Shadows is a 1959 American independentdrama film directed by John Cassavetes about race relations during the Beat Generation years in New York City. The film stars Ben Carruthers, Lelia Goldoni, and Hugh Hurd as three black siblings, though only one of them is dark-skinned enough to be considered African American. The film was initially shot in 1957 and shown in 1958, but a poor reception prompted Cassavetes to rework it in 1959. Promoted as a completely improvisational film, it was intensively rehearsed in 1957, and in 1959 it was fully scripted.
The film depicts two weeks in the lives of three siblings on the margins of society:[1] two brothers who are struggling jazz musicians and their light-skinned younger sister who goes through three relationships, one with an older white writer, one with a shallow white lover, and finally one with a gentle young black admirer.
Ben, diffident and awkward, is meant to be a jazz trumpeter but wastes his time drinking in Manhattan bars and trying to pick up girls with two fellow-idlers, Dennis and Tom. He is supported by his brother Hugh (the sibling with the most African-American skin-tone characteristics), who is supposed to be a jazz singer but is unable to find much work because of his old-fashioned style. Hugh's career is managed by Rupert. Ben and Hugh live with their fair-skinned, younger sister Lelia, who intends to be a writer. Initially, she is under the wing of an older boyfriend and intellectual, David. At a party, she abandons him for the younger Tony, who professes his love and takes her virginity. She has been disappointed by Tony, and the first act of sex but they continue dating. Seeing her home, he is shocked to find that her family are black and is kicked out by Hugh, who does not want his sister going with a perceived bigot. Lelia is paired with a pleasant black man, also called David, who is shocked at the modern and independent ways she has acquired. Ben, after getting beaten up for trying to drunkenly muscle in on some girls in a bar, comes back to the apartment. Hugh gets into an argument over bookings and his manager confesses he wants to split up. Hugh convinces Rupert that they should remain partners and swears to be more flexible.
As Lelia and David head out for another date, Tony arrives at the door looking for her. He is disappointed to see her already dating another man, and she walks past him, but Hugh also arrives and they get into an argument over Lelia. A beaten up and more sanguine Ben becomes the arbiter and calms the situation down. Hugh discovers he has a good booking in Chicago and leaves. Ben is the last sibling to leave the apartment and heads down the street. Destination unknown.
The idea for the film came from a classroom exercise. With acting coach Burt Lane (later the father of Diane Lane), Cassavetes was conducting classes for aspiring actors at the Variety Arts Theatre in Manhattan's off-Broadway Union Square neighborhood, the classes listed as "The Cassavetes-Lane Drama Workshop"; this was Cassavetes' attempt to counter the adherents of method acting who controlled much of New York theatre and film.[3] A particular exercise became the core of the film: A young African-American woman who was very light-skinned dated a young white man, but he was repulsed when he discovered she had a black brother. Cassavetes determined to put the scene on film, so he began looking for funding. While ostensibly promoting the film Edge of the City on Jean Shepherd's Night People radio show on WOR in February 1957, Cassavetes said he could make a better film than could director Martin Ritt. He pitched the drama workshop idea to Shepherd's radio audience. Cassavetes was surprised when listeners sent about $2,000 to start the project.[1][4] Money also came from Cassavetes' friends, including Hedda Hopper, William Wyler, Joshua Logan, Robert Rossen, José Quintero, and Cassavetes' agent Charlie Feldman.[5] Cassavetes hired German cinematographer Erich Kollmar as cameraman, the only crew member except Cassavetes with any experience in film.[6]
Using student actors from the Cassavetes-Lane Drama Workshop, shooting started in February 1957 in a largely improvised form. Cassavetes composed an outline for the film, but not a script. Cassavetes and assistant director/producer Maurice McEndree gave detailed instructions to the actors, constraining the situation to guide the story, with the words and the movements improvised by the actors. Cassavetes intended the story to evolve from the characters rather than vice versa. Three initial weeks of work was thrown out, the first week because of technical problems with quality, and the next two weeks because Cassavetes felt that the actors were talking too much. After they had developed their characters to the point at which they could portray emotion in silence, the actors improvised with more clarity and with a level of truth that Cassavetes found revealing. He was a demanding director who required a critical romantic scene to be performed more than 50 times before he was satisfied with the results. About 30 hours of film was exposed during several months of off-and-on shooting.[7]
