Hernandez v. New York

Last updated
Hernandez v. New York
Seal of the United States Supreme Court.svg
Argued February 25, 1991
Decided May 28, 1991
Full case nameHernandez v. New York
Citations500 U.S. 352 ( more )
111 S. Ct. 1859; 114 L. Ed. 2d 395; 1991 U.S. LEXIS 2913
Holding
A prosecutor's peremptory challenges of Spanish-speaking Latino jurors based on his doubts about the ability of such jurors to defer to the official translation of Spanish-language testimony did not violate the Equal Protection Clause.
Court membership
Chief Justice
William Rehnquist
Associate Justices
Byron White  · Thurgood Marshall
Harry Blackmun  · John P. Stevens
Sandra Day O'Connor  · Antonin Scalia
Anthony Kennedy  · David Souter
Case opinions
PluralityKennedy, joined by Rehnquist, White, Souter
ConcurrenceO'Connor, joined by Scalia
DissentBlackmun
DissentStevens, joined by Marshall
Laws applied
U.S. Const. amend. XIV

Hernandez v. New York, 500 U.S. 352 (1991), was a decision by the United States Supreme Court, which held that a prosecutor may dismiss jurors who are bilingual in Spanish and English from juries that will consider Spanish-language testimony.

Contents

Peremptory challenges are used to remove jurors thought to be undesirable for virtually any reason by either side in a court case. However, in Batson v. Kentucky (1986), the Supreme Court ruled that peremptory challenges may not be used to remove jurors because of their race. In Hernandez, the Supreme Court had to decide whether the peremptory exclusion of two Hispanic jurors was tantamount to exclusion because of raceand therefore violated the Equal Protection Clause of the United States Constitution.The case is recognized as expanding a Batson challenge to a peremptory strike based on a juror's ethnicity. [1]

Procedural history of the case

Dinosio Hernandez was convicted by a jury of attempted murder on January 30, 1987, in New York Supreme Court. [2] He appealed his conviction, claiming that under the U.S. Supreme Court's recent decision under Batson v. Kentucky, [3] the prosecutor unconstitutionally used peremptory strikes against jury panel members who had Hispanic last names. [2] On appeal, the court found that because the prosecutor had only challenged the three potential jurors with Hispanic surnames. [4] However, the appellate court found the prosecutor has a nondiscriminatory reason for the challenge because the stricken jurors either had a relative prosecuted by the district attorney's office or spoke Spanish and may not accept the translated testimony as final. [2]

Hernandez proceeded with his Batson claim and appealed to the New York Court of Appeals. [5] New York's highest court of appeals agreed with the appellate court that Hernandez made a prima facie case of discrimination. [6] The court did not find that striking a juror based on their language alone was reversible error as it was a "legitimate neutral ground" for the prosecutor to be concerned of the Spanish-speaking jurors fidelity to a translate court record. [7] The majority noted that the trial judge was present during the entirety of the questioning and was satisfied with the prosecutor's actions as the stricken jurors' body-language signaled doubt. [7]

Judge Kaye authored the dissent, criticizing the majority for the diminished protections of Batson for New York and for deciding the case on federal and not state law. [8] Rather than allow Batson's contours be defined over decades of litigation, Kaye argued that deciding the matter on state law would allow clearer protections earlier for New York residents. [8] On the merits, Kaye believed too much deference was provided to the trial court's decision and was concerned that while the prosecutor expressed an interest in removing Spanish-speakers because of the interpreter there was no indication that any non-Latino jurors were asked if they spoke Spanish as well. [9]

The Supreme Court granted a writ of certiorari to determine if a Latino juror struck from jury service because of their Spanish language in a court translated proceeding violated a defendant's Batson protections. [10]

Arguments at the Supreme Court

Amicus curiae

The Mexican American Legal Defense and Education Fund (MALDEF) filed an amicus curiae on behalf of Hernandez. [11] MALDEF's argument focused on the wide usage of Spanish by Hispanics and the sociolinguistic evidence that supported Hispanics as living in a world where they are constantly required to switch between Spanish and English without the ability to turn off the ability to speak either. [12] It forecast that Hispanic jurors would become an "endangered species" if they are presumed to be biased, based on a common attribute. [13]

Oral argument

At oral argument, Hernandez argued that it is a per seBatson violation to discriminate on language. [14] Hernandez believed that every bilingual juror would express the same hesitance that the striked jurors in his case would because of their language ability. The Court was concerned with line drawing issues of potential multiple dialects or languages for a given foreign country and if a prosecutor could ever use a peremptory strike against a bilingual juror.

