Background
Ernest Benjamin Smith was indicted for murder for taking part in the armed robbery of a grocery store during which his accomplice fatally shot a clerk. The State of Texas announced its intention to seek the death penalty and the trial judge ordered a competency evaluation of Smith after Smith's indictment and after he had obtained counsel. The evaluation was conducted in the jail by Dr. James P. Grigson who determined that Smith was competent to stand trial. Defense counsel were aware after the fact that Dr. Grigson interviewed Smith when they saw the psychiatric report in the form of a letter filed with the court. In this letter, Dr. Grigson termed Smith "a severe sociopath," but no more specific statements as to Smith's future dangerousness. [2]
Smith was tried by a jury and convicted. The same jury heard a separate sentencing proceeding as required by Texas law. One of the three issues the jury had to determine was the future dangerousness of the defendant and whether he would continue to pose a threat to society. Over the defense counsel's objections, the doctor who conducted the pretrial competency evaluation was allowed to testify and his opinion was that Smith continued to be dangerous and thus would continue to constitute a danger to society. The jury determined the issue of the defendant's dangerousness as well as the other two issues against the defendant, making the death penalty mandatory under Texas law. [3]
Appeals
Smith appealed to the Texas Court of Criminal Appeals which affirmed the conviction and death sentence. Smith's writs of habeas corpus to the state courts were denied so he petitioned Federal District Court for relief. The Federal District Court vacated the death sentence, finding that the trial court erred constitutionally by admitting the doctor's testimony at the penalty phase. The United States Court of Appeals affirmed this decision. [3]
The Sixth Amendment to the United States Constitution sets forth rights related to criminal prosecutions. It was ratified in 1791 as part of the United States Bill of Rights. The Supreme Court has applied all but one of this amendment's protections to the states through the Due Process Clause of the Fourteenth Amendment.
Strickland v. Washington, 466 U.S. 668 (1984), was a landmark Supreme Court case that established the standard for determining when a criminal defendant's Sixth Amendment right to counsel is violated by that counsel's inadequate performance.
In the United States criminal justice system, a competency evaluation is an assessment of the ability of a defendant to understand and rationally participate in a court process.
Wiggins v. Smith, 539 U.S. 510 (2003), is a case in which the United States Supreme Court spelled out standards for "effectiveness" in the constitutional right to legal counsel guaranteed by the Sixth Amendment. Previously the court had determined that the Sixth Amendment included the right to "effective assistance" of legal counsel, but it did not specify what constitutes "effective", thus leaving the standards for effectiveness vague. In Wiggins v. Smith, the court set forth the American Bar Association Guidelines for the Appointment and Performance of Defense Counsel in Death Penalty Cases Guideline 11.8.6.(1989), as a specific guideline by which to measure effectiveness and competence of legal counsel.
In criminal law, a mitigating factor, also known as an extenuating circumstance, is any information or evidence presented to the court regarding the defendant or the circumstances of the crime that might result in reduced charges or a lesser sentence. Unlike a legal defense, the presentation of mitigating factors will not result in the acquittal of a defendant. The opposite of a mitigating factor is an aggravating factor.
Tennard v. Dretke, 542 U.S. 274 (2004), was a United States Supreme Court case in which the court was asked whether evidence of the defendant's low IQ in a death penalty trial had been adequately presented to the jury for full consideration in the penalty phase of his trial. The Supreme Court held that not considering a defendant's low IQ would breach his Eighth Amendment rights and constitute a cruel and unusual punishment.
Jackson v. Indiana, 406 U.S. 715 (1972), was a landmark decision of the United States Supreme Court that determined a U.S. state violated due process by involuntarily committing a criminal defendant for an indefinite period of time solely on the basis of his permanent incompetency to stand trial on the charges filed against him.
