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Prevention science [1] is the application of a scientific methodology that seeks to prevent or moderate major human dysfunctions before they occur. Regardless of the type of issue on hand, the factors that lead to the problem must be identified and addressed. Prevention research is thus focused primarily on the systematic study of these potential precursors of dysfunction, also known as risk factors; as well as components or circumstances that reduces the probability of problem development in the presence of risk, also known as protective factors. Preventive interventions aim to counteract risk factors and reinforce protective factors in order to disrupt processes or situations that give rise to human or social dysfunction.
The prevalence, distribution, and determinants of the problem in time and space. Epidemiological investigations can be carried out through surveillance and descriptive studies to determine its extent.
The causes of such positive or negative outcomes, with an emphasis on risk and protective factors. Also known as the Theory of Causation.
Efficacy trials
Scientific experiments that test the preventive intervention programs ability to prevent the problem under favorable conditions. Under these optimal conditions, the researcher has control over the intervention and how it is delivered. If the test finds significant desirable effects, the intervention program is considered to be efficacious.
Effectiveness trials
Scientific experiments that test the preventive intervention programs ability to prevent the problem under real world conditions. The setting and the kinds of people in the experiment should be very similar to the actual targeted population in a particular location.
Dissemination research
Analyzes how tested and effective prevention intervention programs may be spread to reduce problems at a larger scale.
The term "risk factor" was first coined Dr. William B. Kannel in a 1961 article in Annals of Internal Medicine. Dr. Kannel was the epidemiologist who discovered most of the major risk factors for cardiovascular disease while working on the Framingham Heart Study in Massachusetts.
There are 2 useful ways to utilize risk factors in prevention science:
In defining the level of prevention in the public health sector, R.S. Gordon, Jr. proposed 3 classifications based upon the costs and benefits of delivering the intervention to the target population group. [4]
Tier | Definition |
---|---|
Universal prevention | Strategies that involves the full population (nation, local community, school, district, etc.) based on evidence that it is likely to provide some benefit to all. It aims to prevent or delay the use of alcohol, tobacco, and other substances. All individuals, without screening, are provided with information and skills needed to prevent the problem. Also include environmental strategies such as policies that change the availability and/or price of such problematic substances. |
Selective prevention | Strategies that involve targeted subpopulations whose risk of developing problems such as alcohol use disorder is already at an elevated level above average. Targeted groups may be identified by exposure to specific risk factors such as poor family management, family history, or impulsive behaviors. An example of selective prevention is parenting programs for children with early conduct problems. |
Indicated prevention | Strategies that involve a screening process, and aim to identify individuals who exhibit early signs of early conduct problems and/or having an increased risk for a disorder, but currently do not have a diagnosable disorder. Identifiers may include falling grades among students, known problem consumption or conduct disorders, alienation from parents, school, and positive peer groups etc. |
Selective and indicated prevention strategies might involve more intensive interventions and thus involve greater cost to the participants, since their risk and thus potential benefit from participation would be greater.
The following guidelines for prevention science was established by an undergraduate social welfare class titled "Advances in Prevention Science: Bridging the Gap from Science to Service" at the University of Washington in Seattle during the winter quarter of 2012. It was taught by Dr. J. David Hawkins, one of the developers for the Social Development Model.
Behavior problems are major causes of adolescent morbidity and mortality, and Prevention Science has led to the identification of tested and effective preventive interventions. Longitudinal studies have provided an understanding of risk and protective factors across the life course for many of these problem behaviors. An article by Richard Catalano, director of the University of Washington's Social Development Research Group, was recently published in the medical journal The Lancet, whereby Catalano and his colleagues provided examples of cost-effective social programs that have undergone rigorous research to show that implementing such programs can prevent a variety of behavioral problems and conditions contributing to poor health in today's youth. The paper was published on April 25, 2012 as part of a series on adolescent health. [5]
Samples of their recommended programs are:
The Nurse Family Partnership (NFP) is an evidence-based community health program that was developed by Dr. David Olds in Elmira, New York in 1977. NFP provides regular home visits by specially trained public health nurses to low-income, unmarried pregnant women with no previous live births. The nurses teach positive health related behaviors, competent care of children, and maternal personal development encompassing family, education, and economic self-sufficiency, instilling confidence and empowering them to achieve a better life for their children and themselves. All of these services are free and voluntary, and goes on until the first-born child reaches 2 years of age.
