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In air traffic control, separation is the name for the concept of keeping an aircraft outside a minimum distance from another aircraft to reduce the risk of those aircraft colliding, as well as prevent accidents due to secondary factors, such as wake turbulence. Separation can also apply to terrain, obstacles, and controlled airspace, wherein an aircraft must stay at a minimum distance from a block of airspace; as an example, all aircraft must be approved by the controller who "owns" the airspace before the aircraft is approved to enter that sector.
Air traffic controllers apply rules, known as separation minima, to do this. Pairs of aircraft to which these rules have been successfully applied are said to be separated: the risk of these aircraft colliding is therefore remote. If separation is lost between two aircraft, they are said to be in a conflict.
When an aircraft passes behind or follows another aircraft, wake turbulence minima are applied due to the effect of the wingtip vortices of the preceding aircraft on the following aircraft. These minima vary depending on the relative size of the two aircraft. This is acute on final approach with a smaller aircraft following larger aircraft.
It is a common misconception that air traffic controllers keep all aircraft separated. Whether aircraft actually need separating depends upon the class of airspace in which the aircraft are flying, and the flight rules under which the pilot is operating the aircraft. As stated by the U.S. FAA, The pilot has the ultimate responsibility for ensuring appropriate separations and positioning of the aircraft in the terminal area to avoid the wake turbulence created by a preceding aircraft. [1]
There are three sets of flight rules under which an aircraft can be flown:
Public transport flights are almost exclusively operated under IFR, as this set of rules allows flight in regions of low visibility (e.g. cloud). On the other hand, a large amount of private flying in light aircraft is done under VFR since this requires a lower level of flying skill on the part of the pilot, and meteorological conditions in which a pilot can see and avoid other aircraft. As its name suggests, SVFR is a special infrequently-used set of rules. For the purposes of separation, controllers consider SVFR to be the same as IFR.
Airspace exists in seven classes, A to G, in decreasing order of air traffic control regulation. Classes A to E are controlled airspace and class G is uncontrolled airspace. At one end of the scale in classes A and B airspace, all aircraft must be separated from each other. At the other end of the scale in class G airspace there is no requirement for any aircraft to be separated from each other. In the intermediate classes some aircraft are separated from each other depending on the flight rules under which the aircraft are operating. For example, in class D airspace, IFR aircraft are separated from other IFR aircraft, but not from VFR aircraft, nor are VFR aircraft separated from each other.
Between the surface and an altitude of 29,000 feet (8,800 m), no aircraft should come closer vertically than 300 metres, unless some form of horizontal separation is provided (Note: for countries that measure altitude in feet, a 1,000 feet minimum is observed rather than the 984.252 feet found in 300 meters). Above 29,000 feet (8,800 m), no aircraft shall come closer than 600 m (or 2,000 feet), except in airspace where Reduced Vertical Separation Minima (RVSM) can be applied.
In certain airspace, between 29,000 and 41,000 feet (12,500 m), pairs of aircraft equipped with more modern altimeter and autopilot systems can be vertically separated by minimum of 1,000 feet (300 m) rather than the standard 2,000 feet (600 m).
RVSM airspace encompasses Europe, North America, parts of Asia and Africa and both the Pacific and Atlantic oceans. In areas where RVSM capabilities exist, 1,000 feet of vertical separation may be utilized up to FL410 (41,000 ft), and 2,000 between FL410 and FL600 (60,000 ft). 5,000 ft vertical separation must be applied to military aircraft above FL600, RVSM or not.
"MARSA" separation can be applied by military aircraft, which overrides all of these rules. Under MARSA conditions (Military Assumes Responsibility for Separating Aircraft), Air traffic controllers protect only a block of airspace around multiple military aircraft. They are treated as one, and given only one data tag on the controller's scope.
If any two aircraft are separated by less than the vertical separation minimum, then some form of horizontal separation must exist.
