Smile

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Detail of the Mona Lisa, who is known for her smile. Leonardo da Vinci 043-mod.jpg
Detail of the Mona Lisa, who is known for her smile.
A smiling child. Little kid smiling..jpg
A smiling child.

A smile is a facial expression formed primarily by flexing the muscles at the sides of the mouth. Some smiles include a contraction of the muscles at the corner of the eyes, an action known as a Duchenne smile. Among humans, a smile expresses delight, sociability, happiness, joy, or amusement. It is distinct from a similar but usually involuntary expression of anxiety known as a grimace. Although cross-cultural studies have shown that smiling is a means of communication throughout the world, [1] there are large differences among different cultures, religions, and societies, with some using smiles to convey confusion, embarrassment or awkwardness.

Contents

Evolutionary background

Primatologist Signe Preuschoft traces the smile back over 30 million years of evolution to a "fear grin" stemming from monkeys and apes, who often used barely clenched teeth to portray to predators that they were harmless [2] or to signal submission to more dominant group members. The smile may have evolved differently among species, especially among humans. [3]

Social effects

Smiling seems to have a favorable influence upon others and makes one likable and more approachable. [4] In the social context, smiling and laughter have different functions in the order of sequence in social situations:

Smiling is a signaling system that evolved from a need to communicate information in many different forms. One of these is an advertisement of sexual interest. Female smiles are appealing to heterosexual males, increasing physical attractiveness and enhancing sex appeal. However, recent research indicates a man's smile may or may not be most effective in attracting heterosexual women, and that facial expressions such as pride or even shame might be more effective. The researchers did not explicitly study the role of smiles in other sexual preferences. [6]

As reinforcement and manipulation

The influence of smiling on others is not necessarily benign. It may take the form of positive reinforcement, possibly for an underhand manipulative and abusive purpose. [7]

Cultural differences

While smiling is perceived as a positive emotion most of the time, there are many cultures that perceive smiling as a negative expression and consider it unwelcoming. Too much smiling can be viewed as a sign of shallowness or dishonesty. [8] In some parts of Asia, people may smile when they are embarrassed or in emotional pain. Some people may smile at others to indicate a friendly greeting. A smile may be reserved for close friends and family members. Many people in the former Soviet Union area consider smiling at strangers in public to be unusual and even suspicious behavior, [9] or even a sign of stupidity. [10]

Systematic large cross-cultural study on social perception of smiling individuals [11] documented that in some cultures a smiling individual may be perceived as less intelligent than the same non-smiling individual (and that cultural uncertainty avoidance may explain these differences). Furthermore, the same study showed that corruption at the societal level may undermine the prosocial perception of smiling—in societies with high corruption indicators, trust toward smiling individuals is reduced.

There can also be gender differences. In the United States and Canada, women report men telling them to smile. For example, Greg Rickford, a member of the Canadian Parliament told a female journalist to smile rather than answer the question she had asked. [12] Biological anthropologist Helen Fisher states that, while this could be either caring or controlling behavior, such behavior is unlikely to be welcome. [13]

Dimples

A man with cheek dimples smiling VirgilGriffithFace.jpg
A man with cheek dimples smiling

Cheek dimples are formed secondary to a bifid zygomaticus major muscle, whose fascial strands insert into the dermis and cause a dermal tethering effect. [20] Dimples are genetically inherited and are a dominant trait. [21] Having bilateral dimples (dimples in both cheeks) is the most common form of cheek dimples. [22] A rarer form is the single dimple, which occurs on one side of the face only.

This bifid variation of the muscle originates as a single structure from the zygomatic bone. As it travels anteriorly, it then divides with a superior bundle that inserts in the typical position above the corner of the mouth. An inferior bundle inserts below the corner of the mouth. Dimples are analogous and how they form in cheeks varies from person to person. The shape of a person's face can affect the look and form as well: [22] leptoprosopic (long and narrow) faces have long and narrow dimples, and eryprosopic (short and broad) faces have short, circular dimples. [22] People with a mesoprosopic face are more likely to have dimples in their cheeks than any other face shape. [22]

Duchenne smile

A Duchenne smile engages the muscles around the mouth and eyes. Smiling girl.jpg
A Duchenne smile engages the muscles around the mouth and eyes.

