The obscenity trial over the publication of James Joyce's Ulysses in The Little Review, an American literary magazine, occurred in 1921 and effectively banned publication of Joyce's novel in the United States. After The Little Review published the "Nausicaa" episode of Ulysses in the April 1920 issue of the magazine, the New York Society for the Suppression of Vice instigated obscenity charges against Little Review editors Margaret Caroline Anderson and Jane Heap. The editors were found guilty under laws associated with the Comstock Act of 1873, which made it illegal to send materials deemed obscene through the U.S. Mail. Anderson and Heap incurred a $100 fine, and were forced to cease publishing Ulysses in The Little Review .
The legal concepts of obscenity underpinning Anderson and Heap's trial go back to a standard first established in the 1868 English case of Regina v. Hicklin . [1] In this case, Lord Chief Justice Cockburn defined the "test of obscenity" as "whether the tendency of the matter charged as obscenity is to deprave and corrupt those whose minds are open to such immoral influences, and into whose hands a publication of this sort may fall." [2]
This standard, known as the Hicklin test, influenced American jurisprudence, first in United States v. Bennett (1879), [1] upholding a court charge based upon the Hicklin obscenity test and allowing the test to be applied to passages of a text and not necessarily a text in its entirety. [3] The Hicklin test was endorsed by the U.S. Supreme Court in Rosen v. United States in 1896 [3] and was adhered to by American courts well into the twentieth century. [4]
In 1873, after the lobbying attempts of Anthony Comstock, head of New York Society for the Suppression of Vice, the U.S. Congress amended a pre-existing law and enacted the Comstock Act, which made it a crime to knowingly mail obscene materials or advertisements and information about obscene materials, abortion, or contraception. [5] This act adopted the Hicklin test for deeming which materials would be considered obscene.
The U.S. Post Office confiscated the October 1917 issue of The Little Review due to the publication of Wyndham Lewis' story "Cantleman's Springmate", which focuses on a young, disillusioned soldier who, while awaiting deployment to the front lines of World War I, seduces a young girl and afterwards ignores her letters informing him of her pregnancy. [6] The story was seized due to its perceived sexual lewdness and anti-war sentiments which were thought to violate the Comstock Act prohibiting "obscene, lewd, or lascivious" material from being mailed. [7] John Quinn, a successful lawyer and patron of the arts who was benefactor to both The Little Review and Ezra Pound, [8] the magazine's foreign editor at the time, believed the magazine to have been suppressed due to editors Anderson and Heap's support of anarchists Emma Goldman and Alexander Berkman and anti-war statements they published in New York newspapers. [9] Their support of radical political figures had already led to their eviction from their New York studio office. [7]
Following this suppression, it was difficult for Anderson and Heap to find a New York printer willing to print episodes of Ulysses . [8] When they found a printer, The Little Review began its serialization of Ulysses, publishing the first episode from the work in March, 1918. Following this first publication of Ulysses, three issues of The Little Review were seized and burned by the U.S. Post Office on the grounds that its prose was deemed 'obscene'. The January 1919 issue which contained the "Lestrygonians" episode of Ulysses was the first that was seized; the May 1919, which contained "Scylla and Charybdis," was second; and the January 1920 issue, which contained the "Cyclops" episode, was third. [10]
In 1920, a New York attorney whose daughter had received an unsolicited copy of The Little Review issue brought it to the attention of John S. Sumner, secretary of the New York Society for the Suppression of Vice. [11] [12] Sumner lodged a complaint that September, [12] [13] [14] and on October 4 Anderson and Heap were arrested and charged with obscenity for publishing "Nausicaa" in the April 1920 issue of The Little Review. [15] This episode was an account of protagonist Leopold Bloom fantasizing about a young girl named Gerty MacDowell who leans back to expose herself to Bloom. The scene culminates in Bloom's orgasm, which legal historian Edward de Grazia, in Girls Lean Back Everywhere , argues would have likely escaped the average reader's notice due to Joyce's metaphorical language. [16]
