Phrygian cap

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Head of Attis wearing a Phrygian cap (Parian marble, 2nd century AD). Bust Attis CdM.jpg
Head of Attis wearing a Phrygian cap (Parian marble, 2nd century AD).

The Phrygian cap or liberty cap is a soft conical cap with the apex bent over, associated in antiquity with several peoples in Eastern Europe and Anatolia, including Phrygia, Dacia, and the Balkans. In early modern Europe it came to signify freedom and the pursuit of liberty through a confusion with the pileus , the felt cap of manumitted (emancipated) slaves of ancient Rome. In artistic representations it signifies freedom and the pursuit of liberty.

Hat shaped head covering, having a brim and a crown, or one of these

A hat is a head covering which is worn for various reasons, including protection against weather conditions, ceremonial reasons such as university graduation, religious reasons, safety, or as a fashion accessory. In the past, hats were an indicator of social status. In the military, hats may denote nationality, branch of service, rank or regiment. Police typically wear distinctive hats such as peaked caps or brimmed hats, such as those worn by the Royal Canadian Mounted Police. Some hats have a protective function. As examples, the hard hat protects construction workers' heads from injury by falling objects and a British police Custodian helmet protects the officer's head, a sun hat shades the face and shoulders from the sun, a cowboy hat protects against sun and rain and a Ushanka fur hat with fold-down earflaps keeps the head and ears warm. Some hats are worn for ceremonial purposes, such as the mortarboard, which is worn during university graduation ceremonies. Some hats are worn by members of a certain profession, such as the Toque worn by chefs. Some hats have religious functions, such as the mitres worn by Bishops and the turban worn by Sikhs.

Classical antiquity Age of the ancient Greeks and Romans

Classical antiquity is the period of cultural history between the 8th century BC and the 6th century AD centered on the Mediterranean Sea, comprising the interlocking civilizations of ancient Greece and ancient Rome known as the Greco-Roman world. It is the period in which Greek and Roman society flourished and wielded great influence throughout Europe, North Africa and Western Asia.

Anatolia Asian part of Turkey

Anatolia, also known as Asia Minor, Asian Turkey, the Anatolian peninsula or the Anatolian plateau, is the westernmost protrusion of Asia, which makes up the majority of modern-day Turkey. The region is bounded by the Black Sea to the north, the Mediterranean Sea to the south, the Armenian Highlands to the east and the Aegean Sea to the west. The Sea of Marmara forms a connection between the Black and Aegean seas through the Bosphorus and Dardanelles straits and separates Anatolia from Thrace on the European mainland.

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It is used in the coat of arms of certain republics or of republican state institutions in the place where otherwise a crown would be used (in the heraldry of monarchies). It thus came to be identified as a symbol of the republican form of government. A number of national personifications, in particular France's Marianne, are commonly depicted wearing the Phrygian cap.

Marianne national emblem of France

Marianne is a national symbol of the French Republic, a personification of liberty and reason, and a portrayal of the Goddess of Liberty.

20 centime with Marianne on obverse
20 Centimes (France).jpg
Obverse: Marianne wearing the Phrygian cap of liberty.Reverse: Face value and French motto: "Liberté, égalité, fraternité".
This coin was minted from 1962 to 2001.

In antiquity

In the early Hellenistic world

By the 4th century BC (early Hellenistic period) the Phrygian cap was associated with Phrygian Attis, the consort of Cybele, the cult of which had by then become graecified. At around the same time, the cap appears in depictions of the legendary king Midas and other Phrygians in Greek vase-paintings and sculpture. [1] Such images predate the earliest surviving literary references to the cap.

Hellenistic period Period of ancient Greek and Mediterranean history

The Hellenistic period covers the period of Mediterranean history between the death of Alexander the Great in 323 BCE and the emergence of the Roman Empire as signified by the Battle of Actium in 31 BCE and the subsequent conquest of Ptolemaic Egypt the following year. The Ancient Greek word Hellas is the original word for Greece, from which the word Hellenistic was derived.

