If a tree falls in a forest

Last updated
A fallen tree in a forest Fallen tree2.jpg
A fallen tree in a forest

"If a tree falls in a forest and no one is around to hear it, does it make a sound?" is a philosophical thought experiment that raises questions regarding observation and perception.

Contents

History

While the origin of the phrase is sometimes mistakenly attributed to George Berkeley, there are no extant writings in which he discussed this question. [1] The closest are the following two passages from Berkeley's A Treatise Concerning the Principles of Human Knowledge , published in 1710:

But, say you, surely there is nothing easier than for me to imagine trees, for instance, in a park, or books existing in a closet, and nobody by to perceive them. [2]

The objects of sense exist only when they are perceived; the trees therefore are in the garden... no longer than while there is somebody by to perceive them. [3]

Despite these passages bearing a distant resemblance to the question, Berkeley never actually proposed the question itself. However, his work did deal extensively with the question of whether objects could continue to exist without being perceived. [4]

In June 1883, in the magazine The Chautauquan, the question was asked, "If a tree were to fall on an island where there were no human beings would there be any sound?" They then went on to answer the query with, "No. Sound is the sensation excited in the ear when the air or other medium is set in motion." [5] The magazine Scientific American corroborated the technical aspect of this question, while leaving out the philosophic side, a year later when they asked the question slightly reworded, "If a tree were to fall on an uninhabited island, would there be any sound?" And gave a more technical answer, "Sound is vibration, transmitted to our senses through the mechanism of the ear, and recognized as sound only at our nerve centers. The falling of the tree or any other disturbance will produce vibration of the air. If there be no ears to hear, there will be no sound." [6]

The current phrasing appears to have originated in the 1910 book Physics by Charles Riborg Mann and George Ransom Twiss. The question "When a tree falls in a lonely forest, and no animal is near by to hear it, does it make a sound? Why?" is posed along with many other questions to quiz readers on the contents of the chapter, and as such, is posed from a purely physical point of view. [7]

While physicists and good friends Albert Einstein and Niels Bohr were equally instrumental in founding quantum mechanics, the two had very different views on what quantum mechanics said about reality. [8] On one of many daily lunchtime walks with fellow physicist Abraham Pais, who like Einstein was a close friend and associate of Bohr, Einstein suddenly stopped, turned to Pais, and asked: 'Do you really believe that the moon only exists if you look at it?" As recorded on the first page of Subtle Is the Lord, Pais' biography of Einstein, Pais responded to the effect of: 'The twentieth century physicist does not, of course, claim to have the definitive answer to this question.' Pais' answer was representative not just of himself and of Bohr, but of the majority of quantum physicists of that time, a situation that over time led to Einstein's effective exclusion from the very group he helped found. As Pais indicated, the majority view of the quantum mechanics community then and arguably to this day is that existence in the absence of an observer is at best a conjecture, a conclusion that can neither be proven nor disproven.[ citation needed ]

Metaphysics

The possibility of unperceived existence

Can something exist without being perceived by consciousness? – e.g. "is sound only sound if a person hears it?"

The most immediate philosophical topic that the riddle introduces involves the existence of the tree (and the sound it produces) outside of human perception. If no one is around to see, hear, touch or smell the tree, how could it be said to exist? What is it to say that it exists when such an existence is unknown? Of course, from a scientific viewpoint, it exists. [9] It is human beings that are able to perceive it. [9] George Berkeley in the 18th century developed subjective idealism, a metaphysical theory to respond to these questions, coined famously as "to be is to be perceived". Today, meta-physicists are split. According to substance theory, a substance is distinct from its properties, while according to bundle theory, an object is merely its sense data. The definition of sound, simplified, is a hearable noise. The tree will make a sound, even if nobody heard it, simply because it could have been heard.

The answer to this question depends on the definition of sound. We can define sound as our perception of air vibrations. Therefore, sound does not exist if we do not hear it. When a tree falls, the motion disturbs the air and sends off air waves. This physical phenomenon, which can be measured by instruments other than our ears, exists regardless of human perception (seeing or hearing) of it. Putting together, although the tree falling on the island sends off air waves, it does not produce sound if no human is within the distance where the air waves are strong enough for a human to perceive them. However, if we define sound as the waves themselves, then sound would be produced.

