to this new layer, there is additional resistance within the heat exchanger and thus the overall heat transfer coefficient of the exchanger is reduced. The following relationship is used to solve for the heat transfer resistance with the additional fouling resistance: [14]



= overall heat transfer coefficient for a fouled heat exchanger,
= perimeter of the heat exchanger, may be either the hot or cold side perimeter however, it must be the same perimeter on both sides of the equation,
= overall heat transfer coefficient for an unfouled heat exchanger,
= fouling resistance on the cold side of the heat exchanger,
= fouling resistance on the hot side of the heat exchanger,
= perimeter of the cold side of the heat exchanger,
= perimeter of the hot side of the heat exchanger,

This equation uses the overall heat transfer coefficient of an unfouled heat exchanger and the fouling resistance to calculate the overall heat transfer coefficient of a fouled heat exchanger. The equation takes into account that the perimeter of the heat exchanger is different on the hot and cold sides. The perimeter used for the does not matter as long as it is the same. The overall heat transfer coefficients will adjust to take into account that a different perimeter was used as the product will remain the same.

The fouling resistances can be calculated for a specific heat exchanger if the average thickness and thermal conductivity of the fouling are known. The product of the average thickness and thermal conductivity will result in the fouling resistance on a specific side of the heat exchanger. [14]



= average thickness of the fouling in a heat exchanger,
= thermal conductivity of the fouling, .

See also

Related Research Articles

The Péclet number (Pe) is a class of dimensionless numbers relevant in the study of transport phenomena in a continuum. It is named after the French physicist Jean Claude Eugène Péclet. It is defined to be the ratio of the rate of advection of a physical quantity by the flow to the rate of diffusion of the same quantity driven by an appropriate gradient. In the context of species or mass transfer, the Péclet number is the product of the Reynolds number and the Schmidt number. In the context of the thermal fluids, the thermal Peclet number is equivalent to the product of the Reynolds number and the Prandtl number.

The Grashof number (Gr) is a dimensionless number in fluid dynamics and heat transfer which approximates the ratio of the buoyancy to viscous force acting on a fluid. It frequently arises in the study of situations involving natural convection and is analogous to the Reynolds number. It's believed to be named after Franz Grashof. Though this grouping of terms had already been in use, it wasn't named until around 1921, 28 years after Franz Grashof's death. It's not very clear why the grouping was named after him.

In fluid mechanics, the Rayleigh number (Ra) for a fluid is a dimensionless number associated with buoyancy-driven flow, also known as free or natural convection. When the Rayleigh number is below a critical value for that fluid, heat transfer is primarily in the form of conduction; when it exceeds the critical value, heat transfer is primarily in the form of convection.

Thermal conduction is the transfer of heat by microscopic collisions of particles and movement of electrons within an organ. The microscopically colliding particles, that include molecules, atoms and electrons, transfer disorganized microscopic kinetic and potential energy, jointly known as internal energy. Conduction takes place in all phases of including solids, liquids, gases and waves. The rate at which energy is conducted as heat between two bodies is a function of the temperature difference between the two bodies and the properties of the conductive medium through which the heat is transferred.

Newton's law of cooling states that the rate of heat loss of a body is directly proportional to the difference in the temperatures between the body and its surroundings provided the temperature difference is small and the nature of radiating surface remains same. As such, it is equivalent to a statement that the heat transfer coefficient, which mediates between heat losses and temperature differences, is a constant. This condition is generally true in thermal conduction, but it is often only approximately true in conditions of convective heat transfer, where a number of physical processes make effective heat transfer coefficients somewhat dependent on temperature differences. Finally, in the case of heat transfer by thermal radiation, Newton's law of cooling is not true.

The Biot number (Bi) is a dimensionless quantity used in heat transfer calculations. It is named after the eighteenth century French physicist Jean-Baptiste Biot (1774–1862), and gives a simple index of the ratio of the heat transfer resistances inside of and at the surface of a body. This ratio determines whether or not the temperatures inside a body will vary significantly in space, while the body heats or cools over time, from a thermal gradient applied to its surface.

In fluid dynamics, the Darcy–Weisbach equation is an empirical equation, which relates the head loss, or pressure loss, due to friction along a given length of pipe to the average velocity of the fluid flow for an incompressible fluid. The equation is named after Henry Darcy and Julius Weisbach.