Phrygians

The Phrygians were an ancient Indo-European people, initially dwelling in the southern Balkans – according to Herodotus – under the name of Bryges (Briges), changing it to Phryges after their final migration to Anatolia, via the Hellespont.

Attis Phrygian and Greek god

Attis was the consort of Cybele in Phrygian and Greek mythology. His priests were eunuchs, the Galli, as explained by origin myths pertaining to Attis and castration. Attis was also a Phrygian god of vegetation. In his self-mutilation, death and resurrection he represents the fruits of the earth which die in winter only to rise again in the spring.

By extension, the Phrygian cap came to be applied to several other non-Greek-speaking peoples ("barbarians" in the classical sense) as well. Most notable of these extended senses of "Phrygian" were the Trojans and other western Anatolian peoples, who in Greek perception were synonymous with the Phrygians, and whose heroes Paris, Aeneas, and Ganymede were all regularly depicted with a Phrygian cap. Other Greek earthenware of antiquity also depict Amazons and so-called "Scythian" archers with Phrygian caps. Although these are military depictions, the headgear is distinguished from "Phrygian helmets" by long ear flaps, and the figures are also identified as "barbarians" by their trousers. The headgear also appears in 2nd-century BC Boeotian Tanagra figurines of an effeminate Eros, and in various 1st-century BC statuary of the Commagene, in eastern Anatolia. Greek representations of Thracians also regularly appear with Phrygian caps, most notably Bendis, the Thracian goddess of the moon and the hunt, and Orpheus, a legendary Thracian poet and musician.

Barbarian person perceived to be either uncivilized or primitive based on stereotypes

A barbarian is a human who is perceived to be either uncivilized or primitive. The designation is usually applied as generalization based on a popular stereotype; barbarians can be any member of a nation judged by some to be less civilized or orderly, but may also be part of a certain "primitive" cultural group or social class both within and outside one's own nation. Alternatively, they may instead be admired and romanticised as noble savages. In idiomatic or figurative usage, a "barbarian" may also be an individual reference to a brutal, cruel, warlike, and insensitive person.

Troy Homeric ancient city in northwest Asia Minor

Troy was a city in the far northwest of the region known in late Classical antiquity as Asia Minor, now known as Anatolia in modern Turkey, just south of the southwest mouth of the Dardanelles strait and northwest of Mount Ida. The present-day location is known as Hisarlik. It was the setting of the Trojan War described in the Greek Epic Cycle, in particular in the Iliad, one of the two epic poems attributed to Homer. Metrical evidence from the Iliad and the Odyssey suggests that the name Ἴλιον (Ilion) formerly began with a digamma: Ϝίλιον (Wilion); this is also supported by the Hittite name for what is thought to be the same city, Wilusa.

Paris (mythology) son of Priam, king of Troy

Paris, also known as Alexander, the son of King Priam and Queen Hecuba of Troy, appears in a number of Greek legends. Probably the best known was his elopement with Helen, queen of Sparta, this being one of the immediate causes of the Trojan War. Later in the war, he fatally wounds Achilles in the heel with an arrow as foretold by Achilles’s mother, Thetis. The name Paris is probably Luwian and comparable to Pari-zitis, attested as a Hittite scribe's name.

While the Phrygian cap was of wool or soft leather, in pre-Hellenistic times the Greeks had already developed a military helmet that had a similarly characteristic flipped-over tip. These so-called "Phrygian helmets" (named in modern times after the cap) were usually of bronze and in prominent use in Thrace, Dacia, Magna Graecia and the rest of the Hellenistic world from the 5th century BC up to Roman times. Due to their superficial similarity, the cap and helmet are often difficult to distinguish in Greek art (especially in black-figure or red-figure earthenware) unless the headgear is identified as a soft flexible cap by long earflaps or a long neck flap. Also confusingly similar are the depictions of the helmets used by cavalry and light infantry (cf. Peltasts of Thrace and Paeonia), whose headgear – aside from the traditional alopekis caps of fox skin – also included stiff leather helmets in imitation of the bronze ones.