Procedural separation, or more technically, temporal separation, is separation based upon the position of the aircraft, based strictly on timing. It therefore does not necessarily require the use of radar to provide air traffic control using procedural separation minima. In procedural control, any period during which two aircraft are not vertically separated is said to be "level change". In some cases, procedural separation minima are provided for use with radar assistance, however it is important not to get this mixed up with radar separation as in the former case the radar need not necessarily be certified for use for radar separation purposes, the separation is still procedural.
Lateral separation minima are usually based upon the position of the aircraft as derived visually, from dead reckoning or internal navigation sources, or from radio navigation aids ('beacons').
In the case of beacons, to be separated, the aircraft must be a certain distance from the beacon (measured by time or by DME) and their tracks to or from the beacon must diverge by a minimum angle.
Other lateral separation may be defined by the geography of pre-determined routes, for example the North Atlantic Track system.
If two aircraft are not laterally separated, and are following tracks within 45 degrees of each other (or the reciprocal), then they are said to be following the same route and some form of longitudinal separation must exist.
Longitudinal separation can be based upon time or distance as measure by DME. The golden rule is the 10-minute rule: no two aircraft following the same route must come within 15 minutes flying time of each other. In areas with good navaid cover this reduces to 10 minutes; if the preceding aircraft is faster than the following one then this can be reduced further depending on the difference in speed.
Aircraft whose tracks bisect at more than 45 degrees are said to be crossing, in this case longitudinal separation cannot be applied as it will not be very long before lateral separation will exist again.
Radar separation is applied by a controller observing that the radar returns from the two aircraft are a certain minimum horizontal distance away from each other, as observed on a suitably calibrated radar system. The actual distance used varies: 5NM (9.26km) is common in en route airspace, 3 NM is common in terminal airspace at lower levels. On occasion, 10 NM may be used, especially at long range or in regions of less reliable radar coverage.
As a practical example of the rules, US FAA rules are published in the FAA Order 7110.65; the rules are complicated, and they allow different separation distances (from 3NM to 10NM) depending on the aircraft, distance from radar antenna, type of radar used, flight level, etc. [2]
In certain special cases, controllers may reduce separation below the usually required minima.
Aerodrome or "Tower" controllers work in tall towers with large windows allowing them, in good weather, to see the aircraft flying in the vicinity of the aerodrome, unless the aircraft is not in sight from the tower (e.g. a helicopter departing from a ramp area). Also, aircraft in the vicinity of an aerodrome tend to be flying at lower speeds. Therefore, if the aerodrome controller can see both aircraft, or both aircraft report that they can see each other, or a following aircraft reports that it can see the preceding one, controllers may reduce the standard separation to whatever is adequate to prevent a collision.
Under its SESAR project, Eurocontrol is optimizing the slack of the separation, reducing it from 3 to 2.5 nmi (5.6 to 4.6 km): a simulation increased throughput by up to 14% at Zurich's Runway 14, which cannot have any high-speed exit, inducing a longer runway occupancy. [3]
A conflict is an event in which two or more aircraft experience a loss of minimum separation. This does not in itself suggest that the aircraft are at any risk of collision. However, the separation minima are set for risk mitigation and therefore it is central to a controller's job to prevent this situation from occurring. Conflicts are detected by data assistants, who report them to the actual controllers; the data assistants suggest how to solve the conflict, but the controller is not obligated to follow the suggested instructions. A conflict occurs when the distance between aircraft in flight violates a defining criterion, usually considered as 5 nautical miles (9 km) of horizontal and/or 1,000 ft (300 m) of vertical separation. These distances define an aircraft's protected zone, a volume of airspace surrounding the aircraft which should not be infringed upon by any other aircraft. [4]
A local conflict occurs if two or more aircraft pass a certain given point (in nearly all cases a certain town)[ citation needed ]. A local conflict occurs, if at least one of the following conditions are met:
An opposite conflict occurs if two aircraft are flying towards each other from opposing directions. Looking at the information on the flight progress strips, a controller can detect an opposite conflict by checking:
In aviation, instrument flight rules (IFR) is one of two sets of regulations governing all aspects of civil aviation aircraft operations; the other is visual flight rules (VFR).