Knowledge of the unobserved world

Can we assume the unobserved world functions the same as the observed world? – e.g., "does observation affect outcome?"

A similar question does not involve whether or not an unobserved event occurs predictably, like it occurs when it is observed. The anthropic principle suggests that the observer, just in its existence, may impose on the reality observed.

However, most people, as well as scientists, assume that the observer doesn't change whether the tree-fall causes a sound or not, but this is an impossible claim to prove. However, many scientists would argue that a truly unobserved event is one which realises no effect (imparts no information) on any other (where 'other' might be e.g., human, sound-recorder or rock), it therefore can have no legacy in the present (or ongoing) wider physical universe. It may then be recognized that the unobserved event was absolutely identical to an event which did not occur at all. Of course, the fact that the tree is known to have changed state from 'upright' to 'fallen' implies that the event must be observed to ask the question at all – even if only by the supposed deaf onlooker. The British philosopher of science Roy Bhaskar, credited with developing critical realism has argued, in apparent reference to this riddle, that:

If men ceased to exist sound would continue to travel and heavy bodies to fall to the earth in exactly the same way, though ex hypothesi there would be no-one to know it [10]

This existence of an unobserved real is integral to Bhaskar's ontology, which contends (in opposition to the various strains of positivism which have dominated both natural and social science in the twentieth century) that 'real structures exist independently of and are often out of phase with the actual patterns of events'. [11] In social science, this has made his approach popular amongst contemporary Marxists — notably Alex Callinicos – who postulate the existence of real social forces and structures which might not always be observable. [12] [13] [14]

The dissimilarity between sensation and reality

What is the difference between what something is, and how it appears? – e.g., "sound is the variation of pressure that propagates through matter as a wave"

Perhaps the most important topic the riddle offers is the division between perception of an object and how an object really is. If a tree exists outside of perception, then there is no way for us to know that the tree exists. So then, what do we mean by 'existence'; what is the difference between perception and reality? Also, people may also say, if the tree exists outside of perception (as common sense would dictate), then it will produce sound waves. However, these sound waves will not actually sound like anything. Sound as it is mechanically understood will occur, but sound as it is understood by sensation will not occur. So then, how is it known that 'sound as it is mechanically understood' will occur if that sound is not perceived?

In an early parallel, KTU 1.82 uses the phrase "Like trees, which do not emit a sound." [15]

Canadian singer-songwriter, social activist and environmentalist Bruce Cockburn poses the question in the chorus of his song "If a Tree Falls," on his 1988 album Big Circumstance . Cockburn's lyrics frame it a pressing question regarding the cause and effect of deforestation. [16]

Washington-state-based wilderness conservatory Northwest Trek used a shortened form of the quote in its mid-1970s television advertisement, as such: "There is no sound unless someone is there to see it or hear it. Experience it at Northwest Trek."[ citation needed ]

A paraphrase of the quote ("When you're falling in a forest and there's nobody around / Do you ever really crash, or even make a sound?") forms the bridge of the protagonist's solo number "Waving Through A Window" [17] in the musical Dear Evan Hansen , in line with the tree motif essential to the plot. The song itself discusses a feeling of isolation through fear of failing in social interactions, as a part of the main character's social anxiety disorder. [18]

In LucasArts adventure game Monkey Island 2: Le Chuck's Revenge , Guybrush Threepwood meets Herman Thootrot on Dinky Island. In their dialogue the young pirate asks Herman to teach him philosophy. His lesson humorously focuses on solving this Zen puzzle: "If a tree falls in the forest, and no one is around to hear it ... what color is the tree?"[ citation needed ]

In the Phineas and Ferb episode "My Fair Goalie", Dr. Heinz Doofenshmirtz discusses the question and concludes that falling trees obviously make a sound, but nobody ever wonders what specific sound those trees make. He unveils an "If-a-Tree-Fell-in-the-Forest-inator," which if fired at a tree, will cause it to fall over and make the sound of his name.

