Diaz v. United States | |
---|---|
Argued March 19, 2024 Decided June 20, 2024 | |
Full case name | Delilah Guadalupe Diaz v. United States |
Docket no. | 23-14 |
Argument | Oral argument |
Case history | |
Prior | United States v. Diaz(9th Cir. 2023). United States v. Diaz(S.D. Cal. 2020). |
Questions presented | |
In a prosecution for drug trafficking-where an element of the offense is that the defendant knew she was carrying illegal drugs, does Rule 704(b) permit a governmental expert witness to testify that most couriers know they are carrying drugs and that drug-trafficking organizations do not entrust large quantities of drugs to unknowing transporters? | |
Holding | |
Expert testimony that “most people” in a group have a particular mental state is not an opinion about “the defendant” and thus does not violate Rule 704(b) | |
Court membership | |
| |
Case opinions | |
Majority | Thomas, joined by Roberts, Alito, Kavanaugh, Barrett, Jackson |
Concurrence | Jackson |
Dissent | Gorsuch, joined by Sotomayor, Kagan |
Laws applied | |
Federal Rule of Evidence 704(b) |
Diaz v. United States, (Docket No. 23-14), is a United States Supreme Court case. The court interpreted a provision of the Federal Rules of Evidence regarding the admissibility of expert witness testimony. [1]
In August 2020, Delilah Guadalupe Diaz was returning home to California from a trip to Mexico. At a border checkpoint, a border agent asked Diaz to roll her car window down. Upon her doing so, the border agent heard a "crunch-like sound". The agent then called for backup and used a "buster" device to measure the density of the car's door panels; this device uses low-level radiation to scan vehicles for contraband. Upon further inspection, agents found nearly 28 kilograms of methamphetamine hidden in the car's door panels.
Diaz told officers that she was unaware of the presence of the drugs. Diaz said that she had driven to Mexico with her daughter using her own car. The daughter left early while Diaz remained in Mexico with her boyfriend, Jessie. Jessie let Diaz return to the United States with his car, saying he would pick it up in a few days. [2]
Diaz was charged in the United States District Court for the Southern District of California with importation of methamphetamine, contrary to the Controlled Substances Act. One of the elements of the offense is that the defendant "knowingly" transported drugs into the United States. Diaz insisted that this element of the crime was not satisfied. Before trial, Diaz moved to exclude any testimony concerning the knowledge of typical drug couriers, arguing that permitting such evidence would violate Federal Rule of Evidence 704(b), which states:
In a criminal case, an expert witness must not state an opinion about whether the defendant did or did not have a mental state or condition that constitutes an element of the crime charged or of a defense. Those matters are for the trier of fact alone. [3]
Over this objection, the District Court ruled that it would permit such testimony. At trial, the prosecution called Andrew Flood, a Homeland Security agent, as an expert on drug-trafficking organizations. Flood's testimony included the following exchange:
Q. Agent Flood, based on your training and experience, are large quantities of drugs entrusted to drivers that are unaware of those drugs?
- [Counsel for Diaz]: Objection. 401, 403.
- THE COURT: Overruled.
- THE WITNESS: No. In extreme circumstances – actually, in most circumstances, the driver knows they are hired. It’s a business. They are hired to take the drugs from point A to point B.
Q. And why aren’t – why don’t they use unknowing couriers, generally?
- [Counsel for Diaz]: Objection. 401, 403.
- THE COURT: Overruled. You may answer.
- THE WITNESS: Generally, it’s a risk of your – your cargo not making it to the new market; not knowing where it’s going; not being able to retrieve it at the ending point, at your point B. So there’s a risk of not delivering your product and, therefore, you’re not going to make any money.
