Against the Grain: A Deep History of the Earliest States

Last updated
Against the Grain: A Deep History of the Earliest States
Against the Grain A Deep History of the Earliest States.jpg
First edition
Author James C. Scott
CountryUnited States
LanguageEnglish
Genre world history
Publisher Yale University Press
Publication date
19 September 2017
Media typePrint:hardback
Pages312
ISBN 9780300182910
909
LC Class GN799.A4 S285
Website yalebooks

Against the Grain: A Deep History of the Earliest States is a 2017 book by James C. Scott that sets out to undermine what he calls the "standard civilizational narrative" that suggests humans chose to live settled lives based on intensive agriculture because this made people safer and more prosperous. [1] Instead, he argues, people had to be forced to live in the early states, which were hierarchical, beset by malnutrition and disease, and often based on slavery. The book has been praised for re-opening some of the biggest questions in human history. [2] A review in Science concludes that the book's thesis "is fascinating and represents an alternative, nuanced, if somewhat speculative, scenario on how civilized society came into being." [3]

Contents

Background

Scott is among the world's most cited political scientists. [4] He spent much of his career studying South-East Asia, and producing books such as The Art of Not Being Governed and Seeing Like a State . He has long been a critic of state power, having previously written on the subject of anarchism in works such as Two Cheers for Anarchism . Against the Grain returns to pre-history and discusses the conditions under which the first people stopped living as hunter-gatherers and moved to live in permanent settlements based on agriculture and administered by an elite. Scott challenges the conventional narrative that this change was welcome and voluntary for most participants.

Synopsis

Chapter 1. The Domestication of Fire, Plants, Animals, and... Us

Scott describes the gradual process by which early humans transformed their environment. He begins by recounting the impact of mankind's use of fire, calling it "a species monopoly and a trump card" and detailing its desirability for its capacity to reduce the radius of a meal by concentrating foodstuffs in a smaller area around human encampments. Scott describes the beginnings of sedentism in wetlands prior to the cultivation of cereal grains. He then tackles the 4,000-year "gap" between the cultivation of domesticated grains and the emergence of agricultural societies, claiming that it was in the best interests of early people to supplement their existing diets with cereal grains and other domesticated crops rather than to rely upon crops exclusively. He regards adaptability in subsistence strategies as a better option than early agriculture for ancestral humans.

Chapter 2. Landscaping the World: The Domus Complex

Scott's point in this chapter is that humans domesticated the planet more extensively than simply taming cattle and planting crops, and that this had deep consequences. He examines the changes that mankind has brought to its environment by employing artificial selection to develop plant types that are now unrecognizable from their progenitors and are also unable to survive without human care. People also domesticated animals by casting out those with undesired characteristics and cultivating that which pleases us. This changed animals both in behavior and physiologically, making them permanently docile and un-reactive, while also developing smaller brains. These changes have negative effects upon the animals themselves, though they do result in a positive effect in output for their domesticators.

Scott then turns to what he calls "Human Parallels" - ways in which human beings themselves might have been transformed by domestication. From the altered bone-structures of women who were forced into agricultural labor to general size-difference and proof of nutrition-deficits in post-agriculture mankind, Scott argues that humans have bred their own irreversible change. Scott speculates that we may ourselves have become more docile and less aware of our surroundings. He also argues that the needs of domesticated plants and animals almost make us slaves to their meticulously specific and daily needs.

Chapter 3. Zoonoses: A Perfect Epidemiological Storm

In this chapter, Scott emphasizes the idea of Agro-Pastoralism, i.e. "plowed fields and domestic animals". He questions why a hunter-gatherer, who (he believes) had a relatively good and fulfilling life, would turn to this. Subsistence farming is mundane and contains more drudgery than the hunter and gatherer societies. Scott then asserts that the reason why hunter-gatherer societies transformed into agro-pastoral societies was due to coercion by the state. He cites research on an archaeological site in Mesopotamia named Abu Hureyra. Scott concurs with other scholars in the field that "'[n]o hunter-gatherers occupying a productive locality with a range of wild foods able to provide for all seasons are likely to have started cultivating their caloric staples willingly.'" [5] Finally, Scott also points out that early states were beset by zoonoses, i.e. diseases spread from animals to humans, that result in high morbidity rates.