While conducting research on the physiology of facial expressions in the mid-19th century, French neurologist Guillaume Duchenne identified two distinct types of smiles. A Duchenne smile involves contraction of both the zygomatic major muscle (which raises the corners of the mouth) and the orbicularis oculi muscle (which raises the cheeks and forms crow's feet around the eyes). The Duchenne smile has been described as "smizing", as in "smiling with the eyes". [23] An exaggerated Duchenne smile is sometimes associated with lying. [24]

Non-Duchenne smile

A non-Duchenne smile involves only the zygomatic major muscle. [25] According to Messenger et. al. "Research with adults initially indicated that joy was indexed by generic smiling, any smiling involving the raising of the lip corners by the zygomatic major .... More recent research suggests that smiling in which the muscle around the eye contracts, raising the cheeks high (Duchenne smiling), is uniquely associated with positive emotion." [26]

The "Pan Am smile", also known as the "Botox smile", is the name given to a fake smile, in which only the zygomatic major muscle is voluntarily contracted to show politeness. It is named after the now-defunct airline Pan American World Airways, whose flight attendants would always flash every passenger the same perfunctory smile. [27] Botox was introduced for cosmetic use in 2002. [28] Chronic use of Botox injections to deal with eye wrinkle can result in the paralysis of the small muscles around the eyes, preventing the appearance of a Duchenne smile.

Other animals

Chimpanzee "smiling" at Zoo Knoxville. Knoxville zoo - chimpanzee teeth.jpg
Chimpanzee "smiling" at Zoo Knoxville.

In other animals, the baring of teeth is often used as a threat or warning display—known as a snarl—or a sign of submission. For chimpanzees, it can also be a sign of fear. However, not all animal displays of teeth convey negative acts or emotions. For example, Barbary macaques demonstrate an open mouth display as a sign of playfulness, which likely has similar roots and purposes as the human smile. [29]

Dogs have also been discovered to be capable of smiling, and it is possible that being around humans and seeing humans smile caused them to develop a "true smile" to smile back at humans. [30] However, a dog's "true smile" is essentially an appeasement greeting behavior that seems to be directed only at people, but never to other dogs. Smiling is also a form of "submission" for dogs when deferring to their owners. Dogs also have a soft, relaxed, open-mouth expression that can be intrepreted as a smile. When dogs smile with just their teeth, it means that they are slightly nervous, panting, or defusing a situation they may perceive as somewhat uncomfortable, threatening or stressful. [31]

See also

Related Research Articles

<span class="mw-page-title-main">Ramsay Hunt syndrome type 2</span> Presentation of shingles in the geniculate ganglion

Ramsay Hunt syndrome type 2, commonly referred to simply as Ramsay Hunt syndrome (RHS) and also known as herpes zoster oticus, is inflammation of the geniculate ganglion of the facial nerve as a late consequence of varicella zoster virus (VZV). In regard to the frequency, less than 1% of varicella zoster infections involve the facial nerve and result in RHS. It is traditionally defined as a triad of ipsilateral facial paralysis, otalgia, and vesicles close to the ear and auditory canal. Due to its proximity to the vestibulocochlear nerve, the virus can spread and cause hearing loss, tinnitus, and vertigo. It is common for diagnoses to be overlooked or delayed, which can raise the likelihood of long-term consequences. It is more complicated than Bell's palsy. Therapy aims to shorten its overall length, while also providing pain relief and averting any consequences.

<span class="mw-page-title-main">Face</span> Part of the body that is at the front of the head

The face is the front of an animal's head that features the eyes, nose and mouth, and through which animals express many of their emotions. The face is crucial for human identity, and damage such as scarring or developmental deformities may affect the psyche adversely.

