Cut-elimination theorem

The cut-elimination theorem (or Gentzen's Hauptsatz) is the central result establishing the significance of the sequent calculus. It was originally proved by Gerhard Gentzen in his landmark 1934 paper "Investigations in Logical Deduction" for the systems LJ and LK formalising intuitionistic and classical logic respectively. The cut-elimination theorem states that any judgement that possesses a proof in the sequent calculus making use of the cut rule also possesses a cut-free proof, that is, a proof that does not make use of the cut rule. ^{[1] [2]}

The cut rule

A sequent is a logical expression relating multiple formulas, in the form "${\displaystyle A_{1},A_{2},A_{3},\ldots \vdash B_{1},B_{2},B_{3},\ldots }$", which is to be read as "${\displaystyle A_{1},A_{2},A_{3},\ldots }$ proves ${\displaystyle B_{1},B_{2},B_{3},\ldots }$", and (as glossed by Gentzen) should be understood as equivalent to the truth-function "If (${\displaystyle A_{1}}$ and ${\displaystyle A_{2}}$ and ${\displaystyle A_{3}}$ …) then (${\displaystyle B_{1}}$ or ${\displaystyle B_{2}}$ or ${\displaystyle B_{3}}$ …)." ^[3] Note that the left-hand side (LHS) is a conjunction (and) and the right-hand side (RHS) is a disjunction (or).

The LHS may have arbitrarily many or few formulae; when the LHS is empty, the RHS is a tautology. In LK, the RHS may also have any number of formulae—if it has none, the LHS is a contradiction, whereas in LJ the RHS may only have one formula or none: here we see that allowing more than one formula in the RHS is equivalent, in the presence of the right contraction rule, to the admissibility of the law of the excluded middle. However, the sequent calculus is a fairly expressive framework, and there have been sequent calculi for intuitionistic logic proposed that allow many formulae in the RHS. From Jean-Yves Girard's logic LC it is easy to obtain a rather natural formalisation of classical logic where the RHS contains at most one formula; it is the interplay of the logical and structural rules that is the key here.

"Cut" is a rule in the normal statement of the sequent calculus, and equivalent to a variety of rules in other proof theories, which, given

1. ${\displaystyle \Gamma \vdash A,\Delta }$

and

2. ${\displaystyle \Pi ,A\vdash \Lambda }$

allows one to infer

3. ${\displaystyle \Gamma ,\Pi \vdash \Delta ,\Lambda }$

That is, it "cuts" the occurrences of the formula ${\displaystyle A}$ out of the inferential relation.

Cut elimination

The cut-elimination theorem states that (for a given system) any sequent provable using the rule Cut can be proved without use of this rule.

For sequent calculi that have only one formula in the RHS, the "Cut" rule reads, given

1. ${\displaystyle \Gamma \vdash A}$

and

2. ${\displaystyle \Pi ,A\vdash B}$

allows one to infer

3. ${\displaystyle \Gamma ,\Pi \vdash B}$

If we think of ${\displaystyle B}$ as a theorem, then cut-elimination in this case simply says that a lemma ${\displaystyle A}$ used to prove this theorem can be inlined. Whenever the theorem's proof mentions lemma ${\displaystyle A}$, we can substitute the occurrences for the proof of ${\displaystyle A}$. Consequently, the cut rule is admissible.

Consequences of the theorem

For systems formulated in the sequent calculus, analytic proofs are those proofs that do not use Cut. Typically such a proof will be longer, of course, and not necessarily trivially so. In his essay "Don't Eliminate Cut!" ^[4] George Boolos demonstrated that there was a derivation that could be completed in a page using cut, but whose analytic proof could not be completed in the lifespan of the universe.

The theorem has many, rich consequences:

• A system is inconsistent if it admits a proof of the absurd. If the system has a cut elimination theorem, then if it has a proof of the absurd, or of the empty sequent, it should also have a proof of the absurd (or the empty sequent), without cuts. It is typically very easy to check that there are no such proofs. Thus, once a system is shown to have a cut elimination theorem, it is normally immediate that the system is consistent.
• Normally also the system has, at least in first order logic, the subformula property, an important property in several approaches to proof-theoretic semantics.

Cut elimination is one of the most powerful tools for proving interpolation theorems. The possibility of carrying out proof search based on resolution, the essential insight leading to the Prolog programming language, depends upon the admissibility of Cut in the appropriate system.

For proof systems based on higher-order typed lambda calculus through a Curry–Howard isomorphism, cut elimination algorithms correspond to the strong normalization property (every proof term reduces in a finite number of steps into a normal form).

See also

• Deduction theorem
• Gentzen's consistency proof for Peano's axioms

Notes

1. Curry 1977 , pp. 208–213, gives a 5-page proof of the elimination theorem. See also pages 188, 250.
2. Kleene 2009 , pp. 453, gives a very brief proof of the cut-elimination theorem.
3. Wilfried Buchholz, Beweistheorie (university lecture notes about cut-elimination, German, 2002-2003)
4. Boolos 1984 , pp. 373–378

References

• Gentzen, Gerhard (1935). "Untersuchungen über das logische Schließen. I.". Mathematische Zeitschrift. 39: 176–210. doi:10.1007/BF01201353.
  • Untersuchungen über das logische Schließen I (Archive.org)
  • Gentzen, Gerhard (1964). "Investigations into logical deduction". American Philosophical Quarterly. 1 (4): 249–287.
• Gentzen, Gerhard (1935). "Untersuchungen über das logische Schließen. II". Mathematische Zeitschrift. 39: 405–431. doi:10.1007/BF01201363.
  • Untersuchungen über das logische Schließen II (Archive.org)
  • Gentzen, Gerhard (1965). "Investigations into logical deduction". American Philosophical Quarterly. 2 (3): 204–218.
• Curry, Haskell Brooks (1977) [1963]. Foundations of mathematical logic. New York: Dover Publications Inc. ISBN   978-0-486-63462-3.
• Kleene, Stephen Cole (2009) [1952]. Introduction to metamathematics. Ishi Press International. ISBN   978-0-923891-57-2.
• Boolos, George (1984). "Don't eliminate cut". Journal of Philosophical Logic. 13 (4): 373–378.

External links

• Alex Sakharov. "Cut Elimination Theorem". MathWorld .
• Dragalin, A.G. (2001) [1994], "Sequent calculus", Encyclopedia of Mathematics , EMS Press