In aviation, visual flight rules (VFR) are a set of regulations under which a pilot operates an aircraft in weather conditions generally clear enough to allow the pilot to see where the aircraft is going. Specifically, the weather must be better than basic VFR weather minima, i.e., in visual meteorological conditions (VMC), as specified in the rules of the relevant aviation authority. The pilot must be able to operate the aircraft with visual reference to the ground, and by visually avoiding obstructions and other aircraft.
Air traffic control (ATC) is a service provided by ground-based air traffic controllers who direct aircraft on the ground and through a given section of controlled airspace, and can provide advisory services to aircraft in non-controlled airspace. The primary purpose of ATC is to prevent collisions, organise and expedite the flow of traffic in the air, and provide information and other support for pilots.
In aviation, a flight level (FL) is an aircraft's altitude as determined by a pressure altimeter using the International Standard Atmosphere. It is expressed in hundreds of feet or metres. The altimeter setting used is the ISA surface pressure of 1013 hPa or (29.92 inHg). The actual surface pressure may vary from this at different locations and times. Therefore, by using a standard pressure setting, every aircraft has the same altimeter setting, and vertical clearance can be maintained.
Airspace is the portion of the atmosphere controlled by a country above its territory, including its territorial waters or, more generally, any specific three-dimensional portion of the atmosphere. It is not the same as outer space which is the expanse or space outside the Earth and aerospace which is the general term for Earth's atmosphere and the outer space within the planet's vicinity.
In aviation, visual meteorological conditions (VMC) is an aviation flight category in which visual flight rules (VFR) flight is permitted—that is, conditions in which pilots have sufficient visibility to fly the aircraft maintaining visual separation from terrain and other aircraft. They are the opposite of instrument meteorological conditions (IMC). The boundary criteria between IMC and VMC are known as the VMC minima and are defined by: visibility, cloud ceilings, and cloud clearances.
Reduced vertical separation minimum (RVSM) is the reduction, from 2,000 feet to 1,000 feet, of the standard vertical separation required between aircraft flying between flight level 290 (29,000 ft) and flight level 410 (41,000 ft). Expressed in the International System of Units (SI), it is the reduction, from 600 m to 300 m, of required vertical separation of aircraft between altitudes 8,850 and 12,500 m. This reduction in vertical separation minimum therefore increases the number of aircraft that can fly in a particular volume of controlled airspace.
Flight plans are documents filed by a pilot or flight dispatcher with the local Air Navigation Service Provider prior to departure which indicate the plane's planned route or flight path. Flight plan format is specified in ICAO Doc 4444. They generally include basic information such as departure and arrival points, estimated time en route, alternate airports in case of bad weather, type of flight, the pilot's information, number of people on board, and information about the aircraft itself. In most countries, flight plans are required for flights under IFR, but may be optional for flying VFR unless crossing international borders. Flight plans are highly recommended, especially when flying over inhospitable areas such as water, as they provide a way of alerting rescuers if the flight is overdue. In the United States and Canada, when an aircraft is crossing the Air Defense Identification Zone (ADIZ), either an IFR or a special type of VFR flight plan called a DVFR flight plan must be filed. For IFR flights, flight plans are used by air traffic control to initiate tracking and routing services. For VFR flights, their only purpose is to provide needed information should search and rescue operations be required, or for use by air traffic control when flying in a "Special Flight Rules Area."
The world's navigable airspace is divided into three-dimensional segments, each of which is assigned to a specific class. Most nations adhere to the classification specified by the International Civil Aviation Organization (ICAO) and described below, though they might use only some of the classes defined below, and significantly alter the exact rules and requirements. Similarly, individual nations may also designate special use airspace (SUA) with further rules for reasons of national security or safety.