Phrygian helmet Ancient Greek helmet with a high, curved apex

The Phrygian helmet, also known as the Thracian helmet, was a type of helmet that originated in Classical Greece and was widely used in Thrace, Dacia, Magna Graecia and the Hellenistic world until well into the Roman Empire.

Black-figure pottery Style of painting on ancient Greek vases

Black-figure pottery painting, also known as the black-figure style or black-figure ceramic is one of the styles of painting on antique Greek vases. It was especially common between the 7th and 5th centuries BC, although there are specimens dating as late as the 2nd century BC. Stylistically it can be distinguished from the preceding orientalizing period and the subsequent red-figure pottery style.

Red-figure pottery

Red-figure vase painting is one of the most important styles of figural Greek vase painting.

In the Roman world

The Greek concept passed to the Romans in its extended sense, and thus encompassed not only to Phrygians or Trojans (which the Romans also generally associated with the term "Phrygian"), but also the other near-neighbours of the Greeks. On Trajan's Column, which commemorated Trajan's epic wars with the Dacians (101–102 and 105–106 AD), the Phrygian cap adorns the heads of Trajan's Dacian prisoners. The prisoner, accompanying Trajan in the monumental, 3 m tall statue of Trajan in the ancient Turkish city of Laodicea, is wearing a Phrygian Cap. Parthians appear with Phrygian caps in the 2nd-century Arch of Septimius Severus, which commemorates Roman victories over the Parthian Empire. Likewise with Phrygians caps, but for Gauls, appear in 2nd-century friezes built into the 4th century Arch of Constantine.

Trajans Column victory column

Trajan's Column is a Roman triumphal column in Rome, Italy, that commemorates Roman emperor Trajan's victory in the Dacian Wars. It was probably constructed under the supervision of the architect Apollodorus of Damascus at the order of the Roman Senate. It is located in Trajan's Forum, built near the Quirinal Hill, north of the Roman Forum. Completed in AD 113, the freestanding column is most famous for its spiral bas relief, which artistically represents the wars between the Romans and Dacians. Its design has inspired numerous victory columns, both ancient and modern.

Dacians Indo-European people

The Dacians were a Thracian people who were the ancient inhabitants of the cultural region of Dacia, located in the area near the Carpathian Mountains and west of the Black Sea. This area includes the present-day countries of Romania and Moldova, as well as parts of Ukraine, Eastern Serbia, Northern Bulgaria, Slovakia, Hungary and Southern Poland. The Dacians spoke the Dacian language, a sub-group of Thracian, but were somewhat culturally influenced by the neighbouring Scythians and by the Celtic invaders of the 4th century BC.

Arch of Septimius Severus triumphal arch in Rome, Italy

The Arch of Septimius Severus at the northwest end of the Roman Forum is a white marble triumphal arch dedicated in 203 to commemorate the Parthian victories of Emperor Septimius Severus and his two sons, Caracalla and Geta, in the two campaigns against the Parthians of 194/195 and 197–199.

The Phrygian cap reappears in figures related to the first to fourth century religion Mithraism. This astrology-centric Roman mystery cult (cultus) projected itself with pseudo-Oriental trappings (known as perserie in scholarship) in order to distinguish itself from both traditional Roman religion and from the other mystery cults. In the artwork of the cult (e.g. in the so-called "tauroctony" cult images), the figures of the god Mithras as well as those of his helpers Cautes and Cautopates are routinely depicted with a Phrygian cap. The function of the Phrygian cap in the cult are unknown, but it is conventionally identified as an accessory of its perserie.

Early Christian art (and continuing well into the Middle Ages) build on the same Greco-Roman perceptions of (Pseudo-)Zoroaster and his "Magi" as experts in the arts of astrology and magic, and routinely depict the "three wise men" (that follow a star) with Phrygian caps.

