James v. United States (2007)

Last updated
James v. United States
Seal of the United States Supreme Court.svg
Argued November 7, 2006
Decided April 18, 2007
Full case nameAlphonso James, Jr., Petitioner v. United States
Docket no. 05-9264
Citations550 U.S. 192 ( more )
127 S. Ct. 1586; 167 L. Ed. 2d 532; 2007 U.S. LEXIS 4337; 75 U.S.L.W. 4230; 20 Fla. L. Weekly Fed. S 161
Case history
PriorConviction affirmed by the Eleventh Circuit, 430 F.3d 1150 (11th Cir. 2005); cert. granted, 547 U.S. ___ (2006).
Holding
Attempted burglary is a predicate felony under the federal Armed Career Criminal Act.
Court membership
Chief Justice
John Roberts
Associate Justices
John P. Stevens  · Antonin Scalia
Anthony Kennedy  · David Souter
Clarence Thomas  · Ruth Bader Ginsburg
Stephen Breyer  · Samuel Alito
Case opinions
MajorityAlito, joined by Roberts, Kennedy, Souter, Breyer
DissentScalia, joined by Stevens, Ginsburg
DissentThomas
Laws applied
18 U.S.C.   § 924(e)(1)
Overruled by
Johnson v. United States (2015)

James v. United States, 550 U.S. 192 (2007), is a decision by the Supreme Court of the United States that held that attempted burglary could serve as a predicate felony under the federal Armed Career Criminal Act (ACCA), which provided that a person convicted of being a felon in possession of a firearm with three prior convictions for either serious drug offenses or violent felonies must be sentenced to a mandatory minimum 15-year prison term.

Contents

Background

Alphonso James pleaded guilty to one count of being a felon in possession of a firearm and admitted having three prior felony convictions, including one for attempted burglary of a dwelling under Florida law. The Government argued for the mandatory 15-year sentence available under the Armed Career Criminal Act because the attempted burglary count is a "violent felony" under the ACCA. The district court and the Eleventh Circuit agreed. James asked the U.S. Supreme Court to review the case, and it agreed to do so.

Majority opinion

The statutory scheme

Under the Armed Career Criminal Act (ACCA),

In the case of a person who [is convicted of being a felon in possession of a firearm] and has three previous convictions by any court... for a violent felony or a serious drug offense, or both, committed on occasions different from one another, such person shall be... imprisoned not less than fifteen years.

A "violent felony" is

any crime punishable by imprisonment for a term exceeding one year, or any act of juvenile delinquency involving the use or carrying of a firearm, knife, or destructive device that would be punishable by imprisonment for such term if committed by an adult, that—

  1. has as an element the use, attempted use, or threatened use of physical force against the person of another; or
  2. is burglary, arson, or extortion, involves use of explosives, or otherwise involves conduct that presents a serious potential risk of physical injury to another.

At the time of James's crime, Florida law defined "burglary" as "entering or remaining in a structure or a conveyance with the intent to commit an offense therein, unless the premises are at the time open to the public or the defendant is licensed or invited to enter or remain." Florida law also defined an "attempt" as requiring the defendant to commit "any act toward the commission of" the target offense.

The attempted burglary did not qualify under the first prong of the definition of "violent felony", since it did not involve the use of force against any person. And it was not any of the enumerated offenses in the second prongit was not robbery or extortion, and it did not involve the use of explosives. Attempted burglary did not satisfy the categorical definition of burglary set forth in Taylor v. United States , 495 U.S. 575 (1990), because it did not involve an actual entry into or remaining in a building. (If it did, it would not be attempted burglary; the crime of burglary would be complete.)

The question in this case was therefore very narrow: Was attempted burglary a crime that "otherwise involves conduct that presents a serious potential risk of physical injury to another"?

Attempt is not categorically excluded

James first argued that no attempt crime at all could qualify as posing a serious potential risk of injury. Because the first prong of the definition included the word "attempt", if Congress had meant for the catch-all provision in the second prong to include attempts it would have said so expressly. But the Court pointed out that the second prong had a catchall prong, whereas the first did not, and thus it was necessary to determine which crimes fit inside that catchall group. An expansive phrasing could not be specific and limited.