Filming took place in various locations, including inside the apartment that Cassavetes shared with his wife Gena Rowlands, and on the streets of New York. Using a 16mm camera borrowed from Shirley Clarke, and monochrome film stock, Kullmar was forced to shoot scenes in which the actors could move in any direction they wished, making for unpredictable zoom and focus requirements. No filming permits were obtained, so the cast and crew were necessarily ready to pack quickly and leave a location.[8] The lighting was a general wash rather than specific effects. The microphone was placed by Jay Crecco (who was also an actor in the film), and dialogue was recorded to tape with street noises intruding. Even though Cassavetes said "print it!" after he was satisfied with a scene, there was nobody on the crew keeping track of the film takes, so all of the exposed film had to be printed. The editing of the film was made much more difficult by the lack of notes taken during shooting, and by the sound recorded "wild" on tape, not synchronized with the film. The microphone failed to pick up some of the dialogue, requiring lip-readers to watch the footage and write down what had been said so that the actors could re-record their dialogue.[9] Editors Len Appelson, Maurice McEndree and Wray Bevins began work while shooting was still under way, editing the film in an office next door to the Variety Arts Theatre, the office that is seen hosting a rock 'n roll party in the film. Primary photography was finished by mid-May 1957, with 60,000ft (18,000m) of film exposed, but the editing took more than a year. Cassavetes was not available during much of this time; starting in June, he was on location working as an actor first in Saddle the Wind, then in Virgin Island (both 1958). At the end of 1957, the editors moved to a professional editing suite to complete the task.[10]
Cassavetes intended to have the jazz music of Charles Mingus on the soundtrack, but Mingus composed a number of songs that could stand on their own rather than impressionistic film music to follow the story. Three hours of Mingus and his band were recorded, and much of this material was placed in the first version of Shadows, screened in 1958, but almost all of it was removed during the 1959 reworking of the film.[11] Two of Mingus' compositions for the film were subsequently included on the 1959 album Jazz Portraits: Mingus in Wonderland.[12]
1958 screening
The film was finished late in 1958, printed onto 16mm stock, and three free screenings were announced by Shepherd on his radio show. Cassavetes overestimated the audience; only about 100 people showed up for each of the midnight showings at Manhattan's Paris Theater, which could hold almost 600 people. At the first showing, there were initial problems with the sound, which were remedied. Some of the audience members were friends and colleagues of Cassavetes; he later said that 90% of them disliked the film. A number of people walked out before the film ended,[13] including Burt Lane, who had coached most of the cast. Assistant cameraman Al Ruban told Cassavetes that the film was "okay in a kind of naive way". Cassavetes' father told him it was a "pure" film, not a good film. Cassavetes thought it was "totally intellectual" and thus "less than human".[14] The poor reception made him decide that the film should be radically reworked.[15]
However, avant-garde film critic Jonas Mekas highly praised the film, writing in the January 1959 issue of Film Culture that Shadows "presents contemporary reality in a fresh and unconventional manner... The improvisation, spontaneity, and free inspiration that are almost entirely lost in most films from an excess of professionalism are fully used in this film."[16] The magazine, founded by Mekas and his brother, bestowed upon Shadows its first "Independent Film Award". Mekas then arranged to have the film shown six more times at the Young Men's Hebrew Association.
1959 reworking
Cassavetes shot new scenes in 1959 using a script that he co-wrote with Robert Alan Aurthur.[4] The racial prejudice angle was reduced, and the three main characters were given more complications, as well as more time exploring their connectedness.[17] With financing from Nikos Papatakis and others, Cassavetes reassembled the required members of the cast and crew. Half to two-thirds of the original footage was replaced, which angered those whose work was diminished.[13][15] A 16mm print was struck, and the new version was shown on November 11, 1959, at Amos Vogel's avant-garde Cinema 16, on a double bill with the 30-minute beat poetry film Pull My Daisy.
