Projection principle

Last updated

In linguistics, the projection principle is a stipulation proposed by Noam Chomsky as part of the phrase structure component of generative-transformational grammar. The projection principle is used in the derivation of phrases under the auspices of the principles and parameters theory.

Contents

Details

Under the projection principle, the properties of lexical items must be preserved while generating the phrase structure of a sentence. The principle, as formulated by Chomsky in Knowledge of Language: Its Nature, Origin and Use (1986), states that "lexical structure must be represented categorically at every syntactic level" (Chomsky 1986: 84). Chomsky further defined the projection principle as "representations at each level of syntax(MF, D, S) are projected from the lexicon in that they observe the subcategorisation properties of lexical items."

This refers to the fact that every individual piece of a syntactic structure is part of a particular category [1] (i.e. “John” is a member of the category Noun and “run” is a member of the category Verb). The Projection Principle requires that reference to these categories surfaces at every level of a syntactic phrase structure. [2] This requires a knowledge of arguments and internal structures. “John” may be a noun, but nouns are always dominated by a determiner phrase (DP). The verb “run” does not select for the noun “John”, but rather it selects for the DP “John”. The Projection Principle simply states that when notating the syntactic structure of a sentence such as “John runs fast.”, we must specify at every level what lexical category each piece of the sentence belongs to [2] Two common ways of notating the syntactic structure of a sentence under X-Bar Theory include bracketing and tree drawing.

The bracketing for the sentence "john runs fast", generated in line with X-bar Theory, is as follows:

[CP[C'[C e][TP[DP[D'[D e][NP[N'[N John]]]]][T'[T_EPP [V run] [T -s]][VP[VP[<DP>[D'[D <e>][NP[N'[N <John>]]]]][V'[Vrun]]][AP[A'[A fast]]]]]]]]

The tree structure that this bracketing generates can be seen in the figure below.

Tree Structure for John Runs Fast.jpg

 

With the visual aid of the tree, the projection principle can more clearly be seen. Looking at the word John (in either position) and following it up through the structure, we see N (noun), followed by N' (pronounced "N Bar": an obligatory representation of the category resulting from the projection principle and X-bar Theory), followed by NP (Noun Phrase). All three of these levels are seen because the projection principle requires that the category of John, Noun, be represented throughout the structure.

The verb run has an obligatory argument, its subject (a DP agent), which must appear in the sentence. The following subcategorization frame for the verb run specifies its properties. The subcategorization frame of run is as follows:

run Verb, [DP agent __ ]

An adverb such as fast has its own subcategorization frame:

fast Adverb, [VP_]

It is out of this frame that a sentence like the following can be generated:

John runs fast.

If either of these subcategorization frames are violated, so is the projection principle, and the utterance would be ill-formed:

*Runs fast.
*John fast.

Before the projection principle was proposed, phrase structures were generated in separation from the properties of lexical entries. These were hypothesized to enter the slots in pre-generated structures waiting to be filled by the lexical material. According to more recent theories, phrase structures are not generated by phrase structure rules, but are "projected" from the lexical entries. The projection principle therefore obviates the need for phrase structure rules in the generative component.

In 1982, Noam Chomsky proposed the extended projection principle as an addendum to the projection principle. [2]

Locality of Selection

Locality of Selection states that properties of lexical items must be satisfied locally within their domain. [3] The local domain is characterized by being the smallest XP with a subject (WP). The properties of the constituent are chosen by the constituent head. [3] A constituent will be incorrect if the lexical requirements are not satisfied. [3] Locality of Selection ensures that when the projection principle occurs, it is satisfied locally (This explains why in the above example; N, N', and NP appear immediately above John).

We see examples of this with certain verbs. With a verb such as “hit” you need a DP that it selects for:

*Mary hit

Mary hit [DP the ball]

In a local domain there are three main levels. The head (X) of the local domain is at the bottom which projects up to and X bar level and then to the XP level. Each head can select for a complement. The X bar level can select for a specifier and the XP level can select for an adjunct. This makes up the basic structure of a local domain. The components of the tree are organized hierarchically. [4] Along with this, the adjunct (YP), specifier (WP) and complement (ZP) are all optional and only used when required [4]

Local Domain.jpg

An important thing to acknowledge is that adjuncts are distinct from specifiers and complements in that you can essentially add unlimited adjuncts. An adjunct must be adjoined to the local XP that it is modifying and cannot be referring to another XP in the sentence. [3]

Heads can only take a select few number of complements and a complement must be adjacent to its head. [4] There is a direct relationship between the head and its complement: in other words, a head subcategorises for a complement. A subcategorization frame helps you determine what kind of complement it is. [4] This does not mean, however, that a head must take a complement since there can be zero complements. A head determines the properties of the phrase through projection. [5] Locality, then, shows the local relationship in which the head projects an X-bar level and an XP -phrasal level. [5]

X-bar theory derives a hierarchical vertical structure where XP dominates X’ and X’ dominates X. But the linearity in which complements, specifiers and adjuncts attach can be changed based on the language. Head-initial languages will have the head precede the complement, like in English. Head-final languages, like Japanese and Korean, have the head following the complement. In this way, X-bar theory allows for variation across languages with some having an SOV (subject, object, verb) order while others have an SVO order. [3] Along with this, there are also some language universals that are seen repeatedly in a variety of different languages around the world. [3]

When a phrase or head is in a relationship that is non-local to what selects for it, we see a violation of locality of selection. [3] The underlying structure will need to satisfy selection requirements and locality of selection. But, we also see selection requirements being met through movement. This is especially noticeable when a DP raises to Spec TP through the Extended Projection Principle (EPP).