Barefoot v. Estelle, 463 U.S. 880 (1983), is a United States Supreme Court case. The Court ruled on the admissibility of clinical opinions given by two psychiatrists hired by the prosecution in answer to hypothetical questions regarding the defendant's future dangerousness and the likelihood that he would present a continuing threat to society in this Texas death penalty case. The American Psychiatric Association submitted an amicus curiae brief in support of the defendant's position that such testimony should be inadmissible and urging curtailment of psychiatric testimony regarding future dangerousness and a prohibition of such testimony based on hypothetical data.
Drope v. Missouri, 420 U.S. 162 (1975), was a United States Supreme Court case in which the Court held a Missouri trial court deprived a defendant of due process by failing to order a competency examination after he was hospitalized following an attempted suicide and as a result missed a portion of his trial for a capital offense.
Cooper v. Oklahoma, 517 U.S. 348 (1996), was a United States Supreme Court case in which the Court reversed an Oklahoma court decision holding that a defendant is presumed to be competent to stand trial unless he proves otherwise by the second highest legal standard of proof, that of clear and convincing evidence, ruling that to be unconstitutional. The court said the defendant's Fourteenth Amendment rights to due process were violated.
United States criminal procedure derives from several sources of law: the baseline protections of the United States Constitution, federal and state statutes; federal and state rules of criminal procedure ; and state and federal case law. Criminal procedures are distinct from civil procedures in the US.
Indiana v. Edwards, 554 U.S. 164 (2008), was a United States Supreme Court case in which the Court held that the standard for competency to stand trial was not linked to the standard for competency to represent oneself.
Jeffery Lee "Jeff" Wood is a man on death row in the state of Texas. He was scheduled for execution in 2008 and 2016 before stays of execution were issued. As in the case of Kenneth Foster, Wood's death sentence stems from the Texas law of parties, which is related to the felony murder rule.
Griffin v. California, 380 U.S. 609 (1965), was a United States Supreme Court case in which the Court ruled, by a 6–2 vote, that it is a violation of a defendant's Fifth Amendment rights for the prosecutor to comment to the jury on the defendant's declining to testify, or for the judge to instruct the jury that such silence is evidence of guilt.
The Wisconsin circuit courts are the general trial courts in the state of Wisconsin. There are currently 69 circuits in the state, divided into 10 judicial administrative districts. Circuit court judges hear and decide both civil and criminal cases. Each of the 249 circuit court judges are elected and serve six-year terms.
Penry v. Johnson, 532 U.S. 782 (2001), is a United States Supreme Court case which concerned whether instructions given to a Texas jury were constitutionally adequate to emphasize the mitigating factors in sentencing of defendants who are intellectually disabled The Texas courts had determined the sentencing instructions were consistent with prior Supreme Court jurisprudence, but the Court in a divided decision reversed, finding the sentencing instructions insufficient. This was the second time Penry's case made it to the Supreme Court.
Deck v. Missouri, 544 U.S. 622 (2005), was a United States Supreme Court case that dealt with the constitutionality of shackling a prisoner during the sentencing phase of a trial. In a 7–2 opinion delivered by Justice Breyer, the court held that it is against due process, a right prescribed by the 5th and 14th Amendments, to shackle a defendant in the sentencing portion of a trial unless the shackling relates to a specific defendant and certain state interests.
The United States Constitution contains several provisions regarding the law of criminal procedure.
James Paul Grigson Jr., nicknamed "Dr. Death" by some press accounts, was a Texas forensic psychiatrist who testified in 167 capital trials, nearly all of which resulted in death sentences. He was exposed as a charlatan and expelled by the American Psychiatric Association and the Texas Society of Psychiatric Physicians in 1995 for unethical conduct.
Simmons v. South Carolina, 512 U.S. 154 (1994), is a United States Supreme Court case holding that, where a capital defendant's future dangerousness is at issue, and the only alternative sentence available is life imprisonment without the possibility of parole, the sentencing jury must be informed that the defendant is ineligible for parole.
