Albert W. Alschuler | |
---|---|
Born | |
Nationality | American |
Occupation(s) | Lawyer, academic, and author |
Academic background | |
Education | Harvard College (AB) Harvard Law School (LL.B) |
Academic work | |
Institutions | The University of Texas School of Law The University of Colorado Law School The University of Pennsylvania Law School The University of Chicago Law School |
Albert W. Alschuler is an American legal scholar best known for his work in criminal procedure and criminal law. He is the Julius Kreeger Professor Emeritus at the University of Chicago Law School. He previously taught at the University of Texas at Austin,the University of Colorado,and the University of Pennsylvania,and is known particularly for a study of plea bargaining. [1]
Alschuler was born in Aurora,Illinois on September 24,1940. His father,Sam Alschuler,was an Aurora lawyer and his mother,Winifred King Alschuler,a teacher and homemaker. [2] He attended public schools in Aurora and graduated from Harvard College in 1962. In 1965,he graduated from the Harvard Law School where he was an officer of the Harvard Law Review . [3]
Alschuler was a law clerk to Illinois Supreme Court Justice Walter V. Schaefer and a special assistant to Fred M. Vinson Jr.,United States Assistant Attorney General in Charge of the United States Department of Justice Criminal Division. He began his academic career in 1966 as an assistant professor at The University of Texas School of Law,and was promoted to full professor in 1969. From 1976 through 1984,he was a professor at the University of Colorado Law School. He taught briefly at the University of Pennsylvania before joining the University of Chicago Law School faculty in 1985. At Chicago,he was promoted to Wilson-Dickinson Professor in 1988 and to Julius Kreeger Professor in 2002. After taking emeritus status at Chicago in 2006,he became a professor of law at Northwestern University for five years and then retired. [4]
Alschuler's interviews with lawyers and judges in ten American cities in the 1960s led to his studies of the prosecutor's, [5] defense attorney's, [6] and trial judge's [7] roles in plea bargaining. He reported that prosecutors fearing defeat at trial brought extraordinary pressure to plead guilty on defendants who might be innocent,that some defense attorneys pocketed small fees in advance and pressed nearly all of their clients to plead guilty,and that many trial judges allowed bargaining prosecutors to determine nearly all criminal sentences. Returning to the topic fifty years after his first study,he described plea bargaining as a nearly perfect device for convicting the innocent [8] and as a major cause of mass incarceration. [9]
Alschuler was an early critic of the Federal Sentencing Guidelines. [10] He later contended that,from any coherent normative perspective,these guidelines increased sentence disparity. [11] He described the rule barring the use of illegally obtained evidence as one of the law's success stories [12] but called the Supreme Court's ruling in Miranda v. Arizona a failure. [13] In a paper that received the Green Bag Exemplary Legal Writing Award,he advocated limiting corporate criminal liability,comparing it to the practice of punishing inanimate objects. [14] Among the other subjects he addressed were racial profiling, [15] discriminatory jury selection, [16] police hunches, [17] bribery standards, [18] courtroom misconduct, [19] preventive pretrial detention, [20] the limits of the presidential pardon power, [21] the ethics of the O.J. Simpson defense team, [22] the criminality of Donald Trump, [23] and the changing purposes of criminal punishment. [24]
In an award-winning work,Rediscovering Blackstone,Alschuler described the impact of Sir William Blackstone's work on American law and defended Blackstone's jurisprudence against modern critics. [25] In Law Without Values:The Life,Work,and Legacy of Justice Holmes,he examined how Holmes’moral skepticism dominated his opinions and scholarly writings. [26] Judge Morris B. Hoffman commended this study as "stunningly new and original." [27]
Together with Andrew G. Deiss,Alschuler examined the history of the criminal jury in the United States,chronicling how the jury's influence on American civic life declined as its composition became more democratic. [28] With Richard Helmholz and others,he described how the privilege against self-incrimination changed from one doctrine to another without much recognition of its sharp transformations. [29]
In United States law,an Alford plea,also called a Kennedy plea in West Virginia,an Alford guilty plea,and the Alford doctrine,is a guilty plea in criminal court,whereby a defendant in a criminal case does not admit to the criminal act and asserts innocence,but accepts imposition of a sentence. This plea is allowed even if the evidence to be presented by the prosecution would be likely to persuade a judge or jury to find the defendant guilty beyond a reasonable doubt. This can be caused by circumstantial evidence and testimony favoring the prosecution,and difficulty finding evidence and witnesses that would aid the defense.