As a symbol of liberty

From Phrygian to liberty cap

In late Republican Rome, a soft felt cap called the pileus served as a symbol of freemen (i.e. non-slaves), and was symbolically given to slaves upon manumission, thereby granting them not only their personal liberty, but also libertas— freedom as citizens, with the right to vote (if male). Following the assassination of Julius Caesar in 44 BC, Brutus and his co-conspirators instrumentalized this symbolism of the pileus to signify the end of Caesar's dictatorship and a return to the (Roman) republican system. [2]

These Roman associations of the pileus with liberty and republicanism were carried forward to the 18th-century, when the pileus was confused with the Phrygian cap, with the Phrygian cap then becoming a symbol of those values. [3]

France's bonnet rouge

French revolutionaries wearing bonnets rouges and tricolor cockades. Sansculottes.jpg
French revolutionaries wearing bonnets rouges and tricolor cockades.
In this 1793 British cartoon by James Gillray, who was deeply hostile to the French Revolution, a Phrygian cap substitutes for Scylla atop the dangerous "Rock of Democracy", as Britannia's boat (Constitution) navigates between Scylla's rock and Charybdis, the "Whirlpool of Arbitrary-Power", pursued by Scylla's "dogs": Sheridan, Fox, and Priestley, depicted as sharks. GillrayBritannia.jpg
In this 1793 British cartoon by James Gillray, who was deeply hostile to the French Revolution, a Phrygian cap substitutes for Scylla atop the dangerous "Rock of Democracy", as Britannia's boat (Constitution) navigates between Scylla's rock and Charybdis, the "Whirlpool of Arbitrary-Power", pursued by Scylla's "dogs": Sheridan, Fox, and Priestley, depicted as sharks.
In revolutionary France

In 1675, the anti-tax and anti-nobility Stamp-Paper revolt erupted in Brittany and north-western France, where it became known as the bonnets rouges uprising after the blue or red caps worn by the insurgents. Although the insurgents are not known to have preferred any particular style of cap, the name and color stuck as a symbol of revolt against the nobility and establishment. Robespierre would later object to the color, but was ignored.

The use of a Phrygian-style cap as a symbol of revolutionary France is first documented in May 1790, at a festival in Troyes adorning a statue representing the nation, and at Lyon, on a lance carried by the goddess Libertas. [5] To this day the national allegory of France, Marianne, is shown wearing a red Phrygian cap. [6]

By wearing the bonnet rouge and sans-culottes ("without silk breeches"), the Parisian working class made their revolutionary ardor and plebeian solidarity immediately recognizable. By mid-1791, these mocking fashion statements included the bonnet rouge as Parisian hairstyle, proclaimed by the Marquis de Villette (12 July 1791) as "the civic crown of the free man and French regeneration." On 15 July 1792, seeking to suppress the frivolity, François Christophe Kellermann, 1st Duc de Valmy, published an essay in which the Duke sought to establish the bonnet rouge as a sacred symbol that could only be worn by those with merit. The symbolic hairstyle became a rallying point and a way to mock the elaborate wigs of the aristocrats and the red caps of the bishops. On 6 November 1793, the Paris city council declared it the official hairstyle of all its members.

The bonnet rouge on a spear was proposed as a component of the national seal on 22 September 1792 during the third session of the National Convention. Following a suggestion by Gaan Coulon, the Convention decreed that convicts would not be permitted to wear the red cap, as it was consecrated as the badge of citizenship and freedom. In 1792, when Louis XVI was induced to sign a constitution, popular prints of the king were doctored to show him wearing the bonnet rouge. [7] The bust of Voltaire was crowned with the red bonnet of liberty after a performance of his Brutus at the Comédie-Française in March 1792.

During the period of the Reign of Terror (September 1793 – July 1794), the cap was adopted defensively even by those who might be denounced as moderates or aristocrats and were especially keen to advertise their adherence to the new regime. The caps were often knitted by women known as tricoteuses , who sat beside the guillotine during public executions in Paris and supposedly continued knitting in between executions. [8] [ not in citation given ] The spire of Strasbourg Cathedral was crowned with a bonnet rouge in order to prevent it from being torn down in 1794.

