Normalized difference water index

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Normalized Difference Water Index (NDWI) may refer to one of at least two remote sensing-derived indexes related to liquid water:

Contents

One is used to monitor changes in water content of leaves, using near-infrared (NIR) and short-wave infrared (SWIR) wavelengths, proposed by Gao in 1996: [1]

Another is used to monitor changes related to water content in water bodies, using green and NIR wavelengths, defined by McFeeters (1996):

Overview

In remote sensing, ratio image or spectral rationing are enhancement techniques in which a raster pixel from one spectral band is divided by the corresponding value in another band. [2] Both the indexes above share this same functional form; the choice of bands used is what makes them appropriate for a specific purpose.

If looking to monitor vegetation in drought affected areas, then it is advisable to use NDWI index proposed by Gao utilizing NIR and SWIR. The SWIR reflectance in this index reflects changes in both the vegetation water content and the spongy mesophyll structure in vegetation canopies. The NIR reflectance is affected by leaf internal structure and leaf dry matter content, but not by water content. The combination of the NIR with the SWIR removes variations induced by leaf internal structure and leaf dry matter content, improving the accuracy in retrieving the vegetation water content. [3]

NDWI concept as formulated by Gao combining reflectance of NIR and SWIR is more common and has wider range of application. It can be used for exploring water content at single leaf level [4] [5] as well as canopy/satellite level. [6] [7] [8] [9] [10]

The range of application of NDWI (Gao, 1996) spreads from agricultural monitoring for crop irrigation [11] and pasture management [12] to forest monitoring for assessing fire risk and live fuel moisture [13] [14] [15] particularly relevant in the context of climate change.

Different SWIR bands can be used to characterize the water absorption in generalized form of NDWI as shown in eq. 1. Two major water absorption features in SWIR spectral region are centered near 1450 nm and 1950 nm while two minor absorption features are centered near 970 and 1200 nm in a living vegetation spectrum. [16] [17] Sentinel-2 MSI has two spectral bands in SWIR region: band 11 (central wavelength 1610 nm) and band 12 (central wavelength 2200 nm). Spectral band in NIR region with similar 20 m ground resolution is band 8A (central wavelength 865 nm).

Sentinel-2 NDWI for agricultural monitoring of drought and irrigation management can be constructed using either combinations:

Both formulations are suitable.

Sentinel-2 NDWI for waterbody detection can be constructed by using:


McFeeters index: If looking for water bodies or change in water level (e.g. flooding), then it is advisable to use the green and NIR spectral bands [18] or green and SWIR spectral bands. Modification of normalised difference water index (MNDWI) has been suggested for improved detection of open water by replacing NIR spectral band with SWIR. [19]

Interpretation

Visual or digital interpretation of the output image/raster created is similar to NDVI:

For the second variant of the NDWI, another threshold can also be found in [20] that avoids creating false alarms in urban areas:

Related Research Articles

Infrared Form of electromagnetic radiation

Infrared (IR), sometimes called infrared light, is electromagnetic radiation (EMR) with wavelengths longer than those of visible light. It is therefore generally invisible to the human eye, although IR at wavelengths up to 1050 nanometers (nm)s from specially pulsed lasers can be seen by humans under certain conditions. IR wavelengths extend from the nominal red edge of the visible spectrum at 700 nanometers, to 1 millimeter (300 GHz). Most of the thermal radiation emitted by objects near room temperature is infrared. As with all EMR, IR carries radiant energy and behaves both like a wave and like its quantum particle, the photon.

