G 1/19

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G 1/19
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Enlarged Board of Appeal of the European Patent Office

Contents

ECLI:EP:BA:2021:G000119.20210310
Decision issued on 10 March 2021
Board composition
Chairman: Carl Josefsson
Members: Fritz Blumer, Gunnar Eliasson, Adem Aslan, Ingo Beckedorf, Tamás Bokor, Andrea Ritzka
Headwords
Pedestrian simulation

G 1/19 is a decision issued by the Enlarged Board of Appeal of the European Patent Office (EPO) on 10 March 2021, which deals with the patentability of computer-implemented simulations. [1] [2]

Background

The case, triggered by decision T 489/14 issued on 22 February 2019 by Board of Appeal 3.5.07, deals with a European patent application relating to "a computer-implemented method, computer program and apparatus for simulating the movement of a pedestrian crowd through an environment". [3] [4] "The main purpose of the simulation is its use in a process for designing a venue such as a railway station or a stadium". [5] [4] While Board 3.5.07 acknowledged the analogy with case T 1227/05 (Circuit simulation I/Infineon Technologies) [6] (in which the specific mathematical steps involved in a computer-implemented simulation of an electrical circuit subject to noise were found to contribute to the technical character of the invention), [7] which supported the applicant's case, [8] the Board did not agree with the conclusion reached by the deciding Board in T 1227/05. [4] Eventually, considering this to be a question of fundamental importance, Board 3.5.07 decided to refer three questions to the Enlarged Board of Appeal.

The questions

The three questions referred to the Enlarged Board of Appeal are:

  1. "In the assessment of inventive step, can the computer-implemented simulation of a technical system or process solve a technical problem by producing a technical effect which goes beyond the simulation's implementation on a computer, if the computer-implemented simulation is claimed as such?
  2. If the answer to the first question is yes, what are the relevant criteria for assessing whether a computer-implemented simulation claimed as such solves a technical problem? In particular, is it a sufficient condition that the simulation is based, at least in part, on technical principles underlying the simulated system or process?
  3. What are the answers to the first and second questions if the computer-implemented simulation is claimed as part of a design process, in particular for verifying a design?"

Amicus curiae and oral proceedings

Oral proceedings took place before the Enlarged Board of Appeal on July 15, 2020. [9] The oral proceedings were live streamed over the internet. [9] Additionally, third parties were given the opportunity to file written statements after the initial referral to the Enlarged Board of Appeal, to be considered as part of these oral proceedings, resulting in the filing of 23 amicus curiae briefs. [10]

Decision

The Enlarged Board of Appeal held "that existing case law regarding computer-implemented inventions also applies to computer-implemented simulations", and it retained "its established approach in assessing inventive step, known as the COMVIK approach". [2]

See also

Related Research Articles

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Under the European Patent Convention (EPC), European patents shall be granted for inventions which inter alia are new. The central legal provision explaining what this means, i.e. the central legal provision relating to the novelty under the EPC, is Article 54 EPC. Namely, "an invention can be patented only if it is new. An invention is considered to be new if it does not form part of the state of the art. The purpose of Article 54(1) EPC is to prevent the state of the art being patented again."

G 1/21 is a decision issued on 16 July 2021 by the Enlarged Board of Appeal of the European Patent Office (EPO) regarding the legality of holding oral proceedings at the EPO by videoconference without the consent of the parties. Namely, the Enlarged Board of Appeal held that "[d]uring a general emergency impairing the parties' possibilities to attend in-person oral proceedings at the EPO premises, the conduct of oral proceedings before the boards of appeal in the form of a videoconference is compatible with the EPC even if not all of the parties to the proceedings have given their consent to the conduct of oral proceedings in the form of a videoconference." The reasoning in the written decision further indicates that, if a party so requests, oral proceedings must be held in person at the EPO premises, except in absolutely exceptional cases.

G 1/10 is a decision issued on 23 July 2012 by the Enlarged Board of Appeal of the European Patent Office (EPO), holding that Rule 140 EPC cannot be used to request corrections of the text of a European patent.