Heat sink hardware component

A heat sink is a passive heat exchanger that transfers the heat generated by an electronic or a mechanical device to a fluid medium, often air or a liquid coolant, where it is dissipated away from the device, thereby allowing regulation of the device's temperature at optimal levels. In computers, heat sinks are used to cool central processing units or graphics processors. Heat sinks are used with high-power semiconductor devices such as power transistors and optoelectronics such as lasers and light emitting diodes (LEDs), where the heat dissipation ability of the component itself is insufficient to moderate its temperature.

The Lewis number (Le) is a dimensionless number defined as the ratio of thermal diffusivity to mass diffusivity. It is used to characterize fluid flows where there is simultaneous heat and mass transfer.

The Stanton number, St, is a dimensionless number that measures the ratio of heat transferred into a fluid to the thermal capacity of fluid. The Stanton number is named after Thomas Edward Stanton (1865–1931). It is used to characterize heat transfer in forced convection flows.

In convective heat transfer, the Churchill–Bernstein equation is used to estimate the surface averaged Nusselt number for a cylinder in cross flow at various velocities. The need for the equation arises from the inability to solve the Navier–Stokes equations in the turbulent flow regime, even for a Newtonian fluid. When the concentration and temperature profiles are independent of one another, the mass-heat transfer analogy can be employed. In the mass-heat transfer analogy, heat transfer dimensionless quantities are replaced with analogous mass transfer dimensionless quantities.

Natural convection mechanism, or type of heat transport, in which the fluid motion is not generated by any external source, but only by density differences in the fluid occurring due to temperature gradients

Natural convection is a mechanism, or type of heat transport, in which the fluid motion is not generated by any external source but only by density differences in the fluid occurring due to temperature gradients. In natural convection, fluid surrounding a heat source receives heat and by thermal expansion becomes less dense and rises. The surrounding, cooler fluid then moves to replace it. This cooler fluid is then heated and the process continues, forming a convection current; this process transfers heat energy from the bottom of the convection cell to top. The driving force for natural convection is buoyancy, a result of differences in fluid density. Because of this, the presence of a proper acceleration such as arises from resistance to gravity, or an equivalent force, is essential for natural convection. For example, natural convection essentially does not operate in free-fall (inertial) environments, such as that of the orbiting International Space Station, where other heat transfer mechanisms are required to prevent electronic components from overheating.

Concentric tube Heat Exchangers are used in a variety of industries for purposes such as material processing, food preparation, and air-conditioning. They create a temperature driving force by passing fluid streams of different temperatures parallel to each other, separated by a physical boundary in the form of a pipe. This induces forced convection, transferring heat to/from the product.

Thermal resistance is a heat property and a measurement of a temperature difference by which an object or material resists a heat flow. Thermal resistance is the reciprocal of thermal conductance.

Heat transfer physics describes the kinetics of energy storage, transport, and energy transformation by principal energy carriers: phonons, electrons, fluid particles, and photons. Heat is energy stored in temperature-dependent motion of particles including electrons, atomic nuclei, individual atoms, and molecules. Heat is transferred to and from matter by the principal energy carriers. The state of energy stored within matter, or transported by the carriers, is described by a combination of classical and quantum statistical mechanics. The energy is also transformed (converted) among various carriers. The heat transfer processes are governed by the rates at which various related physical phenomena occur, such as the rate of particle collisions in classical mechanics. These various states and kinetics determine the heat transfer, i.e., the net rate of energy storage or transport. Governing these process from the atomic level to macroscale are the laws of thermodynamics, including conservation of energy.

In fluid dynamics, the entrance length is the distance a flow travels after entering a pipe before the flow becomes fully developed. Entrance length refers to the length of the entry region, the area following the pipe entrance where effects originating from the interior wall of the pipe propagate into the flow as an expanding boundary layer. When the boundary layer expands to fill the entire pipe, the developing flow becomes a fully developed flow, where flow characteristics no longer change with increased distance along the pipe. Many different entrance lengths exist to describe a variety of flow conditions. Hydrodynamic entrance length describes the formation of a velocity profile caused by viscous forces propagating from the pipe wall. Thermal entrance length describes the formation of a temperature profile. Awareness of entrance length may be necessary for the effective placement of instrumentation, such as fluid flow meters.

The removal of heat from nuclear reactors is an essential step in the generation of energy from nuclear reactions. In nuclear engineering there are a number of empirical or semi-empirical relations used for quantifying the process of removing heat from a nuclear reactor core so that the reactor operates in the projected temperature interval that depends on the materials used in the construction of the reactor. The effectiveness of removal of heat from the reactor core depends on many factors, including the cooling agents used and the type of reactor. Common coolers for nuclear reactors include: heavy water, the first alkaline metals, lead or lead-based alloys, and .


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