Three randomized controlled trials were conducted with 3 diverse populations in Elmira, New York (1977); in Memphis, Tennessee (1988); and in Denver, Colorado (1994). These research studies provide evidence on the positive and effective outcomes of NFP. Follow-up research still continues today, which studies the long-term outcomes for both mothers and children in these trials.
300 women in a semi-rural community, who had agreed to be part of the study were randomly assigned to either a group that will participate in the Nurse-Family Partnership, or a control group that was only provided developmental screening and referral to treatment for their child. Approximately 90% of the women were caucasian; 60% were from low-income families; 60% unmarried. Average age of the women in the study was 19. [6] [7] [8]
[9] [10] Versus the control group:
[11] [12] Versus the control group:
There was a long-term follow-up of children whose mother was part of the initial NFP effectiveness study. There was low attrition as the data on the outcomes described above were obtained for 77%-83% of the initial sample group, and follow-up rates were similar for both treatment and control groups.
743 women who had agreed to participate in the study were randomly assigned to either a treatment group that would be given the opportunity to participate in the Nurse Family Partnership, or a control group that was only provided free transportation to scheduled prenatal medical appointments, and developmental screening, as well as referrals to treatment for their child under the age of 2 years old. 92% of the women were African-American; 85% came from households with income on or under the poverty line; 98% were unmarried; average age was 18. [13]
[14] Versus the control group:
[15] [16] Versus the control group:
For nurse-visited children in the subsample whose mothers had low psychological resources prior to the program participation (mothers in the lower half of the sample in intelligence, mental health, and self-confidence), research found that the children made improvements in academic performance. The effects on academic performance were sustained over the follow-up period, including grades 4–6. Compared to the control group in the same subsample:
Versus the control group:
This was a large study with follow-up all the way till the first child reached age 12. There was low-moderate attrition; data obtained were for 74-85% of the original sample, and follow-up rates were similar for both the treatment and control groups.
[17] [18] 490 women who had agreed to participate in the program was randomly assigned to either a treatment group that would be given the opportunity to participate in the Nurse Family Partnership, or a control group that was only provided developmental screening and referrals to treatment for their child under the age of 2 years old. 46% were Mexican-American; 36% were caucasian; 15% African American; 84% were unmarried; average age was 20.
Versus the control group, the subsample of children whose mothers had low psychological resources prior to participating in the program made sizable gains in researcher assed language development; behavioral adaptation (attention, impulse control, sociability); executive functioning (capacity for sustained attention, fine gross motor skills);
Versus the control group:
The National Prevention Science Coalition to Improve Lives (NPSC) was formed in 2013 as a 501(c)(3) non-profit organization to promote the application of validated, science-based findings to wide-scale, effective implementation of prevention practices and policies. In doing so, they address several areas of concern, such as mental and behavioral health, education, and environmental influences. Additionally, they address adverse social conditions that contribute to both behavioral problems (e.g., poor self-regulation, substance use and excessive alcohol use, violence) and major chronic illnesses (e.g., asthma, diabetes, obesity, heart disease) that originate in childhood and become compounded in adulthood. Given that behavioral, mental and physical health problems are highly concentrated in high poverty neighborhoods, the NPSC has prioritized the reduction of poverty and its ill effects. Criminal and juvenile justice issues are also a matter of concern to them. Effective prevention of these multiple problems requires fostering environments from the prenatal period onward that nurture child and adolescent successful development.
