Anticipatory governance is a method of decision making that uses predictive measures to anticipate possible outcomes to then make decisions based on the data provided. [1] Anticipatory governance is a system of governing that is made up of processes and institutions that rely on foresight and predictions to decrease risk and develop efficient methods to address events in their early conception or prevent them altogether. [2]
Anticipatory governance is a concept that has been derived from terms of similar meaning, like forward engagement and forward deployment, which was a primary focus for decisions made by the North Atlantic Treaty Organization (NATO). [3] More recently, anticipatory governance has become data oriented practice which allows citizens and governments to utilize data as contributions and evidence for decision making regarding various matters within society. [4] For example, Finland has a Finnish parliamentary Committee for the Future, which takes advantage of foresight to predict and evaluate the impact of developments to the country.
Since 2001, the Millennium Project has initiated a project entitled the State of the Future Index, has been using a predictive methodology to foresee the future for global countries based on historical data, variables and indicators, such as GDP, annual population, literacy rates, population, and unemployment. [5]
Anticipatory governance is a system with four components. They allow the system to: use a foresight, have a networked system that integrates foresight and policy procedures, receive feedback in order to improve efficiency and knowledge, and allow for flexibility. [6] By allowing for feedback, anticipatory governance can detect and assess the development of future programs and policy. Feedback can be done through audits, and assessments of performance. [7] The anticipatory system must adapt to consider possibilities that result from the data and may appear to be untraditional to allow the system to be effective and depend on pragmatic data. [8]
Anticipatory governance utilizes various techniques to assess society which can evaluate the continuous information from knowledge based technologies, such as machine learning. [9] Anticipatory governance also takes into consideration that the concept cannot predict the future certainly, however, it can account for several possible future avenues. [10] In order to determine these possible avenues the following list of indicators are required: "aggregated averages, risk assessment, sensitivity analysis of factors or decisions driving the scenarios, identification of unacceptable scenarios or worst cases, and assessment of common and different impacts among the scenarios." [10]
Anticipatory governance allows the state to use collected public information in order to determine predictive practices and draw conclusions based on this data. [11] Data that is gathered by governments in large volumes can be considered Big data. Governments utilize predictive analytics to examine what kinds of behaviour and events that may occur as a result of this collected of data. [11] Anticipatory governance can be used by enforcement agencies in order to proactively protect the public, for instance by estimating where future crimes may occur and identifying areas of improvement for law enforcement. [11]
Anticipatory governance is not always focused on finding solution, rather it can be focused on a preventative method altogether. [12] As a result of this methodology, anticipatory governance, can be an alternative to having the bureaucracy form specific groups to address issues, whereby, the issue can be avoided due to precise foresight. [12] Furthermore, anticipatory governance can also be considered a precaution, in the sense that it is a practice for preparing for the possible future. [13]
Anticipatory governance involves a governing body to implement its practice, such as government institutions and policies. For example, education governance utilizes policy instrumentation in order to gather data about students as a means of creating predictions to improve future education. [14] However, anticipatory governance can also be applicable in similar instances by private companies and by smaller organizations. [11] For instance, Hewlett Packard can determine which employees will leave the company and they are able to identify ways of preventing this turnover. [11]
Primarily, anticipatory governance relies on data in order to derive predictive analytical evidence to support its practice, therefore, it is necessary to have an infrastructure that sustains the produced data, such as databases, coding, computational power, and algorithms. [15] These infrastructures can be provided by private companies that have the resources and technologies to acquire and create them.
