Legal norm

Last updated

A legal norm is a binding rule or principle, or norm, that organisations of sovereign power promulgate and enforce in order to regulate social relations. Legal norms determine the rights and duties of individuals who are the subjects of legal relations within the governing jurisdiction at a given point in time. Competent state authorities issue and publish basic aspects of legal norms through a collection of laws that individuals under that government must abide by, which is further guaranteed by state coercion. There are two categories of legal norms: normativity, which regulates the conduct of people, and generality, which is binding on an indefinite number of people and cases. Diplomatic and legislative immunity refers to instances where legal norms are constructed to be targeted towards a minority and are specifically only binding on them, such as soldiers and public officials. [1]

Contents

In a legal sense, retroactivity refers to a law that impairs or invalidates the vested rights of an individual acquired under existing laws by creating new obligations to considerations that have been pre-established. Legal norms can either classify under true retroactivity, where norms influence the legal relations that have existed before its effect, or pseudo retroactivity, referring to how the validity of old legal relations can be influenced by derogated norms. [1]

Legal norms become validated from the moment they are published as part of legal order and take effect from the moment it binds the subjects of the law. The Latin phrase "vacatio legis" refers to the period of time between a legal norm's validity and effect. As the validity of a legal norm is limited from the moment of its adoption by legal institutions, a lapse of time can cause its termination. Legal norms can either be terminated by explicit derogation by the competent state authority, or through automatic derogation whereby the authoritative organisation adopts a new normative act that regulates the same relations, effectively replacing the old one. [1]

Planning theory

Scott Shapiro's Planning Theory of Law [2] is built upon two concepts: the nature of legal institutions and the nature of legal norms. The thesis of the Planning Theory argues how legal norms function as shared plans that legal institutions implement in order to exercise social control and governance, regardless of the moral merits of those norms and institutions. [3]

Legal institutions can govern in two main ways. Firstly, they can be classified as planning organisations which create, apply and enforce social plans, thus suggesting how many legal norms are simply plans. [4] However, planning institutions may also apply and enforce legal norms that were not created during the process of planning but still nonetheless allow organisations to govern. An example of this would be a customary norm, which have been shaped and informed by cultural values over prolonged periods of time. Shapiro refers to these legal norms as "plan-like norms", that have been "sustained by human action" and "economise on deliberation costs, compensate for cognitive incapacities, and organise behaviour between participants". Such jurisprudential concepts can then be positioned and subsequently viewed through the context of modern legal systems. A shared master plan consisting of the fundamental rules that underpin legal systems allows the delegation of rights, powers and responsibilities for different officials. Above this, sub-plans of the master plan are established, which are either in the form of plans or plan-like norms that are administered by the executive government, for example the particular norms of criminal law that prohibit murder or laws specifying the processes of tax collection. Therefore, the total set of laws in a jurisdiction at a given time consists in the totality of plans and plan-like norms enforced by officials, regardless of any facts about moral merit. [5]

Whilst fact-based positive legal theory explains the causes and effects of the law's application, normative legal theory informs what the law ought to be by navigating the values and reasons that underpin legal actions, the adoption of legislation and judge-made law. Legal theorists use the word "normative" in its general sense that encompasses legal norms, social norms and moral norms. Normative legal theories are highly evaluative and are entwined with moral and political theories. An example that highlights the differences between positive legal theory and normative legal theory is presented through a comparison of their approaches to tort law. Whilst positive theory seeks to explain what causal forces have produced the existing tort principles, normative theory determines what rules of tort liability would be the most justifiable. [6]

Normative legal theory uses judgments to conclude the most appropriate rule to be applied in legal reasoning and is influenced by moral or political theories. The general normative theories of deontology , utilitarianism and virtue ethics are three general normative theories that significantly inform normative legal theory: [6]

Deontology

A conceptual rival against utilitarianism, deontological moral theories explore the concept of duty with its correlative notions of rights and permission. An individual can determine the "rightness" of their action by considering whether it is required, prohibited or allowed by a moral rule. Applying this concept within normative legal theory to criminal law, it is reflected when an action cannot be crime unless it violates a moral duty and the retributive theories of punishment. [7]

Utilitarianism

Utilitarianism is a form of consequentialism whereby decisions are made by predicting the outcome that determines the moral worth of an action. It assumes that the system of legal rules as opposed to individual moral rules provide the relevant scope of a decision. [8]

Virtue ethics

Placing this theory into a legal context, an action is considered right when an individual, being a virtuous moral agent performs a deed that displays the essences of human excellences. In applying virtuous legal norms, a virtue-centred theory of judging displays the characteristics of judicial temperance, courage, temperament, intelligence, wisdom and justice. These excellences may translate into a concern with equity in virtue jurisprudence. [9]

Whilst both legal theorists Kelsen and Hart believe that legal normativity cannot be reduced to mere factuality or moral normativity, their approaches to interpretations of the concept itself differ. A comparison of their respective contributions to legal normativity with be presented.