<span class="mw-page-title-main">Moebius syndrome</span> Medical condition

Möbius syndrome or Moebius syndrome is a rare congenital neurological disorder which is characterized by facial paralysis and the inability to move the eyes from side to side. Most people with Möbius syndrome are born with complete facial paralysis and cannot close their eyes or form facial expressions. Limb and chest wall abnormalities sometimes occur with the syndrome. People with Möbius syndrome have normal intelligence, although their lack of facial expression is sometimes incorrectly taken to be due to dullness or unfriendliness. It is named for Paul Julius Möbius, a German neurologist who first described the syndrome in 1888. In 1994, the "Moebius Syndrome Foundation" was founded, and later that year the first "Moebius Syndrome Foundation Conference" was held in Los Angeles.

A facial expression is one or more motions or positions of the muscles beneath the skin of the face. According to one set of controversial theories, these movements convey the emotional state of an individual to observers. Facial expressions are a form of nonverbal communication. They are a primary means of conveying social information between humans, but they also occur in most other mammals and some other animal species.

<span class="mw-page-title-main">Body language</span> Type of nonverbal communication

Body language is a type of communication in which physical behaviors, as opposed to words, are used to express or convey information. Such behavior includes facial expressions, body posture, gestures, eye movement, touch and the use of space. The term body language is usually applied in regard to people but may also be applied to animals. The study of body language is also known as kinesics. Although body language is an important part of communication, most of it happens without conscious awareness.

<span class="mw-page-title-main">Microexpression</span> Innate result of voluntary, involuntary, and conflicting emotional responses

A microexpression is a facial expression that only lasts for a short moment. It is the innate result of a voluntary and an involuntary emotional response occurring simultaneously and conflicting with one another, and occurs when the amygdala responds appropriately to the stimuli that the individual experiences and the individual wishes to conceal this specific emotion. This results in the individual very briefly displaying their true emotions followed by a false emotional reaction.

<span class="mw-page-title-main">Guillaume Duchenne de Boulogne</span> French neurologist (1806–1875)

Guillaume-Benjamin-Amand Duchenne was a French neurologist who revived Galvani's research and greatly advanced the science of electrophysiology. The era of modern neurology developed from Duchenne's understanding of neural pathways and his diagnostic innovations including deep tissue biopsy, nerve conduction tests (NCS), and clinical photography. This extraordinary range of activities was achieved against the background of a troubled personal life and a generally indifferent medical and scientific establishment.

Amusement is the state of experiencing humorous and entertaining events or situations while the person or animal actively maintains the experience, and is associated with enjoyment, happiness, laughter and pleasure. It is an emotion with positive valence and high physiological arousal.

<span class="mw-page-title-main">Dog communication</span> Communication of dogs with other dogs and as well as humans

Dog communication is the transfer of information between dogs, as well as between dogs and humans. Behaviors associated with dog communication are categorized into visual and vocal. Visual communication includes mouth shape and head position, licking and sniffing, ear and tail positioning, eye gaze, facial expression, and body posture. Dog vocalizations, or auditory communication, can include barks, growls, howls, whines and whimpers, screams, pants and sighs. Dogs also communicate via gustatory communication, utilizing scent and pheromones.

<span class="mw-page-title-main">Facial Action Coding System</span> System of classifying human facial movements

The Facial Action Coding System (FACS) is a system to taxonomize human facial movements by their appearance on the face, based on a system originally developed by a Swedish anatomist named Carl-Herman Hjortsjö. It was later adopted by Paul Ekman and Wallace V. Friesen, and published in 1978. Ekman, Friesen, and Joseph C. Hager published a significant update to FACS in 2002. Movements of individual facial muscles are encoded by the FACS from slight different instant changes in facial appearance. It has proven useful to psychologists and to animators.

<span class="mw-page-title-main">Dimple</span> Small natural indentation in the flesh

A dimple, also called a gelasin, and a fovea buccalis, is a small natural indentation in the flesh on a part of the human body, most notably in the cheek. Numerous cultures believe that cheek dimples are a good luck charm that entices people who perceive them as physically attractive, but they are also associated with heroism and innocence, which has been included in literature for many centuries.

