Local Government and Social Care Ombudsman

Last updated

The Local Government and Social Care Ombudsman (LGSCO), legally the Commission for Local Administration in England and formerly known as the Local Government Ombudsman (LGO), investigates complaints from members of the public about councils and some other some other authorities and organisations providing public services in England. [1] It also investigates complaints about registered adult social care providers. It is the last stage of the complaints process, for people who have given the council or provider opportunity to resolve the issue first. It is a free service. Similar duties are carried out by the Public Services Ombudsman for Wales, the Scottish Public Services Ombudsman and the Northern Ireland Ombudsman. The current (interim) Local Government and Social Care Ombudsman is Paul Najsarek, whose appoinment commenced on 1 April 2023. [2]

Contents

History

The individual Local Government Ombudsman commissioner positions were created as a result of the Local Government Act 1974, [3] which was amended by the Regulatory Reform Order 2007 No 1889 [4] and the Local Government and Public Involvement in Health Act 2007. [5]

In 1995, a review conducted by Geoffrey Chipperfield, working for the Secretary of State for the Environment, recommended abolition of the local government ombudsmen on the grounds that it would not be able to handle the increasing volume of local government complaints effectively. Chipperfield recommended that all stages of a complaint, including external review, should be carried out locally. The government, however, declined to act on the report, stating that they believed that the CLA continued to be necessary, and that though local complaint systems were important, it wasn't necessary to create new statute mandating and maintaining such systems. [6]

In 2007, then Prime Minister Gordon Brown stated, during a House of Commons debate on constitutional reform, that he believed that the House of Commons should have more authority over the selection of "public officials whose role it is to protect the public's rights and interests, and for whom there is not currently independent scrutiny. That includes…the local government ombudsman…" [7]

Duties

The Local Government Ombudsman investigates allegations of maladministration that have caused injustice to the complainant. [8] Most council services can be investigated including some areas of housing, planning, education, social services, council tax, housing benefit and highways. [8] Registered adult social care services can be investigated regardless of whether there has been council input into the care. The Local Government Ombudsman provides dispute resolution services free of charge to the complainants. It will usually only become involved after a council's complaints procedure has been exhausted. [9]

If the LGO finds the body investigated acted with fault, which caused the person an injustice, it will recommend a remedy to put things right. The LGO remedies are aimed at putting the person back in the position they would have been were it not for the fault. Where appropriate it also recommends action to avoid similar issues affecting other people – such as reviewing practice and procedure – and can recommend remedies for other persons affected by faults found in an individual complaint.

As the 2014/15 fiscal year, the service cost approximately £12 million per annum. [10] The Commission for Local Administration is the official title of the body that runs the Local Government Ombudsman service. The stated objective of the LGO is to remedy injustice and improve local public services. This includes issuing advice on good administrative practice in local government based on experience from prior investigations and also offer training in complaint handling to councils and care providers. [11]

Although it will hear complaints of maladministration stemming from the actions of individual councillors [12] and council employees, the service can only seek to remedy the injustice and cannot discipline the person responsible.[ citation needed ] Unless they are also members of a professional body, such as the Law Society, individual officers can only be disciplined by their employer. [ citation needed ]

Complaint process

If a complainant is not satisfied with the outcome of a complaint against a local council or care provider he or she can submit a complaint to the LGO. They can also ask an advocate (including a councillor or MP) to do so on their behalf. The LGO will decide whether or not to investigate. Before coming to a final decision on an investigation, the LGO presents both parties with a provisional finding that they can comment on, which will be considered before a final decision is made. Complainants can only ask the LGO to reconsider its decision if they can demonstrate it was based on important evidence that contains facts that were not accurate, and they can show this using readily available information, or they have new and relevant information that was not previously available and which affects the decision made.[ citation needed ]

Results

In 2014/15 the LGO registered 20,286 new complaints and enquiries. 11,094 complaints and enquiries required further consideration and were referred to its assessment team. Of those, 6,314 people were helped by explaining why the issue was not in the LGO's jurisdiction or why a detailed investigation could not be pursued. 4,780 complaints were investigated in detail.

Councils do not have a legal obligation to comply with the Local Government Ombudsman's recommendations, even those in a published report, [13] though the Ombudsman states that less than one per cent of cases are not complied with in full. [14] [ unreliable source? ]

One risk of taking a complaint to the Local Government Ombudsman is that the complainant may run out of time to seek judicial review of a council's decision, missing the opportunity to raise the original matter in court. [14] Judicial review must be sought within three months in the UK [15] whereas only 54% of 2004/5 Ombudsman cases were determined within this time. [16]

Complaints about the Local Government Ombudsman

Complainants dissatisfied with the way an LGO investigator deals with a complaint have recourse to the LGO's complaints procedure. It will try to resolve complaints quickly and directly with the person or section of its service concerned, but if not resolved a service complaint will be considered by a senior manager.[ original research? ]

