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Intellectual humility is a metacognitive process characterized by recognizing the limits of one's knowledge and acknowledging one's fallibility. It involves several components, including not thinking too highly of oneself, refraining from believing one's own views are superior to others', lacking intellectual vanity, being open to new ideas, and acknowledging mistakes and shortcomings. It is positively associated with openness to new ideas, empathy, prosocial values, tolerance for diverse perspectives, and scrutiny of misinformation. Individuals with higher levels of intellectual humility experience benefits such as improved decision-making, positive social interactions, and the moderation of conflicts. There is a long history of philosophers considering the importance of intellectual humility as a 'virtue'. The modern study of this phenomenon began in the mid-2000s.
Intellectual humility is a psychological process, a metacognitive entity, defined as "the recognition of the limits of one’s knowledge and an awareness of one’s fallibility." [1]
Intellectual humility is "a multifaceted and multilayered virtue" [2] which involves several key components that shape an individual's intellectual disposition. An intellectually humbler person will:
It is positively associated with openness to new ideas, empathy, prosocial values, tolerance for diverse people and perspectives, scrutiny of misinformation, greater openness to learning about different political views, lower affective polarization, and higher religious tolerance. [3]
There are a variety of benefits to individuals who have higher intellectual humility including:
At a social level there are also benefits including the moderation of conflicts and may lead to greater compromise. [4]
The consequences of the reverse - i.e. overconfidence - can be problematic. As social psychologist Scott Plous wrote, "No problem in judgement and decision making is more prevalent and more potentially catastrophic than overconfidence." [6] It has been blamed for lawsuits, strikes, wars, poor corporate acquisitions, [7] [8] and stock market bubbles and crashes.
A comprehensive meta-analysis, encompassing 54 studies and 33,814 participants, reveals that IH correlates with reduced susceptibility to misinformation and conspiracy theories. [9] Notably, the effects appear more pronounced in behavioral outcomes than in attitudinal measures, highlighting IH's potential as a target for interventions aimed at combating the spread of false information.
A large study of nearly 50,000 participants from over 68 countries the early stage of the COVID-19 pandemic (April–May 2020) found that "open-mindedness turns out to be the strongest predictor for rejecting conspiracy beliefs" (and support for public health measures) related to COVID-19. [10]
Some research suggests that traits such as intellectual humility might lead to response bias, potentially causing individuals to be overly cautious or skeptical when evaluating any type of information (regardless of veracity). [11] [12] However, a recent study found that intellectual humility was associated with improved misinformation discernment and metacognitive awareness, without leading to a significant response bias. [13] This finding suggests that intellectually humble individuals are better at distinguishing between true and false claims, not because they are inherently more skeptical, but due to enhanced discernment abilities.
A study found that users of an online tool could experience a small- to medium-sized increase in their intellectual humility. [3]
Exercise with rationale | Sample applications |
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Approaching a challenging situation from a third-person rather than a first-person perspective: Thinking about a situation from a third-person perspective creates psychological distance, which increases objectivity regarding the situation. It also shifts people from an individual to a relational focus. |
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Shifting towards a growth mindset of intelligence: The belief that intelligence can be developed and grow rather than that it is a trait that cannot be changed. People who hold a growth mindset of intelligence may feel less threatened to acknowledge what they do not yet understand and feel more comfortable acknowledging the intellectual strengths of others. |
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Critical evaluation of the limitations of one's knowledge regarding particular topics or situations: When people assess the limits of their knowledge in a particular situation or topic, it can make their general intellectual humility more salient in the moment and on the topic in question. |
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Identifification of past cases where acknowledging flaws in one's thinking or ideas resulted in positive change: Thinking about practical examples of intellectual humility brings this concept out of the theoretical so as to promote applied understanding. This exercise can minimize fears pertinent to intellectual humility by highlighting the ways in which it has resulted in positive outcomes for a person in the past. |
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Recognition of general human intellectual fallibility: Acknowledging that all humans have intellectual fallibility can help people realize that they are no exception. This allows people to embrace intellectual humility as an aspect of their shared humanity and may help leaders accept their own and their followers’ intellectual fallibility. |
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For millennia, philosophers have championed "a recognition of one's epistemic limit" and have named it an epistemic virtue. [1]
Perhaps the first recorded instance of intellectual humility is when Socrates (in The Apology) remarked: "Although I do not suppose that either of us knows anything really beautiful and good, I am better off than he is – for he knows nothing, and thinks he knows. I neither know nor think I know." [1]
Waclaw Bąk et al. identify Socrates as "the ideal example" of intellectual humility. Studies by Abraham Maslow, Carl Rogers, and Gordon Allport discuss humility with regard to one's knowledge without using the phrase "intellectual humility. [15] [ check quotation syntax ] Notwithstanding this long history, attention from social and behavioural scientists is much more recent - roughly starting in the mid-2000s. [16] One of the first focused studies of intellectual humility was conducted by Roberts and Woods in 2003. [17]
Paul is the only theorist in Ritchhart's survey to propose intellectual humility as a critical thinking disposition
A conspiracy theory is an explanation for an event or situation that asserts the existence of a conspiracy, when other explanations are more probable. The term generally has a negative connotation, implying that the appeal of a conspiracy theory is based in prejudice, emotional conviction, or insufficient evidence. A conspiracy theory is distinct from a conspiracy; it refers to a hypothesized conspiracy with specific characteristics, including but not limited to opposition to the mainstream consensus among those who are qualified to evaluate its accuracy, such as scientists or historians.
