The Boltzmann brain thought experiment suggests that it might be more likely for a brain to spontaneously form in space, complete with a memory of having existed in our universe, rather than for the entire universe to come about in the manner cosmologists think it actually did. Physicists use the Boltzmann brain thought experiment as a reductio ad absurdum argument for evaluating competing scientific theories.
In contrast to brain in a vat thought experiments, which are about perception and thought, Boltzmann brains are used in cosmology to test our assumptions about thermodynamics and the development of the universe. Over a sufficiently long time, random fluctuations could cause particles to spontaneously form literally any structure of any degree of complexity, including a functioning human brain. The scenario initially involved only a single brain with false memories, but physicist Sean M. Carroll pointed out that, in a fluctuating universe, the scenario works just as well with entire bodies and entire galaxies. [1] [2]
The idea is named after the physicist Ludwig Boltzmann (1844–1906), who, in 1896, published a theory that tried to account for the fact that the universe is not as chaotic as the budding field of thermodynamics seemed to predict. He offered several explanations, one of them being that the universe, even after it had progressed to its most likely spread-out and featureless state of thermal equilibrium, would spontaneously fluctuate to a more ordered (or low-entropy) state such as the universe in which we find ourselves. [3] Boltzmann brains were first proposed as a reductio ad absurdum response to this explanation by Boltzmann for the low-entropy state of our universe. [4]
The Boltzmann brain gained new relevance around 2002, when some cosmologists started to become concerned that, in many theories about the universe, human brains are vastly more likely to arise from random fluctuations; this leads to the conclusion that, statistically, humans are likely to be wrong about their memories of the past and in fact are Boltzmann brains. [5] [6] When applied to more recent theories about the multiverse, Boltzmann brain arguments are part of the unsolved measure problem of cosmology.
In 1896, the mathematician Ernst Zermelo advanced a theory that the second law of thermodynamics was absolute rather than statistical. [7] Zermelo bolstered his theory by pointing out that the Poincaré recurrence theorem shows statistical entropy in a closed system must eventually be a periodic function; therefore, the Second Law, which is always observed to increase entropy, is unlikely to be statistical. To counter Zermelo's argument, Boltzmann advanced two theories. The first theory, now believed to be the correct one, is that the universe started for some unknown reason in a low-entropy state. The second and alternative theory, published in 1896 but attributed in 1895 to Boltzmann's assistant Ignaz Schütz, is the "Boltzmann universe" scenario. In this scenario, the universe spends the vast majority of eternity in a featureless state of heat death; however, over enough eons, eventually a very rare thermal fluctuation will occur where atoms bounce off each other in exactly such a way as to form a substructure equivalent to our entire observable universe. Boltzmann argues that, while most of the universe is featureless, humans do not see those regions because they are devoid of intelligent life; to Boltzmann, it is unremarkable that humanity views solely the interior of its Boltzmann universe, as that is the only place where intelligent life lives. (This may be the first use in modern science of the anthropic principle). [8] [9]
In 1931, astronomer Arthur Eddington pointed out that, because a large fluctuation is exponentially less probable than a small fluctuation, observers in Boltzmann universes will be vastly outnumbered by observers in smaller fluctuations. Physicist Richard Feynman published a similar counterargument within his widely read Feynman Lectures on Physics . [10] By 2004, physicists had pushed Eddington's observation to its logical conclusion: the most numerous observers in an eternity of thermal fluctuations would be minimal "Boltzmann brains" popping up in an otherwise featureless universe. [8] [11]
In the universe's eventual state of ergodic "heat death", given enough time, every possible structure (including every possible brain) will presumably get formed via random fluctuation, the timescale of which is related to the Poincaré recurrence time. [8] [12] [13] A Boltzmann brain (or body or world) need not fluctuate suddenly into existence, argue Anthony Aguirre, Sean M. Carroll, and Matthew C. Johnson. Rather, it would form in a sequence of smaller fluctuations that would look like the brain's decay path run in reverse. [14] [15] Boltzmann-style thought experiments generally focus on structures like human brains that are presumably self-aware observers. However, smaller structures that minimally meet the criteria are vastly and exponentially more common than larger structures; a rough analogy is how the odds of a single real English word showing up when one shakes a box of Scrabble letters are greater than the odds that a whole English sentence or paragraph will form. [16] The average timescale required for the formation of a Boltzmann brain is vastly greater than the current age of the universe. In modern physics, Boltzmann brains can be formed either by quantum fluctuation, or by a thermal fluctuation generally involving nucleation. [8]
