Internet as a source of prior art

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Graphic representation of less than 0.0001% of the WWW, one of the services accessible via the Internet, representing some of the hyperlinks. The use of the Internet as prior art in patent law is surrounded by concerns as to its reliability. WorldWideWebAroundWikipedia.png
Graphic representation of less than 0.0001% of the WWW, one of the services accessible via the Internet, representing some of the hyperlinks. The use of the Internet as prior art in patent law is surrounded by concerns as to its reliability.

In the context of patent law, using the Internet as a source of prior art when assessing whether an invention is novel and inventive (two conditions for patentability), may be problematic if it is difficult to ascertain precisely when information on websites became available to the public. [1]

Contents

Background

In most patent laws, an (alleged) invention must be new and inventive (or non-obvious, which is basically synonymous of inventive) to be considered patentable, i.e., to be validly patented. An invention is considered new if it does not form part of the prior art (or state of the art), i.e., if it was not already disclosed in the prior art. [2] An invention is considered inventive if it is not obvious in view of the prior art. [3] The prior art is essentially everything available to the public before the filing date of the patent. [4]

In practice, if a device or a method was already known (e.g. described in a scientific paper) before the filing date [5] of the patent covering the device or the method or if the device or method is obvious in view of what was known before the filing date, then, in general, it is not considered new (because known before the filing date) or not considered inventive (because obvious in view of what was known before the filing date of the patent), and then not considered patentable. A patent cannot be obtained for the device or method, or, if obtained (granted), it can generally be "invalidated".

The identification of the prior art is therefore of utmost importance to determine whether an invention is patentable, i.e. whether a patent can be granted for an invention (or whether a patent granted for an invention is valid). The purpose of the novelty criterion is to prevent the prior art being patented again. [6]

The Internet is a popular source of technical information and is of particular interest for the purposes of establishing the prior art. Its use is however surrounded by concerns as to its reliability. [7]

Jurisdictions

European Patent Organisation

European Patent Office (EPO) headquarters in Munich, Germany. Europaisches Patentamt in Munchen.jpg
European Patent Office (EPO) headquarters in Munich, Germany.

In August 2009, the European Patent Office (EPO) published a "notice concerning internet citations" [8] to "[set] out the practice followed at the EPO when citing documents retrieved from the internet in both the European and the PCT procedure." The notice is not binding on the Boards of Appeal. [9] Regarding the standard of proof, the notice reads:

"When an internet document is cited against an application or patent, the same facts are to be established as for any other piece of evidence, including standard paper publications ... This evaluation is made according to the principle of "free evaluation of evidence" ... That means that each piece of evidence is given appropriate weight according to its probative value, which is evaluated in view of the particular circumstances of each case. For assessing these circumstances, the balance of probabilities will be used as the standard of proof, as generally applied by the boards of appeal. According to this standard, it is not sufficient that the alleged fact (e.g. the publication date) is merely probable; the examining division must be convinced that it is correct. It does mean, however, that proof beyond reasonable doubt ("up to the hilt") of the alleged fact is not required." [10]

In 2012, Board of Appeal 3.5.04 issued two decisions, namely T 1553/06 and T 2/09, on the issue of Internet disclosures. [11] The two decisions originate from a contrived test case built by the parties, i.e. the patent proprietor and the opponent. [12] In decision T 1553/06 (page 72), the Board proposed a test to decide whether a document stored on the World Wide Web has been made available to the public, whereas, in decision T2/09, the Board dealt with the alleged public availability of an email transmitted over the Internet. [11]

The EPO Guidelines cite the Internet Archive as well as Wikipedia as possible and credible sources of prior art. [13]

Germany

In 2002, "the Bundespatentgericht in case BPatG 17W (pat) 1/02 (see GRUR 2003 Heft 04, pp 323-325) confirmed in later BPatG 17W (pat) 47/00, ruled that the Internet was not a reliable source for determining the state of the art. This applied also to web archives such as the Internet Archive." [14] [ needs update ]

United States

Internet publications can be relied on as printed publications and thus as prior art under United States patent law. The effective date of the publication will be determined by evidence, such a date of posting listed in the publication itself, or a date of archiving in the Internet Archive. [15]

In August 2006, the United States Patent and Trademark Office (USPTO) ordered examiners to stop using Wikipedia as a source of information for determining the patentability of inventions. [16] [ needs update ] However, according to The Patent Librarian's Notebook's blog, examiners continue to cite it, and the number of United States patents issued in 2008 that cited Wikipedia articles nearly doubled to 477, compared to 2007. [17] It increased to 809 citations in 2009. [18]

See also

Related Research Articles

The patentability of software, computer programs and computer-implemented inventions under the European Patent Convention (EPC) is the extent to which subject matter in these fields is patentable under the Convention on the Grant of European Patents of October 5, 1973. The subject also includes the question of whether European patents granted by the European Patent Office (EPO) in these fields (sometimes called "software patents") are regarded as valid by national courts.