The NPSC, directed by Dr. Diana Fishbein and Dr. John Roman, is composed of scientists, educators, practitioners and clinicians, policy makers, foundation representatives, and affiliated organizations, housed at the Pennsylvania State University. They work in a nonpartisan manner with Congressional offices and Caucuses and collaborate with like-minded groups and federal agency administrators in a mutual advisory capacity. They invite individuals and organizations to join in this effort. There is no cost to membership; involvement at any level is welcomed. To register, click here: http://www.npscoalition.org/register
Society For Prevention Research is an organization dedicated to advancing scientific investigation on the etiology and prevention of social, physical and mental health, and academic problems and on the translation of that information to promote health and well being. The multi-disciplinary membership of SPR is international and includes scientists, practitioners, advocates, administrators, and policy makers who value the conduct and dissemination of prevention science worldwide. The Society for Prevention Research has commissioned a series of task forces around building standards of evidence and knowledge in prevention science. The official publication of the organization, called Prevention Science, serves as an interdisciplinary forum designed to disseminate new developments in the theory, research and practice of prevention. Prevention sciences encompassing etiology, epidemiology and intervention are represented through peer-reviewed original research articles on a variety of health and social problems, including but not limited to substance use disorder, mental health, HIV/AIDS, violence, accidents, teenage pregnancy, suicide, delinquency, STD's, obesity, diet/nutrition, exercise, and chronic illness. The journal also publishes literature reviews, theoretical articles, and papers concerning new developments in methodology.
Washington State Institute for Public Policy (WSIPP) located in Olympia, Washington, estimates the cost-effectiveness of diverse prevention programs with scientifically rigorous standards applied consistently across a wide variety of social issues relevant to state legislators. Cost-benefit analyses are important to show the economic benefit to the state and to tax-payers, as well as provide a standard to compare between different programs with similar goals and outcomes. Furthermore, cost-effective programs are more likely to be funded and approved by policy makers.
Blueprints for Violence Prevention is a project of the Center for the Study and Prevention of Violence at the University of Colorado that provides a list of effective violence, drug, and crime prevention programs. The Blueprints mission is to identify truly outstanding violence and drug prevention programs that meet a high scientific standard of effectiveness. In doing so, Blueprints serves as a resource for governments, foundations, businesses, and other organizations trying to make informed judgments about their investments in violence and drug prevention programs. Blueprints staff systematically and continuously review the research on violence and substance use programs to determine which are exemplary and grounded in evidence. To date, it has assessed more than 900 programs. Blueprints' standards for certifying model and promising violence prevention programs are widely recognized as the most rigorous in use. Program effectiveness is based upon an initial review by Blueprints staff and a final review and recommendation from a distinguished Advisory Board, composed of experts in the field of violence prevention.
The Social Research Unit is an independent charity based in Dartington, England, dedicated to improving the health and development of children in Europe and North America. They do so by utilizing research to first establish potential causes of impairment, and then to develop and disseminate appropriate information to the widest international audience regarding their findings about responding more effectively to risk.
The Social Development Research Group (SDRG) is a nationally recognized interdisciplinary team of researchers based in Seattle, Washington that seek to promote youth development, as well as prevent and treat health and behavior problems among young people through identifying risk and protective factors and understanding the effects of promotive and preventive interventions that address these factors. Academic success and positive development as well as substance use, delinquency, risky sexual behavior, violence, mental health problems and school dropout are among the outcomes studied. In 1979, J. David Hawkins and Richard F. Catalano began to develop the Social Development Model which provides the theoretical basis for this approach to promotion and prevention which underlies much of the group's research.
Preventive healthcare, or prophylaxis is the application of healthcare measures to prevent diseases. Disease and disability are affected by environmental factors, genetic predisposition, disease agents, and lifestyle choices, and are dynamic processes which begin before individuals realize they are affected. Disease prevention relies on anticipatory actions that can be categorized as primal, primary, secondary, and tertiary prevention.