The adversarial system,adversary system,accusatorial system or accusatory system is a legal system used in the common law countries where two advocates represent their parties' case or position before an impartial person or group of people,usually a judge or jury,who attempt to determine the truth and pass judgment accordingly. It is in contrast to the inquisitorial system used in some civil law systems where a judge investigates the case.
A grand jury is a jury—a group of citizens—empowered by law to conduct legal proceedings,investigate potential criminal conduct,and determine whether criminal charges should be brought. A grand jury may subpoena physical evidence or a person to testify. A grand jury is separate from the courts,which do not preside over its functioning.
A jury trial,or trial by jury,is a legal proceeding in which a jury makes a decision or findings of fact. It is distinguished from a bench trial in which a judge or panel of judges makes all decisions.
A plea bargain is an agreement in criminal law proceedings,whereby the prosecutor provides a concession to the defendant in exchange for a plea of guilt or nolo contendere. This may mean that the defendant will plead guilty to a less serious charge,or to one of the several charges,in return for the dismissal of other charges;or it may mean that the defendant will plead guilty to the original criminal charge in return for a more lenient sentence.
In law,a plea is a defendant's response to a criminal charge. A defendant may plead guilty or not guilty. Depending on jurisdiction,additional pleas may be available,including nolo contendere,no case to answer,or an Alford plea.
A jury is a sworn body of people (jurors) convened to hear evidence,make findings of fact,and render an impartial verdict officially submitted to them by a court,or to set a penalty or judgment.
Gideon v. Wainwright,372 U.S. 335 (1963),was a landmark U.S. Supreme Court decision in which the Court ruled that the Sixth Amendment of the U.S. Constitution requires U.S. states to provide attorneys to criminal defendants who are unable to afford their own. The case extended the right to counsel,which had been found under the Fifth and Sixth Amendments to impose requirements on the federal government,by imposing those requirements upon the states as well.
A fine or mulct is a penalty of money that a court of law or other authority decides has to be paid as punishment for a crime or other offense. The amount of a fine can be determined case by case,but it is often announced in advance.
Sir William Blackstone was an English jurist,justice and Tory politician most noted for his Commentaries on the Laws of England,which became the best-known description of the doctrines of the English common law. Born into a middle-class family in London,Blackstone was educated at Charterhouse School before matriculating at Pembroke College,Oxford,in 1738. After switching to and completing a Bachelor of Civil Law degree,he was made a fellow of All Souls College,Oxford,on 2 November 1743,admitted to Middle Temple,and called to the Bar there in 1746. Following a slow start to his career as a barrister,Blackstone became heavily involved in university administration,becoming accountant,treasurer and bursar on 28 November 1746 and Senior Bursar in 1750. Blackstone is considered responsible for completing the Codrington Library and Warton Building,and simplifying the complex accounting system used by the college. On 3 July 1753 he formally gave up his practice as a barrister and instead embarked on a series of lectures on English law,the first of their kind. These were massively successful,earning him a total of £453,and led to the publication of An Analysis of the Laws of England in 1756,which repeatedly sold out and was used to preface his later works.
Legal formalism is both a descriptive theory and a normative theory of how judges should decide cases. In its descriptive sense,formalists maintain that judges reach their decisions by applying uncontroversial principles to the facts;formalists believe that there is an underlying logic to the many legal principles that may be applied in different cases. These principles,they claim,are straightforward and can be readily discovered by anyone with some legal expertise. Supreme Court Justice Oliver Wendell Holmes Jr.,by contrast,believed that "The life of the law has not been logic:it has been experience". The formalist era is generally viewed as having existed from the 1870s to the 1920s,but some scholars deny that legal formalism ever existed in practice.