<span class="mw-page-title-main">European Patent Convention</span> International patent treaty

The European Patent Convention (EPC), also known as the Convention on the Grant of European Patents of 5 October 1973, is a multilateral treaty instituting the European Patent Organisation and providing an autonomous legal system according to which European patents are granted. The term European patent is used to refer to patents granted under the European Patent Convention. However, a European patent is not a unitary right, but a group of essentially independent nationally enforceable, nationally revocable patents, subject to central revocation or narrowing as a group pursuant to two types of unified, post-grant procedures: a time-limited opposition procedure, which can be initiated by any person except the patent proprietor, and limitation and revocation procedures, which can be initiated by the patent proprietor only.

Prior art is a concept in patent law used to determine the patentability of an invention, in particular whether an invention meets the novelty and the inventive step or non-obviousness criteria for patentability. In most systems of patent law, prior art is generally defined as anything that is made available, or disclosed, to the public that might be relevant to a patent's claim before the effective filing date of a patent application for an invention. However, notable differences exist in how prior art is specifically defined under different national, regional, and international patent systems.

A person having ordinary skill in the art, a person of (ordinary) skill in the art, a person skilled in the art, a skilled addressee or simply a skilled person is a legal fiction found in many patent laws throughout the world. This hypothetical person is considered to have the normal skills and knowledge in a particular technical field, without being a genius. The person mainly serves as a reference for determining, or at least evaluating, whether an invention is non-obvious or not, or involves an inventive step or not. If it would have been obvious for this fictional person to come up with the invention while starting from the prior art, then the particular invention is considered not patentable.

The EPC 2000 or European Patent Convention 2000 is the version of the European Patent Convention (EPC) as revised by the Act Revising the Convention on the Grant of European Patents signed in Munich on November 29, 2000. On June 28, 2001, the Administrative Council of the European Patent Organisation adopted the final new text of the EPC 2000. The EPC 2000 entered into force on December 13, 2007.

The opposition procedure before the European Patent Office (EPO) is a post-grant, contentious, inter partes, administrative procedure intended to allow any European patent to be centrally opposed. European patents granted by the EPO under the European Patent Convention (EPC) may be opposed by any person from the public. This happens often when some prior art was not found during the grant procedure, but was only known by third parties.

Patentable, statutory or patent-eligible subject matter is subject matter of an invention that is considered appropriate for patent protection in a given jurisdiction. The laws and practices of many countries stipulate that certain types of inventions should be denied patent protection. Together with criteria such as novelty, inventive step or nonobviousness, utility, and industrial applicability, which differ from country to country, the question of whether a particular subject matter is patentable is one of the substantive requirements for patentability.

<span class="mw-page-title-main">Representation before the European Patent Office</span>

The European Patent Convention (EPC), the multilateral treaty providing the legal system according to which European patents are granted, contains provisions regarding whether a natural or juristic person needs to be represented in proceedings before the European Patent Office (EPO).

G 1/03 and G 2/03 are two decisions of the Enlarged Board of Appeal of the European Patent Office (EPO), which were both issued on April 8, 2004.

T 931/95, commonly known as Pension Benefit Systems Partnership, is a decision of a Technical Board of Appeal of the European Patent Office (EPO), issued on September 8, 2000. At the time, it was a landmark decision for interpreting Article 52(1) and (2) of the European Patent Convention (EPC) but has now largely been superseded by the decisions in T 641/00 and T 258/03.

T 258/03, also known as Auction Method/Hitachi, is a decision of a Technical Board of Appeal of the European Patent Office (EPO), issued on April 21, 2004. It is a landmark decision for interpreting Article 52(1) and (2) of the European Patent Convention (EPC) which built on the principles suggested by the same Board in T 641/00. This decision, amongst others, but notably this one and T 641/00, significantly affected the assessment of an invention’s technical character and inventive step.

<i>Aerotel Ltd v Telco Holdings Ltd</i>

Aerotel v Telco and Macrossan's Application is a judgment by the Court of Appeal of England and Wales. The judgment was passed down on 27 October 2006 and relates to two different appeals from decisions of the High Court. The first case involved GB 2171877 granted to Aerotel Ltd and their infringement action against Telco Holdings Ltd and others. The second case concerned GB application 2388937 filed by Neal Macrossan but refused by the UK Patent Office.

T 641/00, also known as Two identities/COMVIK, is a decision of a Technical Board of Appeal of the European Patent Office (EPO), issued on September 26, 2002. It is a landmark decision regarding the patentable subject matter requirement and inventive step under the European Patent Convention (EPC). More generally, it is a significant decision regarding the patentability of business methods and computer-implemented inventions under the EPC.

