Washington Doctrine of Unstable Alliances

Last updated

The Washington Doctrine of Unstable Alliances, sometimes called the caution against entangling alliances, was an early realist guide for US foreign policy and the nation's interaction with others. According to the policy, the United States should consider external alliances as temporary measures of convenience and freely abandon them when national interest dictates. The policy has been cited as a rare example of an explicit endorsement of what in international relations is known as renversement des alliances ('reversal of alliances'), a state abandoning an ally for an alliance with a recent enemy, sometimes against the former ally.

Contents

Background

Prelude

George Washington used a passage in his farewell address to defend his foreign policy toward France. Jennie Brownscombe - Washington Greeting Lafayette at Mount Vernon.jpg
George Washington used a passage in his farewell address to defend his foreign policy toward France.

By 1796, the end of George Washington's eighth year as US President, the United States had a dire strategic position. Interstate rivalries, violent insurrections such as the Whiskey Rebellion, solidifying opposition to the federal government in the form of the Anti-Federalist Party, and the US dependence on trade with Europe weakened the new nation. The increasingly-brittle federal government had been meanwhile held together almost entirely by Washington's charismatic authority. [1]

Receiving counsel from Treasury Secretary Alexander Hamilton, who cautioned the president that "we forget how little we can annoy," Washington became convinced that the United States could not further antagonize the Kingdom of Great Britain and feared the possibility of British-imposed commercial isolation, which would precipitate an economic catastrophe that would "overturn the constitution and put into an overwhelming majority the anti-national forces." [2] At the same time, radical government elements, led by Thomas Jefferson, had all but declared their support for American aid to the beleaguered French First Republic, which was at war with Great Britain. Jefferson mused that Hamilton, who was pro-British, was "panic-struck if we refuse our breach to every kick which Great Britain may choose to give it." [3]

In his valedictory Farewell Address, Washington announced his decision to step down from the presidency, partly because of his increasing weariness with public life, and included a short passage defending his policy of ignoring French requests for American assistance. [2] [4] [5] In an attempt to keep his remarks apolitical, Washington defended his policy by framing it as generic guidance for the future and avoided mentioning the French by name: [2]

Although the US had been allied with France, the Quasi-War soon after US independence foreshadowed the doctrine of unstable alliances. USSConstellationVsInsurgente.jpg
Although the US had been allied with France, the Quasi-War soon after US independence foreshadowed the doctrine of unstable alliances.

The great rule of conduct for us, in regard to foreign nations, is in extending our commercial relations, to have with them as little political connection as possible. Europe has a set of primary interests, which to us have none, or a very remote relation. Hence she must be engaged in frequent controversies the causes of which are essentially foreign to our concerns. Hence, therefore, it must be unwise in us to implicate ourselves, by artificial ties, in the ordinary vicissitudes of her politics, or the ordinary combinations and collisions of her friendships or enmities... it is our true policy to steer clear of permanent alliances with any portion of the foreign world; so far, I mean, as we are now at liberty to do it; for let me not be understood as capable of patronizing infidelity to existing engagements.

George Washington's Farewell Address [6]

However, in private correspondence about his address, Washington wrote that the geopolitical situation inspiring his advice would disappear in "not... probably more than twenty years." [2]

Formalization

The rise of Napoleon Bonaparte in France muted Jefferson's "revolutionary romanticism" and his Democratic-Republican Party, which won the 1800 elections. [7] Jefferson came to see the war between France and Britain as a battle between the "tyrant of the land" and the "tyrant of the ocean" and perceived the military objective of both as the moral equivalent of the other. [8] (The president was denounced by the 14-year-old William Cullen Bryant, who called him "Napoleon's slave" and a "willing vassal to imperious France." [3] ) Jefferson's developing view of international affairs led him to observe that the US should retreat from intercession in European affairs for which he had been a lukewarm advocate and to pursue a more modest and less committed course. He believed that US commercial power would allow it to pursue an independent course, unfettered by conventional diplomacy, [8] and he wrote to a protégé:

The day is within my time as well as yours, when we may say by what laws other nations treat us on the sea. And we will say it. In the meantime, we wish to let every treaty we have drop off without renewal. We call in our diplomatic missions, barely keeping up those to the more important nations. [8]

A short passage from Thomas Jefferson's 1801 inaugural address has been called the Washington Doctrine of Unstable Alliances. Jefferson1801.png
A short passage from Thomas Jefferson's 1801 inaugural address has been called the Washington Doctrine of Unstable Alliances.