School violence includes violence between school students as well as attacks by students on school staff. It encompasses physical violence, including student-on-student fighting, corporal punishment; psychological violence such as verbal abuse, and sexual violence, including rape and sexual harassment. It includes many forms of bullying and carrying weapons in school. The one or more perpetrators typically have more physical, social, and/or psychological power than the victim. It is widely believed by society to have become a serious problem in recent decades in many countries, especially where weapons such as guns or knives are involved.
Oppositional defiant disorder (ODD) is listed in the DSM-5 under Disruptive, impulse-control, and conduct disorders and defined as "a pattern of angry/irritable mood, argumentative/defiant behavior, or vindictiveness". This behavior is usually targeted toward peers, parents, teachers, and other authority figures. Unlike conduct disorder (CD), those with ODD do not show patterns of aggression towards people or animals, destruction of property, theft, or deceit. One half of children with ODD also fulfill the diagnostic criteria for ADHD.
Hopelab is a social innovation lab focused on designing science-based technologies to improve the health and well-being of teens and young adults. They are a 501(c)(3) private operating foundation based in San Francisco, California. The foundation was established in 2001 by Pam Omidyar and is part of the Omidyar Group of philanthropic enterprises.
Substance abuse prevention, also known as drug abuse prevention, is a process that attempts to prevent the onset of substance use or limit the development of problems associated with using psychoactive substances. Prevention efforts may focus on the individual or their surroundings. A concept that is known as "environmental prevention" focuses on changing community conditions or policies so that the availability of substances is reduced as well as the demand. Individual Substance Abuse Prevention, also known as drug abuse prevention involves numerous different sessions depending on the individual to help cease or reduce the use of substances. The time period to help a specific individual can vary based upon many aspects of an individual. The type of Prevention efforts should be based upon the individual's necessities which can also vary. Substance use prevention efforts typically focus on minors and young adults – especially between 12–35 years of age. Substances typically targeted by preventive efforts include alcohol, tobacco, marijuana, inhalants, coke, methamphetamine, steroids, club drugs, and opioids. Community advocacy against substance use is imperative due to the significant increase in opioid overdoses in the United States alone. It has been estimated that about one hundred and thirty individuals continue to lose their lives daily due to opioid overdoses alone.
Parent management training (PMT), also known as behavioral parent training (BPT) or simply parent training, is a family of treatment programs that aims to change parenting behaviors, teaching parents positive reinforcement methods for improving pre-school and school-age children's behavior problems.
Communities That Care (CTC) is a program of the Center for Substance Abuse Prevention (CSAP) in the office of the United States Government's Substance Abuse and Mental Health Services Administration (SAMHSA). CTC is a coalition-based prevention operating system that uses a public health approach to prevent youth problem behaviors such as violence, delinquency, school drop out and substance abuse. Using strategic consultation, training, and research-based tools, CTC is designed to help community stakeholders and decision makers understand and apply information about risk and protective factors, and programs that are proven to make a difference in promoting healthy youth development, in order to most effectively address the specific issues facing their community's youth.
Epsychology is a form of psychological intervention delivered via information and communication technology. epsychology interventions have most commonly been applied in areas of health; examples are depression, adherence to medication, and smoking cessation. Future applications of epsychology interventions are likely to become increasingly more common in information, organization, and management sciences.
Pediatric psychology is a multidisciplinary field of both scientific research and clinical practice which attempts to address the psychological aspects of illness, injury, and the promotion of health behaviors in children, adolescents, and families in a pediatric health setting. Psychological issues are addressed in a developmental framework and emphasize the dynamic relationships which exist between children, their families, and the health delivery system as a whole.
Nurse-Family Partnership (NFP) is a non-profit organization operating in the United States that connects mothers pregnant with their first child with registered nurses, who provide home visits until the child's second birthday. NFP intervention has been associated with improvements in maternal health, child health, and economic security.