See also

Related Research Articles

The Copenhagen interpretation is a collection of views about the meaning of quantum mechanics, stemming from the work of Niels Bohr, Werner Heisenberg, Max Born, and others. The term "Copenhagen interpretation" was apparently coined by Heisenberg during the 1950s to refer to ideas developed in the 1925–1927 period, glossing over his disagreements with Bohr. Consequently, there is no definitive historical statement of what the interpretation entails.

<span class="mw-page-title-main">Niels Bohr</span> Danish physicist (1885–1962)

Niels Henrik David Bohr was a Danish physicist who made foundational contributions to understanding atomic structure and quantum theory, for which he received the Nobel Prize in Physics in 1922. Bohr was also a philosopher and a promoter of scientific research.

<span class="mw-page-title-main">Space</span> Framework of distances and directions

Space is a three-dimensional continuum containing positions and directions. In classical physics, physical space is often conceived in three linear dimensions. Modern physicists usually consider it, with time, to be part of a boundless four-dimensional continuum known as spacetime. The concept of space is considered to be of fundamental importance to an understanding of the physical universe. However, disagreement continues between philosophers over whether it is itself an entity, a relationship between entities, or part of a conceptual framework.

<span class="mw-page-title-main">Schrödinger's cat</span> Thought experiment in quantum mechanics

In quantum mechanics, Schrödinger's cat is a thought experiment, sometimes described as a paradox, of quantum superposition. In the thought experiment, a hypothetical cat may be considered simultaneously both alive and dead, while it is unobserved in a closed box, as a result of its fate being linked to a random subatomic event that may or may not occur. This thought experiment was devised by physicist Erwin Schrödinger in 1935 in a discussion with Albert Einstein to illustrate what Schrödinger saw as the problems of the Copenhagen interpretation of quantum mechanics.

<span class="mw-page-title-main">Reality</span> Sum or aggregate of all that is real or existent

Reality is the sum or aggregate of all that is real or existent within the universe, as opposed to that which is only imaginary, nonexistent or nonactual. The term is also used to refer to the ontological status of things, indicating their existence. In physical terms, reality is the totality of a system, known and unknown.

An interpretation of quantum mechanics is an attempt to explain how the mathematical theory of quantum mechanics might correspond to experienced reality. Although quantum mechanics has held up to rigorous and extremely precise tests in an extraordinarily broad range of experiments, there exist a number of contending schools of thought over their interpretation. These views on interpretation differ on such fundamental questions as whether quantum mechanics is deterministic or stochastic, local or non-local, which elements of quantum mechanics can be considered real, and what the nature of measurement is, among other matters.

In philosophy, philosophy of physics deals with conceptual and interpretational issues in modern physics, many of which overlap with research done by certain kinds of theoretical physicists. Philosophy of physics can be broadly divided into three areas:

In physics, a hidden-variable theory is a deterministic physical model which seeks to explain the probabilistic nature of quantum mechanics by introducing additional variables.

In philosophy of science and in epistemology, instrumentalism is a methodological view that ideas are useful instruments, and that the worth of an idea is based on how effective it is in explaining and predicting natural phenomena. According to instrumentalists, a successful scientific theory reveals nothing known either true or false about nature's unobservable objects, properties or processes. Scientific theory is merely a tool whereby humans predict observations in a particular domain of nature by formulating laws, which state or summarize regularities, while theories themselves do not reveal supposedly hidden aspects of nature that somehow explain these laws. Instrumentalism is a perspective originally introduced by Pierre Duhem in 1906.

<span class="mw-page-title-main">Subjective idealism</span> Philosophy that only minds and ideas are real

Subjective idealism, or empirical idealism or immaterialism, is a form of philosophical monism that holds that only minds and mental contents exist. It entails and is generally identified or associated with immaterialism, the doctrine that material things do not exist. Subjective idealism rejects dualism, neutral monism, and materialism; it is the contrary of eliminative materialism, the doctrine that all or some classes of mental phenomena do not exist, but are sheer illusions.