Outlined by Jefferson in his 1801 inaugural address, the Washington Doctrine of Unstable Alliances asserted that the US should consider its external military alliances to be temporary arrangements of convenience and should freely abandon or reverse them, as indicated by the national interest. [9] [10] Citing the Farewell Address as his inspiration, Jefferson described the doctrine as "peace, commerce, and honest friendship with all nations—entangling alliances with none." [11]

The results of the policy during Jefferson's presidency have been generally criticized. [12] According to the historian Doron Ben-Atar, "Jefferson gambled [that] commerce could be used as an instrument for forcing the belligerent nations to do America justice and to respect the republic's honor." [12] The Embargo Act of 1807, which virtually sealed the US from the outside world, has been cited as the most dramatic example of the failure of Jefferson's "inflated assessment" of US power. Jefferson never fully grasped the failure, which helped lead the US into the War of 1812. [12] [13]

Significance

A sign at a demonstration protesting US involvement in World War II paraphrases Jefferson's inaugural address. Noentanglements.jpg
A sign at a demonstration protesting US involvement in World War II paraphrases Jefferson's inaugural address.

The Washington Doctrine of Unstable Alliances is a rare example of a policy endorsement of what is known in international relations as renversement des alliances ("reversal of alliances"), a state abandoning an ally for an alliance with a recent enemy, possibly in opposition to the former ally. The Molotov–Ribbentrop Pact between the Soviet Union and Nazi Germany has been cited as an example. [9]

Although some argue interpret Washington's advice to apply in the short term, until the geopolitical situation had stabilized, the doctrine has endured as a central argument for American non-interventionism. [14] It would be 165 years after the 1778 Treaty of Alliance with France before the US would negotiate its second permanent military alliance, during World War II. In the interim, the US engaged in transient alliances of convenience, as with Sweden during the Barbary Wars and the European powers and Japan during the Boxer Rebellion. [15] After the US Congress enacted the 1941 Lend-Lease program, Senator Arthur Vandenberg said, "We have torn up 150 years of traditional foreign policy. We have tossed Washington's farewell address into the discard." [16]

According to a critical 1898 New York Times editorial, "The policy... suggested by Jefferson in his first inaugural address has been so faithfully maintained during the century which has since intervened that many of our people regard it as a policy as fixed as the stars in their courses." [17] The American economist Steven Rosefielde noted the doctrine's influence on current policy: "Our nation seeks coalitions and alliances with other nations for tactical purposes when at war, and reserves our overall strategy-making to ourselves." [18]

Misattribution

The phrase "entangling alliances," which forms the basis of the Washington Doctrine of Unstable Alliances, has been misattributed in the popular press to Washington, rather than Jefferson. [19] [20]

See also

Related Research Articles

<span class="mw-page-title-main">Foreign policy of the United States</span> National foreign policy of the United States

The officially stated goals of the foreign policy of the United States of America, including all the bureaus and offices in the United States Department of State, as mentioned in the Foreign Policy Agenda of the Department of State, are "to build and sustain a more democratic, secure, and prosperous world for the benefit of the American people and the international community". Liberalism has been a key component of US foreign policy since its independence from Britain. Since the end of World War II, the United States has had a grand strategy which has been characterized as being oriented around primacy, "deep engagement", and/or liberal hegemony. This strategy entails that the United States maintains military predominance; builds and maintains an extensive network of allies ; integrates other states into US-designed international institutions ; and limits the spread of nuclear weapons.