Chapter 4. Agro-Ecology of the Early State

Scott explains in this chapter that many apparent achievements attributed by traditional scholars to the state were actually present before state formation. Scott states: "If civilization is judged an achievement of the state, and if archaic civilization means sedentism, farming, the domus, irrigation, and towns, then there is something radically wrong with the historical order. All of these human achievements of the Neolithic were in place well before we encounter anything like a state in Mesopotamia." [6] Scott then gives his definition of a state, emphasizing the indicators "that point to territoriality and a specialized state apparatus: walls, tax collection, and officials." [7] The Sumerian city of Uruk offers an example. Scott cites that in Uruk, early agriculture required a very difficult lifestyle. Many people had to be forced by the state to do hard labor, for instance, digging irrigation channels. As a result of this, warfare between rival polities was very prevalent during this period in order to gain slave labor or to take over areas that had already been irrigated.

Scott goes so far as to claim that "Grains Make States". The introduction of a staple food-source allowed a state to heavily tax the people. Grains, especially wheat, provided the best way to assess and gather taxes. Grains like wheat or rice are more valuable per weight than other sources of food, and much easier to transport. As Scott puts it: "The key to the nexus between grains and states lies, I believe, in the fact that only the cereal grains can serve as a basis for taxation: visible, divisible, assessable, storable, transportable, and 'rationable.' Other crops - legumes, tubers, and starch plants - have some of these desirable state-adapted qualities, but none has all of these advantages." [8] Making people pay taxes in grain forced people to shift away from other sources of food that they may have preferred.

Chapter 5. Population Control: Bondage and War

Scott describes early states as population machines. Rulers focused on the productivity and number of "domesticated" subjects. The early states had to collect people, settle them near the center of power, and force them to produce a surplus in excess of their own needs. He also notes that since early states were full of disease, population tended to fall unless people could be replaced by new slaves.

In early states this population control often took the form of forcefully settling peoples on fertile land, and then preventing them from fleeing in order to avoid bondage and labour-obligations. Scott cites the earliest legal codes as one piece of evidence, characterising them as "filled with such injunctions" intended to "discourage and punish flight". One code that Scott cites specifically, the Code of Hammurabi, contains six laws intended to discourage the flight and escape of slaves. [9]

The end product of this system was that the states with the most people were often the most powerful. This created compelling incentives for early states to try to increase their population and to prevent the "leakage" of the population[ citation needed ] through bondage and war.

Chapter 6. Fragility of the Early State: Collapse as Disassembly

Scott sees early states as liable to undermine the conditions for their own existence. Self-inflicted causes of this vulnerability included "climate change, resource depletion, disease, warfare, and migration to areas of greater abundance." [10] For instance, a state might log areas upstream so that timber could float down to the state center, but this could lead to flooding in the spring. The very first state-builders knew no prior examples that would have warned against such problems. Regardless of the causes, Scott propounds that the archaeological evidence suggests that early human communities were constantly collapsing, dispersing, coming back together and collapsing again. Scott believes that academics have viewed state collapse negatively due to the loss of cultural complexity, but in fact he thinks such collapse may have advantaged the majority of people involved. Building on his critique of the state from earlier chapters, Scott asserts that living in early states meant subjection to large-scale warfare and to slavery, and that the historical periods following state collapse may have brought a higher standard of living, and freedom. To support this view, he highlights how state collapse led to a dispersion of the population, resulting in easier access to food as well as freedom from the brutality of the state and from the need to produce a surplus to sustain the elite.

Chapter 7. The Golden Age of the Barbarians

Scott views "barbarian" raiders as having a symbiotic relationship with the early states. They raided the grain centers, but also traded many goods - such as metals or animal parts - from more remote areas. Scott thus theorizes that up until 400 or so years ago humanity was in the "Golden Age of the Barbarians" - an era when the majority of the world's population had never seen a tax collector. Part of this was due to the existence of "Barbarian Zones", i.e. great tracts of land where states found it either impossible or prohibitively difficult to extend their rule. Places like "mountains and steppes", as well as "uncleared dense forest, swamps, marshes, river deltas, fens, moors, deserts, heath, arid wastes, and even the sea itself." [11] Not only did this place a great many people out of the reach of the state, but it also made them significant military threats to the state's power.

