Rutgers v. Waddington was a case held in the New York City Mayor's Court in 1784 that centered on a conflict between state law and a United States treaty. It is notable for having set precedents for judicial review [1] [2] and the supremacy of treaties over state laws, [3] which would later influence the U.S. Constitution and the U.S. Supreme Court. The case is also known for the involvement of U.S. founding father Alexander Hamilton, who litigated on behalf of the defendant.
The Rutgers decision was controversial for having seemingly circumscribed the authority of the New York Legislature, which subsequently passed a vote of censure on the court. [4] [5] [6]
After the American Revolutionary War, the New York State legislature enacted a series of laws that stripped Tories, opponents of the revolution, of their property and privilege. One such law passed by the legislature in 1783 was the Trespass Act, which gave Patriots, supporters of the revolution, the legal right to sue anyone who had occupied, damaged, or destroyed homes that they had left behind British lines during the war. [7] That law served as the foundation for this case.
Rutgers v. Waddington was presented on June 29, 1784 before Chief Justice James Duane and four additional aldermen. The plaintiff, Elizabeth Rutgers, owned a large brewery and alehouse that she was forced to abandon during the British occupation of New York City. Under the recently enacted Trespass Act, Rutgers demanded rent by the sum of £8,000 from Joshua Waddington, who was running the brewery ever since it had been abandoned. [7]
The defense's case was litigated by Alexander Hamilton, who posited that the Trespass Act violated the Treaty of Paris (1783) ratified by the U.S. Congress. Hamilton decided that the case would be a good test of ruling the legality of the Trespass Act. [7]
Duane handed down a split verdict, which quickly resulted in censure by the New York legislature. The ruling entitled Rutgers to rent only from the time before the British occupation, [7] and both parties agreed to the amount of £800. [7] Pecuniary issues aside, the case more importantly set a precedent for Congress' legal authority over the states and the limitations of judicial review. Duane wrote in his ruling that "no state in this union can alter or abridge, in a single point, the federal articles or the treaty." [1] Additionally, according to William Treanor of Georgetown University Law Center the Rutgers case concluded, "Judges cannot 'reject' a clearly expressed statute simply because it is 'unreasonable'". [8] Duane wrote:
The supremacy of the legislature need not be called into question; if they think fit positively to enact a law, there is no power which can control them. When the main object of such a law is clearly expressed, and the intention manifest, the judges are not at liberty, although it appears to them to be unreasonable, to reject it; for this were to set the judicial above the legislative, which would be subversive of all government. [8]
According to historian Shannon C. Stimson, the reason for the censure was "not legislative intent, but legislative power and whether any legitimate authority existed which might challenge the majority will." [9] [10]
Several scholars believe that Rutgers "was a template for the interpretive approach he [Hamilton] adopted in Federalist No. 78." [11] [12] [13]
In addition to articulating a concept of judicial review, the Rutgers decision is widely remembered for foreshadowing debates in the Constitutional Convention regarding the role of customary international law in domestic American law. [14] The British defendant's primary argument was that both the "law of nations" and the Treaty of Paris justified his occupation of the disputed property, regardless of the provisions of the Trespass Act. While the court did not explicitly rule that the Treaty of Paris superseded the Trespass Act—let alone articulate a general principle that treaty law supersedes state law—its refusal to enforce the New York statute due to obligations to the "law of nations" portended the later developments of federalism such as the Supremacy Clause, in which federal statutes and treaties override state laws. [14]
Marbury v. Madison, 5 U.S. 137 (1803), was a landmark decision of the U.S. Supreme Court that established the principle of judicial review, meaning that American courts have the power to strike down laws and statutes they find to violate the Constitution of the United States. Decided in 1803, Marbury is regarded as the single most important decision in American constitutional law. It established that the U.S. Constitution is actual law, not just a statement of political principles and ideals. It also helped define the boundary between the constitutionally separate executive and judicial branches of the federal government.
