United States v. Curtiss-Wright Export Corp.

Last updated

United States v. Curtiss-Wright Export Corp.
Seal of the United States Supreme Court.svg
Argued November 19–20, 1936
Decided December 21, 1936
Full case nameUnited States v. Curtiss-Wright Export Corporation et al.
Citations299 U.S. 304 ( more )
57 S. Ct. 216; 81 L. Ed. 255; 1936 U.S. LEXIS 968
Case history
PriorJudgment sustaining a demurrer to the indictment, 14 F. Supp. 230 (D.D.C. 1932); probable jurisdiction noted, 57 S. Ct. 14 (1936).
Questions presented
  • Did the joint resolution passed by Congress grant unconstitutional authority and legislative power to the President in violation of the non-delegation doctrine?
  • Was the President required by considerations of due process to make findings of fact in support of the proclamation?
  • Did the revocation of the May 1934 proclamation eliminate the penalty for its violation?
Holding
The Constitution does not explicitly prescribe that foreign policy is entirely vested with the President so much as it does implicitly prescribe that foreign policy is entirely vested with the President. Diplomacy entails that there are ways in which the President is able to act and in which Congress is unable to act.
Court membership
Chief Justice
Charles E. Hughes
Associate Justices
Willis Van Devanter  · James C. McReynolds
Louis Brandeis  · George Sutherland
Pierce Butler  · Harlan F. Stone
Owen Roberts  · Benjamin N. Cardozo
Case opinions
MajoritySutherland, joined by Hughes, Van Devanter, Brandeis, Butler, Roberts, Cardozo
DissentMcReynolds
Stone took no part in the consideration or decision of the case.

United States v. Curtiss-Wright Export Corp., 299 U.S. 304 (1936), was a decision of the United States Supreme Court concerning the foreign affairs powers of the president of the United States. It held that the President, as the nation's "sole organ" in international relations, was therefore innately vested with significant powers over foreign affairs, far exceeding those permitted in domestic matters or accorded to the U.S. Congress. [1] The Court's majority reasoned that although the U.S. Constitution does not explicitly provide for such authority, the powers are implicit in the President's constitutional role as commander-in-chief and head of the executive branch.

Contents

Curtiss-Wright was the first decision to establish that the President's plenary power is independent of congressional permission. It is credited with providing the legal precedent for further expansions of executive power in the foreign sphere. [2]

Background

In June 1932, the Chaco War broke out between Paraguay and Bolivia. Both belligerents were poor and relied on outside military assistance, which aroused interest among American armament manufacturers. However, in response to national antiwar sentiment, widespread revulsion at the conduct of the war, and diplomatic pressure from the United Kingdom and the League of Nations, the US government sought to terminate any developing arms trade.

To that end, on May 24, 1934, the US Congress approved a joint resolution providing that "if the President finds that the prohibition of the sale of arms and munitions of war in the United States to those countries engaged in conflict in the Chaco may contribute to the establishment of peace between those countries," he was authorized to proclaim an embargo on American arms shipments to the belligerents with violators subject to a fine, imprisonment, or both. [3] [1] The same day, US President Franklin Roosevelt signed the joint resolution and issued a proclamation reaffirming its language and establishing an embargo. On November 14, 1935, that proclamation was revoked. [4]

Curtiss-Wright Export Corp. was indicted for violating both the joint resolution and the embargo by conspiring to sell aircraft machine guns to Bolivia. [1] It demurred to the indictment by arguing that the embargo and proclamation were void, as Congress had unconstitutionally delegated legislative power to the executive branch and thus given the President "unfettered discretion" to make a decision that should have been determined by Congress.

Issues

The defendant raised several issues for consideration by the Court:

  1. Did the joint resolution passed by Congress grant unconstitutional authority and legislative power to the President in violation of the non-delegation doctrine?
  2. Was the President required by considerations of due process to make findings of fact in support of the proclamation?
  3. Did the revocation of the May 1934 proclamation eliminate the penalty for its violation?