The traditional narrative recounts that some "barbarian" communities became sedentary and then developed into early states and civilization. Meanwhile, those who did not undergo this transition remained "barbarian". Scott argues that the history of "barbarians" and the state is much more fluid, that in fact some people "reverted" back to being barbarians precisely because of the failure and excesses of the state. This implies that civilization and state-making was not the inexorable march of progress but rather a brutal project that people avoided when possible.

Reception

Multiple outlets have reviewed Against the Grain. [12] Scott himself writes that history is "the most subversive discipline" [13] and archaeologist Barry Cunliffe describes this book as "history as it should be written." [14] Steven Mithen writes that Scott's "account of the deep past doesn’t purport to be definitive, but it is surely more accurate than the one we’re used to, and it implicitly exposes the flaws in contemporary political ideas that ultimately rest on a narrative of human progress and on the ideal of the city/nation-state." [15]

Samuel Moyn offers a mixed review. Moyn notes that Scott's work has appealed to many critics of the status quo, from the Marxist left to the libertarian right. Moyn praises Scott and calls the book "sparkling" [16] but wonders whether Scott is judging the state by standards that make sense to modern residents of stable states, but would confuse the hunter-gatherers whose passing Scott seems to mourn. Moyn writes: “That Scott presents as his major finding that eons separated the development of cultivation and the rise of the state not only cuts against any conclusion that the pathways into state bondage were inevitable; it also goes far to undermine Scott’s entire outlook.” [16] Moyn asserts that Scott's worldview prevents him from seeing the benefits of the state, or the state's ability to change under democratic pressure. Moyn thinks that we owe the ideals Scott uses to harshly judge the early state—ideals like equality and liberty—to the stability and prosperity that states make possible. Moyn also thinks Scott fails to back up some of the core claims in the book, e.g. "Scott’s vague suggestions of the “egalitarianism” of nonstate peoples—and especially, in his new book, of our hunting-and-gathering ancestors—are never seriously defended." [16]

Writing in the libertarian Cato Journal, Jason Kuznicki notes that Scott's "highly unconventional" account "probably resonates with a certain strain of libertarian, even as it infuriates many others." [17] Kuznicki cautions that this should not be taken to imply that current-day agriculture is bad: "But our belief that agriculture in the present day is a blessing to humankind, which undoubtedly it is, does not commit us to insisting that agriculture, in all its forms, in all times and places, has always been a boon to everyone. Nor does the view that agriculture began as a curse commit us to believing that agriculture remains a curse today. Reality is allowed to be complex like that." [17] Overall Kuznicki thinks the book raises questions that are still of great importance, concluding that "the constant interplay between the present and the distant past is one of the most appealing aspects of this book." [17]

Writing in the journal Public Choice, Ennio Piano asserts that Against the Grain will reinforce Scott's reputation as a leading scholar of stateless societies. Piano sees links not only to the disciplines of history and anthropology, but also to economics, especially debates over the extent of coercion involved in creating economic systems. [18]

Related Research Articles

<span class="mw-page-title-main">Civilization</span> Stratified complex society

A civilization is any complex society characterized by the development of the state, social stratification, urbanization, and symbolic systems of communication beyond natural spoken language.

<span class="mw-page-title-main">Cereal</span> Grass that has edible grain or fruit

A cereal is any grass cultivated for the edible components of its grain, which is composed of an endosperm, a germ, and a bran. Cereal grain crops are grown in greater quantities and provide more food energy worldwide than any other type of crop and are therefore staple crops. They include rice, wheat, rye, oats, barley, millet and maize. Edible grains from other plant families, such as buckwheat, quinoa and chia, are referred to as pseudocereals.

The Levant is the area in Southwest Asia, south of the Taurus Mountains, bounded by the Mediterranean Sea in the west, the Arabian Desert in the south, and Mesopotamia in the east. It stretches 400 mi (640 km) north to south from the Taurus Mountains to the Sinai desert, and 70–100 mi (110–160 km) east to west between the sea and the Arabian desert. The term is also sometimes used to refer to modern events or states in the region immediately bordering the eastern Mediterranean Sea: the Hatay Province of Turkey, Cyprus, Syria, Lebanon, Israel, and Jordan.

