Algorithmic accountability refers to the allocation of responsibility for the consequences of real-world actions influenced by algorithms used in decision-making processes. [1]
Ideally, algorithms should be designed to eliminate bias from their decision-making outcomes. This means they ought to evaluate only relevant characteristics of the input data, avoiding distinctions based on attributes that are generally inappropriate in social contexts, such as an individual's ethnicity in legal judgments. However, adherence to this principle is not always guaranteed, and there are instances where individuals may be adversely affected by algorithmic decisions. Responsibility for any harm resulting from a machine's decision may lie with the algorithm itself or with the individuals who designed it, particularly if the decision resulted from bias or flawed data analysis inherent in the algorithm's design. [2]
Algorithms are widely utilized across various sectors of society that incorporate computational techniques in their control systems. These applications span numerous industries, including but not limited to medical, transportation, and payment services. [3] In these contexts, algorithms perform functions such as: [4]
However, the implementation of these algorithms can be complex and opaque. Generally, algorithms function as "black boxes," meaning that the specific processes an input undergoes during execution are often not transparent, with users typically only seeing the resulting output. [5] This lack of transparency raises concerns about potential biases within the algorithms, as the parameters influencing decision-making may not be well understood. The outputs generated can lead to perceptions of bias, especially if individuals in similar circumstances receive different results. According to Nicholas Diakopoulos:
But these algorithms can make mistakes. They have biases. Yet they sit in opaque black boxes, their inner workings, their inner “thoughts” hidden behind layers of complexity. We need to get inside that black box, to understand how they may be exerting power on us, and to understand where they might be making unjust mistakes
Algorithms are prevalent across various fields and significantly influence decisions that affect the population at large. Their underlying structures and parameters often remain unknown to those impacted by their outcomes. A notable case illustrating this issue is a recent ruling by the Wisconsin Supreme Court concerning "risk assessment" algorithms used in criminal justice. [3] The court determined that scores generated by such algorithms, which analyze multiple parameters from individuals, should not be used as a determining factor for arresting an accused individual. Furthermore, the court mandated that all reports submitted to judges must include information regarding the accuracy of the algorithm used to compute these scores.
This ruling is regarded as a noteworthy development in how society should manage software that makes consequential decisions, highlighting the importance of reliability, particularly in complex settings like the legal system. The use of algorithms in these contexts necessitates a high degree of impartiality in processing input data. However, experts note that there is still considerable work to be done to ensure the accuracy of algorithmic results. Questions about the transparency of data processing continue to arise, which raises issues regarding the appropriateness of the algorithms and the intentions of their designers.[ citation needed ]
A notable instance of potential algorithmic bias is highlighted in an article by The Washington Post [6] regarding the ride-hailing service Uber. An analysis of collected data revealed that estimated waiting times for users varied based on the neighborhoods in which they resided. Key factors influencing these discrepancies included the predominant ethnicity and average income of the area.
Specifically, neighborhoods with a majority white population and higher economic status tended to have shorter waiting times, while those with more diverse ethnic compositions and lower average incomes experienced longer waits. It’s important to clarify that this observation reflects a correlation identified in the data, rather than a definitive cause-and-effect relationship. No value judgments are made regarding the behavior of the Uber app in these cases.
In a separate analysis published in the "Direito Digit@l" column on the Migalhas website, authors Coriolano Almeida Camargo and Marcelo Crespo examine the use of algorithms in decision-making contexts traditionally handled by humans. They discuss the challenges in assessing whether machine-generated decisions are fair and the potential flaws that can arise in this validation process.
The issue transcends and will transcend the concern with which data is collected from consumers to the question of how this data is used by algorithms. Despite the existence of some consumer protection regulations, there is no effective mechanism available to consumers that tells them, for example, whether they have been automatically discriminated against by being denied loans or jobs.
The rapid advancement of technology has introduced numerous innovations to society, including the development of autonomous vehicles. These vehicles rely on algorithms embedded within their systems to manage navigation and respond to various driving conditions. Autonomous systems are designed to collect data and evaluate their surroundings in real time, allowing them to make decisions that simulate the actions of a human driver.
In their analysis, Camargo and Crespo address potential issues associated with the algorithms used in autonomous vehicles. They particularly emphasize the challenges related to decision-making during critical moments, highlighting the complexities and ethical considerations involved in programming such systems to ensure safety and fairness.
The technological landscape is rapidly changing with the advent of very powerful computers and algorithms that are moving toward the impressive development of artificial intelligence. We have no doubt that artificial intelligence will revolutionize the provision of services and also industry. The problem is that ethical issues urgently need to be thought through and discussed. Or are we simply going to allow machines to judge us in court cases? Or that they decide who should live or die in accident situations that could be intervened by some technological equipment, such as autonomous cars?