Moderate Resolution Imaging Spectroradiometer

The Moderate Resolution Imaging Spectroradiometer (MODIS) is a payload imaging sensor built by Santa Barbara Remote Sensing that was launched into Earth orbit by NASA in 1999 on board the Terra satellite, and in 2002 on board the Aqua satellite. The instruments capture data in 36 spectral bands ranging in wavelength from 0.4 μm to 14.4 μm and at varying spatial resolutions. Together the instruments image the entire Earth every 1 to 2 days. They are designed to provide measurements in large-scale global dynamics including changes in Earth's cloud cover, radiation budget and processes occurring in the oceans, on land, and in the lower atmosphere. MODIS utilizes four on-board calibrators in addition to the space view in order to provide in-flight calibration: solar diffuser (SD), solar diffuser stability monitor (SDSM), spectral radiometric calibration assembly (SRCA), and a v-groove black body. MODIS has used the marine optical buoy for vicarious calibration. MODIS is succeeded by the VIIRS instrument on board the Suomi NPP satellite launched in 2011 and future Joint Polar Satellite System (JPSS) satellites.

Multispectral image

A multispectral image is one that captures image data within specific wavelength ranges across the electromagnetic spectrum. The wavelengths may be separated by filters or detected via the use of instruments that are sensitive to particular wavelengths, including light from frequencies beyond the visible light range, i.e. infrared and ultra-violet. Spectral imaging can allow extraction of additional information the human eye fails to capture with its visible receptors for red, green and blue. It was originally developed for military target identification and reconnaissance. Early space-based imaging platforms incorporated multispectral imaging technology to map details of the Earth related to coastal boundaries, vegetation, and landforms. Multispectral imaging has also found use in document and painting analysis.4

Red edge

Red edge refers to the region of rapid change in reflectance of vegetation in the near infrared range of the electromagnetic spectrum. Chlorophyll contained in vegetation absorbs most of the light in the visible part of the spectrum but becomes almost transparent at wavelengths greater than 700 nm. The cellular structure of the vegetation then causes this infrared light to be reflected because each cell acts something like an elementary corner reflector. The change can be from 5% to 50% reflectance going from 680 nm to 730 nm. This is an advantage to plants in avoiding overheating during photosynthesis. For a more detailed explanation and a graph of the photosynthetically active radiation (PAR) spectral region, see Normalized difference vegetation index § Rationale.

Normalized difference vegetation index

The normalized difference vegetation index (NDVI) is a simple graphical indicator that can be used to analyze remote sensing measurements, often from a space platform, assessing whether or not the target being observed contains live green vegetation.

Hyperspectral imaging Method to create a complete picture of the environment or various objects, each pixel containing a full visible, visible near infrared, near infrared, or infrared spectrum.

Hyperspectral imaging, like other spectral imaging, collects and processes information from across the electromagnetic spectrum. The goal of hyperspectral imaging is to obtain the spectrum for each pixel in the image of a scene, with the purpose of finding objects, identifying materials, or detecting processes. There are three general branches of spectral imagers. There are push broom scanners and the related whisk broom scanners, which read images over time, band sequential scanners, which acquire images of an area at different wavelengths, and snapshot hyperspectral imaging, which uses a staring array to generate an image in an instant.

Chemical imaging is the analytical capability to create a visual image of components distribution from simultaneous measurement of spectra and spatial, time information. Hyperspectral imaging measures contiguous spectral bands, as opposed to multispectral imaging which measures spaced spectral bands.

Enhanced vegetation index

The enhanced vegetation index (EVI) is an 'optimized' vegetation index designed to enhance the vegetation signal with improved sensitivity in high biomass regions and improved vegetation monitoring through a de-coupling of the canopy background signal and a reduction in atmosphere influences. EVI is computed following this equation:

Electromagnetic absorption by water

The absorption of electromagnetic radiation by water depends on the state of the water.

Sentinel-2 Earth observation mission

Sentinel-2 is an Earth observation mission from the Copernicus Programme that systematically acquires optical imagery at high spatial resolution over land and coastal waters. The mission is a constellation with two twin satellites, Sentinel-2A and Sentinel-2B.

Operational Land Imager

The Operational Land Imager (OLI) is a remote sensing instrument aboard Landsat 8, built by Ball Aerospace & Technologies. Landsat 8 is the successor to Landsat 7 and was launched on February 11, 2013.