New York argued that Hernandez's position was against Supreme Court jurisprudence for three main reasons: it uses the juror's answer as proof of a prosecutor's intent to discriminate, it prevents individualized assessment of jurors in favor of group stereotypes, and it would create no ability for prosecutors to excuse certain jurors. [15]

Plurality decision

Justice Kennedy wrote the plurality opinion. After outlining the facts of the case and procedural history of the case, the Court moved on to the Court's jurisprudence on Batson. It reiterated Batson's three step process: first, a defendant must make a prima facie case of racial discrimination, second, if it is made the burden shifts to the prosecutor to make a race-neutral showing for the strike, and finally the trial judge make a determination if the defendant's claim stands. [16] Even though Hernandez did not make a prima facie showing before the prosecutor presented a race-neutral reasoning, the Court found this did not impact the analysis because it rested with the trial judge's determination.

The Court side-stepped Hernandez's argument on the correlation between Spanish-speaking ability and ethnicity because of the additional factors the prosecutor articulated in his reasoning for striking the two Latino jurors. [17] Kennedy argued that even assuming all bilingual speakers would hesitate it did not fail a race-neutral analysis because it does not show an intent by the prosecutor to remove all bilingual Latinos and a negative impact does not violate race neutrality. [18]

The trial court's decision is afforded a high level of deference under Batson, and the Court assumed that the trial judge took into account the case-specific factors in making the decision to accept the prosecutor's justification: the high concentration of Spanish speakers in the local population, Spanish as the predominant language for many in that region, the ethnic backgrounds of the parties and witnesses, and the prosecutor's swift justification. This level of deference was based on a trial judge's ability to decide credibility questions that cannot be reviewed solely through the record on the appeal. [19] The plurality did not find any reason that the trial judge's decision presented a clear error and was a permissible view under the evidence.

In a closing dicta discussion, the plurality cited linguistic studies noting the complexity of language and bilingual distinctions. It further counseled that excluding bilinguals is unwise and may be unconstitutional under a different set of facts. Specifically, Kennedy outlined that creating a blanket policy regardless of the case's specific facts or for particular ethnic groups in certain communities language could be treated similarly to skin color under Batson. However, this was not that case. [20]

Concurrence

Justices O'Connor and Scalia concurred in the plurality's judgement. O'Connor agreed with the plurality's deference to the trial court's decision, but believed it went too far in deciding the constitutional question. [21] After outlining the Court's jurisprudence under Batson and Washington v. Davis , O'Connor limited the Equal Protection Clause analysis for racial discrimination to race only. "No matter how closely tied or significantly correlated to race . . . [it] does not implicate the Equal Protection Clause unless it is based on race." [22] O'Connor reasoned that if a trial judge accepted a prosecutor's nonracial explanation, then there was nothing more for an appeals court to decide on a Batson claim. [22]

Dissent

Justice Stevens dissented and Justice Marshall joined. Under Batson, Stevens argued that a prosecutor who attempts to rebut a prima facie showing of discrimination must do so with "'legitimate reasons' that are 'related to the particular case to be tried.'" [23] Stevens found the Court erred by allowing an illegitimate explanation for the prosecutor's actions that went to the heart of Batson's protections of the Fourteenth Amendment. [24] Further, Stevens found that the prosecutor's justification would disproportionately affect Spanish-speaking jurors, alternatives were available to address the prosecutor's concerns, and his reasoning should be viewed skeptically because he did not use a for cause challenge. [25]

Justice Blackmun dissented in a separate statement agreeing with Justice Stevens' dissent on the prosecutor's insufficient explanation for dispelling an inference of racial animus. [26]