Judicial review

Although the Local Government Ombudsman case decisions cannot be appealed directly to any external authority, judicial review can be sought through the high court if the ombudsman acts contrary to the laws that govern it or the decision made is deemed to be Wednesbury unreasonable. [17] Costs can be claimed if the challenge is successful. Judges do not overturn decisions of the Local Government Ombudsman but can require the Ombudsman to reconsider. For example, in 2022, one case concerning the ombudsman went before the High Court for judicial review, namely Milburn, R (On the Application Of) v The Local Government and Social Care Ombudsman [2022], and the high court found that the ombudsman was wrong to refuse to consider cases where the local authority had claimed to have acted when they had not. [18]

Publications

The service publishes quite extensively, including:

Notes

  1. "Your Rights: How to Get Redress: Local government: Local government". www.yourrights.org.uk. Archived from the original on 29 May 2006.
  2. Rowley MP, Lee (21 March 2023). "Appointment as Local Government and Social Care Ombudsman" (PDF). Retrieved 12 August 2023.
  3. "Local Government Act 1974". UK Crown. Retrieved 11 April 2011.
  4. "Regulatory Reform Order 2007 No 1889". Parliamentary and Health Service Ombudsman. Archived from the original on 28 September 2011. Retrieved 11 April 2011.
  5. "The Local Government and Public Involvement in Health Act". UK Crown. Retrieved 11 April 2011.
  6. "House of Commons Hansard Written Answers for 12 Feb 1996 (pt 2)". publications.parliament.uk. Retrieved 15 September 2020.
  7. Gordon Brown (3 July 2007). "Oral Answers to Questions – Foreign and Commonwealth Affairs" . Retrieved 13 April 2011.
  8. 1 2 "What we do". Commission for Local Administration in England. Archived from the original on 10 August 2011. Retrieved 11 April 2011.
  9. "Making a complaint". Commission for Local Administration in England. Retrieved 11 April 2011.
  10. http://www.lgo.org.uk/assets/attach/2387/Annual-Report-Accs-2014-15-FINAL-for-web-.pdf LGO Annual Report and Accounts 2014–15
  11. "Training for local authorities". Commission for Local Administration in England. Archived from the original on 7 April 2011. Retrieved 11 April 2011.
  12. "Manchester Evening News: Number one for news, opinion, sport & celebrity gossip". www.manchestereveningnews.co.uk. Retrieved 15 September 2020.
  13. "Planning Portal - Watchdog clashes with council over compensation". www.planningportal.gov.uk. Archived from the original on 8 September 2006.
  14. 1 2 "Alternative Dispute Resolution – advice services alliance". asauk.org.uk. 9 March 2016. Retrieved 15 September 2020.
  15. "Judicial Review and Statutory Review". Ministry of Justice. Retrieved 8 September 2015.
  16. "Archived copy" (PDF). Archived from the original (PDF) on 26 December 2005. Retrieved 13 April 2006.{{cite web}}: CS1 maint: archived copy as title (link)
  17. "Local Government Ombudsman: 17 Jan 2005: Hansard Written Answers". TheyWorkForYou. Retrieved 15 September 2020.
  18. "High Court finds that Ombudsman did not give enough reasons for refusal to investigate complaint". LocalGovernmentLawyer.

Related Research Articles

<span class="mw-page-title-main">European Ombudsman</span> Ombudsman for the European Union

The European Ombudsman is an inter-institutional body of the European Union that holds the institutions, bodies and agencies of the EU to account, and promotes good administration. The Ombudsman helps people, businesses and organisations facing problems with the EU administration by investigating complaints, as well as by proactively looking into broader systemic issues. The current Ombudsman is Emily O'Reilly.

<span class="mw-page-title-main">State Corporation Commission (Virginia)</span>

The State Corporation Commission, or SCC, is a Virginia (USA) regulatory agency whose authority encompasses utilities, insurance, state-chartered financial institutions, securities, retail franchising, and railroads. It is the state's central filing office for corporations, limited partnerships, limited liability companies and Uniform Commercial Code liens.

<span class="mw-page-title-main">Financial Ombudsman Service</span> United Kingdom independent complaints body

The Financial Ombudsman Service is an ombudsman in the United Kingdom. It was established in 2000, and given statutory powers in 2001 by the Financial Services and Markets Act 2000, to help settle disputes between consumers and UK-based businesses providing financial services, such as banks, building societies, insurance companies, investment firms, financial advisers and finance companies.

<span class="mw-page-title-main">Ethical Standards in Public Life etc. (Scotland) Act 2000</span> United Kingdom legislation

The Ethical Standards in Public Life etc. (Scotland) Act 2000 is an Act of the Scottish Parliament which established that the Scottish Ministers had to issue a code of conduct for councillors, and put in place mechanisms for dealing with councillors in contravention of the code. It was introduced by Scottish Executive minister Wendy Alexander.