In aviation, instrument meteorological conditions (IMC) are weather conditions that require pilots to fly primarily by reference to flight instruments, and therefore under instrument flight rules (IFR), as opposed to flying by outside visual references under visual flight rules (VFR). Typically, this means flying in cloud or poor weather, where little or nothing can be seen or recognised when looking out of the window. Simulated IMC can be achieved for training purposes by wearing view-limiting devices, which restrict outside vision and force the trainee to rely on instrument indications only.
Special visual flight rules are a set of aviation regulations under which a pilot may operate an aircraft. It is a special case of operating under visual flight rules (VFR).
In air traffic control, an area control center (ACC), also known as a center or en-route center, is a facility responsible for controlling aircraft flying in the airspace of a given flight information region (FIR) at high altitudes between airport approaches and departures. In the US, such a center is referred to as an air route traffic control center (ARTCC).
Procedural control is a method of providing air traffic control services without the use of radar. It is used in regions of the world, specifically sparsely populated land areas and oceans, where radar coverage is either prohibitively expensive or is simply not feasible. It also may be used at very low-traffic airports, or at other airports at night when the traffic levels may not justify staffing the radar control positions, or as a back-up system in the case of radar failure.
Allegheny Airlines Flight 853 was a regularly scheduled Allegheny Airlines flight from Boston, Massachusetts, to St. Louis, Missouri, with stops in Baltimore, Maryland, Cincinnati, Ohio, and Indianapolis, Indiana. On September 9, 1969, the aircraft serving the flight, a McDonnell Douglas DC-9, collided in mid-air with a Piper PA-28 light aircraft near Fairland, Indiana. The DC-9 was carrying 78 passengers and 4 crew members, and the Piper was leased to a student pilot on a solo cross-country flight. All 83 occupants of both aircraft were killed in the accident and both aircraft were destroyed.
The North Atlantic Tracks, officially titled the North Atlantic Organised Track System (NAT-OTS), are a structured set of transatlantic flight routes that stretch from eastern North America to western Europe across the Atlantic Ocean, within the North Atlantic airspace region. They ensure that aircraft are separated over the ocean, where there is little radar coverage. These heavily travelled routes are used by aircraft flying between North America and Europe, operating between the altitudes of 29,000 and 41,000 ft inclusive. Entrance and movement along these tracks is controlled by special oceanic control centres to maintain separation between aircraft. The primary purpose of these routes is to allow air traffic control to effectively separate the aircraft. Because of the volume of NAT traffic, allowing aircraft to choose their own co-ordinates would make the ATC task far more complex. They are aligned in such a way as to minimize any head winds and maximize tail winds impact on the aircraft. This results in much more efficiency by reducing fuel burn and flight time. To make such efficiencies possible, the routes are created twice daily to take account of the shifting of the winds aloft and the principal traffic flow, eastward in North America evening and westward twelve hours later.
Radar control is a method of providing air traffic control services with the use of radar and Automatic Dependent Surveillance (ADS–B). The provision of air traffic control services without the use of radar is called procedural control.
VFR over-the-top (OTT) refers to flying over top of clouds in visual flight, rather than with reference to instruments. This is usually done for brief amount of time to avoid weather or turbulence.
The United States airspace system's classification scheme is intended to maximize pilot flexibility within acceptable levels of risk appropriate to the type of operation and traffic density within that class of airspace – in particular to provide separation and active control in areas of dense or high-speed flight operations.
The navigation paradox states that increased navigational precision may result in increased collision risk. In the case of ships and aircraft, the advent of Global Positioning System (GPS) navigation has enabled craft to follow navigational paths with such greater precision, that, without better distribution of routes, coordination between neighboring craft and collision avoidance procedures, the likelihood of two craft occupying the same space on the shortest distance line between two navigational points has increased.
Texas International Airlines Flight 655, registration N94230, was a Convair 600 turboprop aircraft en route from El Dorado to Texarkana, Arkansas, crashing into Black Fork Mountain, Arkansas, on the night of September 27, 1973. The eight passengers and three crewmembers on board were killed.
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