Extended Projection Principle

The Extended Projection Principle (EPP) refers to the highest Tense Phrase containing a subject. [6] Before the EPP can be satisfied, you must ensure that LOS is satisfied. Once all of the projection principles of LOS are satisfied, EPP is activated when there is movement from one part of the tree to another. This movement allows for the TP to contain a subject. [4]

When generating the tree we must first ensure that all areas of the LOS are correctly projected. This is the tree we would generate to ensure that LOS has been completely satisfied. However, in this tree the EPP is not satisfied as there is no subject present in the TP position.

LOS Tree Structure.jpg

In order to satisfy the EPP we must move the DP John into spec TP, to allow for the TP subject to be filled [6] By moving the DP we are altering the sentence making it John will Run. The EPP will now be satisfied as the DP John is now in the subject position of the TP. [4]

Tree Structure to Satisfy EPP.jpg

See also

Related Research Articles

A syntactic category is a syntactic unit that theories of syntax assume. Word classes, largely corresponding to traditional parts of speech, are syntactic categories. In phrase structure grammars, the phrasal categories are also syntactic categories. Dependency grammars, however, do not acknowledge phrasal categories.

Lexical semantics, as a subfield of linguistic semantics, is the study of word meanings. It includes the study of how words structure their meaning, how they act in grammar and compositionality, and the relationships between the distinct senses and uses of a word.

In linguistics, X-bar theory is a model of phrase-structure grammar and a theory of syntactic category formation that was first proposed by Noam Chomsky in 1970 reformulating the ideas of Zellig Harris (1951), and further developed by Ray Jackendoff, along the lines of the theory of generative grammar put forth in the 1950s by Chomsky. It attempts to capture the structure of phrasal categories with a single uniform structure called the X-bar schema, basing itself on the assumption that any phrase in natural language is an XP that is headed by a given syntactic category X. It played a significant role in resolving issues that phrase structure rules had, representative of which is the proliferation of grammatical rules, which is against the thesis of generative grammar.

In linguistics, the minimalist program is a major line of inquiry that has been developing inside generative grammar since the early 1990s, starting with a 1993 paper by Noam Chomsky.

In linguistics, branching refers to the shape of the parse trees that represent the structure of sentences. Assuming that the language is being written or transcribed from left to right, parse trees that grow down and to the right are right-branching, and parse trees that grow down and to the left are left-branching. The direction of branching reflects the position of heads in phrases, and in this regard, right-branching structures are head-initial, whereas left-branching structures are head-final. English has both right-branching (head-initial) and left-branching (head-final) structures, although it is more right-branching than left-branching. Some languages such as Japanese and Turkish are almost fully left-branching (head-final). Some languages are mostly right-branching (head-initial).

In linguistics, wh-movement is the formation of syntactic dependencies involving interrogative words. An example in English is the dependency formed between what and the object position of doing in "What are you doing?" Interrogative forms are sometimes known within English linguistics as wh-words, such as what, when, where, who, and why, but also include other interrogative words, such as how. This dependency has been used as a diagnostic tool in syntactic studies as it can be observed to interact with other grammatical constraints.

In linguistics, valency or valence is the number and type of arguments controlled by a predicate, content verbs being typical predicates. Valency is related, though not identical, to subcategorization and transitivity, which count only object arguments – valency counts all arguments, including the subject. The linguistic meaning of valency derives from the definition of valency in chemistry. Like valency found in chemistry, there is the binding of specific elements. In the grammatical theory of valency, the verbs organize sentences by binding the specific elements. Examples of elements that would be bound would be the complement and the actant. Although the term originates from valence in chemistry, linguistic valency has a close analogy in mathematics under the term arity.

In generative grammar, non-configurational languages are languages characterized by a flat phrase structure, which allows syntactically discontinuous expressions, and a relatively free word order.

In linguistics, nominalization or nominalisation is the use of a word that is not a noun as a noun, or as the head of a noun phrase. This change in functional category can occur through morphological transformation, but it does not always. Nominalization can refer, for instance, to the process of producing a noun from another part of speech by adding a derivational affix, but it can also refer to the complex noun that is formed as a result.

In linguistics, head directionality is a proposed parameter that classifies languages according to whether they are head-initial or head-final. The head is the element that determines the category of a phrase: for example, in a verb phrase, the head is a verb. Therefore, head initial would be "VO" languages and head final would be "OV" languages.

