Donald L. Horowitz

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Donald L. Horowitz (born 1939) is James B. Duke Professor Emeritus of Law and Political Science at Duke Law School and Duke University in Durham, North Carolina, United States.

Contents

He earned his PhD from Harvard University in 1968 and also holds degrees from Syracuse University. He is a specialist in the study of ethnic conflict and author of the books Ethnic Groups in Conflict (University of California Press, 1985), [1] A Democratic South Africa? Constitutional Engineering in a Divided Society (University of California Press, 1991), The Deadly Ethnic Riot (University of California Press, 2001) and Constitutional Change and Democracy in Indonesia (Cambridge University Press, 2013). [2] Writing about Ethnic Groups in Conflict, political scientist Ashutosh Varshney states that it "was a seminal text", and that: "For the first time in scholarly history, a book on ethnic conflict covered a whole variety of topics, ranging from concepts and definitions to those spheres of institutional politics (party politics, military politics, affirmative action) in which the power of ethnicity had become obvious and could no longer be ignored". [3]

Horowitz has acted as a consultant on the problems of divided societies and on policies to reduce ethnic conflict in locations including Russia, Romania, Nigeria, Tatarstan and Northern Ireland. In 2006, he was appointed to Secretary of State's Advisory Committee on Democracy Promotion. [4]

Centripetalism

Centripetalism, sometimes called integrationism, [5] developed out of the criticism of consociationalism by Horowitz. It is a form of democratic power sharing for divided societies (usually along ethnic, religious or social lines) which aims to encourage the parties towards moderate and compromising policies and to reinforce the center of a divided political spectrum. Both models aim to provide institutional prescriptions for divided societies. While consociationalism aims to give inclusion and representation to each ethnic group, centripetalism aims to depoliticize ethnicity and to encourage the establishment of multi-ethnic parties. [6]

Centripetalist institutions and voting systems are quite rare and there are not many examples of their use. The most famous examples come from Fiji (1997-2006), Northern Ireland (June 1973 to May 1974), Papua New Guinea, Sri Lanka, [6] Indonesia, Kenya, and Nigeria. [7] [8]

Instruments

Centripetalism is associated with institutions that provide incentives for elite cooperation such as vote pooling. Vote pooling occurs when politicians need to attract voters from the different groups in order to win the elections. For example, if some ethnic group is not large enough to get their own ethnic political representative, voters from that group would prefer to cast their second preference to the moderate politicians of the other ethnicity, rather than to the radical politician of the other ethnicity. In this theoretical model, vote pooling gives advantages to the moderate politicians aiming to attract the votes from the other groups because of the electoral system allowing voters to indicate preferences. This model incentivizes the formation of pre-electoral coalitions across conflict lines. [9]

Some centripetalists have advocated voting systems like the alternative vote or single transferable vote on these grounds; [10] however, the alternative vote does not necessarily advantage moderate politicians compared to proportional representation, as it suffers from the center squeeze effect. [11] [12] [13] [14]

Criticism

One of the main problems of the theory is the lack of empirical evidence supporting the effectiveness of centripetalism. [10] Centripetalist institutions do not work in the electoral systems in which electoral districts are homogenous, because in those cases politicians would not have incentives to create multi-ethnic parties as they do not need to appeal to the voters outside of their group. [15] Some evidence suggests that centripetal institutions lead to more instability and extremism. [7]

Strong supporters of consociationalism argue that centripetalism does not provide enough guarantees of representation and argue that what groups want is representation and not an indirect influence of majority decisions. [16] O'Leary also notes that "centripetal vote-pooling institutions unfairly privilege the majority or largest group; politicians from such groups have to pool fewer votes to win office than do politicians from smaller groups.” [17] McGarry also criticises that centripetalism tends to leave hardliners outside of the political system, which polarizes the political environment, making it impossible for moderates in the government to compromise. The moderates thus become more hardline. [18]