In TechCrunch website, Hemant Taneja wrote: [7]
Concern about “black box” algorithms that govern our lives has been spreading. New York University’s Information Law Institute hosted a conference on algorithmic accountability, noting: “Scholars, stakeholders, and policymakers question the adequacy of existing mechanisms governing algorithmic decision-making and grapple with new challenges presented by the rise of algorithmic power in terms of transparency, fairness, and equal treatment.” Yale Law School’s Information Society Project is studying this, too. “Algorithmic modeling may be biased or limited, and the uses of algorithms are still opaque in many critical sectors,” the group concluded.
Discussions among experts have sought viable solutions to understand the operations of algorithms, often referred to as "black boxes." It is generally proposed that companies responsible for developing and implementing these algorithms should ensure their reliability by disclosing the internal processes of their systems.
Hemant Taneja, writing for TechCrunch, emphasizes that major technology companies, such as Google, Amazon, and Uber, must actively incorporate algorithmic accountability into their operations. He suggests that these companies should transparently monitor their own systems to avoid stringent regulatory measures. [7]
One potential approach is the introduction of regulations in the tech sector to enforce oversight of algorithmic processes. However, such regulations could significantly impact software developers and the industry as a whole. It may be more beneficial for companies to voluntarily disclose the details of their algorithms and decision-making parameters, which could enhance the trustworthiness of their solutions.
Another avenue discussed is the possibility of self-regulation by the companies that create these algorithms, allowing them to take proactive steps in ensuring accountability and transparency in their operations. [7]
In TechCrunch website, Hemant Taneja wrote: [7]
There’s another benefit — perhaps a huge one — to software-defined regulation. It will also show us a path to a more efficient government. The world’s legal logic and regulations can be coded into software and smart sensors can offer real-time monitoring of everything from air and water quality, traffic flows and queues at the DMV. Regulators define the rules, technologist create the software to implement them and then AI and ML help refine iterations of policies going forward. This should lead to much more efficient, effective governments at the local, national and global levels.
Independent media refers to any media, such as television, newspapers, or Internet-based publications, that is free of influence by government or corporate interests. The term has varied applications.
Disease Informatics (also infectious disease informatics) studies the knowledge production, sharing, modeling, and management of infectious diseases. It became a more studied field as a by-product of the rapid increases in the amount of biomedical and clinical data widely available, and to meet the demands for useful data analyses of such data.
The ethics of artificial intelligence covers a broad range of topics within the field that are considered to have particular ethical stakes. This includes algorithmic biases, fairness, automated decision-making, accountability, privacy, and regulation. It also covers various emerging or potential future challenges such as machine ethics, lethal autonomous weapon systems, arms race dynamics, AI safety and alignment, technological unemployment, AI-enabled misinformation, how to treat certain AI systems if they have a moral status, artificial superintelligence and existential risks.
Data portability is a concept to protect users from having their data stored in "silos" or "walled gardens" that are incompatible with one another, i.e. closed platforms, thus subjecting them to vendor lock-in and making the creation of data backups or moving accounts between services difficult.
Machine ethics is a part of the ethics of artificial intelligence concerned with adding or ensuring moral behaviors of man-made machines that use artificial intelligence, otherwise known as artificial intelligent agents. Machine ethics differs from other ethical fields related to engineering and technology. It should not be confused with computer ethics, which focuses on human use of computers. It should also be distinguished from the philosophy of technology, which concerns itself with technology's grander social effects.
Algorithmic transparency is the principle that the factors that influence the decisions made by algorithms should be visible, or transparent, to the people who use, regulate, and are affected by systems that employ those algorithms. Although the phrase was coined in 2016 by Nicholas Diakopoulos and Michael Koliska about the role of algorithms in deciding the content of digital journalism services, the underlying principle dates back to the 1970s and the rise of automated systems for scoring consumer credit.
Explainable AI (XAI), often overlapping with interpretable AI, or explainable machine learning (XML), either refers to an artificial intelligence (AI) system over which it is possible for humans to retain intellectual oversight, or refers to the methods to achieve this. The main focus is usually on the reasoning behind the decisions or predictions made by the AI which are made more understandable and transparent. This has been brought up again as a topic of active research as users now need to know the safety and explain what automated decision making is in different applications. XAI counters the "black box" tendency of machine learning, where even the AI's designers cannot explain why it arrived at a specific decision.
In the regulation of algorithms, particularly artificial intelligence and its subfield of machine learning, a right to explanation is a right to be given an explanation for an output of the algorithm. Such rights primarily refer to individual rights to be given an explanation for decisions that significantly affect an individual, particularly legally or financially. For example, a person who applies for a loan and is denied may ask for an explanation, which could be "Credit bureau X reports that you declared bankruptcy last year; this is the main factor in considering you too likely to default, and thus we will not give you the loan you applied for."