There is type of ethical analysis related to anticipatory governance known as nano ethics (see Impact of nanotechnology). [16] Under this category of nano ethics anticipatory governance falls under anticipatory ethics, which originated in the 1960s. [17] Anticipatory ethics and governance addresses the ethical repercussions associated with technologies in their beginning stages. It assesses the risks that the technology might present and therefore can affect future decision making of such technology (see Predictive analytics). [17]
Anticipatory governance in the concept of predictive analytics, data, and governing can be seen as controversial because its measures can be perceived as unethical. [11] The practice of anticipatory governance presents its own ethical issues concerning the effects its methods have on the individuals that are influenced by it, such as discrimination and self-fulfilling prophecies. [18] Anticipatory governance can also allow the secondary use of information by governments, which in some cases can impede on citizen liberties. [11] Based on the information and data that is gathered by governments, they can utilize this data in unintended ways and unbeknownst to the citizen in order to practice anticipatory governance. [18]
Due to the fact that anticipatory governance can be considered hypothetical the certainty of the future is not definite, thus, there is a measure of doubt associated with the practice. For example, following the Great Depression, measures were taken within the United States economy to prevent a depression from ever occurring again, however, the market crash in 2008 still occurred, despite these measures. [19] Anticipatory governance also supersedes information about people that may never happen in actual reality. [11] By drawing conclusions based on anticipatory predictions certain groups in society face the consequences of this practice and are subject to prejudices by others within society. [18] For example, predictive policing can target specific individuals within a society because the information provided by such analytics and technology, supports recidivism. Recidivism is the concept that people that have committed crimes are likely to recommit offences, thus becoming individuals of interest in predictive policing data (see Predictive policing). [20] Anticipatory governance can also target specific people and places concerning policing, which affects the behaviours of people within these areas, such as enforcing self-fulfilling prophecies and discrimination. [18]
Anticipatory governance raises the concern regarding the need for traditional governments. If anticipatory governance and its associated technologies, information, and data are used to govern and make decisions within nation states, it can alter the responsibilities of government. [21] However, without the use of anticipatory governance the alternative is to utilize a reactive form of governance, which results in a decision making process that can take longer and lead to implications that are difficult to predict and prevent. [21]
Technology assessment is a practical process of determining the value of a new or emerging technology in and of itself or against existing technologies. This is a means of assessing and rating the new technology from the time when it was first developed to the time when it is potentially accepted by the public and authorities for further use. In essence, TA could be defined as "a form of policy research that examines short- and long term consequences of the application of technology."
Public policy is an institutionalized proposal or a decided set of elements like laws, regulations, guidelines, and actions to solve or address relevant and real-world problems, guided by a conception and often implemented by programs. These policies govern and include various aspects of life such as education, health care, employment, finance, economics, transportation, and all over elements of society. The implementation of public policy is known as public administration. Public policy can be considered the sum of a government's direct and indirect activities and has been conceptualized in a variety of ways.
Planning is the process of thinking regarding the activities required to achieve a desired goal. Planning is based on foresight, the fundamental capacity for mental time travel. Some researchers regard the evolution of forethought - the capacity to think ahead - as a prime mover in human evolution. Planning is a fundamental property of intelligent behavior. It involves the use of logic and imagination to visualize not only a desired result, but the steps necessary to achieve that result.
Technology governance means the governance, i.e., the steering between the different sectors—state, business, and NGOs—of the development of technology. It is the idea of governance within technology and its use, as well as the practices behind them. The concept is based on the notion of innovation and of techno-economic paradigm shifts according to the theories by scholars such as Joseph A. Schumpeter, Christopher Freeman, and Carlota Perez.
Futures studies, futures research, futurism research, futurism, or futurology is the systematic, interdisciplinary and holistic study of social/technological advancement, and other environmental trends; often for the purpose of exploring how people will live and work in the future. Predictive techniques, such as forecasting, can be applied, but contemporary futures studies scholars emphasize the importance of systematically exploring alternatives. In general, it can be considered as a branch of the social sciences and an extension to the field of history. Futures studies seeks to understand what is likely to continue and what could plausibly change. Part of the discipline thus seeks a systematic and pattern-based understanding of past and present, and to explore the possibility of future events and trends.
Predictive analytics is a form of business analytics applying machine learning to generate a predictive model for certain business applications. As such, it encompasses a variety of statistical techniques from predictive modeling and machine learning that analyze current and historical facts to make predictions about future or otherwise unknown events. It represents a major subset of machine learning applications; in some contexts, it is synonymous with machine learning.
Business development entails tasks and processes to develop and implement growth opportunities within and between organizations. It is a subset of the fields of business, commerce and organizational theory. Business development is the creation of long-term value for an organization from customers, markets, and relationships. Business development can be taken to mean any activity by either a small or large organization, non-profit or for-profit enterprise which serves the purpose of 'developing' the business in some way. In addition, business development activities can be done internally or externally by a business development consultant. External business development can be facilitated through Planning Systems, which are put in place by governments to help small businesses. In addition, reputation building has also proven to help facilitate business development.
A smart city is a technologically advanced urban area that uses different types of electronic methods and sensors to collect specific data. Information gained from that data is used to manage assets, resources and services efficiently; in return, that data is used to improve operations across the city. This includes data collected from citizens, devices, buildings and assets that is processed and analyzed to monitor and manage traffic and transportation systems, power plants, utilities, urban forestry, water supply networks, waste disposal, criminal investigations, information systems, schools, libraries, hospitals, and other community services. Smart cities are defined to be smart both in the ways in which their local governments harness technology as well as in how they monitor, analyze, plan, and govern the city. In smart cities, the sharing of data is not limited to the city itself but also includes businesses, citizens and other third parties that can benefit from various uses of that data. Sharing data from different systems and sectors creates opportunities for increased understanding and economic benefits.
