Related Research Articles
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street Crash of 1929. The primary purpose of the SEC is to enforce the law against market manipulation.
A state bureau of investigation (SBI) is a state-level detective agency in the United States. They are plainclothes agencies which usually investigate criminal cases involving the state and/or multiple jurisdictions. They also typically provide technical support to local agencies in the form of laboratory and/or record services, or to directly assist in the investigation of cases at the local agency's request.
The United States Naval Criminal Investigative Service (NCIS) is the primary investigative law enforcement agency of the U.S. Department of the Navy. Its primary function is to investigate major criminal activities involving the Navy and Marine Corps, though its broad mandate includes national security, counterintelligence, counterterrorism, cyberwarfare, and the protection of U.S. naval assets worldwide. NCIS is the successor organization to the former Naval Investigative Service (NIS), which was established by the Office of Naval Intelligence after the Second World War.
The Department of Public Safety of the State of Texas, commonly known as the Texas Department of Public Safety (DPS), is a department of the state government of Texas. The DPS is responsible for statewide law enforcement and driver license administration. The Public Safety Commission oversees the DPS. However, under state law, the Governor of Texas may assume command of the department during a public disaster, riot, insurrection, formation of a dangerous resistance to enforcement of law, or to perform his constitutional duty to enforce law. The commission's five members are appointed by the governor and confirmed by the Texas Senate, to serve without pay for staggered, six-year terms. The commission formulates plans and policies for enforcing criminal, traffic and safety laws, preventing and detecting crime, apprehending law violators, and educating citizens about laws and public safety.
The United States Office of Special Counsel (OSC) is a permanent independent federal investigative and prosecutorial agency whose basic legislative authority comes from four federal statutes: the Civil Service Reform Act, the Whistleblower Protection Act, the Hatch Act, and the Uniformed Services Employment and Reemployment Rights Act (USERRA). OSC's primary mission is the safeguarding of the merit system in federal employment by protecting employees and applicants from prohibited personnel practices (PPPs), especially reprisal for "whistleblowing." The agency also operates a secure channel for federal whistleblower disclosures of violations of law, rule, or regulation; gross mismanagement; gross waste of funds; abuse of authority; and substantial and specific danger to public health and safety. In addition, OSC issues advice on the Hatch Act and enforces its restrictions on partisan political activity by government employees. Finally, OSC protects the civilian employment and reemployment rights of military service members under USERRA. OSC has around 140 staff, and the Special Counsel is an ex officio member of Council of Inspectors General on Integrity and Efficiency (CIGIE), an association of inspectors general charged with the regulation of good governance within the federal government.
Securities fraud, also known as stock fraud and investment fraud, is a deceptive practice in the stock or commodities markets that induces investors to make purchase or sale decisions on the basis of false information. The setups are generally made to result in monetary gain for the deceivers, and generally result in unfair monetary losses for the investors. They are generally violating securities laws.
The California Department of Consumer Affairs (DCA) is a department within the California Business, Consumer Services, and Housing Agency. DCA's stated mission is to serve the interests of California's consumers by ensuring a standard of professionalism in key industries and promoting informed consumer practices. The DCA provides the public with information on safe consumer practices, in an effort to protect the public from unscrupulous or unqualified people who promote deceptive products or services.
The Israel Securities Authority (ISA) is the national securities regulator of Israel. Established by law in 1968, the Israel Securities Authority sees its mandate as a way to ensure an efficient capital market based on transparency and fairness. The ISA works to fight against securities fraud, insider trading, questionable accounting practices and other activities which could harm Israel's capital marketplace and Israel's investor community.
The North Carolina State Bureau of Investigation (SBI) is a state-level law enforcement agency in North Carolina.
The North American Securities Administrators Association (NASAA), founded in Kansas in 1919, is the oldest international investor protection organization. NASAA is an association of state securities administrators who are charged with the responsibility to protect consumers who purchase securities or investment advice. NASAA's membership consists of 67 administrators from the territories, districts, and states of the United States, from Mexico, and from the provinces of Canada.
Linda Chatman Thomsen is an American attorney who was director of the Division of Enforcement for the U.S. Securities and Exchange Commission from 2005 until early 2009. Since arriving at the SEC in 1995, she worked under four SEC Chairmen: Arthur Levitt, Harvey Pitt, William H. Donaldson, and Christopher Cox. William Donaldson named her director of the Division of Enforcement on May 12, 2005. She is the first woman to serve as director of the Division of Enforcement. Thomsen is known for her role in the suits by the SEC against Enron and Martha Stewart, and for not having investigated Bernard Madoff. She succeeded Stephen M. Cutler. As of 2016, she has been a senior counsel at Davis Polk & Wardwell.