Algorithmic bias describes systematic and repeatable errors in a computer system that create "unfair" outcomes, such as "privileging" one category over another in ways different from the intended function of the algorithm.
ACM Conference on Fairness, Accountability, and Transparency is a peer-reviewed academic conference series about ethics and computing systems. Sponsored by the Association for Computing Machinery, this conference focuses on issues such as algorithmic transparency, fairness in machine learning, bias, and ethics from a multi-disciplinary perspective. The conference community includes computer scientists, statisticians, social scientists, scholars of law, and others.
Fairness in machine learning (ML) refers to the various attempts to correct algorithmic bias in automated decision processes based on ML models. Decisions made by such models after a learning process may be considered unfair if they were based on variables considered sensitive.
Government by algorithm is an alternative form of government or social ordering where the usage of computer algorithms is applied to regulations, law enforcement, and generally any aspect of everyday life such as transportation or land registration. The term "government by algorithm" has appeared in academic literature as an alternative for "algorithmic governance" in 2013. A related term, algorithmic regulation, is defined as setting the standard, monitoring and modifying behaviour by means of computational algorithms – automation of judiciary is in its scope. In the context of blockchain, it is also known as blockchain governance.
Regulation of algorithms, or algorithmic regulation, is the creation of laws, rules and public sector policies for promotion and regulation of algorithms, particularly in artificial intelligence and machine learning. For the subset of AI algorithms, the term regulation of artificial intelligence is used. The regulatory and policy landscape for artificial intelligence (AI) is an emerging issue in jurisdictions globally, including in the European Union. Regulation of AI is considered necessary to both encourage AI and manage associated risks, but challenging. Another emerging topic is the regulation of blockchain algorithms and is mentioned along with regulation of AI algorithms. Many countries have enacted regulations of high frequency trades, which is shifting due to technological progress into the realm of AI algorithms.
The Algorithmic Justice League (AJL) is a digital advocacy non-profit organization based in Cambridge, Massachusetts. Founded in 2016 by computer scientist Joy Buolamwini, the AJL uses research, artwork, and policy advocacy to increase societal awareness regarding the use of artificial intelligence (AI) in society and the harms and biases that AI can pose to society. The AJL has engaged in a variety of open online seminars, media appearances, and tech advocacy initiatives to communicate information about bias in AI systems and promote industry and government action to mitigate against the creation and deployment of biased AI systems. In 2021, Fast Company named AJL as one of the 10 most innovative AI companies in the world.
Algorithmic management is a term used to describe certain labor management practices in the contemporary digital economy. In scholarly uses, the term was initially coined in 2015 by Min Kyung Lee, Daniel Kusbit, Evan Metsky, and Laura Dabbish to describe the managerial role played by algorithms on the Uber and Lyft platforms, but has since been taken up by other scholars to describe more generally the managerial and organisational characteristics of platform economies. However, digital direction of labor was present in manufacturing already since the 1970s and algorithmic management is becoming increasingly widespread across a wide range of industries.
Algorithm aversion is defined as a "biased assessment of an algorithm which manifests in negative behaviors and attitudes towards the algorithm compared to a human agent." This phenomenon describes the tendency of humans to reject advice or recommendations from an algorithm in situations where they would accept the same advice if it came from a human.
Automated decision-making (ADM) involves the use of data, machines and algorithms to make decisions in a range of contexts, including public administration, business, health, education, law, employment, transport, media and entertainment, with varying degrees of human oversight or intervention. ADM involves large-scale data from a range of sources, such as databases, text, social media, sensors, images or speech, that is processed using various technologies including computer software, algorithms, machine learning, natural language processing, artificial intelligence, augmented intelligence and robotics. The increasing use of automated decision-making systems (ADMS) across a range of contexts presents many benefits and challenges to human society requiring consideration of the technical, legal, ethical, societal, educational, economic and health consequences.
The European Centre for Algorithmic Transparency (ECAT) provides scientific and technical expertise to support the enforcement of the Digital Services Act (DSA) and researches the impact of algorithmic systems deployed by online platforms and search engines. Launched in 2023, ECAT is part of the Joint Research Centre within the European Commission, working in close collaboration with the Directorate General Communications Networks, Content and Technology.
Open-source artificial intelligence is an AI system that is freely available to use, study, modify, and share. These attributes extend to each of the system's components, including datasets, code, and model parameters, promoting a collaborative and transparent approach to AI development.
The Black Box Society: The Secret Algorithms That Control Money and Information is a 2016 academic book authored by law professor Frank Pasquale that interrogates the use of opaque algorithms—referred to as black boxes—that increasingly control decision-making in the realms of search, finance, and reputation.