Graver Tank & Manufacturing Co. v. Linde Air Products Co.

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Graver Tank & Manufacturing Co. v. Linde Air Products Co.
Seal of the United States Supreme Court.svg
Argued March 30, 1950
Decided May 29, 1950
Full case nameGraver Tank & Manufacturing Company, Incorporated, et al. v. Linde Air Products Company
Citations339 U.S. 605 ( more )
70 S. Ct. 854; 94 L. Ed. 1097; 1950 U.S. LEXIS 2608; 85 U.S.P.Q. (BNA) 328
Holding
The Court established the propriety of the doctrine of equivalents, and explained how and when it is to be used.
Court membership
Chief Justice
Fred M. Vinson
Associate Justices
Hugo Black  · Stanley F. Reed
Felix Frankfurter  · William O. Douglas
Robert H. Jackson  · Harold H. Burton
Tom C. Clark  · Sherman Minton
Case opinions
MajorityJackson, joined by Vinson, Reed, Frankfurter, Burton, Clark
DissentBlack, joined by Douglas
DissentDouglas
Minton took no part in the consideration or decision of the case.
Laws applied
U.S. Const.

Graver Tank & Manufacturing Co. v. Linde Air Products Co., 339 U.S. 605 (1950), was an important United States Supreme Court decision in the area of patent law, establishing the propriety of the doctrine of equivalents, and explaining how and when it was to be used. [1]

Supreme Court of the United States Highest court in the United States

The Supreme Court of the United States is the highest court in the federal judiciary of the United States. Established pursuant to Article III of the U.S. Constitution in 1789, it has original jurisdiction over a narrow range of cases, including suits between two or more states and those involving ambassadors. It also has ultimate appellate jurisdiction over all federal court and state court cases that involve a point of federal constitutional or statutory law. The Court has the power of judicial review, the ability to invalidate a statute for violating a provision of the Constitution or an executive act for being unlawful. However, it may act only within the context of a case in an area of law over which it has jurisdiction. The court may decide cases having political overtones, but it has ruled that it does not have power to decide nonjusticiable political questions. Each year it agrees to hear about one hundred to one hundred fifty of the more than seven thousand cases that it is asked to review.

Patent set of exclusive rights granted by a sovereign state to an inventor or their assignee so that he has a temporary monopoly

A patent is a form of intellectual property. A patent gives its owner the right to exclude others from making, using, selling, and importing an invention for a limited period of time, usually twenty years. The patent rights are granted in exchange for an enabling public disclosure of the invention. In most countries patent rights fall under civil law and the patent holder needs to sue someone infringing the patent in order to enforce his or her rights. In some industries patents are an essential form of competitive advantage; in others they are irrelevant.

The doctrine of equivalents is a legal rule in many of the world's patent systems that allows a court to hold a party liable for patent infringement even though the infringing device or process does not fall within the literal scope of a patent claim, but nevertheless is equivalent to the claimed invention. U.S. Judge Learned Hand has described its purpose as being "to temper unsparing logic and prevent an infringer from stealing the benefit of the invention".

Contents

Facts

The plaintiff Linde Air Products Co. owned a patent for an electronic welding process, and sued defendants including the Graver company for infringing the patent. The defendants asserted that they were not infringing the patent because the patented welding process used a welding composition made of alkaline earth metal silicate and calcium fluoride (usually expressed as silicates of calcium and magnesium), while the purported infringers substituted a similar element, manganese, for the patentee's magnesium. The United States district court found infringement, and the Court of Appeals affirmed the infringement claim.

Welding fabrication or sculptural process for joining materials

Welding is a fabrication or sculptural process that joins materials, usually metals or thermoplastics, by using high heat to melt the parts together and allowing them to cool causing fusion. Welding is distinct from lower temperature metal-joining techniques such as brazing and soldering, which do not melt the base metal.

Patent infringement is the commission of a prohibited act with respect to a patented invention without permission from the patent holder. Permission may typically be granted in the form of a license. The definition of patent infringement may vary by jurisdiction, but it typically includes using or selling the patented invention. In many countries, a use is required to be commercial to constitute patent infringement.