Kelsen's "General Theory of Norms"

Kelsen explores factors that contribute to the normative status of legal rules. He believes that although all normative legal systems have similar structures, each particular system displays idiosyncrasies, thus making law conceptually distinct from morality (Moore, 1978). Kelsen puts forth the argument that the Basic Norm is presupposed when an individual chooses to interpret the actions of authoritative officials in a normative way. [10]

In his book Pure Theory of Law, Hans Kelsen aims to provide a holistic definition of law by embodying a comprehensive analysis of legal normativity and systematic structures. The Pure Theory champions legal positivism, which draws a clear distinction between the factual "is" and "what ought to be". Kelsen identifies law as both a unique type of social phenomenon that is differentiated from the rest by its specific mode of coercion, thus equating it with a system of norms. Yet, he also propounds the importance to distinguish between law in a factual sense and in the normative sense, associating his conviction about the normative character of law with a methodological dualism. [10]

In its factual sense, Kelsen proposes that "law is an order of human behaviour". By drawing similarities between order, customs and etiquette, Kelsen suggests that the highly factual nature of law renders it an empirical phenomenon. Law is thus defined as both a social technique that coerces those who are subject to it into a system of rules of behaviour, while order constitutes an expansive system of norms that are derived from and validated by the same reason. An individual can thus determine whether a norm belongs to a normative system by ascertaining that it derives validity from the basic norm constituting the order. [10] In its normative sense, laws are defined as "what ought to be done if something should be the case". Kelsen proposes that the normative statement, "it is a rule", can only have sense in the context of regular behaviour combined with a reflective, critical attitude by the population. In adopting this perspective, Kelsen ignores the specific "internal" dimension conditioning the meaning of normative utterances that are related to human values and morality. [10]

Hart's "Sui Generis"

Hart rejects the notion that legal norms are formed by the classical "natural law model" and emphasises the contexts within which legal norms can have meaning. Hart's view navigates how contemporary societies may function better if a more deflationary understanding of the law is implemented, in lieu of restrictive moral standards. [11]

Hart explains legal normativity by drawing references to social facts instead of Kelsen's approach that displays a methodological dualism. Unlike Kelsen's belief of the radical independence of law from morality leads him to defend that legal theory is fundamentally value-free, Hart does not champion such an extreme view and instead endorses soft positivism. He acknowledges that conformity with moral principles or substantive values can be incorporated into the criteria to determine the validity of legal rules. In explaining the normative force of law, Hart focuses on the context within which normative propositions exist, which has significant power in conditioning the meaning of these statements. [11]

Ontological model of legal norms An example of an ontological model for legal norms.png
Ontological model of legal norms

Legal norms form the foundations of legal systems. Its structure can be presented using an ontological model that depicts how rules of conduct stipulated by legal norms influence the creation and use of legislation. [12]

The ontological model of legal norms is an important tool as it facilitates efficient research that enables legal practitioners to make accountable decisions in court by applying legal norms. Legislation refers to laws that have been enacted by the government and made official by Parliament, thus formulating legal norms and their relations. An ontological model of legal norms can provide legal practitioners with explicit, visual representations of the processes through which legislation is created and administered by the executive government. The norms themselves can be modelled by logic, rules or ontologies to ease the process of retrieving legal information and semantic browsing. [12]

Traditionally, legislation retrieval and browsing systems were based on text retrieval whereby a legal practitioner was required to enter specific words in order to acquire the section of legislation that was of interest. This was highly inefficient, as a legal rule may be fragmented whereby the property of the legal system a legal norm regulates in one social relation was contained in different legislation. The fragmentation of legal rules thus compounded the inefficiency of legislation usage and created high barriers for lawyers in regard to legal research, and especially for individuals who wished to retrieve legislative information but did not have a legal background. The ontological model posed an effective solution by categorising legislation based on the meaning of the legal norm it contains, enhancing both clarity and efficiency in research. [12]

Related Research Articles

In ordinary language, a crime is an unlawful act punishable by a state or other authority. The term crime does not, in modern criminal law, have any simple and universally accepted definition, though statutory definitions have been provided for certain purposes. The most popular view is that crime is a category created by law; in other words, something is a crime if declared as such by the relevant and applicable law. One proposed definition is that a crime or offence is an act harmful not only to some individual but also to a community, society, or the state. Such acts are forbidden and punishable by law.