<span class="mw-page-title-main">Parliamentary and Health Service Ombudsman</span> UK government agency

The Parliamentary and Health Service Ombudsman (PHSO) comprises the offices of the Parliamentary Commissioner for Administration (PCA) and the Health Service Commissioner for England (HSC). The Ombudsman is responsible for considering complaints by the public that UK Government departments, public authorities and the National Health Service in England have not acted properly or fairly or have provided a poor service.

<span class="mw-page-title-main">Office of the Ombudsman (Hong Kong)</span>

The Office of Ombudsman is a Hong Kong statutory authority, established on 1 March 1989, charged with ensuring that Hong Kong is served by a fair and efficient public administration that is committed to accountable, openness and quality of services. It operates mainly by investigating and giving recommendations to government departments.

The Scottish Public Services Ombudsman (SPSO) is the organisation that handles complaints about public services in Scotland. The Ombudsman service is independent of government and with a duty to act impartially.

Sir Cecil Montacute "Spike" Clothier KCB QC was a lawyer who served as a Judge of Appeal on the Isle of Man, and then as Parliamentary Commissioner for Administration and Health Service Commissioner for England, Scotland and Wales. He was later the first Chairman of the Police Complaints Authority.

The Public Services Ombudsman for Wales was established by section 1(1) of the Public Services Ombudsman (Wales) Act 2005. The Public Services Ombudsman for Wales brings together the jurisdictions of various offices he replaced, namely the Local Government Ombudsman for Wales, the Health Service Ombudsman for Wales, the Welsh Administration Ombudsman and the Social Housing Ombudsman for Wales.

The office of the NI Ombudsman, now known as the Northern Ireland Public Services Ombudsman (NIPSO), was first established in Northern Ireland in 1969. The role of an independent ombudsman was originally created as a response to the Northern Ireland civil rights movement, and complaints of institutional bias and discrimination in the areas of housing and jobs.

Ombudsmen in Australia are independent agencies who assist when a dispute arises between individuals and industry bodies or government agencies. Government ombudsman services are free to the public, like many other ombudsman and dispute resolution services, and are a means of resolving disputes outside of the court systems. Australia has an ombudsman assigned for each state; as well as an ombudsman for the Commonwealth of Australia. As laws differ between states just one process, or policy, cannot be used across the Commonwealth. All government bodies are within the jurisdiction of the ombudsman.

Ann Abraham is a public servant who was the Parliamentary Commissioner for Administration and Health Service Commissioner for England between 2002 and 2011.

<span class="mw-page-title-main">Ombudsman</span> Official representing the interests of the public

An ombudsman, ombud, ombuds, bud, ombudswoman, ombudsperson or public advocate is an official who is usually appointed by the government or by parliament to investigate complaints and attempt to resolve them, usually through recommendations or mediation.

<span class="mw-page-title-main">Investigatory Powers Tribunal</span> State surveillance tribunal in the United Kingdom

The Investigatory Powers Tribunal (IPT) is a first-instance tribunal and superior court of record in the United Kingdom. It is primarily an inquisitorial court.

<span class="mw-page-title-main">Financial Ombudsman Service (Australia)</span>

The Financial Ombudsman Service (FOS) was a member-funded Australian ombudsman service that provided external dispute resolution for consumers who were unable to resolve complaints with member financial services organisations.

<span class="mw-page-title-main">Parliamentary Commissioner Act 1967</span> United Kingdom legislation

The Parliamentary Commissioner Act 1967 is an Act of the Parliament of the United Kingdom.

<span class="mw-page-title-main">Health Service Commissioners Act 1993</span> United Kingdom legislation

The Health Service Commissioners Act 1993 is an Act of the Parliament of the United Kingdom.

The Legal Ombudsman is an ombudsman service that opened in October 2010. It is a free service that investigates complaints about lawyers in England and Wales. The Legal Ombudsman was set up as a result of the Legal Services Act 2007 and took over from the Legal Complaints Service and other legal complaint-handling bodies. The current Chief Ombudsman is Paul McFadden, who replaced Rebecca Marsh in January 2021, Marsh having left the post in the summer of 2020 after being in post since April 2019. The Legal Ombudsman is a member of the Ombudsman Association.

The Office of the British Columbia Ombudsperson is one of ten provincial ombudsman offices in Canada. It receives enquiries and complaints about the administrative practices and services of public agencies in British Columbia. It is headed by the B.C. Ombudsperson, an officer of the provincial legislature who is independent of government and political parties. Its role is to impartially investigate complaints to determine whether public agencies have acted fairly and reasonably, and whether their actions and decisions were consistent with relevant legislation, policies and procedures.

<span class="mw-page-title-main">Federal Tax Ombudsman (Pakistan)</span> Pakistani government agency

The Federal Tax Ombudsman evaluates complaints against federal tax agencies. Article 37 of the Constitution of Pakistan calls for inexpensive and expeditious justice. The Federal Tax Ombudsman Ordinance of 2000 and the Federal Ombudsman Institutional Reforms (FOIR) Act of 2013 confer powers, including administrative and financial autonomy. This aligns with the separation of Pakistan's judiciary and executive branches in accordance with the Constitution.