The theta-criterion is a constraint on x-bar theory that was first proposed by Noam Chomsky (1981) as a rule within the system of principles of the government and binding theory, called theta-theory (θ-theory). As theta-theory is concerned with the distribution and assignment of theta-roles, the theta-criterion describes the specific match between arguments and theta-roles (θ-roles) in logical form (LF):

In linguistics, an argument is an expression that helps complete the meaning of a predicate, the latter referring in this context to a main verb and its auxiliaries. In this regard, the complement is a closely related concept. Most predicates take one, two, or three arguments. A predicate and its arguments form a predicate-argument structure. The discussion of predicates and arguments is associated most with (content) verbs and noun phrases (NPs), although other syntactic categories can also be construed as predicates and as arguments. Arguments must be distinguished from adjuncts. While a predicate needs its arguments to complete its meaning, the adjuncts that appear with a predicate are optional; they are not necessary to complete the meaning of the predicate. Most theories of syntax and semantics acknowledge arguments and adjuncts, although the terminology varies, and the distinction is generally believed to exist in all languages. Dependency grammars sometimes call arguments actants, following Lucien Tesnière (1959).

In linguistics, a small clause consists of a subject and its predicate, but lacks an overt expression of tense. Small clauses have the semantic subject-predicate characteristics of a clause, and have some, but not all, properties of a constituent. Structural analyses of small clauses vary according to whether a flat or layered analysis is pursued. The small clause is related to the phenomena of raising-to-object, exceptional case-marking, accusativus cum infinitivo, and object control.

<span class="mw-page-title-main">Empty category</span> Linguistics concept

In linguistics, an empty category, which may also be referred to as a covert category, is an element in the study of syntax that does not have any phonological content and is therefore unpronounced. Empty categories exist in contrast to overt categories which are pronounced. When representing empty categories in tree structures, linguists use a null symbol (∅) to depict the idea that there is a mental category at the level being represented, even if the word(s) are being left out of overt speech. The phenomenon was named and outlined by Noam Chomsky in his 1981 LGB framework, and serves to address apparent violations of locality of selection — there are different types of empty categories that each appear to account for locality violations in different environments. Empty categories are present in most of the world's languages, although different languages allow for different categories to be empty.

In generative linguistics, PRO is a pronominal determiner phrase (DP) without phonological content. As such, it is part of the set of empty categories. The null pronoun PRO is postulated in the subject position of non-finite clauses. One property of PRO is that, when it occurs in a non-finite complement clause, it can be bound by the main clause subject or the main clause object. The presence of PRO in non-finite clauses lacking overt subjects allows a principled solution for problems relating to binding theory.

Merge is one of the basic operations in the Minimalist Program, a leading approach to generative syntax, when two syntactic objects are combined to form a new syntactic unit. Merge also has the property of recursion in that it may be applied to its own output: the objects combined by Merge are either lexical items or sets that were themselves formed by Merge. This recursive property of Merge has been claimed to be a fundamental characteristic that distinguishes language from other cognitive faculties. As Noam Chomsky (1999) puts it, Merge is "an indispensable operation of a recursive system ... which takes two syntactic objects A and B and forms the new object G={A,B}" (p. 2).

In linguistics, locality refers to the proximity of elements in a linguistic structure. Constraints on locality limit the span over which rules can apply to a particular structure. Theories of transformational grammar use syntactic locality constraints to explain restrictions on argument selection, syntactic binding, and syntactic movement.

In linguistics, subcategorization denotes the ability/necessity for lexical items to require/allow the presence and types of the syntactic arguments with which they co-occur. For example, the word "walk" as in "X walks home" requires the noun-phrase X to be animate.

In syntax, verb-initial (V1) word order is a word order in which the verb appears before the subject and the object. In the more narrow sense, this term is used specifically to describe the word order of V1 languages. V1 clauses only occur in V1 languages and other languages with a dominant V1 order displaying other properties that correlate with verb-initiality and that are crucial to many analyses of V1. V1 languages are estimated to make up 12–19% of the world’s languages.

In formal syntax, a node is a point in a tree diagram or syntactic tree that can be assigned a syntactic category label.

References

  1. Tesnière, Lucien (2015). Elements of Structural Syntax. Amsterdam/Philadelphia: John Benjamins Publishing Company. p. 41. ISBN   978-90-272-6999-7.
  2. 1 2 3 Chomsky, Noam (1982). Some concepts and consequences of the theory of government and binding . MIT Press. p.  10. ISBN   9780262530422.
  3. 1 2 3 4 5 6 7 Sportiche, D; Koopmam, H; Stabler, E (2014). An Introduction to Syntactic Analysis and Theory. Oxford, United Kingdom: Wiley Blackwell. pp. 1–151.
  4. 1 2 3 4 5 6 Aarts, B. (1997). Modern Linguistics English Syntax And Argumentation. Hampshire, United Kingdom: Macmillan Press. pp. 111–121.
  5. 1 2 Brody, M. (Summer 1998). "Projection and phrase structure". Linguistic Inquiry. 29 (3): 367–398. doi:10.1162/002438998553798. JSTOR   4179026. S2CID   57563987.
  6. 1 2 Radford, A. (2005). Minimalist Syntax Exploring the Structure of English. Cambridge, United Kingdom: Cambridge University Press. p. 73.