Criticism of the decision

The decision received immediate attention with a New York Times article that broke down the arguments and the court's reasoning. [27] Law professors were also skeptical of the decision and its implications. Professor Juan Perea argued that the interconnection between race and language is not properly addressed and that the Supreme Court should have found the prosecutor's peremptory strikes not race-neutral. [28] Professor Deborah Ramirez highlighted that this decision could permit bilinguals to systematically be removed from juries and the pervasiveimpact that may have on Latinos. [29] Professor Alfredo Mirandé furthered this research on "bilingualism as an immutable characteristic" under Fourteenth Amendment Equal Protection Doctrine and noted lower courts had expanded the Supreme Court's reasoning to allow peremptory challenges when a juror understands a foreign language when the translation is disputed at trial. [30]

The Supreme Court has not revisited the question of potential discrimination towards bilingual or multilingual jurors since which has created confusion for lower courts. An examination of twenty years after Hernandez v. New York in California courts found the case's reasoning to be "an arbitrary and flawed tool" but California courts were hesitant to rule contrary. [31] This has left open the question of how the Court would rule if non-Latinos who spoke Spanish were allowed to remain in a jury while Spanish speaking Latinos were struck because of their language ability. [32] Professor Mirandé notes that Latinos across the board are hurt, monolingual Spanish speakers are barred because they lack English while bilingual jurors are struck because they know too much Spanish. [33] He continues that instead bilingual Spanish speakers should be wanted by the court to play an important check on court translations. [33] Another commentator has argued the courts should embrace more bilingualism because of the benefits it provides to the legal system as the Hernandez dissent discussed. [34]

Aftermath of the decision

Five years later, the Supreme Court cited to Hernandez v. New York as outlining the Batson steps and what met the "legitimate reason" standard for a prosecutor to strike a juror. [35] With the Supreme Court limiting the protections of Batson, states may be able to protect them on a state constitutional basis. [36] Today, the case is understood to expand the Equal Protection Clause's protections of an unbiased jury to apply to ethnic origin alongside Batson's protections for race. [37]

In a habeas corpus case, the United States Court of Appeals for the Third Circuit acknowledged the close connection between language and race noting Kennedy remarked how language can lead to discrimination. [38] However, it found language did not meet the same "heightened" or "strict" scrutiny that race and gender under equal protection doctrine. [38] The Third Circuit did outline that Latino jurors could not be struck because of the theoretical use of Spanish and placed a greater burden on trial judges to be "sensitive to the potential use of language-based peremptories for discriminatory purposes." [39]

See also

Further reading

Related Research Articles

Batson v. Kentucky, 476 U.S. 79 (1986), was a landmark decision of the United States Supreme Court ruling that a prosecutor's use of a peremptory challenge in a criminal case—the dismissal of jurors without stating a valid cause for doing so—may not be used to exclude jurors based solely on their race. The Court ruled that this practice violated the Equal Protection Clause of the Fourteenth Amendment. The case gave rise to the term Batson challenge, an objection to a peremptory challenge based on the standard established by the Supreme Court's decision in this case. Subsequent jurisprudence has resulted in the extension of Batson to civil cases and cases where jurors are excluded on the basis of sex.

In American and Australian law, the right of peremptory challenge is a right in jury selection for the attorneys to reject a certain number of potential jurors without stating a reason. Other potential jurors may be challenged for cause, i.e. by giving a good reason why they might be unable to reach a fair verdict, but the challenge will be considered by the presiding judge and may be denied. A peremptory challenge can be a major part of voir dire. A peremptory challenge also allows attorneys to veto a potential juror on a "hunch".

Jury selection is the selection of the people who will serve on a jury during a jury trial. The group of potential jurors is first selected from among the community using a reasonably random method. Jury lists are compiled from voter registrations and driver license or ID renewals. From those lists, summonses are mailed. A panel of jurors is then assigned to a courtroom.

Miller-El v. Dretke, 545 U.S. 231 (2005), is a United States Supreme Court case that clarified the constitutional limitations on the use by prosecutors of peremptory challenges and of the Texas procedure appropriately termed the "jury shuffle."

Swain v. Alabama, 380 U.S. 202 (1965), was a case heard before the Supreme Court of the United States regarding the legality of a struck jury.