The diplomatic history of the United States oscillated among three positions: isolation from diplomatic entanglements of other nations ; alliances with European and other military partners; and unilateralism, or operating on its own sovereign policy decisions. The US always was large in terms of area, but its population was small, only 4 million in 1790. Population growth was rapid, reaching 7.2 million in 1810, 32 million in 1860, 76 million in 1900, 132 million in 1940, and 316 million in 2013. Economic growth in terms of overall GDP was even faster. However, the nation's military strength was quite limited in peacetime before 1940.

<span class="mw-page-title-main">Bush Doctrine</span> US foreign policy principles of President George W. Bush promoting preventive war and unilateralism

The Bush Doctrine refers to multiple interrelated foreign policy principles of the 43rd President of the United States, George W. Bush. These principles include unilateralism, preemptive war, and regime change.

<span class="mw-page-title-main">Truman Doctrine</span> Cold War-era American foreign policy aimed at containing the expansion of communism

The Truman Doctrine is an American foreign policy that pledges American "support for democracies against authoritarian threats." The doctrine originated with the primary goal of countering the growth of the Soviet bloc during the Cold War. It was announced to Congress by President Harry S. Truman on March 12, 1947, and further developed on July 4, 1948, when he pledged to oppose the communist rebellions in Greece and Soviet demands from Turkey. More generally, the Truman Doctrine implied American support for other nations threatened by Moscow. It led to the formation of NATO in 1949. Historians often use Truman's speech to Congress on March 12, 1947 to date the start of the Cold War.

The Nixon Doctrine was put forth during a press conference in Guam on July 25, 1969, by President of the United States Richard Nixon and later formalized in his speech on Vietnamization of the Vietnam War on November 3, 1969. According to Gregg Brazinsky, author of "Nation Building in South Korea: Koreans, Americans, and the Making of a Democracy", Nixon stated that "the United States would assist in the defense and developments of allies and friends", but would not "undertake all the defense of the free nations of the world." This doctrine meant that each ally nation was in charge of its own security in general, but the United States would act as a nuclear umbrella when requested. The Doctrine argued for the pursuit of peace through a partnership with American allies.

<span class="mw-page-title-main">Treaty of Alliance (1778)</span> 1778 military defense alliance between the revolutionary United States and France

The Treaty of Alliance, also known as the Franco-American Treaty, was a defensive alliance between the Kingdom of France and the United States formed amid the American Revolutionary War with Great Britain. It was signed by delegates of King Louis XVI and the Second Continental Congress in Paris on February 6, 1778, along with the Treaty of Amity and Commerce and a secret clause providing for the entry of other European allies; together these instruments are sometimes known as the Franco-American Alliance or the Treaties of Alliance. The agreements marked the official entry of the United States on the world stage, and formalized French recognition and support of U.S. independence that was to be decisive in America's victory.

A United States presidential doctrine comprises the key goals, attitudes, or stances for United States foreign affairs outlined by a president. Most presidential doctrines are related to the Cold War. Though many U.S. presidents had themes related to their handling of foreign policy, the term doctrine generally applies to presidents such as James Monroe, Harry S. Truman, Richard Nixon, Jimmy Carter and Ronald Reagan, all of whom had doctrines which more completely characterized their foreign policy.

<span class="mw-page-title-main">France–United States relations</span> Bilateral relations

France was the first friendly country of the new United States in 1778. The 1778 Treaty of Alliance between the two countries and the subsequent aid provided from France proved decisive in the American victory over Britain in the American Revolutionary War. France, however, was left heavily indebted after the war, which contributed to France's own revolution and eventual transition to a republic.

United States non-interventionism primarily refers to the foreign policy that was eventually applied by the United States between the late 18th century and the first half of the 20th century whereby it sought to avoid alliances with other nations in order to prevent itself from being drawn into wars that were not related to the direct territorial self-defense of the United States. Neutrality and non-interventionism found support among elite and popular opinion in the United States, which varied depending on the international context and the country's interests. At times, the degree and nature of this policy was better known as isolationism, such as the interwar period.

<span class="mw-page-title-main">George Washington's Farewell Address</span> 1796 letter by George Washington to the American people

Washington's Farewell Address is a letter written by President George Washington as a valedictory to "friends and fellow-citizens" after 20 years of public service to the United States. He wrote it near the end of the second term of his presidency before retiring to his home at Mount Vernon in Virginia.