Decision

In a 7–1 decision authored by Justice George Sutherland, the Court ruled that the U.S. government, through the President, is categorically allowed great foreign affairs powers that are independent of the US Constitution:

The ["powers of the federal government in respect of foreign or external affairs and those in respect of domestic or internal affairs"] are different, both in respect of their origin and their nature. The broad statement that the federal government can exercise no powers except those specifically enumerated in the Constitution, and such implied powers as are necessary and proper to carry into effect the enumerated powers, is categorically true only in respect of our internal affairs.

The Constitution does not explicitly state that all ability to conduct foreign policy is vested in the President, but the Court concluded that such power is given implicitly since the executive of a sovereign nation is by its very nature empowered to conduct foreign affairs. The Court found "sufficient warrant for the broad discretion vested in the President to determine whether the enforcement of the statute will have a beneficial effect upon the reestablishment of peace in the affected countries." [1] In other words, the President is better suited to determine the actions and the policies that best serve the nation's interests abroad:

It is important to bear in mind that we are here dealing not alone with an authority vested in the President by an exertion of legislative power, but with such an authority plus the very delicate, plenary and exclusive power of the President as the sole organ of the federal government in the field of international relations–a power which does not require as a basis for its exercise an act of Congress, but which, of course, like every other governmental power, must be exercised in subordination to the applicable provisions of the Constitution.

By contrast, Congress lacks such an inherent role under the Constitution, which accords broad discretion to the President alone because of the vastness and the complexity of international relations.

Legacy

The ruling not only upheld export limitations on the grounds of national security but also established the broader principle of executive supremacy in national security and in foreign affairs; this was one of the reasons advanced in the 1950s for the nearly successful attempt to add the Bricker Amendment to the U.S. Constitution.

The Court has not recognized the full scope of executive power suggested by Justice Sutherland's sweeping language; consequently, it has sometimes presented contradictory rulings about foreign policy powers between the President and the Congress. In Federal Energy Administration v. Algonquin SNG, Inc. (1976), the Court validated presidential restrictions on oil imports based on the very broad congressional language that delegated apparently unlimited regulatory authority to the executive branch.

Despite its controversy, Curtiss-Wright is among the Supreme Court's most influential decisions. Most cases involving conflicts between the executive and legislative branches involve political questions that the courts refuse to adjudicate. Therefore, the sweeping language of Curtiss-Wright is regularly cited to support the executive branch's claims of power to act without congressional authorization in foreign affairs, especially if there is no judicial intervention to interpret the text's meaning. However, the Supreme Court in the 2015 Zivotofsky v. Kerry decision made clear that Curtiss-Wright was incorrect in describing presidential power over foreign affairs as "plenary and exclusive". The Court in Zivotofsky wrote that: "United States v. Curtiss-Wright Export Corp., 299 U. S. 304, 320, does not support a broader definition of the Executive’s power over foreign relations that would permit the President alone to determine the whole content of the Nation’s foreign policy. The Executive is not free from the ordinary controls and checks of Congress merely because foreign affairs are at issue." [5]

See also

Related Research Articles

<span class="mw-page-title-main">President of the United States</span> Head of state and government of the United States

The president of the United States (POTUS) is the head of state and head of government of the United States of America. The president directs the executive branch of the federal government and is the commander-in-chief of the United States Armed Forces.

<span class="mw-page-title-main">Article One of the United States Constitution</span> Portion of the US Constitution regarding Congress

Article One of the Constitution of the United States establishes the legislative branch of the federal government, the United States Congress. Under Article One, Congress is a bicameral legislature consisting of the House of Representatives and the Senate. Article One grants Congress various enumerated powers and the ability to pass laws "necessary and proper" to carry out those powers. Article One also establishes the procedures for passing a bill and places various limits on the powers of Congress and the states from abusing their powers.