Griffith v. Kentucky, 479 U.S. 314 (1987), is a case decided by the United States Supreme Court.

Edmonson v. Leesville Concrete Company, 500 U.S. 614 (1991), was a United States Supreme Court case which held that peremptory challenges may not be used to exclude jurors on the basis of race in civil trials. Edmonson extended the court's similar decision in Batson v. Kentucky (1986), a criminal case. The Court applied the equal protection component of the Due Process Clause of the Fifth Amendment, as determined in Bolling v. Sharpe (1954), in finding that such race-based challenges violated the Constitution.

Racial discrimination in jury selection is specifically prohibited by law in many jurisdictions throughout the world. In the United States, it has been defined through a series of judicial decisions. However, juries composed solely of one racial group are legal in the United States and other countries. While the racial composition of juries is not dictated by law, racial discrimination in the selection of jurors is specifically prohibited. Depending on context, the phrases "all-white jury" or "all-black jury" can raise a host of expectations – among them, as MIT social neuroscientist Rebecca Saxe notes, "the expectation that deliberations may be less than fair."

Rice v. Collins, 546 U.S. 333 (2006), was a decision by the Supreme Court of the United States regarding a prosecutor's use of a peremptory challenge to remove a young African American woman, Juror 16, from a defendant's drug trial jury in a California court case, based on her youth and on her alleged "eye rolling" in answer to a question. The defendant, Steven Martell Collins, challenged the striking of Juror 16, saying her exclusion was based on race, but the trial judge agreed that the prosecutor's reasons were race-neutral. The California Court of Appeal upheld the trial court's ruling, and the Federal District Court dismissed Collins' habeas corpus petition with prejudice. However, the Ninth Circuit Court of Appeals reversed and remanded, stating that the dismissal was unreasonable based, among other reasons, on the lack of evidence that the eye rolling had occurred.

J. E. B. v. Alabama ex rel. T. B., 511 U.S. 127 (1994), was a landmark decision of the Supreme Court of the United States holding that peremptory challenges based solely on a prospective juror's sex are unconstitutional. J.E.B. extended the court's existing precedent in Batson v. Kentucky (1986), which found race-based peremptory challenges in criminal trials unconstitutional, and Edmonson v. Leesville Concrete Company (1991), which extended that principle to civil trials. As in Batson, the court found that sex-based challenges violate the Equal Protection Clause.

Georgia v. McCollum, 505 U.S. 42 (1992), was a case in which the Supreme Court of the United States held that a criminal defendant cannot make peremptory challenges based solely on race. The court had previously held in Batson v. Kentucky (1986) that prosecutors cannot make peremptory challenges based on race, but didn't address whether defendants could use them. The court had already ruled in Edmonson v. Leesville Concrete Company (1991) that the Batson prohibition also applies to civil litigants because they are state actors during the jury selection process.

Teague v. Lane, 489 U.S. 288 (1989), was a United States Supreme Court case dealing with the application of newly announced rules of law in habeas corpus proceedings. This case addresses the Federal Court's threshold standard of deciding whether Constitutional claims will be heard. Application of the "Teague test" at the most basic level limits habeas corpus.

Snyder v. Louisiana, 552 U.S. 472 (2008), was a United States Supreme Court case about racial issues in jury selection in death penalty cases. Justice Samuel Alito, writing for the 7–2 majority, ruled that the prosecutor's use of peremptory strikes to remove African American jurors violated the Court's earlier holding in Batson v. Kentucky. Justice Clarence Thomas dissented.

<span class="mw-page-title-main">Curtis Flowers</span> African-American man

Curtis Giovanni Flowers is an American man who was tried for murder six times in the U.S. state of Mississippi. Four of the trials resulted in convictions, all of which were overturned on appeal. Flowers was alleged to have committed the July 16, 1996, shooting deaths of four people inside Tardy Furniture store in Winona, seat of Montgomery County. Flowers was first convicted in 1997; in five of the six trials, the prosecutor, Montgomery County District Attorney Doug Evans, sought the death penalty against Flowers. As a result, Flowers was held on death row at the Parchman division of Mississippi State Penitentiary for over 20 years.

