Ken Marlin

Last updated

Ken Marlin
Ken Marlin.JPG
Nationality American
Alma mater University of California
OccupationFounder of Marlin & Associates
Known forFinancial author
Spouse Jacqueline Barnathan
Children1

Ken Marlin is an American investment banker, international strategist, and author of The Marine Corps Way to Win on Wall Street: 11 Key Principles from Battlefield to Boardroom (St. Martin's Press, 2016). He was the founder of Marlin & Associates, a boutique investment bank and strategy advisor. He is also the Vice Chairman of Technology Investment Banking at D.A. Davidson, which merged with Marlin & Associates in September 2021.

Contents

He is a member of the "Market Data Hall of Fame". In 2011, 2014, 2015, 2016, 2017, and 2018, Institutional Investor ("II"), the international publisher, named Ken as one of II's "Tech 50", which honored the 50 most "disruptive" figures in the financial technology sector. He was the only investment banker on the list. [1] [2] [3]

Personal life and education

Marlin holds a BA from the University of California (Irvine), an MBA from UCLA, and a post-MBA Advanced Professional Certificate in Corporate Strategy from New York University. He lives in Manhattan with his wife, Jacqueline Barnathan, an Emmy Award-winning senior producer for CBS News, and their daughter. [4] From 2009 to 2017, Marlin raced sportscars with Challenge Club Racing, where he was season champion in the Ferrari F360 class in 2012, 2015, and 2016. [5] [6] [7] [8]

Early career

From 1970–1981, Marlin served in the United States Marine Corps as a captain and infantry company commander. [9] From 1981 to 1991, Marlin was a senior executive with The Dun & Bradstreet Corporation, where he led global strategy as Senior Vice President. (At that time, Dun & Bradstreet was a conglomerate that owned Moody's Investors Service, Interactive Data Corporation, Datastream International, Reuben H. Donnelley, IMS Health, ACNielsen, Nielsen Media Research, D&B Software, D&B Plan Services, D&B Credit Services, and a majority stake in Gartner Group.) At Dun & Bradstreet, Marlin led transactions involving US and non-US firms, including transactions in 13 counties. During Apartheid, Marlin led D&B's divestiture of three companies that D&B controlled in South Africa. He also led D&B's efforts to establish a direct presence in Japan, Singapore, and Hong Kong and to expand its presence in Australia, Denmark, France, Germany, and Switzerland. Before the fall of the Soviet Union, Marlin led D&B's efforts to establish business information collection infrastructure in a number of Soviet Bloc countries. Later, he assumed a role as a group executive. [9] [4]

In 1991, Marlin became president and CEO of Telekurs (NA), [10] a global financial information technology firm owned by a consortium of Swiss banks. In 1995, Marlin and others acquired a large portion of Telekurs (NA) and formed Telesphere Corporation, where Marlin was president and CEO. In 1997, Telesphere was sold to Bridge Information Systems [11] (now part of Thomson Reuters), where Marlin became Executive Vice President. [12] In 1999, Marlin left Bridge to join the media merchant bank and private equity fund Veronis Suhler Stevenson. [13] [14]

Related Research Articles

<span class="mw-page-title-main">Moody's Corporation</span> American business and financial services company

Moody's Corporation, often referred to as Moody's, is an American business and financial services company. It is the holding company for Moody's Investors Service (MIS), an American credit rating agency, and Moody's Analytics (MA), an American provider of financial analysis software and services.

<span class="mw-page-title-main">Lazard</span> American investment bank

Lazard Ltd is a financial advisory and asset management firm that engages in investment banking, asset management and other financial services, primarily with institutional clients. It is the world's largest independent investment bank, with principal executive offices in New York City, Paris and London.

The Dun & Bradstreet Corporation is an American company that provides commercial data, analytics, and insights for businesses. Headquartered in Jacksonville, Florida, the company offers a wide range of products and services for risk and financial analysis, operations and supply, and sales and marketing professionals, as well as research and insights on global business issues. It serves customers in government and industries such as communications, technology, strategic financial services, and retail, telecommunications, and manufacturing markets. Often referred to as D&B, the company's database contains over 500 million business records worldwide.

