Abatement ab initio

Last updated

Abatement ab initio (Latin for "from the beginning") is a common law legal doctrine that states that the death of a defendant who is appealing a criminal conviction extinguishes all criminal proceedings initiated against that defendant from indictment through conviction. Abatement ab initio was the subject of two United States Supreme Court decisions, Durham v. United States (1971) and Dove v. United States (1976). The former extended the doctrine to cases where certiorari was pending and not yet granted, and the latter excluded discretionary appeals. [1]

Contents

Cases

Abatement ab initio was used in federal court to overturn the conviction of Enron CEO Kenneth Lay. [2] In the state of Massachusetts, it was used to overturn the convictions of John Salvi, and Aaron Hernandez, both convicted of murder. In the latter case, however, the state appealed the decision; in March 2019 the Massachusetts Supreme Judicial Court reinstated Hernandez's conviction, and ended the use of the doctrine in Massachusetts. [3] The ruling held that the defendant's death rendered the appeal moot; it also held that trial records should indicate that such convictions were "neither affirmed nor reversed". [4]

Retroactive effect

In instances where the doctrine is applied, a legal issue emerges concerning previous rulings or actions made. An example is the case of Aaron Hernandez' conviction for Odin Lloyd's murder. Due to the principle of abatement ab initio, his conviction was initially rendered void before the Massachusetts supreme court ruled to abolish abatement ab initio (see above). It was, thus, argued that — since he was cleared of every murder he was accused of — Hernandez' family was entitled to the money that the New England Patriots refused to pay after it voided his contract on account of Lloyd's murder. [5] [2] In 2016, when the court posthumously cleared Kenneth Lay's Enron-related fraud convictions, the compensation for defrauded victims were also lost. [1] A ruling involving asset forfeiture law in the United States held that if an offender satisfied a forfeiture judgment, the government is never required by the principle to return fines that were already paid. [6]

See also

Related Research Articles

Double jeopardy is a procedural defence that prevents an accused person from being tried again on the same charges following an acquittal or conviction and in rare cases prosecutorial and/or judge misconduct in the same jurisdiction. Double jeopardy is a common concept in criminal law. In civil law, a similar concept is that of res judicata. Variation in common law countries is the peremptory plea, which may take the specific forms of autrefois acquit or autrefois convict. These doctrines appear to have originated in ancient Roman law, in the broader principle non bis in idem.

A vacated judgment makes a previous legal judgment legally void. A vacated judgment is usually the result of the judgment of an appellate court, which overturns, reverses, or sets aside the judgment of a lower court. An appellate court may also vacate its own decisions.

Jeffrey Skilling Former CEO of Enron Corporation

Jeffrey Keith Skilling is a convicted American felon best known as the CEO of Enron Corporation during the Enron scandal. In 2006, he was convicted of federal felony charges relating to Enron's collapse and eventually sentenced to 24 years in prison. The Supreme Court of the United States heard arguments in the appeal of the case March 1, 2010. On June 24, 2010, the Supreme Court vacated part of Skilling's conviction and transferred the case back to the lower court for resentencing.

United States v. Ballard, 322 U.S. 78 (1944), was a United States Supreme Court case from the October 1943 term.

Kenneth Lay Former chairman and CEO of Enron Corporation (1942–2006)

Kenneth Lee Lay was the American founder, chief executive officer and chairman of Enron who was heavily involved in the eponymous accounting scandal that unraveled in 2001 into the largest bankruptcy ever to that date. Lay was indicted by a grand jury and was found guilty of 10 counts of securities fraud at trial. Lay died in July 2006 while vacationing in his house near Aspen, Colorado, three months before his scheduled sentencing. A preliminary autopsy reported Lay died of a heart attack caused by coronary artery disease. His death resulted in a vacated judgment.

The Wichita Massacre, also known as the Wichita Horror, was a week-long series of random brutal crimes perpetrated by brothers Reginald and Jonathan Carr in the city of Wichita, Kansas between December 8 and 15, 2000. Five people were shot and killed and a woman was severely wounded. The brothers were arrested and convicted of multiple counts of murder, kidnapping, robbery, and rape. They were both sentenced to death in October 2002. Their vicious crimes created panic in the Wichita area resulting in an increase in the sales of guns, locks, and home security systems.

Fifth Amendment to the United States Constitution 1791 amendment enumerating due process rights

The Fifth Amendment to the United States Constitution addresses criminal procedure and other aspects of the Constitution. It was ratified, along with nine other articles, in 1791 as part of the Bill of Rights. The Fifth Amendment applies to every level of the government, including the federal, state, and local levels, in regard to a US citizen or resident of the US. The Supreme Court furthered the protections of this amendment through the Due Process Clause of the Fourteenth Amendment.

In the United States criminal justice system, a competency evaluation is an assessment of the ability of a defendant to understand and rationally participate in a court process.

The Julie Jensen case involves the trial of a Pleasant Prairie, Wisconsin man, Mark Jensen, on charges that he murdered his wife, Julie Jensen on December 3, 1998. The case is notable for the eventual admission into evidence of a letter written by the deceased prior to her death expressing suspicion of her husband's intentions.

The Double Jeopardy Clause of the Fifth Amendment to the United States Constitution provides: "[N]or shall any person be subject for the same offence to be twice put in jeopardy of life or limb..." The four essential protections included are prohibitions against, for the same offense:

United States v. Johnson, 457 U.S. 537 (1982), was a United States Supreme Court case.