Discretion has the meaning of acting on one's own authority and judgment. In law,discretion as to legal rulings,such as whether evidence is excluded at a trial,may be exercised by a judge.
An information is a formal criminal charge which begins a criminal proceeding in the courts. The information is one of the oldest common law pleadings,and is nearly as old as the better-known indictment,with which it has always coexisted.
Plea bargaining in the United States is very common;the vast majority of criminal cases in the United States are settled by plea bargain rather than by a jury trial. They have also been increasing in frequency—they rose from 84% of federal cases in 1984 to 94% by 2001. Plea bargains are subject to the approval of the court,and different States and jurisdictions have different rules. Game theory has been used to analyze the plea bargaining decision.
Compulsory prosecution is an aspect of certain justice systems in which the prosecutor is required to press charges if there is sufficient evidence to support a conviction. This stands in contrast with discretionary prosecution,where prosecutors are given a wide latitude whether and how to prosecute.
A citizen's right to a trial by jury is a central feature of the United States Constitution. It is considered a fundamental principle of the American legal system.
Overcharging,in law,refers to a prosecutorial practice that involves "tacking on" additional charges that the prosecutor knows he cannot prove. It is used to put the prosecutor in a better plea bargaining position. The term has been defined in different ways. Alschuler writes that "to prosecutors,overcharging is accusing the defendant of a crime of which he is clearly innocent to induce a plea to the 'proper' crime. Defense counsel identify two types of overcharging. 'Horizontal' overcharging is the unreasonable multiplying of accusations against a single defendant. He may be either charged with a separate offense for every technical criminal transaction in which he participated,or the prosecutor may fragment a single criminal transaction into numerous component offenses. 'Vertical' overcharging is charging a single offense at a higher level than the circumstances of the case seem to warrant." Vertical overcharging is deemed to be the more abusive of the two practices. In defense of overcharging,it has been argued that in order to obtain a plea bargain that results in a lower sentence than the prosecutor's original position,while still obtaining a penalty that promotes public safety,the prosecutor must select an initial charge higher than is penologically appropriate.
The Case of the Dean of St Asaph,formally R v Shipley,was the 1784 trial of William Davies Shipley,the Dean of St Asaph,for seditious libel. In the aftermath of the American War of Independence,electoral reform had become a substantial issue,and William Pitt the Younger attempted to bring a Bill before Parliament to reform the electoral system. In its support Shipley republished a pamphlet written by his brother-in-law,Sir William Jones,which noted the defects of the existing system and argued in support of Pitt's reforms. Thomas FitzMaurice,the brother of British Prime Minister Earl of Shelburne,reacted by indicting Shipley for seditious libel,a criminal offence which acted as "the government's chief weapon against criticism",since merely publishing something that an individual judge interpreted as libel was enough for a conviction;a jury was prohibited from deciding whether the material was actually libellous. The law was widely seen as unfair,and a Society for Constitutional Information was formed to pay Shipley's legal fees. With financial backing from the society Shipley was able to secure the services of Thomas Erskine KC as his barrister.
A presumption of guilt is any presumption within the criminal justice system that a person is guilty of a crime,for example a presumption that a suspect is guilty unless or until proven to be innocent. Such a presumption may legitimately arise from a rule of law or a procedural rule of the court or other adjudicating body which determines how the facts in the case are to be proved,and may be either rebuttable or irrebuttable. An irrebuttable presumption of fact may not be challenged by the defense,and the presumed fact is taken as having been proved. A rebuttable presumption shifts the burden of proof onto the defense,who must collect and present evidence to prove the suspect's innocence,in order to obtain acquittal.
Lafler v. Cooper,566 U.S. 156 (2012),was a United States Supreme Court case in which the Court clarified the Sixth Amendment standard for reversing convictions due to ineffective assistance of counsel during plea bargaining. The Court ruled that when a lawyer's ineffective assistance leads to the rejection of a plea agreement,a defendant is entitled to relief if the outcome of the plea process would have been different with competent advice. In such cases,the Court ruled that the Sixth Amendment requires the trial judge to exercise discretion to determine an appropriate remedy.