D&B Hoovers was founded by Gary Hoover and Patrick Spain in 1990 as an American business research company that provided information on companies and industries through their primary product platform named "Hoover's". In 2003, it was acquired by Dun & Bradstreet and operated for a time as a wholly owned subsidiary. In 2017, the Hoover's product was re-branded D&B Hoovers. Dun & Bradstreet is headquartered in Jacksonville, Florida, US. D&B Hoovers has sales, marketing and development resources in Austin, Texas, US.

Moody's Investors Service, often referred to as Moody's, is the bond credit rating business of Moody's Corporation, representing the company's traditional line of business and its historical name. Moody's Investors Service provides international financial research on bonds issued by commercial and government entities. Moody's, along with Standard & Poor's and Fitch Group, is considered one of the Big Three credit rating agencies. It is also included in the Fortune 500 list of 2021.

The IDBI Bank Limited is a development finance institution under the ownership of Life Insurance Corporation of India and Government of India. It was established in 1964 as Industrial Development Bank of India, a development finance institution, which provided financial services to industrial sector. In 2005, the institution was merged with its commercial division, IDBI Bank, forming the present-day banking entity and was categorised as "other development finance institution" category. Later in March 2019, Government of India asked Life Insurance Corporation to infuse capital in the bank due to high NPA and capital adequacy issues and also asked LIC to manage the bank to meet the regulatory norms. IDBI was put under Prompt corrective action of the RBI and on 10th March 2021 IDBI came out of the PCA. At present direct and indirect shareholding of Government of India in IDBI Bank is approximately 95%, which Government of India (GoI) vide its communication F.No. 8/2/2019-BO-II dated December 17, 2019, has clarified and directed all Central/State Government departments to consider IDBI Bank for allocation of Government Business. Many national institutes find their roots in IDBI like SIDBI, EXIM, National Stock Exchange of India, SEBI, National Securities Depository Limited.

<span class="mw-page-title-main">Anne Dias-Griffin</span> French-American investor and philanthropist

Anne Dias-Griffin is a French-American investor and philanthropist. She is the founder and chief executive officer of Aragon, an investment firm active in global equities, with a focus on the internet, technology, and consumer sectors, as well as alternative assets.

Kenneth Lawrence Fisher is an American billionaire investment analyst, author, and the founder and executive chairman of Fisher Investments, a fee-only financial adviser. Fisher's Forbes "Portfolio Strategy" column ran from 1984 to 2017, making him the longest continuously-running columnist in the magazine's history. Fisher is now known for writing monthly, native language columns in international outlets. Fisher has authored eleven books on investing, and research papers in the field of behavioral finance. As of August 2022, his net worth is estimated at US$5.1 billion. In 2010, he was included in Investment Advisor magazine's "30 for 30" list of the 30 most influential people in the investment advisory business over the last 30 years. As of December 2021, Fisher's firm managed $208 billion.

Jeff Stibel is an entrepreneur, having started numerous technology and marketing companies, and a venture capital investor, as co-founder of Bryant Stibel.

Rob Heyvaert is the managing partner of Motive Partners, an investment firm focused on technology companies in the financial services industry based in New York, US and London, UK and former CEO & founder of the Capital Markets Company (Capco).

Axis Bank Limited, formerly known as UTI Bank (1993–2007), is an Indian banking and financial services company headquartered in Mumbai, Maharashtra. It is India's third largest private sector bank by assets and Fourth largest by Market capitalisation.It sells financial services to large and mid-size companies, SMEs and retail businesses.

<span class="mw-page-title-main">Kenneth M. Jacobs</span>

Kenneth M. Jacobs is the Chairman and Chief Executive Officer of Lazard since November 16, 2009. Jacobs joined Lazard in 1988. Jacobs was named a Lazard Partner in 1991, and in 2002 he was named Deputy Chairman and Head of North America for Lazard. In this role, he focused on enhancing the firm's business by entering into new markets and adding new practices, such as restructuring, strategic capital structure advice, and private fund advisory. He also focused on bringing in new staff specializing in energy, technology and healthcare.

D&B Software was formed by the merger of the Management Science America and McCormack & Dodge companies in June 1990, under the ownership of the Dun & Bradstreet corporation. In 1982, McCormack & Dodge was described by The New York Times as "one of the nation's top three financial software concerns."