John Gamon

John A. Gamon is an American scientist currently working in Canada. His work using terrestrial vegetation spectral signatures to discern plant productivity and biodiversity has had a significant impact in the discipline of remote sensing, having published 95 papers and receiving 7,613 citations as of 2017. Gamon pioneered the use of the relationship between leaf xanthophyll cycle pigment content and spectral reflectance to improve satellite monitoring of photosynthesis. Gamon's seminal work resulted in the development of the Photochemical Reflectance Index (PRI). He trained under Nobel Prize laureate Christopher Field.

Spectralon Fluoropolymer which has the highest diffuse reflectance of any known material

Spectralon is a fluoropolymer, which has the highest diffuse reflectance of any known material or coating over the ultraviolet, visible, and near-infrared regions of the spectrum. It exhibits highly Lambertian behavior, and can be machined into a wide variety of shapes for the construction of optical components such as calibration targets, integrating spheres, and optical pump cavities for lasers.

Sentinel-5

Sentinel-5 Precursor (Sentinel-5P) is an Earth observation satellite developed by ESA as part of the Copernicus Programme to close the gap in continuity of observations between Envisat and Sentinel-5.

Empirically derived NDVI products have been shown to be unstable, varying with soil colour, soil moisture, and saturation effects from high density vegetation. In an attempt to improve NDVI, Huete developed a vegetation index that accounted for the differential red and near-infrared extinction through the vegetation canopy. The index is a transformation technique that minimizes soil brightness influences from spectral vegetation indices involving red and near-infrared (NIR) wavelengths.

Vegetation Index

A Vegetation Index (VI) is a spectral transformation of two or more bands designed to enhance the contribution of vegetation properties and allow reliable spatial and temporal inter-comparisons of terrestrial photosynthetic activity and canopy structural variations.

The normalized difference red edge index (NDRE) is a metric that can be used to analyse whether images obtained from multi-spectral image sensors contain healthy vegetation or not. It is similar to Normalized Difference Vegetation Index (NDVI) but uses the ratio of Near-Infrared and the edge of Red as follows:

Remote sensing (geology)

Remote sensing in geology is remote sensing used in the geological sciences as a data acquisition method complementary to field observation, because it allows mapping of geological characteristics of regions without physical contact with the areas being explored. About one-fourth of the Earth's total surface area is exposed land where information is ready to be extracted from detailed earth observation via remote sensing. Remote sensing is conducted via detection of electromagnetic radiation by sensors. The radiation can be naturally sourced, or produced by machines and reflected off of the Earth surface. The electromagnetic radiation acts as an information carrier for two main variables. First, the intensities of reflectance at different wavelengths are detected, and plotted on a spectral reflectance curve. This spectral fingerprint is governed by the physio-chemical properties of the surface of the target object and therefore helps mineral identification and hence geological mapping, for example by hyperspectral imaging. Second, the two-way travel time of radiation from and back to the sensor can calculate the distance in active remote sensing systems, for example, Interferometric synthetic-aperture radar. This helps geomorphological studies of ground motion, and thus can illuminate deformations associated with landslides, earthquakes, etc.

Moment distance index

The moment distance index (MDI) is a shape-based metric or shape index that can be used to analyze spectral reflectance curves and waveform LiDAR, proposed by Salas and Henebry in 2014. In the case of spectral data, the shape of the reflectance curve should unmask fine points of the spectra usually not considered by existing band-specific indices. It has been used to identify spectral regions for chlorophyll and carotenoids, detect greenhouses using WorldView-2 and Landsat satellite data, identify greenhouse crops, compute canopy heights, and estimate green vegetation fraction.

Susan Ustin American earth scientist

Susan Ustin is an American earth scientist who is the Distinguished Professor of Environmental Resource Science at the John Muir Institute for the Environment, University of California, Davis. Her research makes use of remote sensing technology to understand the characteristics of plant communities.