Jury selection in the United States is the choosing of members of grand juries and petit juries for the purpose of conducting trial by jury in the United States.

<span class="mw-page-title-main">United States constitutional criminal procedure</span> United States constitutional criminal procedure

The United States Constitution contains several provisions regarding the law of criminal procedure.

Davis v. Ayala, 576 U.S. 257 (2015), was a case in which the Supreme Court of the United States upheld a death sentence of a Hispanic defendant despite the fact that all Blacks and Hispanics were rejected from the jury during the defendant's trial. The case involved a habeas corpus petition submitted by Hector Ayala, who was arrested and tried in the late 1980s for the alleged murder of three individuals during an attempted robbery of an automobile body shop in San Diego, California in April 1985. At trial, the prosecution used peremptory challenges to strike all Black and Hispanic jurors who were available for jury service. The trial court judge allowed the prosecution to explain the basis for the peremptory challenges outside the presence of Ayala's counsel, "so as not to disclose trial strategy". Ayala was ultimately sentenced to death, but he filed several appeals challenging the constitutionality of the trial court's decision to exclude his counsel from the hearings.

Foster v. Chatman, 578 U.S. ___ (2016), was a United States Supreme Court case in which the Court held that the state law doctrine of res judicata does not preclude a Batson challenge against peremptory challenges if new evidence has emerged. The Court held the state courts' Batson analysis was subject to federal jurisdiction because "[w]hen application of a state law bar 'depends on a federal constitutional ruling, the state-law prong of the court’s holding is not independent of federal law, and our jurisdiction is not precluded,'" under Ake v. Oklahoma.

Flowers v. Mississippi, No. 17–9572, 588 U.S. ___ (2019), was a United States Supreme Court case regarding the use of peremptory challenges to remove black jurors during a series of Mississippi criminal trials for Curtis Flowers, a black man convicted on murder charges. The Supreme Court held in Batson v. Kentucky that the use of peremptory challenges solely on the basis of race is unconstitutional. This case examined whether the Mississippi Supreme Court erred in how it applied Batson to this case. The Supreme Court ruled that Flowers' case fell under Batson and that the state inappropriately removed most of the potential black jurors during the trials.

Powers v. Ohio, 499 U.S. 400 (1991), was a United States Supreme Court case that re-examined the Batson Challenge. Established by Batson v. Kentucky, 476 U.S. 79 (1986), the Batson Challenge prohibits jury selectors from using peremptory challenges on the basis of race, ethnicity, gender, and sex. Powers expanded the jurisdictions of this principle, allowing all parties within a case, defendants especially, to question preemptory challenges during a jury selection, regardless of race. This holding was protected under the Equal Protection Clause of the Fourteenth Amendment.