<span class="mw-page-title-main">Neolithic</span> Archaeological period, last part of the Stone Age

The Neolithic or New Stone Age is an archaeological period, the final division of the Stone Age in Europe, Asia and Africa. It saw the Neolithic Revolution, a wide-ranging set of developments that appear to have arisen independently in several parts of the world. This "Neolithic package" included the introduction of farming, domestication of animals, and change from a hunter-gatherer lifestyle to one of settlement. The term 'Neolithic' was coined by Sir John Lubbock in 1865 as a refinement of the three-age system.

<span class="mw-page-title-main">Einkorn wheat</span> Primitive wheat

Einkorn wheat can refer either to a wild species of wheat (Triticum) or to its domesticated form. The wild form is T. boeoticum, the domesticated form is T. monococcum. Einkorn is a diploid species of hulled wheat, with tough glumes ('husks') that tightly enclose the grains. The cultivated form is similar to the wild, except that the ear stays intact when ripe and the seeds are larger. The domestic form is known as "petit épeautre" in French, "Einkorn" in German, "einkorn" or "littlespelt" in English, "piccolo farro" in Italian and "escanda menor" in Spanish. The name refers to the fact that each spikelet contains only one grain.

<span class="mw-page-title-main">Emmer</span> Type of wheat

Emmer wheat or hulled wheat is a type of awned wheat. Emmer is a tetraploid. The domesticated types are Triticum turgidum subsp. dicoccum and T. t. conv. durum. The wild plant is called T. t. subsp. dicoccoides. The principal difference between the wild and the domestic forms is that the ripened seed head of the wild plant shatters and scatters the seed onto the ground, while in the domesticated emmer, the seed head remains intact, thus making it easier for humans to harvest the grain.

<i>Guns, Germs, and Steel</i> 1997 non-fiction book by Jared Diamond

Guns, Germs, and Steel: The Fates of Human Societies is a 1997 transdisciplinary non-fiction book by Jared Diamond. In 1998, it won the Pulitzer Prize for general nonfiction and the Aventis Prize for Best Science Book. A documentary based on the book, and produced by the National Geographic Society, was broadcast on PBS in July 2005.

<span class="mw-page-title-main">Barbarian</span> Person said to be uncivilised or primitive

A barbarian, or savage, is someone who is perceived to be either uncivilized or primitive. The designation is usually applied as a generalization based on a popular stereotype; barbarians can be members of any nation judged by some to be less civilized or orderly but may also be part of a certain "primitive" cultural group or social class both within and outside one's own nation. Alternatively, they may instead be admired and romanticised as noble savages. In idiomatic or figurative usage, a "barbarian" may also be an individual reference to a brutal, cruel, warlike, and insensitive person.

<span class="mw-page-title-main">Neolithic Revolution</span> Transition from hunter-gatherer to settled peoples in human history

The Neolithic Revolution, or the (First) Agricultural Revolution, was the wide-scale transition of many human cultures during the Neolithic period from a lifestyle of hunting and gathering to one of agriculture and settlement, making an increasingly large population possible. These settled communities permitted humans to observe and experiment with plants, learning how they grew and developed. This new knowledge led to the domestication of plants into crops.

<span class="mw-page-title-main">Founder crops</span> Original agricultural crops

The founder crops or primary domesticates are a group of flowering plants that were domesticated by early farming communities in Southwest Asia and went on to form the basis of agricultural economies across Eurasia. As originally defined by Daniel Zohary and Maria Hopf, they consisted of three cereals, four pulses, and flax. Subsequent research has indicated that many other species could be considered founder crops. These species were amongst the first domesticated plants in the world.

<span class="mw-page-title-main">James C. Scott</span> American political scientist and anthropologist (born 1936)

James C. Scott is an American political scientist and anthropologist specializing in comparative politics. He is a comparative scholar of agrarian and non-state societies, subaltern politics, and anarchism. His primary research has centered on peasants of Southeast Asia and their strategies of resistance to various forms of domination. The New York Times described his research as "highly influential and idiosyncratic".