James also argued that, by the statutory canon of ejusdem generis, the catchall phrase should be read to include only completed crimes because the other crimes listed were completed crimes. This was not so, the Court reasoned, because the category of crimes involving explosives was not limited to completed crimes. "In any event, the most relevant common attribute of the enumerated offenses of burglary, arson, extortion, and explosives is not 'completion'. Rather, it is that all of these offenses, while not technically crimes against the person, nevertheless create significant risks of bodily injury or confrontation that might result in bodily injury". The broad residual provision was meant to sweep up other crimes that, like burglary, arson, extortion, and explosives offenses, posed a serious risk of physical injury to others.

Legislative history

When Congress was debating in 1984 the bill that became ACCA, it considered expressly including attempt as a predicate offense that would trigger the 15-year sentence. But when it ultimately passed the bill in 1986, Congress had dropped the word "attempt", opting to define "violent felony" as either "robbery or burglary, or both". The Court did not find this history probative, because Congress intended to expand the predicate crimes in its 1986 enactment, and it used broad language in order to achieve this goal.

Attempted burglary under the residual clause

The Court next considered the crucial questionwhether attempted burglary, as defined by Florida law, involved conduct that presented a serious risk of physical injury to another person. Under the categorical approach of Taylor, the Court could only look to the elements of the crime to answer the question. Although, on the face of Florida's attempt statute, it appeared that "any act toward the commission" of the burglary would render the defendant guilty of attempted burglary, the Florida Supreme Court had narrowed the scope of the statute to require that the defendant take some "overt act directed toward entering or remaining in a structure or conveyance". "The main risk of burglary arises not from the simple physical act of wrongfully entering onto another's property, but rather from the face-to-face confrontation between the burglar and a third partywhether an occupant, a police officer, or a bystanderwho comes to investigate. That is, the risk arises not from the completion of the burglary, but from the possibility that an innocent person might appear while the crime is in progress". Viewed from this perspective, the only difference between completed burglary and attempted burglary under Florida law was the fact that, in an attempted burglary, the would-be burglar was caught before entering the building he sought to invade.

To be sure, some attempted burglaries might not pose a realistic risk of confrontation to anyone, as when the target of the attempted burglary was an unoccupied building. But the definition of "violent felony" in ACCA was couched in terms of probabilities, and those probabilities had to be measured against the probability of harm entailed in a completed burglary, because that crime was explicitly included in the definition of "violent felony". And in any event, the categorical approach of Taylor does not require that every conceivable factual pattern covered by a statute must present a serious risk of physical injury before the offense is a "violent felony". It is enough that the conduct described by the elements of the offense would, in the ordinary case, present a serious risk of injury.

Dissenting opinions

Justice Scalia's dissent

Justice Scalia, joined by Justice Stevens and Justice Ginsburg, faulted the Court's opinion for failing to "provide guidance concrete enough to ensure that the ACCA residual provision will be applied with an acceptable degree of consistency by the hundreds of district judges that impose sentences every day". How should these judges know whether burglary, arson, or extortion is the most analogous to the crime of which the defendant had been previously convicted? What if none of these three was most analogous, as would be the case for a prior conviction for driving under the influence? Such vagueness could not be tolerated, Scalia argued.

Scalia argued that a better way to determine whether a prior conviction qualified as a "crime of violence" under the residual provision would be to see whether it posed at least as much risk of injury as the enumerated crime that posed the least such risk. That crime could not be arson or the explosives crime, and so Scalia was left with burglary or extortion. In Taylor the Court ruled that "burglary" in the ACCA's definition of "violent felony" had a generic meaningunlawful or unprivileged entry into or remaining in a building or structure with the intent to commit a crime. Scalia posited a generic definition of extortion: obtaining something of value from another with his consent induced by the wrongful use or threatened use of force. As between the two, burglary posed less of an inherent risk of harm because it did not, by definition, in its generic sense, involve the use of force. "The burglar may be prepared to flee at the first sign of human presence", after all.

Having concluded that burglary was the least dangerous of the four crimes, Scalia contended that attempted burglary was less risky than completed burglary. By definition, in a completed burglary, the burglar has entered the building, where the closer proximity of prowler and victim increases the likelihood that injury will result from any confrontation between the two. "The so-called 'confrontation' the Court envisions between a would-be burglar and a third party while the burglar is still outside the home is likely to consist of nothing more than the occupant's yelling 'Who's there?' from his window, and the burglar's running away". The danger posed by burglary arises from the fact that the burglar has entered the building, and thus attempted burglary is categorically less dangerous than completed burglary.

