Fact bargaining

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Fact bargaining is a type of plea bargaining that occurs when prosecutors and defendants bargain over what version of events should be stipulated to by the parties and presented to the court as what happened. Some statutes or sentencing guidelines specify that certain increases or decreases in the sentencing range must occur if certain facts are proven. For example, a drug offense may carry a mandatory minimum sentence if the offender had a prior drug felony, possessed a certain amount of drugs or played a supervisory role in a drug conspiracy. The prosecutor may agree to stipulate that there was no such prior drug felony, that the offense less than the threshold amount of drugs, or that the offender played no such supervisory role in exchange for a guilty plea. Fact bargaining can also involve the defendant stipulating to certain facts in exchange for certain concessions so the prosecutor does not need to prove those facts.

Sentencing guidelines are non-binding guidelines that inform sentencing in law. By contrast, mandatory sentencing sets legal parameters, typically minimums, for sentences.

Nancy King has argued that fact bargaining defeats the intention of the sentencing guidelines to have judges find facts. [1] According to William G. Young, fact bargaining "involves a fraud on the court as the government's recital of material facts during the plea colloquy and at sentencing necessarily must omit or at minimum gloss over facts material to sentencing. . . . . If fact bargaining is acceptable, then the entire moral and intellectual basis for the Sentencing Guidelines is rendered essentially meaningless." [2] Judges rarely overturn stipulations reached by fact bargaining. [3]

William Glover Young is a United States District Judge of the United States District Court for the District of Massachusetts.

In some cases, "creative" plea bargains are reached in which the defendant pleads guilty to a totally different lesser crime. An example would be a robbery suspect pleading guilty to copyright violation. [4]

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Criminal sentencing in the United States

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A deferred adjudication, also known in some jurisdictions as an adjournment in contemplation of dismissal (ACOD), probation before judgment (PBJ), or deferred entry of judgment (DEJ), is a form of plea deal available in various jurisdictions, where a defendant pleads "guilty" or "no contest" to criminal charges in exchange for meeting certain requirements laid out by the court within an allotted period of time also ordered by the court. Upon completion of the requirements, which may include probation, treatment, community service, some form of community supervision, or some other diversion program, the defendant may avoid a formal conviction on their record or have their case dismissed. In some cases, an order of non-disclosure can be obtained, and sometimes a record can be expunged.

A deferred sentence is a sentence that is suspended until after a defendant has completed a period of probation. If the defendant fulfills the stipulations surrounding probation, a judge may then throw out the sentence and guilty plea, clearing the incident from their record. If the defendant violates probation, he or she must serve the full sentence immediately.

Plea bargaining in the United States is very common; the vast majority of criminal cases in the United States are settled by plea bargain rather than by a jury trial. They have also been increasing in frequency—they rose from 84% of federal cases in 1984 to 94% by 2001. Plea bargains are subject to the approval of the court, and different States and jurisdictions have different rules. Game theory has been used to analyze the plea bargaining decision.

The North Carolina Structured Sentencing Act was adopted and implemented in order to give the judge a specific set of standards to follow when sentencing a person. There was a need to change the way that criminals were sentenced in order to lower the prison population, and ensure that the people that were spending time in prison were there for necessary reasons, and that they were serving an adequate amount of time based on their criminal history, and their current level of crime. The structured sentencing act put fair and clear cut guidelines for a judge to follow, while ensuring the publics interest was still being looked after.

References

  1. "Archived copy". Archived from the original on 2011-03-05. Retrieved 2010-07-12.CS1 maint: archived copy as title (link)
  2. https://law.justia.com/cases/federal/district-courts/FSupp2/140/50/2390196/
  3. United States v. Pimentel,932F2d1029, 1033(2d Cir.1991).
  4. Clouse, Thomas (May 1, 2006). "Man pleads guilty to bogus crime". The Spokesman-Review . p. A1. Retrieved September 23, 2014.