<span class="mw-page-title-main">Jurisprudence</span> Theoretical study of law

Jurisprudence is the philosophy and theory of law. It is concerned primarily with what the law is and what it ought to be. That includes questions of how persons and social relations are understood in legal terms, and of the values in and of law. Work that is counted as jurisprudence is mostly philosophical, but it includes work that also belongs to other disciplines, such as sociology, history, politics and economics.

Normative ethics is the study of ethical behaviour and is the branch of philosophical ethics that investigates questions regarding how one ought to act, in a moral sense.

<span class="mw-page-title-main">Philosophy of law</span> Branch of philosophy examining the nature of law

Philosophy of law is a branch of philosophy that examines the nature of law and law's relationship to other systems of norms, especially ethics and political philosophy. It asks questions like "What is law?", "What are the criteria for legal validity?", and "What is the relationship between law and morality?" Philosophy of law and jurisprudence are often used interchangeably, though jurisprudence sometimes encompasses forms of reasoning that fit into economics or sociology.

A legal custom is the established pattern of behavior that can be objectively verified within a particular social setting. A claim can be carried out in defense of "what has always been done and accepted by law".

Legal positivism is a school of thought of analytical jurisprudence developed largely by legal philosophers during the 18th and 19th centuries, such as Jeremy Bentham and John Austin. While Bentham and Austin developed legal positivist theory, empiricism provided the theoretical basis for such developments to occur. The most prominent legal positivist writer in English has been H. L. A. Hart.

In the philosophy of law, virtue jurisprudence is the set of theories of law related to virtue ethics. By making the aretaic turn in legal theory, virtue jurisprudence focuses on the importance of character and human excellence or virtue to questions about the nature of law, the content of the law, and judging.

<span class="mw-page-title-main">Ronald Dworkin</span> American legal philosopher (1931–2013)

Ronald Myles Dworkin was an American legal philosopher, jurist, and scholar of United States constitutional law. At the time of his death, he was Frank Henry Sommer Professor of Law and Philosophy at New York University and Professor of Jurisprudence at University College London. Dworkin had taught previously at Yale Law School and the University of Oxford, where he was the Professor of Jurisprudence, successor to philosopher H.L.A. Hart.

<span class="mw-page-title-main">H. L. A. Hart</span> English legal philosopher (1907–1992)

Herbert Lionel Adolphus Hart was an English legal philosopher. He was the Professor of Jurisprudence at Oxford University and the Principal of Brasenose College, Oxford. His most famous work is The Concept of Law, which has been hailed as "the most important work of legal philosophy written in the twentieth century". He is considered one of the world's foremost legal philosophers in the twentieth century.

'Basic norm' is a concept in the Pure Theory of Law created by Hans Kelsen, a jurist and legal philosopher. Kelsen used this word to denote the basic norm, order, or rule that forms an underlying basis for a legal system. The theory is based on a need to find a point of origin for all law, on which basic law and the constitution can gain their legitimacy. This basic norm, however, is often described as hypothetical.

<span class="mw-page-title-main">Hans Kelsen</span> Austrian jurist and legal philosopher (1881–1973)

Hans Kelsen was an Austrian jurist, legal philosopher and political philosopher. He was the principal architect of the 1920 Austrian Constitution, which with amendments is still in operation. Due to the rise of totalitarianism in Austria, Kelsen left for Germany in 1930 but was forced out of his university post after the Nazi seizure of power in 1933 because of his Jewish ancestry. That year he left for Geneva and in 1940 he moved to the United States. In 1934, Roscoe Pound lauded Kelsen as "undoubtedly the leading jurist of the time". While in Vienna, Kelsen met Sigmund Freud and his circle, and wrote on social psychology and sociology.

Eugen Ehrlich was an Austrian legal scholar and sociologist of law. He is widely regarded as one of the primary founders of the modern field of sociology of law.

Pure Theory of Law is a book by jurist and legal theorist Hans Kelsen, first published in German in 1934 as Reine Rechtslehre, and in 1960 in a much revised and expanded edition. The latter was translated into English in 1967 as Pure Theory of Law. The title is the name of his general theory of law, Reine Rechtslehre.

<i>The Concept of Law</i> 1961 book by H. L. A. Hart

The Concept of Law is a 1961 book by the legal philosopher H. L. A. Hart and his most famous work. The Concept of Law presents Hart's theory of legal positivism—the view that laws are rules made by humans and that there is no inherent or necessary connection between law and morality—within the framework of analytic philosophy. Hart sought to provide a theory of descriptive sociology and analytical jurisprudence. The book addresses a number of traditional jurisprudential topics such as the nature of law, whether laws are rules, and the relation between law and morality. Hart answers these by placing law into a social context while at the same time leaving the capability for rigorous analysis of legal terms, which in effect "awakened English jurisprudence from its comfortable slumbers".