G 1/11 is a decision issued on 19 March 2014 by the Enlarged Board of Appeal of the European Patent Office (EPO), holding that a Technical Board of Appeal rather than the Legal Board of Appeal is competent for an appeal against a decision of an Examining Division refusing a request for refund of a search fee under Rule 64(2) EPC, which has not been taken together with a decision granting a European patent or refusing a European patent application. In other words, the decision deals with the delimitation of competence between the EPO's Legal Board of Appeal and its Technical Boards of Appeal.

G 1/12 is a decision issued on 30 April 2014 by the Enlarged Board of Appeal of the European Patent Office (EPO), holding that an appellant's identity in a notice of appeal can be corrected under Rule 101(2) EPC, provided the requirements of Rule 101(1) EPC are met. The Enlarged Board of Appeal also held that an appellant's identity can be corrected under Rule 139 EPC, first sentence, under the conditions established by the case law of the Boards of Appeal.

G 1/09 is a decision issued on 27 September 2010 by the Enlarged Board of Appeal of the European Patent Office (EPO), holding that, following refusal of a European patent application, the application remains pending until the expiry of the time limit for filing a notice of appeal, so that a divisional application under Article 76 EPC may be filed even after the refusal of an application. More specifically, the divisional application may be filed until expiry of the time limit of two months for filing a notice of appeal under Article 108 EPC.

G 1/13 is a decision issued on 25 November 2014 by the Enlarged Board of Appeal of the European Patent Office (EPO), holding that in opposition proceedings a retroactive effect of a restoration of a company must be recognised by the EPO. In other words, a restoration of a company has retroactive effect before the EPO when it has such retroactive effect under national law.

G 2/93 is a decision issued on 21 December 1994 by the Enlarged Board of Appeal of the European Patent Office (EPO). The decision deals with deposits of biological material. More specifically, the decision deals with the time limit for the deposit of such material. The current provision in Rule 32(2)(a) EPC provides for a time limit of sixteen months from the date of filing or from the date of priority, whichever expires earlier.

G 4/95 is a decision issued on 19 February 1996 by the Enlarged Board of Appeal of the European Patent Office (EPO). The decision deals with oral submissions by an accompanying person in opposition or opposition appeal proceedings, and more specifically the extent and the circumstances under which an accompanying person or similar may add to the authorized representative's submissions during oral proceedings. The Enlarged Board of Appeal held that an accompanying person may be allowed to make oral submissions in relation to either legal or technical issues provided that the authorized representative maintains overall control at all times and "under the overall discretionary control of the EPO".

References

  1. "Referrals pending before the Enlarged Board of Appeal". epo.org. European Patent Office. Retrieved 30 March 2019.
  2. 1 2 Sandys, Amy (11 March 2021). "Enlarged Board of Appeal releases G 1/19 decision on patenting computer simulations". JUVE Patent. Juve Patent. Retrieved 12 March 2021.
  3. Decision T 489/14 (Pedestrian simulation/CONNOR) of 22.2.2019, Reasons 2, first paragraph.
  4. 1 2 3 King, Scott; Hoyles, Matthew (February 28, 2019). "Computer implemented simulations referred to the Enlarged Board of Appeal". Kluwer Patent Blog. Kluwer Law International. Retrieved March 25, 2019.
  5. T 489/14, Reasons 2, third paragraph.
  6. T 489/14, Reasons 14, first paragraph.
  7. Decision T 1227/05 (Circuit simulation I/Infineon Technologies) of 13.12.2006
  8. T 489/14, Reasons 15, first paragraph.
  9. 1 2 "Oral proceedings in case G 1/19 before the Enlarged Board of Appeal". epo.org. Haar: Boards of Appeal of the European Patent Office. 1 July 2020. Retrieved 4 July 2020.
  10. "G1/19: amicus curiae briefs". epo.org. Haar: Boards of Appeal of the European Patent Office. 15 July 2020. Archived from the original on 21 October 2020. Retrieved 16 July 2020.

Further reading