<span class="mw-page-title-main">History of agriculture</span>

Agriculture began independently in different parts of the globe, and included a diverse range of taxa. At least eleven separate regions of the Old and New World were involved as independent centers of origin. The development of agriculture about 12,000 years ago changed the way humans lived. They switched from nomadic hunter-gatherer lifestyles to permanent settlements and farming.

<span class="mw-page-title-main">Stateless society</span> Society lacking state-like organization

A stateless society is a society that is not governed by a state. In stateless societies, there is little concentration of authority; most positions of authority that do exist are very limited in power and are generally not permanently-held positions; and social bodies that resolve disputes through predefined rules tend to be small. Different stateless societies feature highly variable economic systems and cultural practices.

Paul Howe Shepard, Jr. was an American environmentalist and author best known for introducing the "Pleistocene paradigm" to deep ecology. His works established a normative framework in terms of evolutionary theory and developmental psychology. He offered a critique of sedentism/civilization and advocates modeling human lifestyles on those of nomadic prehistoric humans. He explored the connections between domestication, language, and cognition.

While belief in the sanctity of human life has ancient precedents in many religions of the world, the foundations of modern human rights began during the era of renaissance humanism in the early modern period. The European wars of religion and the civil wars of seventeenth-century Kingdom of England gave rise to the philosophy of liberalism and belief in natural rights became a central concern of European intellectual culture during the eighteenth-century Age of Enlightenment. Ideas of natural rights, which had a basis in natural law, lay at the core of the American and French Revolutions which occurred toward the end of that century, but the idea of human rights came about later. Democratic evolution through the nineteenth century paved the way for the advent of universal suffrage in the twentieth century. Two world wars led to the creation of the Universal Declaration of Human Rights.

<span class="mw-page-title-main">Prehistory</span> Span of time before recorded history

Prehistory, also known as pre-literary history, is the period of human history between the first known use of stone tools by hominins c. 3.3 million years ago and the beginning of recorded history with the invention of writing systems. The use of symbols, marks, and images appears very early among humans, but the earliest known writing systems appeared c. 5000 years ago. It took thousands of years for writing systems to be widely adopted, with writing spreading to almost all cultures by the 19th century. The end of prehistory therefore came at very different times in different places, and the term is less often used in discussing societies where prehistory ended relatively recently.

<span class="mw-page-title-main">Xirong</span> Ancient grouping of people or peoples in China

Xirong or Rong were various people who lived primarily in and around the western extremities of ancient China. They were known as early as the Shang dynasty, as one of the Four Barbarians that frequently interacted with the sinitic Huaxia civilization. They typically resided to the west of Guanzhong Plains from the Zhou Dynasty onwards. They were mentioned in some ancient Chinese texts as perhaps genetically and linguistically related to the people of the Chinese civilization.

<span class="mw-page-title-main">Andean civilizations</span> Civilizations of South Americas Andes Mountains

The Andean civilizations were South American complex societies of many indigenous people. They stretched down the spine of the Andes for 4,000 km (2,500 mi) from southern Colombia, to Ecuador and Peru, including the deserts of coastal Peru, to north Chile and northwest Argentina. Archaeologists believe that Andean civilizations first developed on the narrow coastal plain of the Pacific Ocean. The Caral or Norte Chico civilization of coastal Peru is the oldest known civilization in the Americas, dating back to 3500 BCE. Andean civilization is one of the six "pristine" civilizations of the world, created independently and without influence by other civilizations.

Four Barbarians is the common English translation of the Chinese term sìyí 四夷 for various peoples living outside the borders of ancient China, namely, the Dōngyí "Eastern Barbarians", Nánmán "Southern Barbarians", Xīróng西 "Western Barbarians", and Běidí "Northern Barbarians". Ultimately, the four barbarian groups were either partly assimilated through Sinicization and absorbed into the Chinese civilization in the later Chinese Dynasties or emigrated away from the Chinese heartland.