Justice Thomas's dissent

Justice Thomas reiterated his view that the Sixth Amendment required a jury to determine the facts of the prior convictions that supported the ACCA sentence beyond a reasonable doubt.

Case law

Past case law about attempt or impossibility include People v. Lee Kong (Cal., 1892), State v. Mitchell (Mo., 1902) and United States v. Thomas (U.S.C.M.A, 1962).

Related Research Articles

A felony is traditionally considered a crime of high seriousness, whereas a misdemeanour is regarded as less serious. The term "felony" originated from English common law to describe an offense that resulted in the confiscation of a convicted person's land and goods, to which additional punishments including capital punishment could be added; other crimes were called misdemeanors. Following conviction of a felony in a court of law, a person may be described as a felon or a convicted felon.

Burglary, also called breaking and entering (B&E) and sometimes housebreaking, is the act of illegally entering a building or other areas without permission, typically with the intention of committing a criminal offence. Usually that offence is theft, larceny, robbery, or murder, but most jurisdictions include others within the ambit of burglary. To commit burglary is to burgle, a term back-formed from the word burglar, or to burglarize.

In the United States, habitual offender laws have been implemented since at least 1952, and are part of the United States Justice Department's Anti-Violence Strategy. These laws require a person who is convicted of an offense and who has one or two other previous serious convictions to serve a mandatory life sentence in prison, with or without parole depending on the jurisdiction. The purpose of the laws is to drastically increase the punishment of those who continue to commit offenses after being convicted of one or two serious crimes.

<span class="mw-page-title-main">California Penal Code</span> Defines most criminal law, criminal procedure, and penal institutions in California

The Penal Code of California forms the basis for the application of most criminal law, criminal procedure, penal institutions, and the execution of sentences, among other things, in the American state of California. It was originally enacted in 1872 as one of the original four California Codes, and has been substantially amended and revised since then. The entirety of the Penal Code is available for free.

In American constitutional law, a statute is void for vagueness and unenforceable if it is too vague for the average citizen to understand. This is because constitutionally permissible activity may not be chilled because of a statute's vagueness. There are several reasons a statute may be considered vague; in general, a statute might be void for vagueness when an average citizen cannot generally determine what persons are regulated, what conduct is prohibited, or what punishment may be imposed. For example, criminal laws which do not state explicitly and definitely what conduct is punishable are void for vagueness. A statute is also void for vagueness if a legislature's delegation of authority to judges or administrators is so extensive that it could lead to arbitrary prosecutions. A law can also be "void for vagueness" if it imposes on First Amendment freedom of speech, assembly, or religion.

Ewing v. California, 538 U.S. 11 (2003), is one of two cases upholding a sentence imposed under California's three strikes law against a challenge that it constituted cruel and unusual punishment in violation of the Eighth Amendment. As in its prior decision in Harmelin v. Michigan, the United States Supreme Court could not agree on the precise reasoning to uphold the sentence. But, with the decision in Ewing and the companion case Lockyer v. Andrade, the Court effectively foreclosed criminal defendants from arguing that their non-capital sentences were disproportional to the crime they had committed.

Property crime is a category of crime, usually involving private property, that includes, among other crimes, burglary, larceny, theft, motor vehicle theft, arson, shoplifting, and vandalism. Property crime is a crime to obtain money, property, or some other benefit. This may involve force, or the threat of force, in cases like robbery or extortion. Since these crimes are committed in order to enrich the perpetrator they are considered property crimes. Crimes against property are divided into two groups: destroyed property and stolen property. When property is destroyed, it could be called arson or vandalism. Examples of the act of stealing property is robbery or embezzlement.

Taylor v. United States, 495 U.S. 575 (1990), was a U.S. Supreme Court decision that filled in an important gap in the federal criminal law of sentencing. The federal criminal code does not contain a definition of many crimes, including burglary, the crime at issue in this case. Yet sentencing enhancements applicable to federal crimes allow for the enhancement of a defendant's sentence if he has been convicted of prior felonies. The Court addressed in this case how "burglary" should be defined for purposes of such sentencing enhancements when the federal criminal code contained no definition of "burglary." The approach the Court adopted in this case has guided the lower federal courts in interpreting other provisions of the criminal code that also refer to generic crimes not otherwise defined in federal law.

