External links
- AIM rules for Nominated Advisers
- Becoming a Nomad [ dead link ]
- Choosing your advisers
- Find a Nominated Adviser
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A nominated adviser (NOMAD) is a firm or company which has been approved by the London Stock Exchange (LSE) as a nominated adviser for the Alternative Investment Market (AIM) and whose name has been placed on the register of nominated advisers published by the London Stock Exchange.
The NOMAD project manages the admission of new issues to AIM and also acts as the effective regulator. Typically the NOMAD is a firm of investment bankers with experience of bringing companies to the market.
The NOMAD performs this regulator role under licence from the LSE. This unique situation arises largely because the AIM is an exchange regulated market.
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A stockbroker is an individual or company that buys and sells stocks and other investments for a financial market participant in return for a commission, markup, or fee. In most countries they are regulated as a broker or broker-dealer and may need to hold a relevant license and may be a member of a stock exchange. They generally act as a financial advisor and investment manager. In this case they may also be licensed as a financial adviser such as a registered investment adviser.
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