<span class="mw-page-title-main">Grant procedure before the European Patent Office</span>

The grant procedure before the European Patent Office (EPO) is an ex parte, administrative procedure, which includes the filing of a European patent application, the examination of formalities, the establishment of a search report, the publication of the application, its substantive examination, and the grant of a patent, or the refusal of the application, in accordance with the legal provisions of the European Patent Convention (EPC). The grant procedure is carried out by the EPO under the supervision of the Administrative Council of the European Patent Organisation. The patents granted in accordance with the EPC are called European patents.

Article 123 of the European Patent Convention (EPC) relates to the amendments under the EPC, i.e. the amendments to a European patent application or patent, and notably the conditions under which they are allowable. In particular, Article 123(2) EPC prohibits adding subject-matter beyond the content of the application as filed, while Article 123(3) EPC prohibits an extension of the scope of protection by amendment after grant.

Under the European Patent Convention (EPC), European patents shall be granted for inventions which inter alia involve an inventive step. The central legal provision explaining what this means, i.e. the central legal provision relating to the inventive step under the EPC, is Article 56 EPC. That is, an invention, having regard to the state of the art, must not be obvious to a person skilled in the art. The Boards of Appeal of the European Patent Office (EPO) have developed an approach, called the "problem-and-solution approach", to assess whether an invention involves an inventive step.

Under Article 82 EPC, a European patent application must "...relate to one invention only or to a group of inventions so linked as to form a single general inventive concept." This legal provision is the application, within the European Patent Convention, of the requirement of unity of invention, which also applies also in other jurisdictions.

Under the European Patent Convention (EPC), European patents shall be granted for inventions which inter alia are new. The central legal provision explaining what this means, i.e. the central legal provision relating to the novelty under the EPC, is Article 54 EPC. Namely, "an invention can be patented only if it is new. An invention is considered to be new if it does not form part of the state of the art. The purpose of Article 54(1) EPC is to prevent the state of the art being patented again."

The Case Law of the Boards of Appeal of the European Patent Office is a book, published by the European Patent Office (EPO), which summarizes the body of case law on the European Patent Convention (EPC) developed by the Boards of Appeal of the EPO since the EPC entered into force at the end of the 1970s. Its tenth edition was published in 2022. The book is also known as the "White Book", and it was reported to be in 2012 the best-selling publication of the EPO. The White Book is published every three to four years. In the meantime, a special edition of the EPO Official Journal is issued each year summarizing the most recent case law of the boards of appeal.

References

  1. T 1134/06, Reasons 3.2: "It is thus at the present state of affairs often very difficult to establish with a high degree of reliability what exactly appeared on a web site and when."(emphasis added)
  2. See for instance, in the European Patent Convention (EPC), Article 54(1) EPC.
  3. See for instance, in the EPC, Article 56 EPC.
  4. The definition of the prior art, i.e. what is part of the prior art and what is not part of the prior art, however depends on the legislation considered, since patent laws are essentially territorial in nature.
  5. or priority date.
  6. Case Law of the Boards of Appeal of the European Patent Office (Fifth edition 2006), pages 46-47. (pdf 4.1 MB).
  7. T 1134/06, Reasons 3.6.
  8. EPO, Notice from the European Patent Office concerning internet citations, Official Journal EPO, 8-9/2009, 456. See also EPO practice on internet citations Archived 2009-09-27 at the Wayback Machine , Patent Information News issue 3/2009, p. 2.
  9. Article 23(3) EPC
  10. Notice from the European Patent Office concerning internet citations, section 3.2.
  11. 1 2 Laurent Teyssedre (18 April 2012). "T1553/06 : accessibilité de documents sur internet" [T1553/06 : accessibility of documents on the Internet]. Le blog du droit européen des brevets (in French). Retrieved 21 April 2012.
  12. Laurent Teyssedre (17 April 2012). "T2/09 et T1553/06 : une opposition "test-case" est recevable" [T2/09 and T1553/06 : a "test-case" opposition is admissible]. Le blog du droit européen des brevets (in French). Retrieved 21 April 2012.
  13. Guidelines for Examination in the EPO , section g-iv, 7.5.4 : "Disclosures which have no date or an unreliable date"
  14. T 1134/06, Reasons 3.3.1.
  15. MPEP § 2128 "Printed Publications" as Prior Art
  16. Woellert, Lorraine (2006-09-04). "Kicking Wiki Out Of The Patent Office". Business Week. Archived from the original on November 24, 2006. Retrieved 2009-02-28.
  17. White, Michael (2009-02-15). "Wikipedia References Increase" . Retrieved 2009-02-28.
  18. White, Michael (2010-01-07). "Wikipedia Citations in Patents Up 59 Percent" . Retrieved 2010-02-03.

Further reading