<span class="mw-page-title-main">Jeremy Waldron</span> New Zealand lawyer

Jeremy Waldron is a New Zealand professor of law and philosophy. He holds a University Professorship at the New York University School of Law, is affiliated with the New York University Department of Philosophy, and was formerly the Chichele Professor of Social and Political Theory at All Souls College, Oxford University. Waldron also holds an adjunct professorship at Victoria University of Wellington. Waldron is regarded as one of the world's leading legal and political philosophers.

<span class="mw-page-title-main">Joseph Raz</span> Israeli philosopher (1939–2022)

Joseph Raz was an Israeli legal, moral and political philosopher. He was an advocate of legal positivism and is known for his conception of perfectionist liberalism. Raz spent most of his career as a professor of philosophy of law at Balliol College, Oxford, and was latterly a part-time professor of law at Columbia University Law School and a part-time professor at King's College London. He received the Tang Prize in Rule of Law in 2018.

<span class="mw-page-title-main">Leon Petrażycki</span> Polish philosopher, legal scholar, and sociologist

Leon Petrażycki was a Polish philosopher, legal scholar, and sociologist. He is considered an important forerunner of the sociology of law.

<span class="mw-page-title-main">Sociology of law</span> Sub-discipline of sociology relating to legal studies

The sociology of law, legal sociology, or law and society is often described as a sub-discipline of sociology or an interdisciplinary approach within legal studies. Some see sociology of law as belonging "necessarily" to the field of sociology, but others tend to consider it a field of research caught up between the disciplines of law and sociology. Still others regard it as neither a subdiscipline of sociology nor a branch of legal studies but as a field of research on its own right within the broader social science tradition. Accordingly, it may be described without reference to mainstream sociology as "the systematic, theoretically grounded, empirical study of law as a set of social practices or as an aspect or field of social experience". It has been seen as treating law and justice as fundamental institutions of the basic structure of society mediating "between political and economic interests, between culture and the normative order of society, establishing and maintaining interdependence, and constituting themselves as sources of consensus, coercion and social control".

This is an index of articles in jurisprudence.

Jurisprudence of values or jurisprudence of principles is a school of legal philosophy. This school represents, according to some authors, a step in overcoming the contradictions of legal positivism and, for this reason, it has been considered by some authors as a post-positivism school. Jurisprudence of values is referred to in various works all over the world.

References

  1. 1 2 3 Palacky University. (2019). 'Legal Norms' [PowerPoint presentation]. Available at: oldwww.upol.cz/fileadmin/user_upload/PF-katedry/teorie-prava/Legal_norms.ppt (Accessed: 17 May 2019).
  2. Shapiro, Scott (2017-03-20). "The Planning Theory of Law". Yale Law School, Public Law Research Paper No. 600. doi:10.2139/ssrn.2937990.
  3. Bustamante, Thomas (2012). "Interpreting plans : a critical view of Scott Shapiro's planning theory of law". Australian Journal of Legal Philosophy. 37: 219–250.
  4. Plunkett, David (February 2013). "The Planning Theory of Law I: The Nature of Legal Institutions1.(Report)". Philosophy Compass. 8: 149(10). doi:10.1111/phc3.12012.
  5. Plunkett, David (February 2013). "The Planning Theory of Law II: The Nature of Legal Norms.(Report)". Philosophy Compass. 8: 159(11). doi:10.1111/phc3.12011.
  6. 1 2 Kelsen, Hans (1991-03-07), "Legal Norms and Legal Principles: Esser's Transformation Theory", General Theory of Norms, Oxford University Press, pp. 115–122, doi:10.1093/acprof:oso/9780198252177.003.0028, ISBN   9780198252177
  7. "Legal Theory Lexicon 010: Deontology". Legal Theory Lexicon. Retrieved 2019-05-22.
  8. "Legal Theory Lexicon 008: Utilitarianism". Legal Theory Lexicon. Retrieved 2019-05-22.
  9. "Legal Theory Lexicon 012: Virtue Ethics". Legal Theory Lexicon. Retrieved 2019-05-22.
  10. 1 2 3 4 "Kelsen", Legal Norms and Normativity : An Essay in Genealogy, Hart Publishing, 2006, doi:10.5040/9781472563743.ch-002, ISBN   9781841134550
  11. 1 2 Kelsen, Hans; Hartney, Michael (1991-03-07). General Theory of Norms. Oxford University Press. doi:10.1093/acprof:oso/9780198252177.003.0001. ISBN   9780198252177.
  12. 1 2 3 "Ontological Model of Legal Norms for Creating and Using Legislation". ResearchGate. Retrieved 2019-05-22.

Further reading