<span class="mw-page-title-main">Fintech</span> Subset of technologies used in finance

Fintech, a portmanteau of "financial technology", refers to firms using new technology to compete with traditional financial methods in the delivery of financial services. Artificial intelligence, blockchain, cloud computing, and big data are regarded as the "ABCD" of fintech. The use of smartphones for mobile banking, investing, borrowing services, and cryptocurrency are examples of technologies designed to make financial services more accessible to the general public. Fintech companies consist of both startups and established financial institutions and technology companies trying to replace or enhance the usage of financial services provided by existing financial companies.

HDFC Securities Limited is a financial services intermediary and a subsidiary of HDFC Bank, a private sector bank in India. HDFC securities was founded in the year 2000 and is headquartered in Mumbai with branches across major cities and towns in India.

<span class="mw-page-title-main">Cross River Bank</span> American financial services corporation

Cross River is an American financial services organization that provides technology infrastructure to fintech and technology companies. Based in Fort Lee, New Jersey, Cross River services its clients with embedded payments, cards, lending, and cryptocurrency solutions, and is an FDIC member. Cross River is noted for its embrace of the trend in the financial services sector towards API-based payment platform services.

Africa Finance Corporation (AFC) is a pan-African Multilateral Development Financial Institution established in 2007 by sovereign African states to provide pragmatic solutions to Africa's infrastructure deficit and challenging operating environment. The Corporation bridges the infrastructure investment gap through the provision of debt and equity finance, project development, technical and financial advisory services.

Alternative data refers to data used to obtain insight into the investment process. These data sets are often used by hedge fund managers and other institutional investment professionals within an investment company. Alternative data sets are information about a particular company that is published by sources outside of the company, which can provide unique and timely insights into investment opportunities.

<span class="mw-page-title-main">David Shrier</span> American, futurist and author

David L. Shrier is an American futurist, author and entrepreneur. Shrier also co-edits the MIT Connection Science imprint of MIT Press and is the author of various industry reference books in the fields of financial technology, digital identity, data governance and financial innovation. Shrier is the cofounder & Managing Director of Esme Learning, an artificial intelligence-enabled digital learning company derived from MIT research and spun out of MIT Media Lab. He currently serves as Professor of Practice in Artificial Intelligence and Innovation with Imperial College London.

References

  1. "The Fintech Finance 40: Kenneth Marlin". Institutional Investor. Retrieved 16 October 2019.
  2. "Kenneth Marlin". Institutional Investor. Retrieved 16 October 2019.
  3. "The 2016 Fintech Finance 35: Kenneth Marlin". Institutional Investor. 14 November 2016.
  4. 1 2 "Marlin & Associates' Website". Marlin & Associates. Retrieved 19 April 2011.
  5. "2013 Championships". FerrariChat - The world's largest Ferrari community. Retrieved 16 October 2019.
  6. "Congrats to the 2015 Champions". FerrariChat - The world's largest Ferrari community. Retrieved 16 October 2019.
  7. "2016 Challenge Club Racing Champs". FerrariChat - The world's largest Ferrari community. Retrieved 16 October 2019.
  8. Ken Marlin Ferrari 360 CCR , retrieved 16 October 2019
  9. 1 2 "Marlin & Associates Holding LLC - BusinessWeek". BusinessWeek. Retrieved 19 April 2011.
  10. "Telekurs Hires BTNA To Support Topic Plus in U.S". Inside Market Data. 9 May 1994. Retrieved 29 April 2011.
  11. "Bloomberg Businessweek profile: Telesphere Corporation". Bloomberg Businessweek. Retrieved 29 April 2011.
  12. "BRIDGE to Acquire Telesphere". The Free Library. Retrieved 19 April 2011.
  13. "Kenneth B. Marlin, Former EVP at Bridge Information Systems, Joins Veronis, Suhler & Associates". All Business. Retrieved 19 April 2011.
  14. "Ex-Veronis Suhler Banker Forms Firm Targeting Software M&A". High Beam. Archived from the original on 5 November 2012. Retrieved 19 April 2011.