Caroline D. Pham | |
---|---|
![]() Official portrait, 2022 | |
Chair of the Commodity Futures Trading Commission | |
Acting | |
Assumed office January 20, 2025 | |
President | Donald Trump |
Preceded by | Rostin Behnam |
Commissioner of the Commodity Futures Trading Commission | |
Assumed office April 14,2022 | |
President | Joe Biden Donald Trump |
Preceded by | Dawn DeBerry Stump |
Personal details | |
Born | Modesto,California |
Education | University of California,Los Angeles (BA) George Washington University (JD) |
Caroline D. Pham is an American attorney who serves as a commissioner of the Commodity Futures Trading Commission. She was designated acting chair of the CFTC by President Donald Trump on January 20,2025.
Pham was born in Modesto,California. [1] [2] Her Vietnamese-born parents were evacuated by helicopter from the U.S. Embassy in Saigon in April 1975. [3] She earned a Bachelor of Arts degree from the University of California,Los Angeles [ when? ] and a Juris Doctor from the George Washington University Law School. [4]
From 2005 to 2008,Pham worked as an assistant at Sullivan &Cromwell. She was also a legal intern at the Commodity Futures Trading Commission,the Securities and Exchange Commission and a law clerk in the Office of the Comptroller of the Currency. She served as a judicial extern to former Chief Judge Loren A. Smith. From 2013 to 2014,she served as special counsel and policy advisor to CFTC Commissioner Scott D. O'Malia. Since 2014,she has worked in several positions at Citigroup. [5] [6]
In December 2021,President Joe Biden announced his intent to nominate Pham to be a commissioner of the Commodity Futures Trading Commission. [5] Her nomination was confirmed by the United States Senate on March 28,2022, [7] and she was sworn in on April 14. [8]
The Commodity Futures Trading Commission (CFTC) is an independent agency of the US government created in 1974 that regulates the U.S. derivatives markets,which includes futures,swaps,and certain kinds of options.
Wendy Lee Gramm is an American economist who led the Commodity Futures Trading Commission during the Reagan administration. She is also the wife of former United States Senator Phil Gramm. Gramm has gained notoriety for her role in the Enron scandal.
Nancy Erickson is an American political aide who served as the 32nd Secretary of the United States Senate from 2007 to 2015. She began her term as Secretary on January 4,2007,in the 110th Congress. Erickson was appointed by Democratic and Majority Leader Harry Reid of Nevada.
Brooksley Elizabeth Born is an American attorney and former public official who,from August 26,1996,to June 1,1999,was chair of the Commodity Futures Trading Commission (CFTC),the federal agency which oversees the U.S. futures and commodity options markets. During her tenure on the CFTC,Born lobbied Congress and the President to give the CFTC oversight of off-exchange markets for derivatives,in addition to its role with respect to exchange-traded derivatives,but her warnings were ignored or dismissed,and her calls for reform resisted by other regulators. Born resigned as chairperson on June 1,1999,shortly after Congress passed legislation prohibiting her agency from regulating derivatives.
Jill E. Sommers was sworn in as a commissioner of the Commodity Futures Trading Commission on August 8,2007 to a term that expired April 13,2009. She was nominated on July 20,2009 by President Barack Obama to serve a five-year second term.,and confirmed by the United States Senate on October 8,2009.
Bartholomew Hamilton Chilton was an American civil servant.
J. Christopher Giancarlo is an American attorney and former business executive who served as 13th chairman of the United States Commodity Futures Trading Commission (CFTC). Giancarlo was sworn in as a CFTC commissioner on June 16,2014,for a term expiring on April 13,2019. Starting on January 20,2017,with President Donald Trump's inauguration,Giancarlo began serving as acting chair of the CFTC. In March 2017,the president nominated Giancarlo to be full-time chair of the commission. Giancarlo was confirmed as chairman of the commission by the United States Senate on August 3,2017.
James M. Stone is an American business executive. Jim Stone is the founder and CEO of Boston-based Plymouth Rock Assurance Group. Stone was a Lecturer in Economics at Harvard University in the early 1970s and then was the Massachusetts Commissioner of Insurance under Governor Michael Dukakis from 1975 to 1979. He was appointed chairman of the Commodity Futures Trading Commission by President Jimmy Carter,and served on the Commission until 1983. He is a fellow of the American Academy of Arts and Sciences and an Honorary Fellow of University College London.
PredictIt is a New Zealand-based online prediction market that offers exchanges on political and financial events. PredictIt is owned and operated by Victoria University of Wellington with support from Aristotle,Inc. The company's office is located in Washington,D.C. Only United States citizens can bet on the site.
William Thompson Bagley is an American politician in the state of California.
Heath Price Tarbert is an American lawyer and former government official who served as the 14th Chairman of the Commodity Futures Trading Commission (CFTC) from 2019 to 2021. He previously served as Assistant Secretary of the Treasury for International Markets and Development and as acting Under Secretary of the Treasury for International Affairs. As of 2023,he is Chief Legal Officer and Head of Corporate Affairs for Circle.
Brian Quintenz is an American financial manager and policy advisor who served as commissioner of the U.S. Commodity Futures Trading Commission from 2017 to 2021.
Christy Goldsmith Romero is an American lawyer and federal government official. She has served as a member of the Commodity Futures Trading Commission (CFTC) since 2022,having been nominated by President Joe Biden.
Rostin Behnam(born February 16,1978) is an American lawyer and government official who served as the 15th chairman of the Commodity Futures Trading Commission (CFTC) from 2021 to 2025. Prior to leading the CFTC,he served as one of five-member CFTC commissioners,having been nominated on July 13,2017 by President Donald Trump to fulfill a term expiring June 19,2021. Behnam was unanimously confirmed by the Senate on August 3,2017,and sworn in as commissioner on September 6,2017. On January 21,2021,the commission members unanimously elected Behnam to be acting chairman following President Joe Biden' s inauguration and the resignation of Heath Tarbert,who served as chairman since July 15,2019. Behnam was re-nominated by President Biden as a commissioner,and simultaneously nominated to chair the agency for a new 5-year term through June 19,2026. Behnam was unanimously confirmed by the Senate on December 15,2021,and sworn in as CFTC's chairman and chief administrative officer on January 4,2022.
Dan Michael Berkovitz was nominated by President Donald Trump to serve as a commissioner of the Commodity Futures Trading Commission on April 24,2018. He was unanimously confirmed by the Senate on August 28,2018 and sworn into office on September 7,2018 for a five-year term expiring on April 13,2023.
Summer Kristine Mersinger is an American attorney who serves as a commissioner of the Commodity Futures Trading Commission.
The Commodity Futures Trading Commission's Whistleblower Program was created with the 2010 passage of the Dodd–Frank Act. The program rewards individuals who report possible Commodity Exchange Act (CEA) violations. The program also extends anti-retaliation protections for whistleblowers who file claims.
Mark P. Wetjen is an American lawyer. In 2011,he was nominated by Barack Obama to serve a five-year term as a Commissioner of the Commodity Futures Trading Commission (CFTC). He also served for five months as acting chairman of the CFTC upon the departure of his predecessor,Gary Gensler.
Robert R. Davis is an American economist and trade association executive. A longtime executive at the American Bankers Association and its predecessor,America's Community Bankers,Davis served for five and a half years as a member of the Commodity Futures Trading Commission.