During the Restoration

In 1814, the Acte de déchéance de l'Empereur decision formally deposed the Bonapartes and restored the Bourbon regime, who in turn proscribed the bonnet rouge, La Marseillaise and Bastille Day celebrations. The symbols reappeared briefly in March–July 1815 during "Napoleon's Hundred Days", but were immediately suppressed again following the second restoration of Louis XVIII on 8 July 1815.

The symbols resurfaced again during the July Revolution of 1830, after which they were reinstated by the liberal July Monarchy of Louis Philippe I, and the revolutionary symbolsanthem, holiday, and bonnet rougebecame "constituent parts of a national heritage consecrated by the state and embraced by the public." [9]

In modern France

The republican associations with the bonnet rouge were adopted as the name and emblem of a French satirical republican and anarchist periodical published between 1913 and 1922 by Miguel Almereyda that targeted the Action française, a royalist, counter-revolutionary movement on the extreme right.

The anti-tax associations with the bonnet rouge were revived in October 2013, when a French tax-protest movement called the Bonnets Rouges used the red revolution-era Phrygian cap as a protest symbol. By means of large demonstrations and direct action, which included the destruction of many highway tax portals, the movement successfully forced the French government to rescind the tax.

In the United States

A Phrygian cap on the Seal of the U.S. Senate. Seal of the United States Senate.svg
A Phrygian cap on the Seal of the U.S. Senate.

In the 18th century, the cap was often used in English political prints as an attribute of Liberty. In the years just prior to the American Revolutionary War of independence from Great Britain, Americans copied or emulated some of those prints in an attempt to visually defend their inherited liberties as Englishmen. [10] Later, the symbol of republicanism and anti-monarchial sentiment appeared in the United States as headgear of Columbia, [11] who in turn was visualized as a goddess-like female national personification of the United States and of Liberty herself. The cap reappears in association with Columbia in the early years of the republic, for example, on the obverse of the 1785 Immune Columbia pattern coin, which shows the goddess with a helmet seated on a globe holding in a right hand a furled U.S. flag topped by the liberty cap. [11]

Starting in 1793, U.S. coinage frequently showed Columbia/Liberty wearing the cap. The anti-federalist movement likewise instrumentalized the figure, as in a cartoon from 1796 in which Columbia is overwhelmed by a huge American eagle holding a Liberty Pole under its wings. [11] The cap's last appearance on circulating coinage was the Walking Liberty Half Dollar, which was minted through 1947 (and reused on the current bullion American Silver Eagle).

The U.S. Army has, since 1778, utilized a "War Office Seal" in which the motto "This We'll Defend" is displayed directly over a Phrygian cap on an upturned sword. It also appears on the state flags of West Virginia (as part of its official seal), New Jersey, and New York, as well as the official seal of the United States Senate, the state of Iowa, the state of North Carolina (as well as the arms of its Senate, [12] ) and on the reverse side of the Seal of Virginia.

In 1854, when sculptor Thomas Crawford was preparing models for sculpture for the United States Capitol, Secretary of War Jefferson Davis (a slaveowner and later the President of the Confederate States) insisted that a Phrygian cap not be included on a Statue of Freedom , on the grounds that "American liberty is original and not the liberty of the freed slave". The cap was not included in the final bronze version that is now in the building. [13]

In Latin America

The coat of arms of Haiti includes a Phrygian cap on top of a palm tree, commemorating that country's foundation in a slave revolt. Coat of arms of Haiti.svg
The coat of arms of Haiti includes a Phrygian cap on top of a palm tree, commemorating that country's foundation in a slave revolt.
Coat of arms of Colombia includes a Phrygian cap as a symbol of liberty and freedom. Coat of arms of Colombia.svg
Coat of arms of Colombia includes a Phrygian cap as a symbol of liberty and freedom.

Many of the anti-colonial revolutions in Latin America were heavily inspired by the imagery and slogans of the American and French Revolutions. As a result, the cap has appeared on the coats of arms of many Latin American nations. The coat of arms of Haiti includes a Phrygian cap to commemorate that country's foundation by rebellious slaves.