The trial was held in February 1921 before three judges in a court of special sessions. It considered only the "Nausicaa" episode of Ulysses, with particular attention on Bloom's orgasm and Gerty's role as co-actor. [17] The prosecutor was Joseph Forrester, Assistant District Attorney, and his only witness was John Sumner. [18] John Quinn represented Anderson and Heap, though both disagreed with him over which approach would make the most appropriate defense. Quinn maintained that Anderson and Heap should remain quiet and not testify, so as to present themselves as modest, inconspicuous and conservative women. [19]
Though not required by law, Quinn decided to produce three literary experts to attest to the literary merits of Ulysses, as well as The Little Review's broader reputation. [20] The first expert witness was Philip Moeller, of the Theatre Guild, who interpreted Ulysses using the Freudian method of unveiling the subconscious mind, which prompted one of the judges to ask him to "speak in a language that the court could understand". [21] The next witness was Scofield Thayer, editor of The Dial , another literary magazine of the time, who "was forced to admit that if he had had the desire to publish Ulysses he would have consulted a lawyer first—and not published it". [21] The final witness was English novelist, lecturer, and critic John Cowper Powys, who declared that Ulysses was a "beautiful piece of work in no way capable of corrupting the minds of young girls". [21]
During the trial, the assistant district attorney announced that he would read the offending passage aloud to the court, a proposition to which one judge objected. The judge believed such indecent material "should not be read in the presence of a young woman such as Anderson". [22] In her autobiography, My Thirty Years' War, Anderson writes: "regarding me with protective paternity, [the judge] refused to allow the obscenity to be read in my hearing". [23] When it was pointed out to the judge that Anderson was the publisher, he declared that he was sure "she didn't know the significance of what she was publishing". [23] Following this, the offending passage of Ulysses was read aloud, and the court recessed for one week so that judges could read the entire "Nausicaa" episode.
Quinn's argument against the obscenity charges was based upon claims that the prurient material in Ulysses was actually a deterrent rather than a pernicious influence. He made further arguments that one needed to be acquainted with the city of Dublin to truly understand the work and that the sporadic punctuation, and the perceived incomprehensibility of the novel, was due to Joyce's poor eyesight. [22] At one point in the trial Quinn confessed that "I myself do not understand Ulysses—I think Joyce has carried his method too far," whereupon one of the presiding judges replied, "Yes, it sounds to me like the ravings of a disordered mind—I can't see why anyone would want to publish it". [24]
In accordance with obscenity precedents set by United States v. Bennett, the panel of three judges decided that the passages from the "Nausicaa" episode did indeed constitute obscenity and thereby violated the Comstock laws. [25] Anderson and Heap were found guilty of the charge of obscenity and were forced to discontinue publishing any further episodes from Ulysses, have their fingerprints taken, and pay a fine of one hundred dollars. [26]
The Little Review ceased its serialization of Ulysses, with "Oxen of the Sun" being the last episode of the novel to be featured in the magazine—roughly the first third of that episode appears in the magazine's August 1920 issue. Anderson and Heap were required to restrict the magazine's content to less inflammatory material, eventually removing their motto "Making No Compromise with the Public Taste" from the magazine's cover page in 1921. Disheartened by the trial, the lack of support from the intellectual community, and the future outlook for art in America, Anderson considered ceasing to publish The Little Review, and eventually ceded control of the magazine to Heap. [10] [27] The Little Review continued to be published until 1929.