Article Three of the United States Constitution establishes the judicial branch of the U.S. federal government. Under Article Three, the judicial branch consists of the Supreme Court of the United States, as well as lower courts created by Congress. Article Three empowers the courts to handle cases or controversies arising under federal law, as well as other enumerated areas. Article Three also defines treason.
Martin v. Hunter's Lessee, 14 U.S. 304 (1816), was a landmark decision of the Supreme Court of the United States decided on March 20, 1816. It was the first case to assert ultimate Supreme Court authority over state courts in civil matters of federal law.
In the United States, state law refers to the law of each separate U.S. state.
James Duane was an American Founding Father, attorney, jurist, and American Revolutionary leader from New York. He served as a delegate to the First Continental Congress, the Second Continental Congress and the Congress of the Confederation, a New York state senator, the 44th Mayor of New York City, the 1st post-colonial Mayor of New York City and a United States district judge of the United States District Court for the District of New York. Duane was a signatory of the Continental Association and the Articles of Confederation.
Missouri v. Holland, 252 U.S. 416 (1920) is a United States Supreme Court case concerning the extent to which international legal obligations are incorporated into federal law under the United States Constitution.
Statutory interpretation is the process by which courts interpret and apply legislation. Some amount of interpretation is often necessary when a case involves a statute. Sometimes the words of a statute have a plain and a straightforward meaning. But in many cases, there is some ambiguity in the words of the statute that must be resolved by the judge. To find the meanings of statutes, judges use various tools and methods of statutory interpretation, including traditional canons of statutory interpretation, legislative history, and purpose. In common law jurisdictions, the judiciary may apply rules of statutory interpretation both to legislation enacted by the legislature and to delegated legislation such as administrative agency regulations.
Federalist No. 78 is an essay by Alexander Hamilton, the seventy-eighth of The Federalist Papers. Like all of The Federalist papers, it was published under the pseudonym Publius.
In the United States, judicial review is the legal power of a court to determine if a statute, treaty, or administrative regulation contradicts or violates the provisions of existing law, a State Constitution, or ultimately the United States Constitution. While the U.S. Constitution does not explicitly define the power of judicial review, the authority for judicial review in the United States has been inferred from the structure, provisions, and history of the Constitution.
Plaut v. Spendthrift Farm, Inc., 514 U.S. 211 (1995), was a landmark case about separation of powers in which the Supreme Court of the United States held that Congress may not retroactively require federal courts to reopen final judgments. Writing for the Court, Justice Scalia asserted that such action amounted to an unauthorized encroachment by Congress upon the powers of the judiciary and therefore violated the constitutional principle of separation of powers.
The primacy of European Union law is a legal principle establishing precedence of European Union law over conflicting national laws of EU member states.
The Treaty Clause of the United States Constitution establishes the procedure for ratifying international agreements. It empowers the President as the primary negotiator of agreements between the United States and other countries, and holds that the advice and consent of a two-thirds supermajority of the Senate renders a treaty binding with the force of federal law.
Medellín v. Texas, 552 U.S. 491 (2008), was a decision of the United States Supreme Court that held even when a treaty constitutes an international commitment, it is not binding domestic law unless it has been implemented by an act of the U.S. Congress or contains language expressing that it is "self-executing" upon ratification. The Court also ruled that decisions of the International Court of Justice are not binding upon the U.S. and, like treaties, cannot be enforced by the president without authority from Congress or the U.S. Constitution.
Ableman v. Booth, 62 U.S. 506 (1859), was a United States Supreme Court case in which the Court unanimously held that state courts cannot issue rulings that contradict the decisions of federal courts, overturning a decision by the Supreme Court of Wisconsin. The Court found that under the Constitution, federal courts have the final power to decide cases arising under the Constitution and federal statutes, and that the States do not have the power to overturn those decisions. Thus, Wisconsin did not have the authority to nullify federal judgments or statutes. For example, it is illegal for state officials to interfere with the work of U.S. Marshals acting under federal laws. The Ableman decision emphasized the dual form of American government and the independence of State and federal courts from each other.