<span class="mw-page-title-main">Article Two of the United States Constitution</span> Portion of the US Constitution regarding the executive branch

Article Two of the United States Constitution establishes the executive branch of the federal government, which carries out and enforces federal laws. Article Two vests the power of the executive branch in the office of the president of the United States, lays out the procedures for electing and removing the president, and establishes the president's powers and responsibilities.

United States v. Klein, 80 U.S. 128 (1871), was a landmark United States Supreme Court case stemming from the American Civil War (1861–1865) where Chief Justice Salmon P. Chase held that a Congressional statute "impairing the effect of a pardon, and thus infringing the constitutional power of the Executive" and was unconstitutional.

<span class="mw-page-title-main">Federal government of the United States</span> National government of the United States

The federal government of the United States is the common government of the United States, a federal republic located primarily in North America, composed of 50 states, five major self-governing territories, several island possessions, and the federal district of Washington, D.C., where most of the federal government is based.

<span class="mw-page-title-main">Executive order</span> Federal administrative instruction issued by the president of the United States

In the United States, an executive order is a directive by the president of the United States that manages operations of the federal government. The legal or constitutional basis for executive orders has multiple sources. Article Two of the United States Constitution gives presidents broad executive and enforcement authority to use their discretion to determine how to enforce the law or to otherwise manage the resources and staff of the executive branch. The ability to make such orders is also based on expressed or implied Acts of Congress that delegate to the president some degree of discretionary power. The vast majority of executive orders are proposed by federal agencies before being issued by the president.

The doctrine of nondelegation is the theory that one branch of government must not authorize another entity to exercise the power or function which it is constitutionally authorized to exercise itself. It is explicit or implicit in all written constitutions that impose a strict structural separation of powers. It is usually applied in questions of constitutionally improper delegations of powers of any of the three branches of government to either of the other, to the administrative state, or to private entities. Although it is usually constitutional for executive officials to delegate executive powers to executive branch subordinates, there can also be improper delegations of powers within an executive branch.

<span class="mw-page-title-main">Preamble to the United States Constitution</span> Introductory statement of the US Constitutions fundamental purposes

The Preamble to the United States Constitution, beginning with the words We the People, is a brief introductory statement of the US Constitution's fundamental purposes and guiding principles. Courts have referred to it as reliable evidence of the Founding Fathers' intentions regarding the Constitution's meaning and what they hoped the Constitution would achieve.

<span class="mw-page-title-main">Separation of powers under the United States Constitution</span>

Separation of powers is a political doctrine originating in the writings of Charles de Secondat, Baron de Montesquieu in The Spirit of the Laws, in which he argued for a constitutional government with three separate branches, each of which would have defined authority to check the powers of the others. This philosophy heavily influenced the United States Constitution, according to which the Legislative, Executive, and Judicial branches of the United States government are kept distinct in order to prevent abuse of power. The American form of separation of powers is associated with a system of checks and balances.

The powers of the president of the United States include those explicitly granted by Article II of the United States Constitution as well as those granted by Acts of Congress, implied powers, and also a great deal of soft power that is attached to the presidency.

<span class="mw-page-title-main">Logan Act</span> United States federal law

The Logan Act is a United States federal law that criminalizes the negotiation of a dispute between the United States and a foreign government by an unauthorized American citizen. The intent behind the Act is to prevent unauthorized negotiations from undermining the government's position. The Act was passed following George Logan's unauthorized negotiations with France in 1798, and was signed into law by President John Adams on January 30, 1799. The Act was amended in 1994, changing the penalty for violation from "fined $5,000" to "fined under this title"; this appears to be the only amendment to the Act. Violation of the Logan Act is a felony, punishable with imprisonment for up to three years.

In American law, the unitary executive theory is a Constitutional law theory according to which the President of the United States has sole authority over the executive branch. It is "an expansive interpretation of presidential power that aims to centralize greater control over the government in the White House". The theory often comes up in jurisprudential disagreements about the president's ability to remove employees within the executive branch; transparency and access to information; discretion over the implementation of new laws; and the ability to influence agencies' rule-making. There is disagreement about the doctrine's strength and scope, with more expansive versions of the theory becoming the focus of modern political debate. These expansive versions are controversial for both constitutional and practical reasons. Since the Reagan administration, the Supreme Court has embraced a stronger unitary executive, which has been championed primarily by its conservative justices, the Federalist Society, and the Heritage Foundation.