Philosophy of space and time is the branch of philosophy concerned with the issues surrounding the ontology and epistemology of space and time. While such ideas have been central to philosophy from its inception, the philosophy of space and time was both an inspiration for and a central aspect of early analytic philosophy. The subject focuses on a number of basic issues, including whether time and space exist independently of the mind, whether they exist independently of one another, what accounts for time's apparently unidirectional flow, whether times other than the present moment exist, and questions about the nature of identity.

<span class="mw-page-title-main">Bohr–Einstein debates</span> Series of public disputes between physicists Niels Bohr and Albert Einstein

The Bohr–Einstein debates were a series of public disputes about quantum mechanics between Albert Einstein and Niels Bohr. Their debates are remembered because of their importance to the philosophy of science, insofar as the disagreements—and the outcome of Bohr's version of quantum mechanics becoming the prevalent view—form the root of the modern understanding of physics. Most of Bohr's version of the events held in the Solvay Conference in 1927 and other places was first written by Bohr decades later in an article titled, "Discussions with Einstein on Epistemological Problems in Atomic Physics". Based on the article, the philosophical issue of the debate was whether Bohr's Copenhagen interpretation of quantum mechanics, which centered on his belief of complementarity, was valid in explaining nature. Despite their differences of opinion and the succeeding discoveries that helped solidify quantum mechanics, Bohr and Einstein maintained a mutual admiration that was to last the rest of their lives.

In physics, complementarity is a conceptual aspect of quantum mechanics that Niels Bohr regarded as an essential feature of the theory. The complementarity principle holds that objects have certain pairs of complementary properties which cannot all be observed or measured simultaneously, for examples, position and momentum or wave and particle properties. In contemporary terms, complementarity encompasses both the uncertainty principle and wave-particle duality.

<i>Black Holes and Time Warps</i> Popular science book by Kip Thorne

Black Holes & Time Warps: Einstein's Outrageous Legacy is a 1994 popular science book by physicist Kip Thorne. It provides an illustrated overview of the history and development of black hole theory, from its roots in Newtonian mechanics until the early 1990s.

Quantum mechanics is the study of matter and its interactions with energy on the scale of atomic and subatomic particles. By contrast, classical physics explains matter and energy only on a scale familiar to human experience, including the behavior of astronomical bodies such as the moon. Classical physics is still used in much of modern science and technology. However, towards the end of the 19th century, scientists discovered phenomena in both the large (macro) and the small (micro) worlds that classical physics could not explain. The desire to resolve inconsistencies between observed phenomena and classical theory led to a revolution in physics, a shift in the original scientific paradigm: the development of quantum mechanics.

The history of quantum mechanics is a fundamental part of the history of modern physics. The major chapters of this history begin with the emergence of quantum ideas to explain individual phenomena—blackbody radiation, the photoelectric effect, solar emission spectra—an era called the Old or Older quantum theories. Building on the technology developed in classical mechanics, the invention of wave mechanics by Erwin Schrödinger and expansion by many others triggers the "modern" era beginning around 1925. Paul Dirac's relativistic quantum theory work lead him to explore quantum theories of radiation, culminating in quantum electrodynamics, the first quantum field theory. The history of quantum mechanics continues in the history of quantum field theory. The history of quantum chemistry, theoretical basis of chemical structure, reactivity, and bonding, interlaces with the events discussed in this article.

In the history of quantum mechanics, the Bohr–Kramers–Slater (BKS) theory was perhaps the final attempt at understanding the interaction of matter and electromagnetic radiation on the basis of the so-called old quantum theory, in which quantum phenomena are treated by imposing quantum restrictions on classically describable behaviour. It was advanced in 1924, and sticks to a classical wave description of the electromagnetic field. It was perhaps more a research program than a full physical theory, the ideas that are developed not being worked out in a quantitative way. The purpose of BKS theory was to disprove Einstein's hypothesis of the light quantum.