<span class="mw-page-title-main">Lip</span> Visible body parts at the mouth

The lips are a horizontal pair of soft appendages attached to the jaws and are the most visible part of the mouth of many animals, including humans. Vertebrate lips are soft, movable and serve to facilitate the ingestion of food and the articulation of sound and speech. Human lips are also a somatosensory organ, and can be an erogenous zone when used in kissing and other acts of intimacy.

<span class="mw-page-title-main">Zygomaticus major muscle</span> Facial muscle that raises the corner of the mouth and moves it posteriorly during smiling

The zygomaticus major muscle is a muscle of the face. It arises from either zygomatic arch (cheekbone); it inserts at the corner of the mouth. It is innervated by branches of the facial nerve.

<span class="mw-page-title-main">Risorius</span> Facial muscle

The risorius muscle is a highly variable muscle of facial expression. It has numerous and very variable origins, and inserts into the angle of the mouth. It receives motor innervation from branches of facial nerve. It may be absent or asymmetrical in some people. It pulls the angle of the mouth sidewise, such as during smiling.

<span class="mw-page-title-main">Frown</span> Facial expression

A frown is a facial expression in which the eyebrows are brought together, and the forehead is wrinkled, usually indicating displeasure, sadness or worry, or less often confusion or concentration. The appearance of a frown varies by culture. An alternative usage in North America is thought of as an expression of the mouth. In those cases when used iconically, as with an emoticon, it is entirely presented by the curve of the lips forming a down-open curve. The mouth expression is also commonly referred to in the colloquial English phrase, especially in the United States, to "turn that frown upside down" which indicates changing from sad to happy.

The facial feedback hypothesis, rooted in the conjectures of Charles Darwin and William James, is that one's facial expression directly affects their emotional experience. Specifically, physiological activation of the facial regions associated with certain emotions holds a direct effect on the elicitation of such emotional states, and the lack of or inhibition of facial activation will result in the suppression of corresponding emotional states.

The study of the evolution of emotions dates back to the 19th century. Evolution and natural selection has been applied to the study of human communication, mainly by Charles Darwin in his 1872 work, The Expression of the Emotions in Man and Animals. Darwin researched the expression of emotions in an effort to support his materialist theory of unguided evolution. He proposed that much like other traits found in animals, emotions apparently also evolved and were adapted over time. His work looked at not only facial expressions in animals and specifically humans, but attempted to point out parallels between behaviors in humans and other animals.

Mécanisme de la physionomie humaine. ou, Analyse électro-physiologique de l'expression des passions des arts plastiques. is a monograph on the muscles of facial expression, researched and written by Guillaume-Benjamin-Amand Duchenne de Boulogne (1806–75). It first appeared as an abstract published in Archives générales de médecine in 1862 and was then published in three formats: two octavo editions and one quarto edition. The work was an important resource used by Charles Darwin (1809–82) for his own study on the genetics of behaviour, titled The Expression of Emotions in Man and Animals, and in recent years it has been reclaimed as an important landmark in the history of the photographic arts.

Emotion perception refers to the capacities and abilities of recognizing and identifying emotions in others, in addition to biological and physiological processes involved. Emotions are typically viewed as having three components: subjective experience, physical changes, and cognitive appraisal; emotion perception is the ability to make accurate decisions about another's subjective experience by interpreting their physical changes through sensory systems responsible for converting these observed changes into mental representations. The ability to perceive emotion is believed to be both innate and subject to environmental influence and is also a critical component in social interactions. How emotion is experienced and interpreted depends on how it is perceived. Likewise, how emotion is perceived is dependent on past experiences and interpretations. Emotion can be accurately perceived in humans. Emotions can be perceived visually, audibly, through smell and also through bodily sensations and this process is believed to be different from the perception of non-emotional material.

Facial expressions are used to communicate emotions. They can also occur solitarily, without other people being present. People often imagine themselves in social situations when alone, resulting in solitary facial expressions. Toddlers and children in early childhood use social cues and contexts to discriminate and recognize facial expressions. They develop at this early stage facial expressions in order to provoke reactions from their caregivers and receive nurturance and support. Children reflect their peers' emotions in their own expressions for social interaction.

References

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Further reading