<span class="mw-page-title-main">Bricker Amendment</span> Proposed bill to amend US Constitution

The Bricker Amendment is the collective name of a number of slightly different proposed amendments to the United States Constitution considered by the United States Senate in the 1950s. None of these amendments ever passed Congress. Each of them would require explicit congressional approval, especially for executive agreements that did not require the Senate's two-thirds approval for treaty. They are named for their sponsor, conservative Republican Senator John W. Bricker of Ohio, who distrusted the exclusive powers of the president to involve the United States beyond the wishes of Congress.

Little v. Barreme, 6 U.S. 170 (1804), was a United States Supreme Court case in which the Court found that the President of the United States does not have "inherent authority" or "inherent powers" that allow him to ignore a law passed by the US Congress.

The Treaty Clause of the United States Constitution establishes the procedure for ratifying international agreements. It empowers the President as the primary negotiator of agreements between the United States and other countries, and holds that the advice and consent of a two-thirds supermajority of the Senate renders a treaty binding with the force of federal law.

<span class="mw-page-title-main">Federal government of Mexico</span>

The Federal Government of Mexico is the national government of the United Mexican States, the central government established by its constitution to share sovereignty over the republic with the governments of the 31 individual Mexican states, and to represent such governments before international bodies such as the United Nations.

Zemel v. Rusk, 381 U.S. 1 (1965), was a United States Supreme Court case regarding the right to travel and area restrictions on passports, holding that the Secretary of State is statutorily authorized to refuse to validate the passports of United States citizens for travel to Cuba and that the exercise of that authority is constitutionally permissible.

<span class="mw-page-title-main">Powers of the United States Congress</span>

Powers of the United States Congress are implemented by the United States Constitution, defined by rulings of the Supreme Court, and by its own efforts and by other factors such as history and custom. It is the chief legislative body of the United States. Some powers are explicitly defined by the Constitution and are called enumerated powers; others have been assumed to exist and are called implied powers.

Zivotofsky v. Clinton, 566 U.S. 189 (2012), is a Supreme Court of the United States decision in which the Court held that a dispute about passport regulation was not a political question and thus resolvable by the US court system. Specifically, Zivotofsky's parents sought to have his passport read "Jerusalem, Israel", rather than "Jerusalem", as his place of birth. The State Department had rejected that request under a longstanding policy that took no stance on the legal status of Jerusalem. Zivotofsky's parents then sued, citing a Congressional law that ordered the Secretary of State to list people born in Jerusalem as born in Israel.

Zivotofsky v. Kerry, 576 U.S. 1 (2015), is a United States Supreme Court decision that held that the president, as head of the executive branch, has exclusive power to recognize foreign nations; as such, Congress may not require the State Department to indicate in passports that Jerusalem is part of Israel.

References

  1. 1 2 3 4 United States v. Curtiss-Wright Export Corp., 299 U.S. 304 (1936).
  2. "Ask the author: The imperial presidency and the Supreme Court". SCOTUSblog. October 18, 2018. Retrieved August 19, 2019.
  3. Lofgren, Charles A. “United States v. Curtiss-Wright Export Corporation: An Historical Reassessment.” The Yale Law Journal, vol. 83, no. 1, 1973, pp. 1–32. JSTOR, www.jstor.org/stable/795317.
  4. Lofgren, Charles A. (1973). "United States v. Curtiss-Wright Export Corporation: An Historical Reassessment". Yale Law Journal . 83 (1): 1–32. doi:10.2307/795317. JSTOR   795317.
  5. "Zivotofsky v. Kerry, 576 U.S. 1 (2015)". Justia Law. Retrieved March 9, 2024.

Further reading