<span class="mw-page-title-main">History of rice cultivation</span>

The history of rice cultivation is an interdisciplinary subject that studies archaeological and documentary evidence to explain how rice was first domesticated and cultivated by humans, the spread of cultivation to different regions of the planet, and the technological changes that have impacted cultivation over time.

References

  1. "Against the Grain | Yale University Press". yalebooks.yale.edu. Retrieved 2018-02-26.
  2. Lanchester, John (2017-09-11). "The Case Against Civilization". The New Yorker. ISSN   0028-792X . Retrieved 2018-04-16.
  3. Shablovsky, Susan (2017). "The perils of permanence". Science. 357 (6350): 459. Bibcode:2017Sci...357..459S. doi:10.1126/science.aao0427.
  4. "james c. scott - Google Scholar Citations". scholar.google.ca. Retrieved 2018-04-15.
  5. Moore, A. M. T. (Andrew Michael Tangye) (2000). Village on the Euphrates : from foraging to farming at Abu Hureyra. Hillman, Gordon C., Legge, A. J. (Anthony J.). London: Oxford University Press. p. 393. ISBN   9780195108064. OCLC   38433060.
  6. Scott, James C (2017). Against the grain : a deep history of the earliest states. New Haven: Yale University Press. p. 116. ISBN   978-0-300-18291-0.
  7. Scott, James C (2017). Against the grain: a deep history of the earliest states. New Haven: Yale University Press. p. 118. ISBN   978-0-300-18291-0.
  8. Scott, James C (2017). Against the grain: a deep history of the earliest states. New Haven: Yale University Press. p. 129. ISBN   978-0-300-18291-0.
  9. See a translation of the code: "The Avalon Project : Code of Hammurabi". avalon.law.yale.edu. Retrieved 2018-04-09. 16. If any one receive into his house a runaway male or female slave of the court, or of a freedman, and does not bring it out at the public proclamation of the major domus, the master of the house shall be put to death. 17. If any one find runaway male or female slaves in the open country and bring them to their masters, the master of the slaves shall pay him two shekels of silver. 18. If the slave will not give the name of the master, the finder shall bring him to the palace; a further investigation must follow, and the slave shall be returned to his master. 19. If he hold the slaves in his house, and they are caught there, he shall be put to death. 20. If the slave that he caught run away from him, then shall he swear to the owners of the slave, and he is free of all blame. [...] 146. If a man take a wife and she give this man a maid-servant as wife and she bear him children, and then this maid assume equality with the wife: because she has borne him children her master shall not sell her for money, but he may keep her as a slave, reckoning her among the maid-servants. [...] 282. If a slave say to his master: "You are not my master," if they convict him his master shall cut off his ear.
  10. Scott, James C (2017). Against the grain : a deep history of the earliest states. New Haven: Yale University Press. p. 184. ISBN   978-0-300-18291-0.
  11. Scott, James C (2017). Against the grain : a deep history of the earliest states. New Haven: Yale University Press. p. 228. ISBN   978-0-300-18291-0.
  12. Byravan, Sujatha (2018-03-31). "Against the Grain: A Deep History of the Earliest States review: Taming the barbarians". The Hindu. ISSN   0971-751X . Retrieved 2018-04-16.
  13. Scott, James C. (2017). Against the Grain: A Deep History of the Earliest States. New Haven: Yale University Press. p. 2. ISBN   978-0-300-18291-0.
  14. Cunliffe, Barry (2017-11-25). "Against the Grain by James C Scott review – the beginning of elites, tax, slavery". The Guardian. Retrieved 2018-04-16.
  15. Mithen, Steven (November 30, 2017). "Why did we start farming?". London Review of Books. 39 (23): 11–12.
  16. 1 2 3 Moyn, Samuel (2017-10-05). "Barbarian Virtues". The Nation. ISSN   0027-8378 . Retrieved 2018-04-16.
  17. 1 2 3 Kuznicki, Jason (2018). "Against the Grain: A Deep History of the Earliest States". Cato Journal. 38: 333–336.
  18. Piano, Ennio E. (2017-12-01). "James C. Scott: Against the grain: a deep history of the earliest states". Public Choice. 173 (3–4): 369–371. doi:10.1007/s11127-017-0482-4. ISSN   0048-5829.