References

  1. U.S. v. Fuentes-Montijo, 68 F.3d 352, 354-55 (9th Cir. 1995)
  2. 1 2 3 People v. Hernandez, 140 A.D.2d 543 (N.Y. App. Div. 1988).
  3. Batson v. Kentucky, 476 U.S. 79 (1986).
  4. Hernandez v. New York, 500 U.S. 352, 358 (1991).
  5. People v. Hernandez, 75 N.Y.2d 350 (N.Y. 1990)
  6. People v. Hernandez, 75 N.Y.2d 350, 353 (N.Y. 1990).
  7. 1 2 People v. Hernandez, 75 N.Y.2d 350, 356 (N.Y. 1990).
  8. 1 2 People v. Hernandez, 75 N.Y.2d 350, 360 (N.Y. 1990) (Kaye, J., dissenting).
  9. People v. Hernandez, 75 N.Y.2d 350, 363 (N.Y. 1990) (Kaye, J., dissenting).
  10. People v. Hernandez, 75 N.Y.2d 350 (N.Y. 1990), cert. granted, Hernandez v. New York, 111 S. Ct. 242 (1990) (No. 89-7645).
  11. Brief for the Mexican American Legal Defense and Educational Fund et. al. as Amici Curiae in Support of Petitioner, Hernandez v. New York, 500 U.S. 352 (1991) (No. 89-7645) 1990 WL 10013132.
  12. Brief for the Mexican American Legal Defense and Educational Fund et. al. as Amici Curiae in Support of Petitioner at *6-10, Hernandez v. New York, 500 U.S. 352 (1991) (No. 89-7645) 1990 WL 10013132.
  13. Brief for the Mexican American Legal Defense and Educational Fund et. al. as Amici Curiae in Support of Petitioner at *16, Hernandez v. New York, 500 U.S. 352 (1991) (No. 89-7645) 1990 WL 10013132.
  14. Transcript of Oral Argument at 4, Hernandez v. New York, 500 U.S. 352 (1991) (No. 89-7645).
  15. Transcript of Oral Argument at *26-27, Hernandez v. New York, 500 U.S. 352 (1991) (No. 89-7645).
  16. Hernandez v. New York, 500 U.S. 352, 358-59 (1991).
  17. Hernandez v. New York, 500 U.S. 352, 360-61 (1991).
  18. Hernandez v. New York, 500 U.S. 352, 362-63 (1991).
  19. Hernandez v. New York, 500 U.S. 352, 363-66 (1991).
  20. Hernandez v. New York, 500 U.S. 352, 370-72 (1991).
  21. Hernandez v. New York, 500 U.S. 352, 372 (1991) (O'Connor, J., concurring).
  22. 1 2 Hernandez v. New York, 500 U.S. 352, 375 (1991) (O'Connor, J., concurring).
  23. Hernandez v. New York, 500 U.S. 352, 376 (1991) (Stevens, J., dissenting).
  24. Hernandez v. New York, 500 U.S. 352, 377 (1991) (Stevens, J., dissenting).
  25. Hernandez v. New York, 500 U.S. 352, 379 (1991) (Stevens, J., dissenting).
  26. Hernandez v. New York, 500 U.S. 352, 375 (1991) (Blackmun, J., dissenting).
  27. Greenhouse, Linda (May 21, 1991). "High Court Upholds Exclusion of Bilingual Jurors". New York Times.
  28. Juan F. Perea, Hernandez v. New York: Courts, Prosecutors, and the Fear of Spanish, 21 Hofstra L. Rev. 1, 3-5 (1992).
  29. Deborah A. Ramierz, Excluded Voices: The Disenfranchisement of Ethnic Groups from Jury Service, 1993 Wis. L. Rev. 761, 762-63 (1993).
  30. Alfredo Mirande, "Now that I Speak English, no me Dejan Hablar [I'm not Allowed to Speak']": The Implications of Hernandez v. New York, 18 Chicano-Latino L. Rev. 115, 147 n.187 (1996) (citing Pemberthy v. Beyer, 19 F.3d 857, 858 (3rd Cir. 1994)).
  31. Farida Ali, Multilingual Prosepective Jurors: Assessing California Standards Twenty Years After Hernandez v. New York, 8 Nw. J.L. & Soc. Pol'y 236 (2013).
  32. Abramson, Jeffrey (2000). We, the Jury: The Jury System and the Ideal of Democracy. Harvard University press. pp. xxvii.
  33. 1 2 Mirande, Alfredo (2019). "A Class Apart: The Exclusion of Latinos/as From Grand and Petit Juries". In Mirande, Alfredo (ed.). Gringo Injustice: Insider Perspectives on Police, Gangs, and Law. Taylor & Francis.
  34. Jayesh M. Rathod, The Transformative Potential of Attorney Bilingualism, 46 Univ. Mich. J. Law Reform 863, 895-898 (2013).
  35. Purkett v. Elem, 514 U.S. 765, 767-70 (1995).
  36. Andrew McGuire, Peremptory Exclusion of Spanish-Speaking Jurors: Could Hernandez v. New York Happen Here, 23 N.M. L. Rev. 467, 472-73 (1993).
  37. U.S. v. Martinez-Salazar, 528 U.S. 304, 315 (2000).
  38. 1 2 Pemberthy v. Beyer, 19 F.3d 857, 869-70 (3d Cir. 1994).
  39. Pemberthy v. Beyer, 19 F.3d 857, 872-73 (3d Cir. 1994).