Kathleen L. Casey is a former Republican commissioner of the U.S. Securities and Exchange Commission. She was appointed by President George W. Bush and sworn in on July 17, 2006. Her term expired in August 2011.
The Pennsylvania Department of Corrections (PADOC) is the Pennsylvania state agency that is responsible for the confinement, care, and rehabilitation of approximately 37,000 inmates at state correctional facilities funded by the Commonwealth of Pennsylvania. The agency is headquartered in Hampden Township, Cumberland County in Greater Harrisburg, near Mechanicsburg.
The Florida Department of Law Enforcement (FDLE) is a state-wide investigative law enforcement agency within the state of Florida. The department formally coordinates eight boards, councils, and commissions. FDLE's duties, responsibilities, and procedures are mandated through Chapter 943, Florida Statutes, and Chapter 11, Florida Administrative Code. FDLE is headed by a commissioner who reports to the Florida Cabinet, which is composed of the governor, the attorney general, the chief financial officer, and the commissioner of agriculture. The commissioner is appointed to his position by the governor and cabinet and confirmed by the Florida Senate.
The Alabama Department of Environmental Management (ADEM) is a state government agency charged with the enforcement of environmental policy in the U.S. state of Alabama. It is authorized to adopt and enforce rules and regulations consistent with the statutory authority granted to the Alabama Environmental Management Commission and ADEM by the United States Environmental Protection Agency (EPA). It was created in 1982 with the passage of the Alabama Environmental Management Act by the Alabama Legislature. The act consolidated the various commissions, agencies, and programs that had been responsible for implementing environmental law into the Alabama Environmental Management Commission and ADEM. In past years, the agency has been repeatedly accused of not enforcing environmental regulations.
Byron Stephen Georgiou is an American financial lawyer, investor and political activist. In 2009 he was appointed to the US Financial Crisis Inquiry Commission (FCIC). He was a candidate for the US Senate from Nevada in 2011.
Joseph P. Borg is an American financial regulator who has served as the Securities Commissioner of Alabama since 1994. In this position, he is responsible for prosecuting financial crimes which affect Alabama residents. He has also served as the president of the North American Securities Administrators Association for two terms. He was described in a 2002 Forbes article as "Wall Street's Worst Nightmare". Smart Money magazine listed Borg in its listing of "The Power 30- The Top Financial Players" citing his 98% conviction rate and calling him "one of the toughest 'stock cops' in America" [Smart Money November, 2011]
The Colorado Department of Regulatory Agencies (DORA) is the principal department of the Colorado state government responsible for professional licensing and consumer protection.
Bradley J. Bondi is an American lawyer. He has served on the executive staff of the Securities and Exchange Commission (SEC).
James Walden is an American lawyer. After serving in the U.S Department of Justice as an Assistant U.S. Attorney for the Eastern District of New York from 1993 to 2002, he entered private practice where he was involved in several prominent white-collar and antitrust cases in addition to a series of cases seeking governmental reform. He represents Dr. Grigory Rodchenkov, the former head of Russia's anti-doping laboratory. At one time Walden represented former UFC Lightweight champion Conor McGregor in McGregor's pending court case for felony criminal mischief and misdemeanor assault in Brooklyn, NY. Walden has represented plaintiffs in class action lawsuits suits against the New York City Department of Education and the New York City Housing Authority. He served as Special Counsel to a task force created by the Governor of New Jersey to investigate the administration of the state's tax incentive programs.
References
- ↑ Bio
- ↑ Birmingham native Tom Krebs returns from Washington stint, joins Christian & Small
- ↑ New York Magazine. 1983-05-16.
- ↑ "Coal Fraud: Undermining a Vital Resource" (PDF). Pennsylvania Crime Commission. Retrieved 2016-08-07.
- ↑ "Rome News-Tribune - Google News Archive Search". news.google.com. Retrieved 2016-08-07.
- ↑ La Ganga, Maria L. (1989-04-02). "Thou shalt not defraud thy neighbor: Leviticus 19:13 : Leviticus Project: Latest in Boiler-Room Bashing". Los Angeles Times. ISSN 0458-3035 . Retrieved 2016-08-07.
- ↑ "NASAA Presidents - NASAA" . Retrieved 2016-08-07.
- ↑ "www.archives.gov" (PDF). Financial Crisis Inquiry Commission. 27 January 2011. Retrieved 6 August 2016.
- ↑ Krebs, Thomas (1990). "Cumberland Law Review". 20. 481.