The first version was an ensemble performance, while the second version put more emphasis on Lelia. The revelation that she was African-American came much earlier in the second version.[18] The first version had more of a conventional narrative, but its pace was slow in sections. It also contained a number of technical flaws such as lip-sync errors. Lelia's date with Tony was greatly altered; in the first version, she only talks with him, but in the second version, she loses her virginity to him.[19] The first version had more scenes of Ben and his friends hanging around Times Square. Actor Anthony Ray, the son of famous director Nicholas Ray, had top billing in the first version, playing the part of Lelia's date Tony, but in the second version, this billing was reduced to reflect his diminished screen time. His character was given greater dignity in the second version.[17]
A major difference between the two was that Mingus' music was featured more in the first version, but the music was incongruously paired with the visuals, according to film critic Jonathan Rosenbaum. For the second version, Cassavetes replaced almost all of the Mingus recordings. For example, he removed a section in which a muted trumpet replaces the speech of character Tony on the phone, the sound mocking him.[19] Another removed part involves the Mingus band shouting out a snatch of the gospel song "Leaning on the Everlasting Arms" during a scene in which Ben and his friends are recovering from a brutal fight. The first version also uses two Frank Sinatra songs that are not in the second version because Cassavetes could not obtain the rights.[17] Mingus's saxophonist Shafi Hadi, previously known as Curtis Porter, provided most of the second version's soundtrack, expanding on a short passage that Mingus had written.[5] Hadi was directed in his improvisation by Cassavetes, who acted out all the parts for him in the recording studio.[8]
Another difference between the versions is that Ben's statement "I've learned a lesson" comes at the end of the second version, conveying to the viewer that Ben will improve himself after receiving such a cruel beating. This brings a sense of moral closure to the film. In the first version, the fight and Ben's statement appear halfway through the film, following which he is shown doing the same things again, having failed to learn his lesson. Thus, Ben is portrayed as unlikely ever to change his ways in the first version.[19]
Reception
In his December 1959 manifesto "A Call for a New Generation of Film Makers", Mekas said that Shadows was the start of a new movement that would inspire independent filmmakers, energize the flagging avant-garde film scene, and triumph over the commercial Hollywood film industry.[20] Even so, he was upset that the film had been reworked. In January 1960, he wrote in his movie-review column in The Village Voice that the 1959 version was commercialized, "just another Hollywood film", and that everything he had praised in the first version had been "completely destroyed".[1] Later in his life, he said that the first version should have never been remade, but that the second version was a better indication of the direction in which Cassavetes was going as a filmmaker.
The film was shocking to American audiences in the late 1950s and early 1960s because it turned the "concept of race upside down".[1] Two of the principal actors portraying African-Americans were not actually black: Goldoni was born in the U.S. to Sicilian parents, fully European in heritage, and Carruthers was only one-sixteenth black.[1] Carruthers used a sunlamp to darken his skin during the 1957 shooting of the film, but in 1959 for the new scenes, he abandoned this effort.[17] Carruthers and Goldoni were married in 1960, but quickly divorced.[1]
After Shadows was honored by the Venice Film Festival, the international publicity helped it become the first American film to see success outside of the Hollywood system. Shadows joined Pull My Daisy and Shirley Clarke's The Connection to establish a new wave of American independent films.[1]
In 1993, Shadows was selected for preservation in the United States National Film Registry by the Library of Congress as being "culturally, historically, or aesthetically significant".[21][22] In 1994, film critic Leonard Maltin said the film "was considered a watershed in the birth of American independent cinema".[2]
2003 rediscovery
The second version of the film, greatly reworked in 1959, is the one that Cassavetes considered to be the final product, and he refused to show the 1958 version. In time, he lost track of the first version's only print, and for decades it was believed to have been lost or destroyed. In the 1980s, Cassavetes said that he may have donated the film to a school far away. In fact, the 16mm print of the first version had been left on a New York City subway train, taken to the subway's lost-and-found department, and then purchased by a second-hand-goods shop owner as part of a box of unclaimed items. The shop owner saw "Shadows" scratched into the leader on the first reel, but he did not recognize the film's name. The shop eventually went out of business, and the owner retired. The reels of film were stored in an attic in Florida, and in November 2003, they were given by the shop owner's daughter to film professor Ray Carney, who had been searching for the first version's print since the 1980s.[15] A digital copy was shown at the International Film Festival Rotterdam in late January 2004.[18] Since then, few people have seen this version, as Rowlands and the Cassavetes estate have been involved in a legal dispute regarding Carney's use of the film.[3][23]
Charles Mingus Jr. was an American jazz upright bassist, composer, bandleader, pianist, and author. A major proponent of collective improvisation, he is considered to be one of the greatest jazz musicians and composers in history, with a career spanning three decades and collaborations with other jazz greats such as Duke Ellington, Charlie Parker, Max Roach, and Eric Dolphy. Mingus's work ranged from advanced bebop and avant-garde jazz with small and midsize ensembles, to pioneering the post-bop style on seminal recordings like Pithecanthropus Erectus (1956) and Mingus Ah Um (1959), and progressive big band experiments such as The Black Saint and the Sinner Lady (1963).