Wisdom is the use of one's knowledge and experience to make good judgements. Wisdom is the interpreting and understanding of knowledge that leads to greater insight. Wisdom is a pragmatic kind of "praxis (process)" where one is constantly using metacognition.
A virtue is a trait of excellence, including traits that may be moral, social, or intellectual. The cultivation and refinement of virtue is held to be the "good of humanity" and thus is valued as an end purpose of life or a foundational principle of being. In human practical ethics, a virtue is a disposition to choose actions that succeed in showing high moral standards: doing what is said to be right and avoiding what is wrong in a given field of endeavour, even when doing so may be unnecessary from a utilitarian perspective. When someone takes pleasure in doing what is right, even when it is difficult or initially unpleasant, they can establish virtue as a habit. Such a person is said to be virtuous through having cultivated such a disposition. The opposite of virtue is vice.
Positive psychology is a field of psychological theory and research of optimal human functioning of people, groups, and institutions. It studies "positive subjective experience, positive individual traits, and positive institutions... it aims to improve quality of life."
Humility is the quality of being humble. The Oxford Dictionary, in its 1998 edition, describes humility as low self-regard and a sense of unworthiness. However, humility involves having an accurate opinion of oneself and expressing oneself modestly as situations demand, with clear goal orientation, openness, broad-mindedness, and a non-imposing mentality. In a religious context, humility can mean a recognition of self about a deity and subsequent submission to that deity as a religious member. Outside of a religious context, humility is defined as being "unselved"—liberated from the consciousness of self—a form of temperance that is neither having pride nor indulging in self-deprecation.
Critical thinking is the process of analyzing available facts, evidence, observations, and arguments to make sound conclusions or informed choices. It involves recognizing underlying assumptions, providing justifications for ideas and actions, evaluating these justifications through comparisons with varying perspectives, and assessing their rationality and potential consequences. The goal of critical thinking is to form a judgment through the application of rational, skeptical, and unbiased analyses and evaluation. In modern times, the use of the phrase critical thinking can be traced to John Dewey, who used the phrase reflective thinking, which depends on the knowledge base of an individual; the excellence of critical thinking in which an individual can engage varies according to it. According to philosopher Richard W. Paul, critical thinking and analysis are competencies that can be learned or trained. The application of critical thinking includes self-directed, self-disciplined, self-monitored, and self-corrective habits of the mind, as critical thinking is not a natural process; it must be induced, and ownership of the process must be taken for successful questioning and reasoning. Critical thinking presupposes a rigorous commitment to overcome egocentrism and sociocentrism, that leads to a mindful command of effective communication and problem solving.
The epistemic virtues, as identified by virtue epistemologists, reflect their contention that belief is an ethical process, and thus susceptible to intellectual virtue or vice. Some epistemic virtues have been identified by W. Jay Wood, based on research into the medieval tradition. Epistemic virtues are sometimes also called intellectual virtues.
Hindsight bias, also known as the knew-it-all-along phenomenon or creeping determinism, is the common tendency for people to perceive past events as having been more predictable than they were.
