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Type | Limited liability partnership |
---|---|
Industry | Legal services |
Founded | 1997 |
Headquarters | New York City |
Key people | Jeffrey C. Goldberg Ron S. Geffner Douglas R. Hirsch |
Website | www.sadis.com |
Sadis & Goldberg LLP is a New York-based law firm with practices in hedge, private equity, venture capital, real estate and commodity fund formation, family office, transactional counseling, compliance services, regulatory representation, litigation, derivatives, tax, ERISA, estate planning and real estate. [1] [2] Sadis & Goldberg was voted "Best Global and North American Law Firm" for hedge funds [3] and ranked number five in 2016 Preqin Global Hedge Fund Report. [4] The firm serves 900 funds including domestic and international financial institutions, family offices, hedge funds, private equity funds, venture capital funds, real estate funds and commodity pool, making it the largest provider of professional and legal services for alternative asset class in the US. [5]
Sadis & Goldberg was founded in 1997. The firm's senior attorneys are former SEC enforcement lawyers and seasoned attorneys who started their careers in major law firms. [6]
A hedge fund is a pooled investment fund that trades in relatively liquid assets and is able to make extensive use of more complex trading, portfolio-construction, and risk management techniques in an attempt to improve performance, such as short selling, leverage, and derivatives. Financial regulators generally restrict hedge fund marketing to institutional investors, high net worth individuals, and accredited investors.
Morgan Stanley is an American multinational investment management and financial services company headquartered at 1585 Broadway in Midtown Manhattan, New York City. With offices in more than 41 countries and more than 75,000 employees, the firm's clients include corporations, governments, institutions, and individuals. Morgan Stanley ranked No. 61 in the 2021 Fortune 500 list of the largest United States corporations by total revenue.
Churning is the practice of executing trades for an investment account by a salesperson or broker in order to generate commission from the account. It is a breach of securities law in many jurisdictions, and it is generally actionable by the account holder for the return of the commissions paid, and any losses occasioned by the broker's choice of stocks.
Event-driven investing or Event-driven trading is a hedge fund investment strategy that seeks to exploit pricing inefficiencies that may occur before or after a corporate event, such as an earnings call, bankruptcy, merger, acquisition, or spinoff. In more recent times market practitioners have expanded this definition to include additional events such as natural disasters and actions initiated by shareholder activists. However, merger arbitrage remains the best-known investment strategy within this group.
A "fund of funds" (FOF) is an investment strategy of holding a portfolio of other investment funds rather than investing directly in stocks, bonds or other securities. This type of investing is often referred to as multi-manager investment. A fund of funds may be "fettered", meaning that it invests only in funds managed by the same investment company, or "unfettered", meaning that it can invest in external funds run by other managers.
Proskauer Rose LLP is an international law firm headquartered in New York City. The firm was founded in 1875 and currently employs more than 800 attorneys in twelve offices worldwide.
The Financial Industry Regulatory Authority (FINRA) is a private American corporation that acts as a self-regulatory organization (SRO) that regulates member brokerage firms and exchange markets. FINRA is the successor to the National Association of Securities Dealers, Inc. (NASD) as well as the member regulation, enforcement, and arbitration operations of the New York Stock Exchange. The U.S. government agency that acts as the ultimate regulator of the U.S. securities industry, including FINRA, is the U.S. Securities and Exchange Commission (SEC).
Liongate Capital Management was a global investment management firm, focused on creating and managing fund of hedge fund investments for institutional and private investors. Liongate, founded in 2003 by Jeff Holland, Ben Funk and Randall Dillard, managed a range of funds of hedge funds in both commingled funds and tailored, single client portfolios. The firm, which at it peak managed over USD 3 billion with an additional USD 4 billion in assets under advisory, had a global reach with offices in London, New York, Zurich, Dubai, Malta and Mumbai. The Liongate partners sold the firm to Principal Financial Group in 2013 as the large US insurer and asset manager wanted a hedge fund research platform in order to quickly ramp up retail hedge fund distribution in the US.
Schulte Roth & Zabel, LLP is a full service law firm with offices in New York City, Washington, D.C., and London.