The cap had also been displayed on certain Mexican coins (most notably the old 8-reales coin) through the late 19th century into the mid-20th century. Today, it is featured on the coats of arms or national flags of Argentina, Bolivia, Colombia, Cuba, El Salvador, Haiti, Nicaragua and Paraguay.

The Phrygian cap in Latin American coats of arms

See also

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Liberty pole tall wooden pole surmounted by a Phrygian cap

A liberty pole is a tall wooden pole, often used as a type of flagstaff, planted in the ground, surmounted by a Phrygian cap. The symbol originated in the immediate aftermath of the assassination of Roman dictator Julius Caesar by a group of Rome's Senators in 44 BC. Immediately after Caesar was killed, the leaders of the assassination plot went to meet a crowd of Romans at the Roman Forum; a pileus was placed atop a pole to symbolize that the Roman people had been freed from the rule of Caesar, which the assassins claimed had become a tyranny because it overstepped the authority of the Senate and thus betrayed the Republic. In his "Apotheosis of Venice" (1585) Paolo Veronese has the ascendant Venice flanked by several symbolic persons, one of whom represents Liberty, dressed as a peasant hoisting a red Phrygian cap on a spear. During the French revolution, the Roman pileus was confused with the Phrygian cap, and this mis-identification then led to the use of the Phrygian cap as a symbol of liberal democratic republicanism.

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National symbols of France are emblems of the French nation, and are the cornerstone of the republican tradition.

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References

  1. Lynn E. Roller, "The Legend of Midas", Classical Antiquity,2.2 (October 1983:299–313) p. 305.
  2. Cf. Appian, Civil Wars 2:119: "The murderers wished to make a speech in the Senate, but as nobody remained there they wrapped their togas around their left arms to serve as shields, and, with swords still reeking with blood, ran, crying out that they had slain a king and tyrant. One of them bore a cap on the end of a spear as a symbol of freedom, and exhorted the people to restore the government of their fathers and recall the memory of the elder Brutus and of those who took the oath together against ancient kings."
  3. Korshak, Yvonne (1987), "The Liberty Cap as a Revolutionary Symbol in America and France", Smithsonian Studies in American Art, 1 (2): 52–69, doi:10.1086/424051 .
  4. "Britannia between Scylla & Charybdis. or..." Library of Congress. Library of Congress. Retrieved 7 January 2019.
  5. Albert Mathiez, Les Origines des cultures révolutionnaires, 1789–1792 (Paris 1904:34).
  6. Richard Wrigley, "Transformations of a revolutionary emblem: The Liberty Cap in the French Revolution, French History11(2) 1997:131–169.
  7. Harris 1981:284, fig. 1. Most of the details that follow are drawn from Ms. Harris.
  8. Harden, J. David (1995), "Liberty caps and liberty trees", Past and Present, 146 (1): 66–102, doi:10.1093/past/146.1.66 .
  9. Philip G. Nord (1995). The Republican Moment: Struggles for Democracy in Nineteenth-Century France. President & Fellows of Harvard College.
  10. Zeiler, Frank (2014). "Visuelle Rechtsverteidigung im Nordamerikakonflikt. Ein Beitrag zur Rezeption der englischen Freiheits- und Verfassungssymbolik in nordamerikanischen Druckgraphiken der Jahre 1765-1783, Signa Ivris, Vol. 13 (2014), pp. 315-346" (in German).
  11. 1 2 3 McClung Fleming, E. (1968), "Symbols of the United States: From Indian Queen to Uncle Sam", Frontiers of American Culture, Purdue Research Foundation, pp. 1–25, at pp. 12, 15–16.
  12. "Senate of North Carolina", College of Arms Newsletter, No. 8 (March 2006), London: College of Arms , retrieved 13 January 2008
  13. Gale, Robert L. (1964), Thomas Crawford: American Sculptor, University of Pittsburgh Press, Pittsburgh, p. 124.

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