Relapse prevention (RP) is a cognitive-behavioral approach to relapse with the goal of identifying and preventing high-risk situations such as unhealthy substance use, obsessive-compulsive behavior, sexual offending, obesity, and depression. It is an important component in the treatment process for alcohol use disorder, or alcohol dependence. This model founding is attributed to Terence Gorski's 1986 book "Staying Sober."
Kenneth Dodge is the William McDougall Distinguished Professor of Public Policy and Professor of Psychology and Neuroscience at Duke University. He is also the founding and past director of the Duke University Center for Child and Family Policy and founder of Family Connects International.
School-based family counseling (SBFC) is an integrated approach to mental health intervention that focuses on both school and family in order to help children overcome personal problems and succeed at school. SBFC is practiced by a wide variety of mental health professionals, including: psychologists, social workers, school counselors, psychiatrists, and marriage and family therapists, as well as special education teachers. What they all share in common is the belief that children who are struggling in school can be best helped by interventions that link family and school. SBFC is typically practiced at the school site, but may be based in a community mental health agency that works in close collaboration with schools.
Wendee M. Wechsberg is an American social science researcher. Wechsberg's research focuses on developing and testing the efficacy of HIV prevention interventions among key populations of substance abusers globally. She is a recognized expert in the fields of substance abuse, gender inequality, and HIV. She developed the Women's CoOp intervention, a woman-focused behavioral HIV intervention that incorporates gender- and culture-specific skills training. Wechsberg is a Principal Researcher and Director of the Substance Use, Gender, and Applied Research (SUGAR) Program at RTI International and Director of the RTI Global Gender Center. She is also adjunct professor at the University of North Carolina at Chapel Hill (UNC) Gillings School of Global Public Health, Adjunct Professor of Psychology at North Carolina State University (NCSU), and adjunct professor in Psychiatry and Behavioral Sciences at Duke University School of Medicine.
Risky sexual behavior is the description of the activity that will increase the probability that a person engaging in sexual activity with another person infected with a sexually transmitted infection will be infected or become pregnant, or make a partner pregnant. It can mean two similar things: the behavior itself, and the description of the partner's behavior. The behavior could be unprotected vaginal, oral, or anal intercourse. The partner could be a nonexclusive partner, HIV-positive, or an intravenous drug user. Drug use is associated with risky sexual behaviors.
Prevention of mental disorders are measures that try to decrease the chances of a mental disorder occurring. A 2004 WHO report stated that "prevention of these disorders is obviously one of the most effective ways to reduce the disease burden." The 2011 European Psychiatric Association (EPA) guidance on prevention of mental disorders states "There is considerable evidence that various psychiatric conditions can be prevented through the implementation of effective evidence-based interventions." A 2011 UK Department of Health report on the economic case for mental health promotion and mental illness prevention found that "many interventions are outstandingly good value for money, low in cost and often become self-financing over time, saving public expenditure". In 2016, the National Institute of Mental Health re-affirmed prevention as a research priority area.
Jeannette R. Ickovics is an American health and social psychologist. She is the inaugural Samuel and Liselotte Herman Professor of Social and Behavioral Sciences at the Yale School of Public Health and Professor of Psychology at the Graduate School of Arts and Sciences at Yale University. She was the Founding Chair of the Social and Behavioral Sciences at the Yale School of Public Health and the Founding Director of Community Alliance for Research and Engagement (CARE). She served as the Dean of Faculty at Yale-NUS College in Singapore from 2018-2021.
J. David Hawkins is an American sociologist, academic, and author. He is Emeritus Endowed Professor of Prevention and founding director of the Social Development Research Group in the School of Social Work at the University of Washington. His research focuses on the prevention of behavior problems in children and adolescents. He developed the Communities That Care prevention system with Richard F. Catalano.
Debra A. Murphy is a Professor Emerita at the University of California, Los Angeles in the Department of Psychiatry.
Prasanna Nair is an Indian-born doctor working in the United States. She works in primary health care with a specialty in pediatric endocrinology