<span class="mw-page-title-main">Kennedy Doctrine</span> Foreign policy doctrine

The Kennedy Doctrine refers to foreign policy initiatives of the 35th President of the United States, John Fitzgerald Kennedy, towards Latin America during his administration between 1961 and 1963. Kennedy voiced support for the containment of communism as well as the reversal of communist progress in the Western Hemisphere.

<span class="mw-page-title-main">Presidency of Thomas Jefferson</span> U.S. presidential administration from 1801 to 1809

Thomas Jefferson served as the third president of the United States from March 4, 1801, to March 4, 1809. Jefferson assumed the office after defeating incumbent John Adams in the 1800 presidential election. The election was a political realignment in which the Democratic-Republican Party swept the Federalist Party out of power, ushering in a generation of Jeffersonian Republican dominance in American politics. After serving two terms, Jefferson was succeeded by Secretary of State James Madison, also of the Democratic-Republican Party.

<span class="mw-page-title-main">Wolfowitz Doctrine</span> U.S. foreign policy doctrine

Wolfowitz Doctrine is an unofficial name given to the initial version of the Defense Planning Guidance for the 1994–1999 fiscal years published by U.S. Under Secretary of Defense for Policy Paul Wolfowitz and his deputy Scooter Libby. Not intended for public release, it was leaked to the New York Times on March 7, 1992, and sparked a public controversy about U.S. foreign and defense policy. The document was widely criticized as imperialist, as the document outlined a policy of unilateralism and pre-emptive military action to suppress potential threats from other nations and prevent dictatorships from rising to superpower status.

<span class="mw-page-title-main">Monroe Doctrine</span> US foreign policy regarding the Western Hemisphere first articulated in 1823

The Monroe Doctrine is a United States foreign policy position that opposes European colonialism in the Western Hemisphere. It holds that any intervention in the political affairs of the Americas by foreign powers is a potentially hostile act against the United States. The doctrine was central to American grand strategy in the 20th century.

In international relations, the term smart power refers to the combination of hard power and soft power strategies. It is defined by the Center for Strategic and International Studies as "an approach that underscores the necessity of a strong military, but also invests heavily in alliances, partnerships, and institutions of all levels to expand one's influence and establish legitimacy of one's action."

<span class="mw-page-title-main">Franco-American alliance</span> Alliance between the Kingdom of France and the United States

The Franco-American alliance was the 1778 alliance between the Kingdom of France and the United States during the American Revolutionary War. Formalized in the 1778 Treaty of Alliance, it was a military pact in which the French provided many supplies for the Americans. The Netherlands and Spain later joined as allies of France; Britain had no European allies. The French alliance was possible once the Americans captured a British invasion army at Saratoga in October 1777, demonstrating the viability of the American cause. The alliance became controversial after 1793 when Britain and Revolutionary France again went to war and the U.S. declared itself neutral. Relations between France and the United States worsened as the latter became closer to Britain in the Jay Treaty of 1795, leading to an undeclared Quasi War. The alliance was defunct by 1794 and formally ended in 1800.

The Obama Doctrine is used to describe one or several principles of the foreign policy of U.S. President Barack Obama. In 2015, during an interview with The New York Times, Obama said: "You asked about an Obama doctrine, the doctrine is we will engage, but we preserve all our capabilities".

<span class="mw-page-title-main">Empire of Liberty</span> Foreign policy created by Thomas Jefferson

The Empire of Liberty is a theme developed first by Thomas Jefferson to identify what he considered the responsibility of the United States to spread freedom across the world. Jefferson saw the mission of the U.S. in terms of setting an example, expansion into western North America, and by intervention abroad. Major exponents of the theme have been James Monroe, Andrew Jackson and James K. Polk, Abraham Lincoln, Theodore Roosevelt, Woodrow Wilson (Wilsonianism), Franklin D. Roosevelt, Harry Truman, Ronald Reagan, Bill Clinton, and George W. Bush.