References

  1. Gao. "NDWI—A normalized difference water index for remote sensing of vegetation liquid water from space." 1996. http://ceeserver.cee.cornell.edu/wdp2/cee6150/Readings/Gao_1996_RSE_58_257-266_NDWI.pdf
  2. Lillisand & Kifer
  3. Ceccato et al. 2001
  4. Ceccato et al 2001 Remote Sensing of Environment 77 (2001) 22–33
  5. Fourty & Baret 1997 On spectral estimates of fresh leaf biochemistry. International Journal of Remote Sensing, 19, 1283–1297
  6. Susan L. Ustin, Dar A. Roberts, Jorge Pinzón, Stephane Jacquemoud, Margaret Gardner, George Scheer, Claudia M. Castañeda, Alicia Palacios-Orueta, 1998 Estimating Canopy Water Content of Chaparral Shrubs Using Optical Methods, Remote Sensing of Environment,Volume 65, Issue 3,Pages 280-291,ISSN 0034-4257, https://doi.org/10.1016/S0034-4257(98)00038-8
  7. Serrano, L., Ustin, S.L., Roberts, D.A., Gamon J.A. & Peñuelas, J. 2000. Deriving water content of chaparral vegetation from AVIRIS data. Remote Sensing of Environment, 74(3):570-581.
  8. P. E. Dennison, D. A. Roberts, S. H. Peterson & J. Rechel (2005) Use of Normalized Difference Water Index for monitoring live fuel moisture, International Journal of Remote Sensing, 26:5, 1035-1042, DOI: 10.1080/0143116042000273998
  9. Serrano, J.; Shahidian, S.; da Silva J. M. (2019) Evaluation of Normalized Difference Water Index as a Tool for Monitoring Pasture Seasonal and Inter-Annual Variability in a Mediterranean Agro-Silvo-Pastoral System. Water 2019, 11, 62; doi:10.3390/w11010062
  10. Marusig, D.; Petruzzellis, F.; Tomasella, M.; Napolitano, R.; Altobelli, A.; Nardini, A. Correlation of Field-Measured and Remotely Sensed Plant Water Status as a Tool to Monitor the Risk of Drought-Induced Forest Decline. Forests 2020, 11, 77
  11. E. Farg, S. Arafat, M.S. Abd El-Wahed, A. El-Gindy, 2017 Evaluation of water distribution under pivot irrigation systems using remote sensing imagery in eastern Nile delta. https://doi.org/10.1016/j.ejrs.2016.12.001.
  12. Serrano, J.; Shahidian, S.; da Silva J. M. (2019) doi:10.3390/w11010062
  13. P. E. Dennison, D. A. Roberts, S. H. Peterson & J. Rechel (2005) DOI: 10.1080/0143116042000273998
  14. Abdollahi, M.; Islam, T.; Gupta, A.; Hassan, Q.K. An Advanced Forest Fire Danger Forecasting System: Integration of Remote Sensing and Historical Sources of Ignition Data. Remote Sens. 2018, 10, 923.
  15. Marusig, D.; Petruzzellis, F.; Tomasella, M.; Napolitano, R.; Altobelli, A.; Nardini, A. Correlation of Field-Measured and Remotely Sensed Plant Water Status as a Tool to Monitor the Risk of Drought-Induced Forest Decline. Forests 2020, 11, 77
  16. Curran, P.J. (1989) Remote Sensing of Foliar Chemistry. REMOTE SENS. ENVIRON. 30:271- 278
  17. Jacquemoud & Ustin, 2003: Application of radiative transfer models to moisture content estimation and burned land mapping http://www.ipgp.jussieu.fr/~jacquemoud/publications/jacquemoud2003.pdf
  18. S. K. McFEETERS (1996) The use of the Normalized Difference Water Index (NDWI) in the delineation of open water features, International Journal of Remote Sensing, 17:7, 1425-1432, DOI: 10.1080/01431169608948714
  19. Xu, 2006: Xu, Hanqiu "Modification of Normalised Difference Water Index (NDWI) to Enhance Open Water Features in Remotely Sensed Imagery." International Journal of Remote Sensing 27, No. 14 (2006): 3025-3033. https://doi.org/10.1080/01431160600589179
  20. https://www.mdpi.com/2072-4292/5/7/3544/htm