Diaz was convicted and sentenced to seven years in prison. On appeal to the United States Court of Appeals for the Ninth Circuit, the Court rejected petitioner's argument that Agent Flood's testimony violated rule 704(b). The Court ruled that Flood's statements did not constitute an "explicit opinion" on the defendant's state of mind. [4] The Court did, however, acknowledge a circuit split on this question, citing a case [5] from the Fifth Circuit where that court found that such statements are the "functional equivalent" of a prohibited opinion on mental state. [2] Despite this, the Ninth Circuit, bound by its precedent, [6] upheld Diaz's conviction on January 19, 2023. On March 3, the Ninth Circuit denied Diaz's petition for rehearing en banc.
On June 30, 2023, Diaz petitioned the Supreme Court to hear her case. On November 13, the Court granted certiorari. Oral arguments were heard on March 19, 2024. The case was argued, on behalf of Diaz, by Jeffrey L. Fisher and, on behalf of the United States, by Matthew Guarnieri.
On June 20, 2024, the court ruled 6-3 that the expert testimony of "most people" is not an opinion on the "defendant" and is admissible under the Federal Rules of Evidence.
An expert witness, particularly in common law countries such as the United Kingdom, Australia, and the United States, is a person whose opinion by virtue of education, training, certification, skills or experience, is accepted by the judge as an expert. The judge may consider the witness's specialized opinion about evidence or about facts before the court within the expert's area of expertise, to be referred to as an "expert opinion". Expert witnesses may also deliver "expert evidence" within the area of their expertise. Their testimony may be rebutted by testimony from other experts or by other evidence or facts.
In United States federal law, the Daubert standard is a rule of evidence regarding the admissibility of expert witness testimony. A party may raise a Daubert motion, a special motion in limine raised before or during trial, to exclude the presentation of unqualified evidence to the jury. The Daubert trilogy are the three United States Supreme Court cases that articulated the Daubert standard:
Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993), is a United States Supreme Court case determining the standard for admitting expert testimony in federal courts. In Daubert, the Court held that the enactment of the Federal Rules of Evidence implicitly overturned the Frye standard; the standard that the Court articulated is referred to as the Daubert standard.
First adopted in 1975, the Federal Rules of Evidence codify the evidence law that applies in United States federal courts. In addition, many states in the United States have either adopted the Federal Rules of Evidence, with or without local variations, or have revised their own evidence rules or codes to at least partially follow the federal rules.
Witness impeachment, in the law of evidence of the United States, is the process of calling into question the credibility of an individual testifying in a trial. The Federal Rules of Evidence contain the rules governing impeachment in US federal courts.
In common law, a foundation is sufficient preliminary evidence of the authenticity and relevance for the admission of material evidence in the form of exhibits or testimony of witnesses. Although the word "Foundation" does not appear in the Federal Rules of Evidence, scholars have argued that its existence is displayed, albeit implicitly, when viewing all the rules in context.
Holmes v. South Carolina, 547 U.S. 319 (2006), was a decision by the United States Supreme Court involving the right of a criminal defendant to present evidence that a third party instead committed the crime. The Court vacated the rape and murder conviction in South Carolina of a man who had been denied the opportunity to present evidence of a third party's guilt, because the trial court believed the prosecutor's forensic evidence was too strong for the defendant's evidence to raise an inference of innocence. The Court ruled unanimously that this exclusion violated the right of a defendant to have a meaningful opportunity to present a complete defense, because the strength of a prosecutor's case had no logical relationship to whether a defendant's evidence was too weak to be admissible.
United States of America v. $124,700 in U.S. Currency, 458 F.3d 822, was a decision of the United States Court of Appeals for the Eighth Circuit that was handed down on August 18, 2006.
Whorton v. Bockting, 549 U.S. 406 (2007), was a United States Supreme Court case about the application of the Confrontation Clause and whether Crawford v. Washington (2006) applied retroactively. Justice Samuel Alito, writing for a unanimous Court, ruled that Crawford did not apply retroactively.
An ultimate issue in criminal law is a legal issue at stake in the prosecution of a crime for which an expert witness is providing testimony.