Town of Mt. Pleasant v. Chimento was a South Carolina case that ruled that while poker was a game of skill, the Dominant Factor Test is not demonstrably a legal standard in South Carolina and thus poker is still subject to the laws related to gambling. The case was later appealed to a higher South Carolina district court where the Judge overturned the trial court's convictions, stating that Dominant Factor Test was the appropriate legal standard and therefore participating in a private home poker game is not illegal, nor is it gambling. The Judge further declared sections of the 207-year-old statute unconstitutionally vague and therefore void. In 2012, the South Carolina Supreme Court upheld the statute and reinstated the convictions of the defendants.

Aaron Hernandez American football player and convicted murderer (1989–2017)

Aaron Josef Hernandez was an American football tight end and convicted murderer. He played in the National Football League (NFL) for three seasons with the New England Patriots until his career came to an abrupt end after his arrest and conviction for the murder of Odin Lloyd.

Beard v. Kindler, 558 U.S. 53 (2009), is a United States Supreme Court case that deals with the federal review of state laws, known as the adequate and independent state ground doctrine.

Skilling v. United States, 561 U.S. 358 (2010), is a United States Supreme Court case interpreting the honest services fraud statute, 18 U.S.C. § 1346. The case involves former Enron CEO Jeffrey Skilling and the honest services fraud statute, which prohibits "a scheme or artifice to deprive another of the intangible right of honest services". The Court found the statute vague, meaning it was written in a manner that almost anyone could be convicted of the statute by engaging in most legal activities. However, the Court refused to void the statute as unconstitutionally vague. The Court decided to limit the application of the statute only to defendants who hold a fiduciary duty and they participate in bribery and kickback schemes. The Court supported its decision not to rule the statute void for vagueness on its obligation to construe and not condemn Congress' laws. Ultimately, Skilling's sentence was reduced by 10 years as a result.

American Electric Power Company v. Connecticut, 564 U.S. 410 (2011), was a United States Supreme Court case in which the Court, in an 8–0 decision, held that corporations cannot be sued for greenhouse gas emissions (GHGs) under federal common law, primarily because the Clean Air Act (CAA) delegates the management of carbon dioxide and other GHG emissions to the Environmental Protection Agency (EPA). Brought to court in July 2004 in the Southern District of New York, this was the first global warming case based on a public nuisance claim.

Murder of Odin Lloyd 2013 murder in North Attleborough, Massachusetts

The murder of Odin Lloyd occurred on June 17, 2013, in North Attleborough, Massachusetts, US. His death made international headlines when Aaron Hernandez, at the time a tight end for the New England Patriots of the National Football League, was investigated as a suspect and convicted in the case. Lloyd had been a linebacker for a New England Football League (NEFL) semi-professional football team, the Boston Bandits, since 2007.

Durham v. United States, 401 U.S. 481 (1971), was a United States Supreme Court case in which the Court held that the death of a defendant pending a petition for certiorari before the Supreme Court on direct review of the criminal conviction will cause the Court to vacate the conviction. In a per curiam opinion, the Court wrote that "[t]he unanimity of the lower federal courts" in vacating criminal convictions when the defendant dies during direct review was "impressive" and accordingly vacated the original conviction.

Ramos v. Louisiana, 590 U.S. ___ (2020), was a U.S. Supreme Court decision in which the Court ruled that the Sixth Amendment to the U.S. Constitution requires that guilty verdicts for criminal trials be unanimous. Only cases in Oregon were affected by the ruling, because every other state already had this requirement. The decision incorporated the Sixth Amendment requirement for unanimous jury criminal convictions against the states, and thereby overturned the Court's previous decision from the 1972 case Apodaca v. Oregon and Johnson v. Louisiana.

Corruptly obstructing, influencing, or impeding an official proceeding is a felony under U.S. federal law. It was enacted as part of the Sarbanes–Oxley Act of 2002 as a reaction to the Enron scandal, and closed a legal loophole on who could be charged with evidence tampering by defining the new crime very broadly. It later became known for its use as a charge against defendants associated with the 2021 U.S. Capitol attack for attempting to obstruct that year's Electoral College vote count.

References

  1. 1 2 NCVLI. "Abatement AB Initio and a Crime Victim's Right to Restitution". Lewis & Clark Law School. Retrieved March 3, 2020.
  2. 1 2 Gershman, Jacob (2017-04-19). "What Aaron Hernandez and Kenneth Lay Have in Common". WSJ. Retrieved 2020-03-04.
  3. Gaffin, Adam (March 13, 2019). "Aaron Hernandez will officially and forever be ruled a murderer, court decides". Universal Hub.
  4. "Aaron Hernandez's Murder Conviction Reinstated By Mass. High Court". www.wbur.org. Retrieved 2019-03-13.
  5. Patterson, James; Abramovich, Alex (2018). All-American Murder: The Rise and Fall of Aaron Hernandez, the Superstar Whose Life Ended on Murderers' Row. Little, Brown. ISBN   978-0-316-41268-1.
  6. Cassella, Stefan D. (2007). Asset Forfeiture Law in the United States - Second Edition. Huntington, NY: Juris Publishing, Inc. p. 734. ISBN   9781929446995.