Man GLG is a discretionary investment manager and a wholly owned subsidiary of British alternative investment manager Man Group plc. It is a diversified and multi-strategy fund manager that operates strategies including equity long-short funds, convertible arbitrage funds, emerging market funds and long-only mutual funds. The firm is also a founding member of the Hedge Fund Standards Board and a signatory of the Principles for Responsible investment. As of 2022, Man GLG had $35.4 billion assets under management.
Preqin is a privately-held London-based investment data company that provides financial data and information on the alternative assets market, as well as tools to support investment in alternatives. By the company's own definition, its data encompasses private capital and hedge funds, including fund, fund manager, investor, performance and deal information. The asset classes it covers are: private equity, venture capital, hedge funds, private debt, real estate, infrastructure, natural resources and secondaries.
Eileen Murray is an American financial services executive and is the former co-CEO at Bridgewater Associates, one of the world's largest institutional asset managers. Murray has also held executive positions at Morgan Stanley, Credit Suisse First Boston, Duff Capital Advisors and Investment Risk Management. She was named one of the 25 Most Powerful Non-Bank Women in Banking, by U.S. Banker magazine, for the years 2007 and 2008.
Cohen & Gresser LLP is an international law firm with offices in New York City, Paris, Washington D.C., and London. The firm represents clients in complex litigation and corporate transactions throughout the world. Founded in 2002, the firm has grown to seventy lawyers in eight practice groups: Corporate; Employment; Intellectual Property & Technology; Litigation and Arbitration; Privacy and Data Security; Real Estate; Tax; White Collar Defense. The firm's clients include Fortune 500 companies and major financial institutions across a broad spectrum of industries throughout the world, and it has litigated and negotiated against some of the nation's largest law firms. Among Cohen & Gresser's clients are Goldman Sachs, Samsung Electronics, LG Electronics, Chesapeake Energy, Hyundai Rotem, Southwest Airlines, Bank of America, L’Oréal, and Ghislaine Maxwell.
Blue Harbour Group was an American investment firm that managed capital for pension funds, endowments, sovereign wealth funds, labor unions and other institutional investors. The company was based in Greenwich, Connecticut.
Eaton Partners is a global placement agent that assists in raising capital for funds managed by some of the largest private equity firms, hedge funds, real assets and real estate funds in the world. The firm is also one of the oldest placement agents in the private funds industry. Eaton Partners raises capital primarily from institutional investors including private and public pension funds, endowment funds, family offices, fund of funds, foundations and other large pools of money that invest in alternative asset classes.
Armstrong Investment Managers LLP, a.k.a., AIM, is a global investment management firm that invests in public equity, fixed income, and alternative investment instruments globally.
Fusion Asset Management LLP is an asset management firm based in central London specialising in managing volatility risks and risk hedging. Established in 2004 by Kirill Ilinski, a former JP Morgan trader, Fusion nowadays is a group of companies managing around £1 billion across a variety of volatility-related funds and advisory services.
Securities market participants in the United States include corporations and governments issuing securities, persons and corporations buying and selling a security, the broker-dealers and exchanges which facilitate such trading, banks which safe keep assets, and regulators who monitor the markets' activities. Investors buy and sell through broker-dealers and have their assets retained by either their executing broker-dealer, a custodian bank or a prime broker. These transactions take place in the environment of equity and equity options exchanges, regulated by the U.S. Securities and Exchange Commission (SEC), or derivative exchanges, regulated by the Commodity Futures Trading Commission (CFTC). For transactions involving stocks and bonds, transfer agents assure that the ownership in each transaction is properly assigned to and held on behalf of each investor.
Ron S. Geffner is an American attorney and former U.S. Securities and Exchange Commission enforcement lawyer. Geffner is a founding partner of Sadis & Goldberg, where he heads Financial Services Group providing legal counsel to over 800 funds including domestic and international financial institutions, family offices, hedge funds, venture capital and private equity funds. Geffner was previously in-house counsel to the Investment Management Industry Services Group of PricewaterhouseCoopers.
Martin P. Russo is an American trial lawyer of Sicilian and Cuban heritage from New York. He handles complex business litigation in state and federal courts throughout the United States, and other matters pending in administrative and alternative dispute resolution forums. He has handled bet-the-company litigations, complicated commercial disputes, financial services litigation, regulatory defense, white collar defense, corporate compliance and internal investigations for publicly held and private companies in the United States and abroad.
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