Alkaline earth metal group of chemical elements

The alkaline earth metals are six chemical elements in group 2 of the periodic table. They are beryllium (Be), magnesium (Mg), calcium (Ca), strontium (Sr), barium (Ba), and radium (Ra). The elements have very similar properties: they are all shiny, silvery-white, somewhat reactive metals at standard temperature and pressure.

Issue

The Supreme Court agreed to review the case, limited to the question of whether the substitution of a similar material not claimed in the patent itself would save the defendants from being held liable for infringements.

Result

The Court, in an opinion written by Justice Robert Jackson, raised the doctrine of equivalents. It noted that if another party could use a process exactly the same as one that is patented, but escape infringement by making some obvious substitution of materials, it would deprive the patentee of the exclusive control meant to come with a patent. This would undermine the profitability of the patent, which would go against the policy of encouraging inventors to invent by giving the opportunity to profit from the labor of invention.

Robert H. Jackson American judge

Robert Houghwout Jackson was an American attorney and judge who served as an Associate Justice of the United States Supreme Court. He had previously served as United States Solicitor General, and United States Attorney General, and is the only person to have held all three of those offices. Jackson was also notable for his work as the Chief United States Prosecutor at the Nuremberg Trials of Nazi war criminals following World War II.

The Court also outlined how the doctrine should be used, noting that "what constitutes equivalency must be determined against the context of the patent, the prior art, and the particular circumstances of the case." The Court laid out two possible tests to determine equivalency. Under the first of these (which has since come to be known as the "triple identity" test), something is deemed equivalent if:

Prior art, in most systems of patent law, is constituted by all information that has been made available to the public in any form before a given date that might be relevant to a patent's claims of originality. If an invention has been described in the prior art or would have been obvious over what has been described in the prior art, a patent on that invention is not valid.

  1. It performs substantially the same function
  2. in substantially the same way
  3. to obtain the same result.

Under the second test, something is deemed equivalent if there is only an "insubstantial change" between each of the features of the accused device or process and the patent claim.

In this case, the Court gave particular weight to the determination of "whether persons reasonably skilled in the art would have known of the interchangeability of an ingredient not contained in the patent with one that was." Finding that the substitution of magnesium for manganese was both obvious to anyone working in the field, and was an insubstantial change, the Court upheld the finding of patent infringement.

A person having ordinary skill in the art, a person of (ordinary) skill in the art, a person skilled in the art, a skilled addressee or simply a skilled person is a legal fiction found in many patent laws throughout the world. This fictional person is considered to have the normal skills and knowledge in a particular technical field, without being a genius. He or she mainly serves as a reference for determining, or at least evaluating, whether an invention is non-obvious or not, or involves an inventive step or not. If it would have been obvious for this fictional person to come up with the invention while starting from the prior art, then the particular invention is considered not patentable.

Dissent

Justice Hugo Black dissented, joined by Justice Douglas. They contended that it is the responsibility of the person seeking the patent to claim everything that the patent covers, and noted that processes exist for a patent to be amended. They asserted that it was the responsibility of the Patent Office to determine the scope of the invention, and it was therefore an intrusion for courts to be expanding the scope of the patent beyond what the Patent Office has determined.

Later developments

The employment of this doctrine raised a great deal of controversy, as many legal commentators thought that it allowed patentees to protect more than they had specifically requested, and indeed more than they may have been permitted to request in a patent claim. The doctrine was again questioned by the Supreme Court in Warner-Jenkinson Company, Inc. v. Hilton Davis Chemical Co. , [2] which unanimously reaffirmed it, although with some refinements.

See also

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References

  1. Graver Tank & Manufacturing Co. v. Linde Air Products Co., 339 U.S. 605 (1950).
  2. Warner-Jenkinson Company, Inc. v. Hilton Davis Chemical Co. , 520 U.S. 17 (1997).