James E. Satloff | |
---|---|
Born | 1962 (age 59–60) |
Nationality | American |
Education | Pittsford Mendon High School, Columbia College, Columbia Business School |
Known for | Entrepreneur, executive, businessman |
James Satloff (born 1962) is an American businessman. He founded Liberty Skis and served as the CEO of C.E. Unterberg, Towbin.
James Satloff has an MBA from Columbia Business School and a BA from Columbia College, where he majored in computer science and artificial intelligence with a concentration in humanities and French. [1]
Satloff is a founder of Liberty Skis, a Colorado-based snow ski manufacturer; [2] the Executive Chairman of InvestorForce, Inc; [3] and a director of Larkspur & Hawk, a New York City-based jewelry manufacturer.
Prior positions include chief executive officer of Inform Technologies LLC from May 24, 2007 to May 2009, and chief executive officer and president of C.E. Unterberg, Towbin. From 1996 through 2004, he served as an executive managing director of Standard & Poor's Investment Services, president of its Compustat division, and president of its broker/dealer, Standard & Poor's Securities, Inc. Additionally, he has held positions at Bankers Trust Company, Salomon Brothers, and Touche Ross & Co.; and he co-founded Fusion Management Consulting with Eric Mendelsohn. Satloff previously served as a vice president of Bankers Trust Company and vice president of Salomon Brothers. He has been the executive chairman of InvestorForce, Inc. since May 2010.
While at C.E. Unterberg, Towbin, Satloff testified before Congress about the impact of the Sarbanes-Oxley Act of 2002 on small businesses, three years after its passage into law. [4] He further commented on new Securities and Exchange Commission rules concerning so-called well-known seasoned issuers, and the rules' effect on small companies seeking access to the public markets. [5]
James Satloff holds a number of US patents for technological innovation, including ones for a simplified computer keyboard, [6] a system for using trading cards interactively, [7] and a portable computer desk with power generator. [8]
Satloff is the son of Aaron Satloff, a professor of psychology at the University of Rochester. [9] He is married to Emily Unterberg Satloff, [9] with whom he has two sons, including Dustin Satloff. He resides in New York City. His father-in-law, Thomas I. Unterberg, was the chairman of the investment bank L.F. Rothschild. [10]
Columbia Business School (CBS) is the business school of Columbia University in the City of New York in Manhattan, New York City. Established in 1916, Columbia Business School is one of six Ivy League business schools and is one of the oldest business schools in the world. In 2022, it was ranked as the 2nd best business school.
The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall Street Crash of 1929. The primary purpose of the SEC is to enforce the law against market manipulation.
The Sarbanes–Oxley Act of 2002 is a United States federal law that mandates certain practices in financial record keeping and reporting for corporations.
Charles Christopher Cox is an American attorney and politician who served as chair of the U.S. Securities and Exchange Commission, a 17-year Republican member of the United States House of Representatives, and member of the White House staff in the Reagan Administration. Prior to his Washington service he was a practicing attorney, teacher, and entrepreneur. Following his retirement from government in 2009, he returned to law practice and currently serves as a director, trustee, and advisor to several for-profit and nonprofit organizations.
Cox Enterprises, Inc. is a privately held global conglomerate headquartered in Atlanta, Georgia, United States, with approximately 55,000 employees and $21 billion in total revenue. Its major operating subsidiaries are Cox Communications, Cox Automotive, and Cox Media Group. The company's major national brands include AutoTrader, Kelley Blue Book and more.
Lazard Ltd is a financial advisory and asset management firm that engages in investment banking, asset management and other financial services, primarily with institutional clients. It is the world's largest independent investment bank, with principal executive offices in New York City, Paris and London.
Salomon Brothers, Inc., was an American multinational bulge bracket investment bank headquartered in New York. It was one of the five largest investment banking enterprises in the United States and the most profitable firm on Wall Street during the 1980s and 1990s. Its CEO and chairman at that time, John Gutfreund, was nicknamed "the King of Wall Street".
The secondary market, also called the aftermarket and follow on public offering, is the financial market in which previously issued financial instruments such as stock, bonds, options, and futures are bought and sold. Another frequent usage of "secondary market" is to refer to loans which are sold by a mortgage bank to investors such as Fannie Mae and Freddie Mac.
The Public Company Accounting Oversight Board (PCAOB) is a nonprofit corporation created by the Sarbanes–Oxley Act of 2002 to oversee the audits of public companies and other issuers in order to protect the interests of investors and further the public interest in the preparation of informative, accurate and independent audit reports. The PCAOB also oversees the audits of broker-dealers, including compliance reports filed pursuant to federal securities laws, to promote investor protection. All PCAOB rules and standards must be approved by the U.S. Securities and Exchange Commission (SEC).
Securities fraud, also known as stock fraud and investment fraud, is a deceptive practice in the stock or commodities markets that induces investors to make purchase or sale decisions on the basis of false information, frequently resulting in losses, in violation of securities laws.
John Halle Gutfreund was an American banker, businessman, and investor. He was the CEO of Salomon Brothers Inc, an investment bank that gained prominence in the 1980s. Gutfreund turned Salomon Brothers from a private partnership into a publicly traded corporation, which started a trend in Wall Street for investment companies to go public. In 1985, Business Week gave him the nickname "King of Wall Street".
Robert D. Arnott is an American entrepreneur, investor, editor and writer who focuses on articles about quantitative investing.
The Financial Instruments and Exchange Act, promulgated on June 14, 2006, is the main statute codifying securities law and regulating securities companies in Japan.
John P. Reese is an American author, financial columnist, and money manager. He has written two books about investing, and is a columnist for several international financial publications, including Forbes magazine and Forbes.com; Canada's The Globe and Mail; RealMoney.com ; and the Israeli newspaper Globes.
C.E. Unterberg, Towbin, was a United States investment bank. Founded as C.E. Unterberg & Co. in 1932 by Clarence E. Unterberg, the firm changed its name to C.E Unterberg, Towbin & Co., in 1953.
L.F. Rothschild was a merchant and investment banking firm based in the United States and founded in 1899. The firm collapsed following the 1987 stock market crash.
Richard A Barone is an American entrepreneur, activist investor, and former investment advisor. He is currently Chairman of the ArchEagle Family Office, as well as the Founder and Chairman of the Museum of American Porcelain Art. In years past, his major businesses included the founding, Chairmanship and CEO of Maxus Investment Group which he sold to Fifth Third Bank in 2001. Then, in 2002, he founded Ancora Advisors and went on to serve as its Chairman and CEO.
Andrew Stephen Bower Knight is an English journalist, editor, and director of News Corporation.
Rothschild & Co is a multinational investment bank and financial services company, and the flagship of the Rothschild banking group controlled by the French and British branches of the Rothschild family.