By one calculation, a Boltzmann brain would appear as a quantum fluctuation in the vacuum after a time interval of years. This fluctuation can occur even in a true Minkowski vacuum (a flat spacetime vacuum lacking vacuum energy). Quantum mechanics heavily favors smaller fluctuations that "borrow" the least amount of energy from the vacuum. Typically, a quantum Boltzmann brain would suddenly appear from the vacuum (alongside an equivalent amount of virtual antimatter), remain only long enough to have a single coherent thought or observation, and then disappear into the vacuum as suddenly as it appeared. Such a brain is completely self-contained, and can never radiate energy out to infinity. [17]
Current evidence suggests that the vacuum permeating the observable universe is not a Minkowski space, but rather a de Sitter space with a positive cosmological constant. [18] : 30 In a de Sitter vacuum (but not in a Minkowski vacuum), a Boltzmann brain can form via nucleation of non-virtual particles gradually assembled by chance from the Hawking radiation emitted from the de Sitter space's bounded cosmological horizon. One estimate for the average time required until nucleation is around years. [17] A typical nucleated Boltzmann brain will cool off to absolute zero and eventually completely decay, as any isolated object would in the vacuum of space. Unlike the quantum fluctuation case, the Boltzmann brain will radiate energy out to infinity. In nucleation, the most common fluctuations are as close to thermal equilibrium overall as possible given whatever arbitrary criteria are provided for labeling a fluctuation a "Boltzmann brain". [8]
Theoretically a Boltzmann brain can also form, albeit again with a tiny probability, at any time during the matter-dominated early universe. [19]
The consensus amongst cosmologists is that some yet-to-be-revealed error is hinted at by the surprising calculation that Boltzmann brains should vastly outnumber normal human brains. [8] Sean Carroll states "We're not arguing that Boltzmann Brains exist—we're trying to avoid them." [12] Carroll has stated that the hypothesis of being a Boltzmann brain results in "cognitive instability". Because, he argues, it would take longer than the current age of the universe for a brain to form, and yet it thinks that it observes that it exists in a younger universe, and thus this shows that memories and reasoning processes would be untrustworthy if it were indeed a Boltzmann brain. [20] Seth Lloyd has stated, "They fail the Monty Python test: Stop that! That's too silly!" A New Scientist journalist summarizes that "The starting point for our understanding of the universe and its behavior is that humans, not disembodied brains, are typical observers". [21]
Some argue that brains produced via quantum fluctuation, and maybe even brains produced via nucleation in the de Sitter vacuum, do not count as observers. Quantum fluctuations are easier to exclude than nucleated brains, as quantum fluctuations can more easily be targeted by straightforward criteria (such as their lack of interaction with the environment at infinity). [8] [17]
Carroll believes that a better understanding of the measurement problem in quantum mechanics would show that some vacuum states have no dynamical evolution and cannot support nucleated brains, nor any other type of observer. [22] Some cosmologists believe that a better understanding of the degrees of freedom in the quantum vacuum of holographic string theory can solve the Boltzmann brain problem. [23]
American theoretical physicist and mathematician Brian Greene states: "I am confident that I am not a Boltzmann brain. However, we want our theories to similarly concur that we are not Boltzmann brains, but so far it has proved surprisingly difficult for them to do so". [24]
In a single de Sitter universe with a cosmological constant, and starting from any finite spatial slice, the number of "normal" observers is finite and bounded by the heat death of the universe. If the universe lasts forever, the number of nucleated Boltzmann brains is, in most models, infinite; cosmologists such as Alan Guth worry that this would make it seem "infinitely unlikely for us to be normal brains". [16] One caveat is that if the universe is a false vacuum that locally decays into a Minkowski or a Big Crunch-bound anti-de Sitter space in less than 20 billion years, then infinite Boltzmann nucleation is avoided. (If the average local false vacuum decay rate is over 20 billion years, Boltzmann brain nucleation is still infinite, as the universe increases in size faster than local vacuum collapses destroy the portions of the universe within the collapses' future light cones). Proposed hypothetical mechanisms to destroy the universe within that timeframe range from superheavy gravitinos to a heavier-than-observed top quark triggering "death by Higgs". [25] [26] [13]
If no cosmological constant exists, and if the presently observed vacuum energy is from quintessence that will eventually completely dissipate, then infinite Boltzmann nucleation is also avoided. [27]
One class of solutions to the Boltzmann brain problem makes use of differing approaches to the measure problem in cosmology: in infinite multiverse theories, the ratio of normal observers to Boltzmann brains depends on how infinite limits are taken. Measures might be chosen to avoid appreciable fractions of Boltzmann brains. [28] [29] [30] Unlike the single-universe case, one challenge in finding a global solution in eternal inflation is that all possible string landscapes must be summed over; in some measures, having even a small fraction of universes permeated with Boltzmann brains causes the measure of the multiverse as a whole to be dominated by Boltzmann brains. [13] [31]
The measurement problem in cosmology also grapples with the ratio of normal observers to abnormally early observers. In measures such as the proper time measure that suffer from an extreme "youngness" problem, the typical observer is a "Boltzmann baby" formed by rare fluctuation in an extremely hot, early universe. [19]