Virginia Cathryn "Gena" Rowlands is an American retired actress, whose career in film, stage, and television has spanned nearly seven decades. A four-time Emmy and two-time Golden Globe winner, she is known for her collaborations with her actor-director husband John Cassavetes in ten films, including A Woman Under the Influence (1974) and Gloria (1980), both of which earned her nominations for the Academy Award for Best Actress. She also won the Silver Bear for Best Actress for Opening Night (1977). She is also known for her performances in Woody Allen's Another Woman (1988), and her son Nick Cassavetes's film, The Notebook (2004). In 2021, Richard Brody of The New Yorker said, “The most important and original movie actor of the past half century-plus is Gena Rowlands.” In November 2015, Rowlands received an Honorary Academy Award in recognition of her unique screen performances.
John Nicholas Cassavetes was an American-born Greek actor and filmmaker. He began as a television and film actor before helping to pioneer modern American independent cinema as a director and writer, often financing and distributing his films with his own income. AllMovie called him "an iconoclastic maverick", while The New Yorker suggested in 2013 that he "may be the most influential American director of the last half century."
Faces is a 1968 American drama film written and directed by John Cassavetes. It stars John Marley, Gena Rowlands, Lynn Carlin, Seymour Cassel, Fred Draper, and Val Avery.
John Arthur "Jaki" Byard was an American jazz multi-instrumentalist, composer, and arranger. Mainly a pianist, he also played tenor and alto saxophones, among several other instruments. He was known for his eclectic style, incorporating everything from ragtime and stride to free jazz.
Raymond Carney is an American scholar and critic, primarily known for his work as a film theorist, although he writes extensively on American art and literature as well. He is known for his study of the works of actor and director John Cassavetes. He teaches in the Film and Television department of the Boston University College of Communication at Boston University and has published several books on American art and film.
Biagio Anthony "Ben" Gazzara was an Italian American actor and director of film, stage, and television. He received numerous accolades, including a Primetime Emmy Award and a Drama Desk Award, in addition to nominations for three Golden Globe Awards and three Tony Awards.
Attilio Joseph "Teo" Macero was an American jazz saxophonist, composer, and record producer. He was a producer at Columbia Records for twenty years. Macero produced Miles Davis' Bitches Brew and Dave Brubeck's Time Out, two of the best-selling and most influential jazz albums of all time. Although the extent of his role has been disputed, he also has been associated with the production of Davis' 1959 album Kind of Blue, jazz's best-selling record. Macero was known for his innovative use of editing and tape manipulation unprecedented in jazz and proving influential on subsequent fusion, experimental rock, electronica, post-punk, no wave, and acid jazz.
Jonathan Rosenbaum is an American film critic and author. Rosenbaum was the head film critic for The Chicago Reader from 1987 to 2008, when he retired. He has published and edited numerous books about cinema and has contributed to such notable film publications as Cahiers du cinéma and Film Comment.
