The United Baltic Duchy (German: Vereinigtes Baltisches Herzogtum), was a short-lived client state of the German Empire during the final stages of the World War I, proclaimed by leaders of the local Baltic German nobility in regions of Estonia, Livonia and Courland, but never fully realized. Its creation was initially announced on 12 April 1918 in Riga, by the Assembly of political leaders from Livonia and Estonia (mainly Baltic Germans), who defined four principal goals: secession of Livonia and Estonia from Russia; creation of a state encompassing those two regions (Livonia and Estonia); possible creation of a wider state, encompassing those lands and also Courland; establishment of close political ties with Germany. The independence of Livonia-Estonia was recognized by Germany on 22 September 1918. By that time, a wider political solution, that implied unification of Livonia and Estonia with the neighboring short-lived state of Courland, prevailed in both Riga and Berlin, thus leading to creation of the United Baltic Duchy. On 5 November, Duke Adolf Friedrich of Mecklenburg was proclaimed ruler of that state, but never took over the throne. The Duchy was thus governed by the Regency Council, presided by baron Adolf Pilar von Pilchau. Since Germany lost the War on 11 November, and the newly created states of Estonia and Latvia emerged in the region, the Duchy was dissolved by the end of November 1918.[1][2]
In 1915, during the First World War, German forces captured territory of the Courland Governorate, including its capital city of Jelgava (German: Mitau), and the region was incorporated into the wider military district known as the Ober Ost. By September 1917, German armies succeeded in capturing Riga, capital city of the neighboring Governorate of Livonia, but at that time major part of the governorate remained under control of the Russian Provisional Government. In February 1918, German forces captured the rest of the Governorate of Livonia, and also the Autonomous Governorate of Estonia, thus establishing full control over those Baltic lands.[3]
Under the German military administration, political leaders of Baltic Germans gained further prominence within administrative structures on various regional and local levels of governance, and also established cooperation with some conservative leaders of Latvians and Estonians in all three regions (Courland, Livonia, Estonia).
By the Treaty of Brest-Litovsk (3 March 1918), Soviet Russia accepted the loss of all lands to the west of the agreed demarcation line, thus effectively relinquishing all claims on Courland, and also accepting that regions to the east of the demarcation line (Livonia and Estonia) would remain under provisional German occupation until the conclusion of the general peace in Europe. Thus two politically and legally distinctive situations were created: political leaders of Baltic Germans in Courland felt free to regulate the future status of that land directly with Berlin, while those in Livonia and Estonia were facing additional challenges.
Taking advantage of the Brest-Litovsk Treaty, local Germans leaders of Courland met in Jelgava on 8 March (1918) and proclaimed the re-establishment of the Duchy of Courland and Semigallia, offering the ducal crown to the German emperor, who officially recognized Courland as ab independent country already on 15 March.[4]
Encouraged by such developments, leaders of Baltic Germans in Livonia and Estonia initiated similar activities and introduced various plans for future status of their regions.
Livonia and Estonia
Duke Adolf Friedrich of Mecklenburg, the proclaimed monarch of the United Baltic Duchy, who never assumed the office (photo from 1910)
In the same time, the Latvian Provisional National Council was created on 29 November 1917 in Valka, proclaiming the autonomy and unification of Latvian lands, within ethnographic boundaries.[6]
In early 1918, German troops started advancing from Courland, and by the end of February 1918 captured entire Livonia and Estonia, adding those regions the zone of German occupation (Ober Ost). Following the example of Courland, leaders of Baltic Germans in Livonia and Estonia initiated the creation of a new state in their regions. One of several initiatives that were proposed at that time advocated for creation of the 'Grand Duchy of Livonia', a term reminiscent of the historical Duchy of Livonia, that existed in those regions during the 16th and 17th centuries, thus providing a base for historical justification of modern political plans and aspirations.[7]
On 12 April 1918, political representatives of Baltic Germans in Livonia and Estonia met in Riga, together with some conservative Latvian and Estonian leaders, and created the "United Assembly of Livonia, Estonia, Riga and Ösel" (German: Vereinigte Landesrat von Livland, Estland, Riga und Ösel), composed of 35 Baltic Germans, 13 Estonians, and 11 Latvians. By amajority of votes, they proclaimed the creation of a state (Baltic Duchy), encompassing those two lands (Livonia and Estonia), thus initiating negotiations with Berlin in hope of achieving support and recognition similar to that already given to Courland.[8]
In order to achieve personal union with Germany,[9] the Assembly proposed the German emperor accept the throne and crown of the newly proclaimed state, offering him the title: "Grand Duke of Livonia".[10]