History of United States foreign policy is a brief overview of major trends regarding the foreign policy of the United States from the American Revolution to the present. The major themes are becoming an "Empire of Liberty", promoting democracy, expanding across the continent, supporting liberal internationalism, contesting World Wars and the Cold War, fighting international terrorism, developing the Third World, and building a strong world economy with low tariffs.

The 1801 State of the Union Address was written by Thomas Jefferson, the third president of the United States, on Tuesday, December 8, 1801. It was his first annual address, and it was presented in Washington, D.C, by a clerk. He did not speak it to the 7th United States Congress, because he thought that would make him seem like a king. He said, "Whilst we devoutly return thanks to the beneficent Being who has been pleased to breathe into them the spirit of conciliation and forgiveness, we are bound with peculiar gratitude to be thankful to Him that our own peace has been preserved through so perilous a season, and ourselves permitted quietly to cultivate the earth and to practice and improve those arts which tend to increase our comforts." During the address Jefferson proclaimed the Washington Doctrine of Unstable Alliances.

References

  1. Steele, Brian (2012). Thomas Jefferson and American Nationhood. Cambridge University Press. pp. 200–203. ISBN   978-1107020702.
  2. 1 2 3 4 Usher, Roland (July 1916). "Washington and Entangling Alliances". North American Review . 204 (728): 29–38. JSTOR   25108862.
  3. 1 2 Kaplan, Lawrence (July 1962). "Jefferson's Foreign Policy and Napoleon's Idéologues". The William and Mary Quarterly. 19 (3): 344–359. doi:10.2307/1920087. JSTOR   1920087.
  4. "Washington's Farewell Address, 1796". history.state.gov. U.S. Department of State . Retrieved 13 October 2015.
  5. "Farewell Address". ushistory.org. Independence Hall Association . Retrieved 13 October 2015.
  6. Adam Quinn (2009). US Foreign Policy in Context: National Ideology from the Founders to the Bush Doctrine. Routledge. pp. 50–52. ISBN   978-1-135-26882-4.
  7. "The National Interest". Encyclopedia of American Foreign Relations. Retrieved 13 October 2015.
  8. 1 2 3 Tucker, Robert (1990). Empire of Liberty : The Statecraft of Thomas Jefferson . Oxford University Press. p.  239. ISBN   0195074831.
  9. 1 2 Evans, Graham (1998). Dictionary of International Relations. Penguin. p. 477.
  10. Mango, Anthony (2003). Encyclopedia of the United Nations and International Agreements. Taylor & Francis. p. 2674. ISBN   0415939240.
  11. Fromkin, David (July 1970). "Entangling Alliances". Foreign Policy . Retrieved 28 August 2015.
  12. 1 2 3 Stevens, Kenneth (June 2007). "Thomas Jefferson, John Quincy Adams, and the Foreign Policy of the Early Republic". Diplomatic History . 19 (4): 705–707. doi:10.1111/j.1467-7709.1995.tb00672.x.
  13. "The Embargo Act of 1807". Digital History. University of Houston . Retrieved 15 October 2015.
  14. Kaplan, Lawrence (1987). Entangling Alliances with None . Kent State University Press. ISBN   0873383362.
  15. Beckley, Michael (Spring 2015). "The Myth of Entangling Alliances". International Security . 39 (4): 7–48. doi: 10.1162/isec_a_00197 .
  16. Jamieson, Kathleen (1988). Eloquence in an Electronic Age . Oxford University Press. p.  107. ISBN   0195063171.
  17. "Jefferson's "Entangling Alliances"". New York Times . 27 March 1898. Retrieved 28 August 2015.
  18. Rosefielde, Steven (2007). Masters of Illusion: American Leadership in the Media Age . Cambridge University Press. p.  27. ISBN   978-0521857444.
  19. Keyes, Ralph (2006). The Quote Verifier: Who Said What, Where, and When . St. Martin's Press. p.  102. ISBN   0312340044.
  20. Toll, Ian (2008). Six Frigates: The Epic History of the Founding of the U.S. Navy . W. W. Norton & Company. p.  150. ISBN   978-0393058475.