H. David Kotz

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  4. Schmidt, Robert; Gallu, Joshua (October 6, 2012). "Former SEC Watchdog Kotz Violated Ethics Rules, Review Finds". Bloomberg. Retrieved February 17, 2013.
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  9. Schmidt, Robert (October 6, 2012). "Former SEC Watchdog Kotz Violated Ethics Rules, Review Finds". Bloomberg.com. Retrieved June 20, 2014.
  10. 1 2 3 4 5 "H. David Kotz Named New Inspector General at SEC". U.S. Securities and Exchange Commission. December 5, 2007. Retrieved February 10, 2013.
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  16. Phyllis Diamond (December 20, 2010). "Kotz: IG Probes Could Result in Referrals to Criminal Authorities". Bloomberg BNA. Retrieved March 1, 2013.
  17. 1 2 3 "SEC Inspector General H. David Kotz to Leave Commission (press release)". SEC. January 17, 2012. Retrieved February 10, 2013.
  18. 1 2 Eaglesham, Jean, and Andrew Acherman, "SEC to Lose a Loud Critic: Its Watchdog" (intro only without subscription), The Wall Street Journal, January 17, 2012. Retrieved January 17, 2012.
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  20. Joshua Gallu; Robert Schmidt (January 19, 2012). "SEC Inspector General Kotz Quits For Private Investigation Firm". Business Week. Archived from the original on January 26, 2012. Retrieved February 23, 2013.
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  23. Jaffee, Mathew (September 2, 2009). "SEC Incompetent in Investigating Madoff Ponzi Scheme, Inspector General Finds”, ABC News
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  25. Kouwe, Zachary (September 29, 2009). "In Harsh Reports on S.E.C.’s Fraud Failures, a Watchdog Urges Sweeping Changes”, The New York Times
  26. Schroeder, Peter (January 26, 2012). "SEC inspector general Kotz won't let sleeping watchdogs lie". The Hill. Retrieved March 1, 2013.
  27. "Investigation of Failure of the SEC to Uncover Bernard Madoff's Ponzi Scheme - Public Version" (PDF). U.S. Securities and Exchange Commission. August 31, 2009. Retrieved February 23, 2019.
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  30. Frankel, Alison. "Former SEC GC Becker gives $556k gift to Madoff investors". Reuters. Archived from the original on March 5, 2012. Retrieved February 18, 2013.
  31. Schmidt, Robert (November 3, 2011). "Justice Dept. Won't Probe Ex-SEC Official Becker, Lawyer Says". Bloomberg. Retrieved February 18, 2013.
  32. Danny Schechter (2010). The Crime of Our Time: Why Wall Street Is Not Too Big to Jail. ISBN   9781934708620 . Retrieved February 14, 2013.
  33. "Report Details How Madoff’s Web Ensnared S.E.C.", by David Stout, September 2, 2009, The New York Times
  34. Greene, Jenna,"The Conversation Stopper: SEC Inspector General H. David Kotz: Staffers may not like riding the elevator with him, but the SEC is taking his advice", Corporate Counsel, July 27, 2011. Retrieved August 18, 2011.
  35. Margolies, Dan (April 16, 2010). "SEC suspected Stanford scheme for years: watchdog". Reuters. Retrieved February 17, 2013.
  36. 1 2 Harris, Andrew (January 18, 2012). "Ex-SEC Enforcer Settles Stanford Ethics Dispute With U.S." Business Week. Retrieved May 15, 2016.
  37. 1 2 David S. Hilzenrath (January 13, 2012). "Ex-regulator for SEC defends his ethics". Houston Chronicle. Retrieved February 21, 2013.
  38. Gordon, Marcy (February 9, 2009). "SEC enforcement chief Linda Thomsen resigns, replacement not named". Associated Press.
  39. 1 2 David Lindroff (June 2, 2011). "Looking For The Bare Facts At The SEC". On Wall Street. Archived from the original on April 11, 2013. Retrieved February 19, 2013.
  40. 1 2 Matthew Jaffe (June 1, 2011). "Security and Exchange Commission Inspector General David Kotz Caught Three More Employees Watching Porn at Work". ABC News. Retrieved February 19, 2013.
  41. "More Details on the S.E.C.'s Pornography Problem". New York Times. March 24, 2010. Retrieved February 19, 2013.
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  43. Protess, Ben (July 7, 2011). "S.E.C. Spending Questioned". New York Times. Retrieved February 19, 2013.
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  46. 1 2 3 4 Lynch, Sarah N. (January 25, 2013). "SEC taps criminal investigator as top watchdog". Reuters. Retrieved February 10, 2013.
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  48. "David Kotz, Ex-SEC Inspector General, May Have Had Conflicts Of Interest". Huffington Post. Reuters. October 5, 2012. Retrieved October 4, 2018.
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  52. 1 2 Sarah N. Lynch (November 15, 2012). "David Weber Lawsuit: Ex-SEC Investigator Accused Of Wanting To Carry A Gun At Work, Suing For $20 Million". Huffington Post. Retrieved February 10, 2013.
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  54. Lynch, Sarah N. (June 10, 2013). "Ex-SEC investigator settles whistleblower retaliation lawsuit". Reuters. Retrieved June 10, 2013.
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  56. 1 2 Schroeder, Peter (January 29, 2013). "SEC names new inspector general". The Hill. Retrieved February 10, 2013.
  57. 1 2 "David Kotz, Ex-SEC Inspector General, May Have Had Conflicts Of Interest". Huffington Post. October 5, 2012. Retrieved February 10, 2013.
  58. 1 2 Schmidt, Robert. "SEC Watchdog Bought Radio Host's Eagles Tickets After Interview". Bloomberg. Retrieved February 10, 2013.
  59. Wyatt, Edward (January 17, 2012) “Inspector General to Leave S.E.C.”, The New York Times
  60. "Grassley on SEC Inspector General's Departure" (Press release). Grassley.senate.gov. Archived from the original on January 18, 2012. Retrieved February 17, 2013.
  61. 1 2 "Financial Services: Kotz". CQ Weekly. October 6, 2012. Retrieved February 17, 2013.
  62. "H. David Kotz, Former SEC Inspector General, Joins Gryphon Strategies as a Managing Director (press release)" (Press release). PR Newswire. February 7, 2012. Retrieved February 17, 2013.
  63. "Welcome New Sponsors". Corruption, Crime & Compliance. August 14, 2012. Archived from the original on October 15, 2012. Retrieved February 17, 2013.
  64. "Regulators missed peregrine warning signs as early as 1994: report". January 31, 2013.
  65. 1 2 Sarah N. Lynch; Matthew Goldstein, Michael Williams; Chris Kaufman (February 12, 2011). "David Kotz, SEC Inspector General, Under Fire For 'Abusive Investigative Practices'". Huffington Post. Retrieved February 12, 2013.
David Kotz
Inspector General for the Securities and Exchange Commission
In office
December 5, 2007 January 30, 2012