Leocal v. Ashcroft, 543 U.S. 1 (2004), held that aliens may not be deported after being convicted of DUI if the DUI statute that defines the offense does not contain a mens rea element or otherwise allows a conviction for merely negligent conduct.

United States v. Rodriquez, 553 U.S. 377 (2008), was a United States Supreme Court case interpreting the Armed Career Criminal Act. Justice Samuel Alito, writing for the 6–3 majority, ruled that although the elements of a crime may not be considered "serious," sentence enhancements related to a defendant's prior record will bear on how the determination is made.

<span class="mw-page-title-main">Armed Career Criminal Act</span> 1984 United States federal law

The Armed Career Criminal Act of 1984 (ACCA) is a United States federal law that provides sentence enhancements for felons who commit crimes with firearms if they are convicted of certain crimes three or more times. Pennsylvania Senator Arlen Specter was a key proponent for the legislation.

<span class="mw-page-title-main">Criminal law of the United States</span>

Criminal law is a system of laws that is connected with crimes and punishments of an individual who commits crimes. In comparison, civil law is where the case argues their issues with one entity to another entity with support of the law. Crimes can vary in definition by jurisdiction but the basis for a crime are fairly consistent regardless.

Sykes v. United States, 564 U.S. 1 (2011), was a case in which the Supreme Court of the United States held that felony vehicle flight, as proscribed by Indiana law, is a violent felony for purposes of the residual clause of the Armed Career Criminal Act (ACCA). Writing for the majority, Justice Kennedy wrote that vehicle flight requires officers to give chase, resulting in more injuries on average than burglary. Dissenting, Justice Scalia criticized the majority for producing an ad hoc judgment based on vague legislation, suggesting they should declare the residual clause of the law unconstitutionally vague. The court would follow that advice several years later in Johnson v. United States and declare the residual clause unconstitutionally vague.

Maryland v. King, 569 U.S. 435 (2013), was a decision of the United States Supreme Court which held that a cheek swab of an arrestee's DNA is comparable to fingerprinting and therefore, a legal police booking procedure that is reasonable under the Fourth Amendment.

Johnson v. United States, 576 U.S. 591 (2015), was a United States Supreme Court case in which the Court ruled the Residual Clause of the Armed Career Criminal Act was unconstitutionally vague and in violation of due process.

Welch v. United States, 578 U.S. 120 (2016), was a United States Supreme Court case in which the Court ruled that the decision in Johnson v. United States announced a substantive rule change and is therefore retroactive.

Sessions v. Dimaya, 584 U.S. ___ (2018), was a United States Supreme Court case in which the Court held that 18 U.S.C. § 16(b), a statute defining certain "aggravated felonies" for immigration purposes, is unconstitutionally vague. The Immigration and Nationality Act (INA) classifies some categories of crimes as "aggravated felonies", and immigrants convicted of those crimes, including those legally present in the United States, are almost certain to be deported. Those categories include "crimes of violence", which are defined by the "elements clause" and the "residual clause". The Court struck down the "residual clause", which classified every felony that, "by its nature, involves a substantial risk" of "physical force against the person or property" as an aggravated felony.

Stokeling v. United States, 586 U.S. ___ (2019), was a United States Supreme Court case in which the court held that state robbery offenses that involve overcoming victim resistance count as "violent felonies" under the definition of that term under the Armed Career Criminal Act of 1984, even when only 'slight force' is required. Under the Armed Career Criminal Act, defendants with three or more violent felonies can face higher sentences when subsequently convicted of a federal firearms-related offense. This case upheld a ruling by the 11th Circuit.

Shular v. United States, 589 U.S. ___ (2020), is an opinion of the United States Supreme Court in which the Court held that, under the Armed Career Criminal Act of 1984, the definition of “serious drug offense” only requires that the state offense involve the conduct specified in the statute. Unlike other provisions of the ACCA, it does not require that state courts develop “generic” version of a crime, which describe the elements of the offense as they are commonly understood, and then compare the crime being charged to that generic version to determine whether the crime qualifies under the ACCA for purposes of penalty enhancement. The decision states that offenses defined under the ACCA are "unlikely names for generic offenses," and are therefore unambiguous. This renders the rule of lenity inapplicable.

Murder in Indiana constitutes the intentional killing, under circumstances defined by law, of people within or under the jurisdiction of the U.S. state of Indiana.