A reception statute is a statutory law adopted as a former British colony becomes independent by which the new nation adopts, or receives, the English common law before its independence to the extent not explicitly rejected by the legislative body or constitution of the new nation. Reception statutes generally consider the English common law dating prior to independence, as well as the precedents originating from it, as the default law because of the importance of using an extensive and predictable body of law to govern the conduct of citizens and businesses in a new state.
Judicial review is a process under which a government's executive, legislative, or administrative actions are subject to review by the judiciary. In a judicial review, a court may invalidate laws, acts, or governmental actions that are incompatible with a higher authority. For example, an executive decision may be invalidated for being unlawful, or a statute may be invalidated for violating the terms of a constitution. Judicial review is one of the checks and balances in the separation of powers—the power of the judiciary to supervise the legislative and executive branches when the latter exceed their authority. The doctrine varies between jurisdictions, so the procedure and scope of judicial review may differ between and within countries.
Joshua Waddington was a British-American who was one of the founders of the Saint George's Society, the Bank of New York, and was the defendant in the case Rutgers v. Waddington before New York City Mayor's Court.
The Supremacy Clause of the Constitution of the United States establishes that the Constitution, federal laws made pursuant to it, and treaties made under its authority, constitute the "supreme Law of the Land", and thus take priority over any conflicting state laws. It provides that state courts are bound by, and state constitutions subordinate to, the supreme law. However, federal statutes and treaties must be within the parameters of the Constitution; that is, they must be pursuant to the federal government's enumerated powers, and not violate other constitutional limits on federal power, such as the Bill of Rights—of particular interest is the Tenth Amendment to the United States Constitution, which states that the federal government has only those powers that are delegated to it by the Constitution.
Parliamentary sovereignty, also called parliamentary supremacy or legislative supremacy, is a concept in the constitutional law of some parliamentary democracies. It holds that the legislative body has absolute sovereignty and is supreme over all other government institutions, including executive or judicial bodies. It also holds that the legislative body may change or repeal any previous legislation and so it is not bound by written law or by precedent.
Bank Markazi v. Peterson, 578 U.S. 212 (2016), was a United States Supreme Court case that found that a law which only applied to a specific case, identified by docket number, and eliminated all of the defenses one party had raised does not violate the separation of powers in the United States Constitution between the legislative (Congress) and judicial branches of government. The plaintiffs, in the case had initially obtained judgments against Iran for its role in supporting state-sponsored terrorism, particularly the 1983 Beirut barracks bombings and 1996 Khobar Towers bombing, and sought execution against a bank account in New York held, through European intermediaries, on behalf of Bank Markazi, the Central Bank of the Islamic Republic of Iran. The plaintiffs obtained court orders preventing the transfer of funds from the account in 2008 and initiated their lawsuit in 2010. Bank Markazi raised several defenses, including that the account was not an asset of the bank, but rather an asset of its European intermediary, under both New York state property law and §201(a) of the Terrorism Risk Insurance Act. In response to concerns that existing laws were insufficient for the account to be used to settle the judgments, Congress added an amendment to a 2012 bill, codified after enactment as 22 U.S.C. § 8772, that identified the pending lawsuit by docket number, applied only to the assets in the identified case, and effectively abrogated every legal basis available to Bank Markazi to prevent the plaintiffs from executing their claims against the account. Bank Markazi then argued that § 8772 was an unconstitutional breach of the separation of power between the legislative and judicial branches of government, because it effectively directed a particular result in a single case without changing the generally applicable law. The United States District Court for the Southern District of New York and, on appeal, the United States Court of Appeals for the Second Circuit both upheld the constitutionality of § 8772 and cleared the way for the plaintiffs to execute their judgments against the account, which held about $1.75 billion in cash.