In Boltzmann brain scenarios, the ratio of Boltzmann brains to "normal observers" is astronomically large. Almost any relevant subset of Boltzmann brains, such as "brains embedded within functioning bodies", "observers who believe they are perceiving 3 K microwave background radiation through telescopes", "observers who have a memory of coherent experiences", or "observers who have the same series of experiences as me", also vastly outnumber "normal observers". Therefore, under most models of consciousness, it is unclear that one can reliably conclude that oneself is not such a "Boltzmann observer", in a case where Boltzmann brains dominate the universe. [8] Even under "content externalism" models of consciousness, Boltzmann observers living in a consistent Earth-sized fluctuation over the course of the past several years outnumber the "normal observers" spawned before a universe's "heat death". [32]
As stated earlier, most Boltzmann brains have "abnormal" experiences; Feynman has pointed out that, if one knows oneself to be a typical Boltzmann brain, one does not expect "normal" observations to continue in the future. [8] In other words, in a Boltzmann-dominated universe, most Boltzmann brains have "abnormal" experiences, but most observers with only "normal" experiences are Boltzmann brains, due to the overwhelming vastness of the population of Boltzmann brains in such a universe. [33]
The anthropic principle, also known as the observation selection effect, is the hypothesis that the range of possible observations that could be made about the universe is limited by the fact that observations are only possible in the type of universe that is capable of developing intelligent life. Proponents of the anthropic principle argue that it explains why the universe has the age and the fundamental physical constants necessary to accommodate intelligent life. If either had been significantly different, no one would have been around to make observations. Anthropic reasoning has been used to address the question as to why certain measured physical constants take the values that they do, rather than some other arbitrary values, and to explain a perception that the universe appears to be finely tuned for the existence of life.
In physical cosmology, cosmic inflation, cosmological inflation, or just inflation, is a theory of exponential expansion of space in the very early universe. Following the inflationary period, the universe continued to expand, but at a slower rate. The re-acceleration of this slowing expansion due to dark energy began after the universe was already over 7.7 billion years old.
The holographic principle is a property of string theories and a supposed property of quantum gravity that states that the description of a volume of space can be thought of as encoded on a lower-dimensional boundary to the region – such as a light-like boundary like a gravitational horizon. First proposed by Gerard 't Hooft, it was given a precise string theoretic interpretation by Leonard Susskind, who combined his ideas with previous ones of 't Hooft and Charles Thorn. Susskind said, "The three-dimensional world of ordinary experience—the universe filled with galaxies, stars, planets, houses, boulders, and people—is a hologram, an image of reality coded on a distant two-dimensional surface." As pointed out by Raphael Bousso, Thorn observed in 1978, that string theory admits a lower-dimensional description in which gravity emerges from it in what would now be called a holographic way. The prime example of holography is the AdS/CFT correspondence.
The multiverse is the hypothetical set of all universes. Together, these universes are presumed to comprise everything that exists: the entirety of space, time, matter, energy, information, and the physical laws and constants that describe them. The different universes within the multiverse are called "parallel universes", "flat universes", "other universes", "alternate universes", "multiple universes", "plane universes", "parent and child universes", "many universes", or "many worlds". One common assumption is that the multiverse is a "patchwork quilt of separate universes all bound by the same laws of physics."
In cosmology, the cosmological constant, alternatively called Einstein's cosmological constant, is a coefficient that Albert Einstein initially added to his field equations of general relativity. He later removed it; however, much later it was revived to express the energy density of space, or vacuum energy, that arises in quantum mechanics. It is closely associated with the concept of dark energy.
The ultimate fate of the universe is a topic in physical cosmology, whose theoretical restrictions allow possible scenarios for the evolution and ultimate fate of the universe to be described and evaluated. Based on available observational evidence, deciding the fate and evolution of the universe has become a valid cosmological question, being beyond the mostly untestable constraints of mythological or theological beliefs. Several possible futures have been predicted by different scientific hypotheses, including that the universe might have existed for a finite and infinite duration, or towards explaining the manner and circumstances of its beginning.
The Big Crunch is a hypothetical scenario for the ultimate fate of the universe, in which the expansion of the universe eventually reverses and the universe recollapses, ultimately causing the cosmic scale factor to reach zero, an event potentially followed by a reformation of the universe starting with another Big Bang. The vast majority of evidence indicates that this hypothesis is not correct. Instead, astronomical observations show that the expansion of the universe is accelerating rather than being slowed by gravity, suggesting that a Big Freeze is more likely. Nonetheless, some physicists have proposed that a "Big Crunch-style" event could result from a dark energy fluctuation.