The von Neumann–Wigner interpretation, also described as "consciousness causes collapse", is an interpretation of quantum mechanics in which consciousness is postulated to be necessary for the completion of the process of quantum measurement.

<i>Quantum Reality</i> Popular science book by physicist Nick Herbert

Quantum Reality is a 1985 popular science book by physicist Nick Herbert, a member of the Fundamental Fysiks Group which was formed to explore the philosophical implications of quantum theory. The book attempts to address the ontology of quantum objects, their attributes, and their interactions, without reliance on advanced mathematical concepts. Herbert discusses the most common interpretations of quantum mechanics and their consequences in turn, highlighting the conceptual advantages and drawbacks of each.

A hallmark of Albert Einstein's career was his use of visualized thought experiments as a fundamental tool for understanding physical issues and for elucidating his concepts to others. Einstein's thought experiments took diverse forms. In his youth, he mentally chased beams of light. For special relativity, he employed moving trains and flashes of lightning to explain his most penetrating insights. For general relativity, he considered a person falling off a roof, accelerating elevators, blind beetles crawling on curved surfaces and the like. In his debates with Niels Bohr on the nature of reality, he proposed imaginary devices intended to show, at least in concept, how the Heisenberg uncertainty principle might be evaded. In a profound contribution to the literature on quantum mechanics, Einstein considered two particles briefly interacting and then flying apart so that their states are correlated, anticipating the phenomenon known as quantum entanglement.

References

  1. John Campbell (2014). Berkeley's Puzzle: What Does Experience Teach Us?. Oxford University Press.
  2. A Treatise Concerning the Principles of Human Knowledge, 1734. section 23.
  3. A Treatise Concerning the Principles of Human Knowledge, 1734. section 45.
  4. Whether Berkeley thought that objects continued to exist when unperceived by finite minds, and if so, in what manner, is the subject of serious debate among Berkeley scholars. It is also worth noting that the quote from section 45 is arguably a statement of an objection to Berkeley's view, and not a proclamation of it.
  5. The Chautauquan, June 1883, Volume 3, Issue 9, p. 543
  6. Scientific American, April 5, 1884, pg 218.
  7. Mann, Charles Riborg and George Ransom Twiss. Physics. Scott, Foresman and Co., 1910, p. 235.
  8. Skibba, Ramin (2018-03-27). "Einstein, Bohr and the war over quantum theory". Nature. 555 (7698): 582–584. Bibcode:2018Natur.555..582S. doi: 10.1038/d41586-018-03793-2 . PMID   32099168.
  9. 1 2 ""What is Philosophy? – Analysis", Plymouth State University, Philosophy Department". Archived from the original on 2012-04-21. Retrieved 2012-05-11.
  10. Bhaskar, R. (2008 [1975]), A Realist Theory of Science, London: Verso, p. 21.
  11. Bhaskar, R. (2008[1975]), A Realist Theory of Science, London: Verso, p. 13.
  12. Marsh, D. (2002), "Marxism", in Marsh D. Stoker, G. (Eds.), Theory and Methods in Political Science, Basingstoke: Palgrave Macmillan, p. 159.
  13. Marsh, D, & Furlong, P. (2002), “Ontology and Epistemology in Political Science”, in Marsh D. Stoker, G. (Eds.), Theory and Methods in Political Science, Basingstoke: Palgrave Macmillan, p. 31.
  14. Callinicos, A. (2006), The Resources of Critique, Cambridge: Polity, pp. 155–158.
  15. Lete, Gregorio Del Olmo (2013-09-25). "2011-KTU 1.82: Another Miscellaneous Incantation/Anti-Witchcraft Text against Snakebite in Ugaritic". Academia.edu. Retrieved 2023-12-12.
  16. "If a Tree Falls/Bruce Cockburn" . Retrieved 16 Apr 2019.
  17. "Waving through a window lyrics" . Retrieved 5 Mar 2019.
  18. "'Dear Evan Hansen' to Move to Broadway". New York Times. May 25, 2016.