Learning of those proclamations, Soviet Russia protested formally on 24-26 April (1918), expressing reservations and also questioning the right of local German leaders to act on behalf of all peoples of Livonia and Estonia, and particularly Latvians and Estonians. Soviet Government also claimed that all actions regarding the statehood of those regions should be the product of mutual negotiations and further agreements between Russia and Germany.[2]
On 13 May (1918), representatives of Baltic Germans from Livonia and Estonia met in Berlin with Adolph Joffe, the newly appointed ambassador of Soviet Russia to Germany, and informed him of their secession from Russia, citing as bases for their action the right of self-determination.[11]
In order to create legal grounds for further actions in the projected Baltic Duchy (Livonia and Estonia), Germany used further negotiations with Soviet Russia to gain favorable concessions. By the Treaty of Berlin (27 August 1918), Soviet Russia officially renounced all sovereignty over Estonia and Livonia, as well as any interference in their internal affairs (Article 7), thus accepting new political and legal realities in those regions.[12]
By the ratification of the Berlin Treaty, the newly created situation allowed Germany to proceed with formal recognition and implementation of final political solutions for both the initial Baltic Duchy (Livonia and Estonia) and Courland. On 22 September 1918, German Emperor issued a formal recognition of independence,[2] addressed to the "United Assembly of Livonia, Estonia, Riga and Ösel" (German: Vereinigte Landesrat von Livland, Estland, Riga und Ösel), thus effectively recognizing the new client-state, created in Livonia and Estonia:
We, Wilhelm, by the Grace of God German Emperor, King of Prussia, etc. hereby commission Our Chancellor, Dr. Count von Hertling, since Russia, by Article VII of the German-Russian Supplementary Treaty to the Treaty of Brest concluded on August 27, 1918, renounced sovereignty over Estonia and Livonia, to declare to the United Assembly of Livonia, Estonia, Riga, and Ösel that, upon the request conveyed to us by its representative and upon the report of Our Chancellor, we recognize these territories as free and independent in the name of the German Reich. We have duly executed this commission and had it sealed with our Imperial Seal. 22. September 1918. Given the Great Headquarters, on 22 September 1918. Wilhelm I. R. Count von Hertling. Also in German original:Wir, Wilhelm, von Gottes Gnaden Deutscher Kaiser, König von Preußen usw. beauftragen hiermit Unseren Reichskanzler Dr. Grafen von Hertling, nachdem Rußland durch Art. VII des am 27. August 1918 abgeschlossenen Deutsch-Russischen Ergänzungsvertrages zum Brester Friedensvertrag auf die Staatshoheit über Estland und Livland verzichtet hat, dem Vereinigten Landesrat von Livland, Estland, Riga und Ösel zu erklären, daß wir auf den Uns durch seinen Vertreter übermittelten Wunsch und auf den Bericht Unseres Reichskanzlers diese Gebiete im Namen des Deutschen Reichs als frei und selbständig anerkennen. Urkundlich haben wir diesen Auftrag Allerhöchst vollzogen und mit unserem Kaiserlichen Insiegel versehen lassen. 22. September 1918. Gegeben Großes Hauptquartier, den 22 September 1918. Wilhelm I. R. Graf von Hertling.[13]
By the time of German recognition (22 September), the wider political solution, that would imply unification of Livonia and Estonia with the neighboring short-lived state of Courland, prevailed in both Riga and Berlin, thus leading to creation of the United Baltic Duchy.
The new state, composed of three historical regions (Estonia, Livonia, Courland) was to have its capital in Riga and was to be a confederation of seven cantons: Kurland (Courland), Riga, Lettgallen (Latgale), Südlivland (South Livonia), Nordlivland (North Livonia), Ösel (Saaremaa) and Estland (Estonia), the first four cantons correspondings to today's Latvia and the last three corresponding to today's Estonia.
On 5 November 1918, a temporary Regency Council (Regentschaftsrat) for the proclaimed state, led by Baron Adolf Pilar von Pilchau, was formed on a joint basis from both local Land Councils.
The first head of state of the United Baltic Duchy was to be Duke Adolf Friedrich of Mecklenburg, not as a sovereign monarch, but as a subordinate of the German emperor, similar to other princes of the German Empire. However, Adolf Friedrich never assumed office. The appointed Regency Council, consisting of four Baltic Germans, three Estonians and three Latvians, functioned until 28 November 1918 without any international recognition (except from Germany[citation needed]).
In October 1918, the Chancellor of Germany, Prince Maximilian of Baden, proposed to have the military administration in the Baltic replaced by civilian authority. The new policy was stated in a telegram from the German Foreign Office to the military administration of the Baltic: "The government of the Reich is unanimous in respect of the fundamental change in our policy towards the Baltic countries, namely that in the first instance policy is to be made with the Baltic peoples".[14]
On 18 November 1918, Latvia proclaimed its independence. August Winnig, the last representative of the German government, signed an agreement with representatives of the Estonian Provisional Government on handing over power in Estonian territory on 19 November.[15] In Latvia, the German military authorities formally handed over power to the Latvian national government, headed by Kārlis Ulmanis on 7 December 1918.[16]
The new nation states of Estonia and Latvia were established as republics.
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