United States v. Weitzenhoff, 35 F.3d 1275 is a legal opinion from the Ninth Circuit Court of Appeals that addresses the confusing mens rea requirement of a federal environmental law that imposed criminal sanctions on certain polluters. The main significance of the court's opinion was that it interpreted the word "knowingly" in the statute to mean a general awareness of the wrongfulness of one's actions or the likelihood of illegality, rather than an actual knowledge of the statute being violated. Circuit Court Judge Betty Binns Fletcher authored the majority's legal opinion in this case.
Melendez-Diaz v. Massachusetts, 557 U.S. 305 (2009), is a United States Supreme Court case in which the Court held that it was a violation of the Sixth Amendment right of confrontation for a prosecutor to submit a chemical drug test report without the testimony of the person who performed the test. While the court ruled that the then-common practice of submitting these reports without testimony was unconstitutional, it also held that so called "notice-and-demand" statutes are constitutional. A state would not violate the Constitution through a "notice-and-demand" statute by both putting the defendant on notice that the prosecution would submit a chemical drug test report without the testimony of the scientist and also giving the defendant sufficient time to raise an objection.
The Supreme Court of the United States handed down nineteen per curiam opinions during its 2009 term, which began on October 5, 2009, and concluded October 3, 2010.
Giles v. California, 554 U.S. 353 (2008), was a case decided by the Supreme Court of the United States that held that for testimonial statements to be admissible under the forfeiture exception to hearsay, the defendant must have intended to make the witness unavailable for trial.
Tome v. United States, 513 U.S. 150 (1995), was a case decided by the Supreme Court of the United States that held that under Federal Rules of Evidence Rule 801(d)(1)(B), a prior consistent statement is not hearsay only if the statement was made before the motive to fabricate arose.
United States v. Valenzuela-Bernal, 458 U.S. 858 (1982), is a United States Supreme Court case that determined the constitutionality of deporting aliens who might give testimony in criminal alien smuggling prosecutions. Because deporting alien witnesses might take away a testimony that would be both “material and favorable” to the defendant, it gives rise to a potential motion from the defense to dismiss the indictment under the Compulsory Process Clause of the Sixth Amendment and the Due Process Clause of the Fifth Amendment.
The Supreme Court of the United States handed down fourteen per curiam opinions during its 2011 term, which began October 3, 2011 and concluded September 30, 2012.
Glasser v. United States, 315 U.S. 60 (1942), was a landmark decision of the US Supreme Court on two issues of constitutional criminal procedure. Glasser was the first Supreme Court decision to hold that the Assistance of Counsel Clause of the Sixth Amendment required the reversal of a criminal defendant's conviction if his lawyer's representation of him was limited by a conflict of interest.
Chambers v. Mississippi, 410 U.S. 284 (1973), was a United States Supreme Court case in which the Court held that a state may not enforce its rules of evidence, such as rules excluding hearsay, in a fashion that disallows a criminal defendant from presenting reliable exculpatory evidence and thus denies the defendant a fair trial.
Cone v. Bell, 556 U.S. 449 (2009), was a case in which the United States Supreme Court held that a defendant was entitled to a hearing to determine whether prosecutors in his 1982 death penalty trial violated his right to due process by withholding exculpatory evidence. The defendant, Gary Cone, filed a petition for postconviction relief from a 1982 death sentence in which he argued that prosecutors violated his rights to due process under the Fourteenth Amendment by withholding police reports and witness statements that potentially could have shown that his drug addiction affected his behavior. In an opinion written by Justice John Paul Stevens, the Supreme Court held that Cone was entitled to a hearing to determine whether the prosecution's failure to disclose exculpatory evidence violated Cone's right to due process; the Court noted that "the quantity and the quality of the suppressed evidence lends support to Cone’s position at trial that he habitually used excessive amounts of drugs, that his addiction affected his behavior during his crime spree". In 2016, Gary Cone died from natural causes while still sitting on Tennessee's death row.