The heat death of the universe is a hypothesis on the ultimate fate of the universe, which suggests the universe will evolve to a state of no thermodynamic free energy, and will therefore be unable to sustain processes that increase entropy. Heat death does not imply any particular absolute temperature; it only requires that temperature differences or other processes may no longer be exploited to perform work. In the language of physics, this is when the universe reaches thermodynamic equilibrium.
The Big Bounce hypothesis is a cosmological model for the origin of the known universe. It was originally suggested as a phase of the cyclic model or oscillatory universe interpretation of the Big Bang, where the first cosmological event was the result of the collapse of a previous universe. It receded from serious consideration in the early 1980s after inflation theory emerged as a solution to the horizon problem, which had arisen from advances in observations revealing the large-scale structure of the universe.
Andrei Dmitriyevich Linde is a Russian-American theoretical physicist and the Harald Trap Friis Professor of Physics at Stanford University.
In quantum field theory, a false vacuum is a hypothetical vacuum state that is locally stable but does not occupy the most stable possible ground state. In this condition it is called metastable. It may last for a very long time in this state, but could eventually decay to the more stable one, an event known as false vacuum decay. The most common suggestion of how such a decay might happen in our universe is called bubble nucleation – if a small region of the universe by chance reached a more stable vacuum, this "bubble" would spread.
The heat death paradox, also known as thermodynamic paradox, Clausius' paradox, and Kelvin's paradox, is a reductio ad absurdum argument that uses thermodynamics to show the impossibility of an infinitely old universe. It was formulated in February 1862 by Lord Kelvin and expanded upon by Hermann von Helmholtz and William John Macquorn Rankine.
In string theory, the string theory landscape is the collection of possible false vacua, together comprising a collective "landscape" of choices of parameters governing compactifications.
Eternal inflation is a hypothetical inflationary universe model, which is itself an outgrowth or extension of the Big Bang theory.
Sean Michael Carroll is an American theoretical physicist and philosopher who specializes in quantum mechanics, cosmology, and the philosophy of science. He is the Homewood Professor of Natural Philosophy at Johns Hopkins University. He was formerly a research professor at the Walter Burke Institute for Theoretical Physics at the California Institute of Technology (Caltech) department of physics. He also is currently an external professor at the Santa Fe Institute, and he has been a contributor to the physics blog Cosmic Variance, where he has published in scientific journals such as Nature as well as other publications, including The New York Times, Sky & Telescope, and New Scientist. He is known for his atheism, his vocal critique of theism and defence of naturalism. He is considered a prolific public speaker and science popularizer. In 2007, Carroll was named NSF Distinguished Lecturer by the National Science Foundation.
In cosmology, the cosmological constant problem or vacuum catastrophe is the substantial disagreement between the observed values of vacuum energy density and the much larger theoretical value of zero-point energy suggested by quantum field theory.
Entropic gravity, also known as emergent gravity, is a theory in modern physics that describes gravity as an entropic force—a force with macro-scale homogeneity but which is subject to quantum-level disorder—and not a fundamental interaction. The theory, based on string theory, black hole physics, and quantum information theory, describes gravity as an emergent phenomenon that springs from the quantum entanglement of small bits of spacetime information. As such, entropic gravity is said to abide by the second law of thermodynamics under which the entropy of a physical system tends to increase over time.
In quantum field theory in curved spacetime, there is a whole class of quantum states over a background de Sitter space which are invariant under all the isometries: the alpha-vacua. Among them there is a particular one whose associated Green functions verify a condition consisting to behave on the light-cone as in flat space. This state is usually called the Bunch–Davies vacuum or Euclidean vacuum, actually was first obtained by N.A. Chernikov and E. A. Tagirov, in 1968 and later by C. Schomblond and P. Spindel, in 1976, in the framework of a general discussion about invariant Green functions on de Sitter space. The Bunch–Davies vacuum can also be described as being generated by an infinite time trace from the condition that the scale of quantum fluctuations is much smaller than the Hubble scale. The state possesses no quanta at the asymptotic past infinity.
Raphael Bousso is a theoretical physicist and cosmologist. He is a professor at the Berkeley Center for Theoretical Physics in the Department of Physics, UC Berkeley. He is known for the Bousso bound on the information content of the universe. With Joseph Polchinski, Bousso proposed the string theory landscape as a solution to the cosmological constant problem.
The measure problem in cosmology concerns how to compute the ratios of universes of different types within a multiverse. It typically arises in the context of eternal inflation. The problem arises because different approaches to calculating these ratios yield different results, and it is not clear which approach is correct.
That discrepancy means that if we truly are Boltzmann brains in an old universe, then our perceptions are befuddled, too. "We'd have no reason to believe that our memories of the past are accurate," says Carroll.