The Killing of a Chinese Bookie is a 1976 American neo-noir crime film written and directed by John Cassavetes and starring Ben Gazzara. A rough and gritty film, this is the second of their three collaborations, following Husbands and preceding Opening Night. Timothy Carey, Seymour Cassel, Morgan Woodward, Meade Roberts, and Azizi Johari appear in supporting roles.
Film Culture was an American film magazine started by Adolfas Mekas and his brother Jonas Mekas in 1954. The publication's headquarters were in New York City. Best known for exploring the avant-garde cinema in depth, it also published articles on other aspects of cinema, including Hollywood films.
Mingus Ah Um is a studio album by American jazz musician Charles Mingus which was released in October 1959 by Columbia Records. It was his first album recorded for Columbia. The cover features a painting by S. Neil Fujita. The title is a corruption of an imaginary Latin declension. It is common for Latin students to memorize Latin adjectives by first saying the masculine nominative, then the feminine nominative, and finally the neuter nominative singular —implying a transformation of his name, Mingus, Minga, Mingum. The album was inducted into the Grammy Hall of Fame in 2013.
Love Streams is a 1984 American film directed by John Cassavetes, in what would be his final independent feature and penultimate directorial project. The film tells the story of a middle-aged brother (Cassavetes) and sister who find themselves relying on one another after being abandoned by their loved ones.
William Curtis Porter, better known as Shafi Hadi, was an American jazz tenor and alto saxophonist known for his recordings with Charles Mingus and with Hank Mobley.
Too Late Blues is a 1961 black-and-white American film directed by John Cassavetes and starring Bobby Darin, Stella Stevens and Everett Chambers. It is the story of jazz musician "Ghost" Wakefield and his relationship with both his fellow band members and his love interest, Jess, a beautiful would-be singer. The film was written by Cassavetes and Richard Carr.
Lelia Vita Goldoni was an American actress. She was best known for co-starring in John Cassavetes's groundbreaking independent film Shadows (1959). She received two BAFTA Award nominations throughout her career, the first for Shadows and the second for her performance in Martin Scorsese's Alice Doesn't Live Here Anymore (1974).
Benjamin Harwood Jr., better known as Bo Harwood, was an American sound mixer, sound editor, sound engineer, music supervisor, composer, and songwriter. Harwood's sound work gained attention in the 1970s after his work on films directed by John Cassavetes. In the 1990s and 2000s, Harwood worked primarily as a mixer for several television series, including Felicity, and Six Feet Under.
Benito F. Carruthers was an American film actor, most notable for his role in John Cassavetes' debut feature film Shadows (1959). His other films included A High Wind in Jamaica (1965), Robert Aldrich's The Dirty Dozen (1967) as Glenn Gilpin, Fearless Frank (1967), To Grab the Ring (1968), The Lost Continent (1968), Riot (1969) as the unpredictable and psychotic Joe Surefoot, Man in the Wilderness (1971), and Universal Soldier (1971).
Jazz Portraits: Mingus in Wonderland is a live album by jazz bassist and composer Charles Mingus, recorded in 1959 and released on the United Artists label in September of that year. The original release was titled Jazz Portraits, and a subsequent edition was titled Wonderland, leading to the combined title of Jazz Portraits: Mingus in Wonderland.
Nostalgia in Times Square is an album by American jazz saxophonist Jemeel Moondoc, which was recorded in 1985 and released the following year on the Italian Soul Note label. He leads a quintet that features Ornette Coleman guitarist Bern Nix, former Roland Kirk pianist Rahn Burton, bassist William Parker and drummer Denis Charles. This is Moondoc's first date with piano since his 1977 debut album, Muntu's First Feeding.
1 2 Watson, Stephanie (1997). "Spontaneous Cinema? In the Shadows with John Cassavetes". In Jack Sargeant (ed.). Naked Lens: Beat Cinema. London: Creation Books. ISBN1871592291.
1 2 3 4 Charity, Tom (March 2004). "Open Ear Open Eye". Sight & Sound. BFI. pp.26–28. Archived from the original on 2012-08-03. Retrieved September 4, 2015.
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