References

  1. Lijphart, Arend (10 November 1985). "Ties of blood, rivers of blood". New York Times. Retrieved 17 March 2016.
  2. "Horowitz examines Indonesia's transition to democracy in new book". Duke Law School. 10 January 2013. Retrieved 17 March 2016.
  3. Varshney, Ashutosh (2007). "Ethnicity and ethnic conflict". In Boix, Carles; Stokes, Susan C. (eds.). The Oxford Handbook of Comparative Politics. Oxford: Oxford University Press. pp. 274–294. ISBN   978-0199278480.
  4. "Professor Donald Horowitz appointed to Secretary of State's Advisory Committee on Democracy Promotion". Duke Law School. Retrieved 17 March 2016.
  5. Anderson, Liam D. (2013). "4 Territorial federalism and the logic of centripetalism". Federal solutions to ethnic problems: accommodating diversity. Exeter studies in ethno politics. New York: Routledge. ISBN   978-0-415-78161-9. often termed "integrationism," but is also sometimes referred to as "centripetalism." Though the two terms are often used interchangeably, McGarry et al. (2008, Chapter 2) argue, convincingly, that they are analytically distinct and should be dealt with as such.
  6. 1 2 Reilly, Benjamin (June 2012). "Institutional Designs for Diverse Democracies: Consociationalism, Centripetalism and Communalism Compared" . European Political Science. 11 (2): 259–270. doi:10.1057/eps.2011.36. ISSN   1680-4333. S2CID   256508316.
  7. 1 2 McCulloch, Allison (June 2013). "Does Moderation Pay? Centripetalism in Deeply Divided Societies" . Ethnopolitics. 12 (2): 111–132. doi:10.1080/17449057.2012.658002. ISSN   1744-9057. S2CID   144570242.
  8. Coakley, John; Fraenkel, Jon (June 2014). "Resolving conflict in bipolar societies: The fate of political settlements in Fiji and Northern Ireland". Political Science. 66 (1): 23–45. doi:10.1177/0032318714531979. ISSN   0032-3187. S2CID   54946790.
  9. Horowitz, Donald L. (1991). A democratic South Africa? : constitutional engineering in a divided society. Berkeley: University of California Press. ISBN   978-0520073425.
  10. 1 2 Bogaards, Matthijs (December 2019). "Consociationalism and Centripetalism: Friends or Foes?". Swiss Political Science Review . 25 (4): 519–537. doi: 10.1111/spsr.12371 . hdl: 20.500.14018/13828 . ISSN   1424-7755.
  11. Fraenkel, Jon; Grofman, Bernard (1 June 2006). "Does the Alternative Vote Foster Moderation in Ethnically Divided Societies?: The Case of Fiji" . Comparative Political Studies. 39 (5): 623–651. doi:10.1177/0010414005285032. ISSN   0010-4140. Fiji's objective of ameliorating ethnic divisions by the adoption of AV was not successful. In elections in 1999 and 2001, moderate parties would have fared better under a proportional representation system
  12. Horowitz, Donald L. (1 June 2006). "Strategy Takes a Holiday: Fraenkel and Grofman on the Alternative Vote" . Comparative Political Studies. 39 (5): 652–662. doi:10.1177/0010414005285034. ISSN   0010-4140.
  13. Fraenkel, Jon; Grofman, Bernard (1 June 2006). "The Failure of the Alternative Vote as a Tool for Ethnic Moderation in Fiji: A Rejoinder to Horowitz" . Comparative Political Studies. 39 (5): 663–666. doi:10.1177/0010414005285035. ISSN   0010-4140.
  14. Foley, Edward B. (17 August 2024). "What is "Centripetalism" and Why Does It Matter?". Common Ground Democracy. Retrieved 18 August 2024. Instant Runoff Voting, however, achieves the most centripetal result (when it does) only by happenstance, not intrinsically, and fails to do so when the electorate is especially polarized
  15. Bogaards, Matthijs (November 2003). "Electoral choices for divided societies: Multi-ethnic parties and constituency pooling in Africa" . Commonwealth & Comparative Politics. 41 (3): 59–80. doi:10.1080/14662040412331310201. ISSN   1466-2043. S2CID   154817047.
  16. McCulloch, Allison (2019). McCulloch, Allison; McGarry, John (eds.). Power-sharing: Empirical and normative challenges. London: Routledge. p. 5. ISBN   9780367173784.
  17. O'Leary, Brendan (2013). Power sharing in deeply divided places: An advocate's introduction. Philadelphia: University of Pennsylvania Press.
  18. McGarry, John (2019). "Classical Consociational Theory and Recent Consociational Performance". Swiss Political Science Review . 25 (4): 538–555. doi: 10.1111/spsr.12378 . S2CID   211380638.