Virtue epistemology is a current philosophical approach to epistemology that stresses the importance of intellectual and specifically epistemic virtues. Virtue epistemology evaluates knowledge according to the properties of the persons who hold beliefs in addition to or instead of the properties of the propositions and beliefs. Some advocates of virtue epistemology also adhere to theories of virtue ethics, while others see only loose analogy between virtue in ethics and virtue in epistemology.
Metacognition is an awareness of one's thought processes and an understanding of the patterns behind them. The term comes from the root word meta, meaning "beyond", or "on top of". Metacognition can take many forms, such as reflecting on one's ways of thinking, and knowing when and how oneself and others use particular strategies for problem-solving. There are generally two components of metacognition: (1) cognitive conceptions and (2) cognitive regulation system. Research has shown that both components of metacognition play key roles in metaconceptual knowledge and learning. Metamemory, defined as knowing about memory and mnemonic strategies, is an important aspect of metacognition.
The Dunning–Kruger effect is a cognitive bias in which people with limited competence in a particular domain overestimate their abilities. It was first described by David Dunning and Justin Kruger in 1999. Some researchers also include the opposite effect for high performers: their tendency to underestimate their skills. In popular culture, the Dunning–Kruger effect is often misunderstood as a claim about general overconfidence of people with low intelligence instead of specific overconfidence of people unskilled at a particular task.
Integrative complexity is a research psychometric that refers to the degree to which thinking and reasoning involve the recognition and integration of multiple perspectives and possibilities and their interrelated contingencies.
The overconfidence effect is a well-established bias in which a person's subjective confidence in their judgments is reliably greater than the objective accuracy of those judgments, especially when confidence is relatively high. Overconfidence is one example of a miscalibration of subjective probabilities. Throughout the research literature, overconfidence has been defined in three distinct ways: (1) overestimation of one's actual performance; (2) overplacement of one's performance relative to others; and (3) overprecision in expressing unwarranted certainty in the accuracy of one's beliefs.
Agreeableness is a personality trait referring to individuals that are perceived as kind, sympathetic, cooperative, warm, honest, and considerate. In personality psychology, agreeableness is one of the five major dimensions of personality structure, reflecting individual differences in cooperation and social harmony.
Open-mindedness is receptiveness to new ideas. Open-mindedness relates to the way in which people approach the views and knowledge of others. Jason Baehr defines an open-minded person as one who "characteristically moves beyond or temporarily sets aside his own doxastic commitments in order to give a fair and impartial hearing to the intellectual opposition". Jack Kwong's definition sees open-mindedness as the "willingness to take a novel viewpoint seriously".
Second-wave positive psychology is a therapeutic approach in psychology that attempts to bring out the best in individuals and society by incorporating the dark side of human existence through the dialectical principles of yin and yang. This represents a distinct shift from focusing on individual happiness and success to the dual vision of individual well-being and collective humanity. PP 2.0 is more about bringing out the "better angels of our nature" than achieving optimal happiness or personal success. The approach posits that empathy, compassion, reason, justice, and self-transcendence will improve humans, both individually and collectively. PP 2.0 centers around the universal human capacity for meaning-seeking and meaning-making in achieving optimal human functioning under both desirable and undesirable conditions. This emerging movement is a response to perceived problems of what some have called "positive psychology as usual".
Deanna Zipse Kuhn is an American psychologist. She is Professor of Psychology and Education at Teachers College, Columbia University. She is known for contributions to the psychology of science – the scientific study of scientific thought and behavior. Her research program has focused on the development of scientific reasoning skills, critical thinking, metacognition, informal reasoning, and constructivist teaching methods, such as problem-based learning and collaborative learning.
Metacognitive training (MCT) is an approach for treating the symptoms of psychosis in schizophrenia, especially delusions, which has been adapted for other disorders such as depression, obsessive–compulsive disorder and borderline over the years. It was developed by Steffen Moritz and Todd Woodward. The intervention is based on the theoretical principles of cognitive behavioral therapy, but focuses in particular on problematic thinking styles that are associated with the development and maintenance of positive symptoms, e.g. overconfidence in errors and jumping to conclusions. Metacognitive training exists as a group training (MCT) and as an individualized intervention (MCT+).
Intellectual courage falls under the philosophical family of intellectual virtues, which stem from a person's doxastic logic.