Artificial intelligence marketing (AIM) is a form of marketing that uses artificial intelligence concepts and models such as machine learning, Natural process Languages, and Bayesian Networks to achieve marketing goals. The main difference between AIM and traditional forms of marketing resides in the reasoning, which is performed by a computer algorithm rather than a human.
Participative decision-making (PDM) is the extent to which employers allow or encourage employees to share or participate in organizational decision-making. According to Cotton et al., the format of PDM could be formal or informal. In addition, the degree of participation could range from zero to 100% in different participative management (PM) stages.
Daniel Barben is professor of Science, Technology and Society Studies at the Institute of Science, Technology and Society Studies at Alpen-Adria-Universität Klagenfurt.
Prescriptive analytics is a form of business analytics which suggests decision options for how to take advantage of a future opportunity or mitigate a future risk, and shows the implication of each decision option. It enables an enterprise to consider "the best course of action to take" in the light of information derived from descriptive and predictive analytics.
Anticipatory Systems: Philosophical, Mathematical, and Methodological Foundations is a book by Robert Rosen, conceived in the 1970s and published for the first time in 1985. The book describes the way that biological systems anticipate the environment. The book draws from mathematics, in particular category theory, in describing the way systems can anticipate.
Smart cities seek to implement information and communication technologies (ICT) to improve the efficiency and sustainability of urban spaces while reducing costs and resource consumption. In the context of surveillance, smart cities monitor citizens through strategically placed sensors around the urban landscape, which collect data regarding many different factors of urban living. From these sensors, data is transmitted, aggregated, and analyzed by governments and other local authorities to extrapolate information about the challenges the city faces in sectors such as crime prevention, traffic management, energy use and waste reduction. This serves to facilitate better urban planning and allows governments to tailor their services to the local population.
Big data ethics, also known simply as data ethics, refers to systemizing, defending, and recommending concepts of right and wrong conduct in relation to data, in particular personal data. Since the dawn of the Internet the sheer quantity and quality of data has dramatically increased and is continuing to do so exponentially. Big data describes this large amount of data that is so voluminous and complex that traditional data processing application software is inadequate to deal with them. Recent innovations in medical research and healthcare, such as high-throughput genome sequencing, high-resolution imaging, electronic medical patient records and a plethora of internet-connected health devices have triggered a data deluge that will reach the exabyte range in the near future. Data ethics is of increasing relevance as the quantity of data increases because of the scale of the impact.
A boundary organization is a formal body jointly generated by the scientific and political communities to coordinate different purposes and promote consistent boundaries and mutually comprehensible interactions. Boundary organizations provide an institutionalized place for the development of long-term relationships, the promotion of two way communication, the development and use of management tools, and the negotiations on the boundaries of the problem itself. According to Carr and Wilkinson, boundary organizations are increasingly becoming networks and social arrangements between scientific and political institutions. On the international level, boundary organizations are most frequently set up for governments to deal with environmental issues.
Horizon scanning (HS) or horizon scan is a method from futures studies, sometimes regarded as a part of foresight. It is the early detection and assessment of emerging technologies or threats for mainly policy makers in a domain of choice. Such domains include agriculture, environmental studies, health care, biosecurity, and food safety.
Automated decision-making (ADM) involves the use of data, machines and algorithms to make decisions in a range of contexts, including public administration, business, health, education, law, employment, transport, media and entertainment, with varying degrees of human oversight or intervention. ADM involves large-scale data from a range of sources, such as databases, text, social media, sensors, images or speech, that is processed using various technologies including computer software, algorithms, machine learning, natural language processing, artificial intelligence, augmented intelligence and robotics. The increasing use of automated decision-making systems (ADMS) across a range of contexts presents many benefits and challenges to human society requiring consideration of the technical, legal, ethical, societal, educational, economic and health consequences.
Predictive policing is the usage of mathematics, predictive analytics, and other analytical techniques in law enforcement to identify potential criminal activity. A report published by the RAND Corporation identified four general categories predictive policing methods fall into: methods for predicting crimes, methods for predicting offenders, methods for predicting perpetrators' identities, and methods for predicting victims of crime.
AI-assisted virtualization software is a type of technology that combines the principles of virtualization with advanced artificial intelligence (AI) algorithms. This software is designed to improve efficiency and management of virtual environments and resources. This technology has been used in cloud computing and for various industries.