In her article "Art and the Law," written after being served with obscenity allegations but before the ensuing trial, Heap pointed out the irony of being prosecuted for printing the thoughts of the character Gerty MacDowell, "an innocent, simple, childish girl," in attempts to protect the minds of young women. [28] Heap first asks "If the young girl corrupts, can she also be corrupted?" and goes on to quip, "If there is anything I really fear it is the mind of the young girl". [28] She also argued that:
Mr. Joyce was not teaching early Egyptian perversions nor inventing new ones. Girls lean back everywhere, showing lace and silk stockings; wear low-cut sleeveless blouses, breathless bathing suits; men think thoughts and have emotions about these things everywhere—seldom as delicately and imaginatively as Mr. Bloom—and no one is corrupted. Can merely reading about the thoughts he thinks corrupt a man when his thoughts do not? [28]
Although the trial was ostensibly concerned with the "Nausicaa" episode, a number of scholars, such as Holly Baggett, Jane Marek and Adam Parkes, argue that it was motivated against the iconoclastic character of the magazine and its "politically radical lesbian" editors. [29] [30] [31] Though Quinn defended Anderson and Heap in the trial, in his letters to Ezra Pound, Quinn expressed distaste for his defendants. In a letter from October 16, 1920 Quinn wrote, "I have no interest at all in defending people who are stupidly and brazenly and Sapphoistically and pederastically and urinally, and menstrually violat[ing] the law, and think they are courageous". [32] Anderson and Heap faced not only a hostile prosecution and judges indifferent to the literary merits of Ulysses, but also a defense attorney who, in some ways, sided with the prosecution. [33] [30] In Baroness Elsa: Gender, Dada and Everyday Modernity: A Cultural Biography, Irene Gammel argues that the trial was ultimately a battle over women's issues and the paternalist functions of obscenity laws at the time . [34] Gammel asserts that Baroness Elsa von Freytag-Loringhoven, a prolific contributor of poetry to The Little Review, became the magazine's figurehead in a fight for authority in determining the subject matter women should be able to write about and read. [34] Gammel writes, "If Heap was the field marshall for The Little Review's vanguard battle against puritan conventions and traditional sexual aesthetics, then the Baroness was to become its fighting machine". [35]
Though effectively banned in the United States, Ulysses was published in Paris by Sylvia Beach in 1922, one year after the trial. Not until the 1933 case United States v. One Book Called Ulysses could the novel be published in the United States without fear of prosecution. [36]
Ulysses is a modernist novel by Irish writer James Joyce. Parts of it were first serialized in the American journal The Little Review from March 1918 to December 1920, and the entire work was published in Paris by Sylvia Beach on 2 February 1922, Joyce's fortieth birthday. It is considered one of the most important works of modernist literature and has been called "a demonstration and summation of the entire movement." According to Declan Kiberd, "Before Joyce, no writer of fiction had so foregrounded the process of thinking."
Miller v. California, 413 U.S. 15 (1973), was a landmark decision of the U.S. Supreme Court modifying its definition of obscenity from that of "utterly without socially redeeming value" to that which lacks "serious literary, artistic, political, or scientific value". It is now referred to as the three-prong standard or the Miller test.
The Comstock laws were a set of federal acts passed by the United States Congress under the Grant administration along with related state laws. The "parent" act was passed on March 3, 1873, as the Act for the Suppression of Trade in, and Circulation of, Obscene Literature and Articles of Immoral Use. This Act criminalized any use of the U.S. Postal Service to send any of the following items: obscenity, contraceptives, abortifacients, sex toys, personal letters with any sexual content or information, or any information regarding the above items.
Roth v. United States, 354 U.S. 476 (1957), along with its companion case Alberts v. California, was a landmark decision of the Supreme Court of the United States which redefined the constitutional test for determining what constitutes obscene material unprotected by the First Amendment. The Court, in an opinion by Justice William J. Brennan Jr. created a test to determine what constituted obscene material: Whether the average person, applying contemporary community standards would find that the material appeals to a prurient interest in sex, and whether the material was utterly without redeeming social value. Although the Court upheld Roth’s conviction and allowed some obscenity prosecutions, it drastically loosened obscenity laws. The decision dissatisfied both social conservatives who thought that it had gone too far in tolerating sexual imagery, and liberals who felt that it infringed on the rights of consenting adults.
Augustus Noble Hand was a United States district judge of the United States District Court for the Southern District of New York and later was a United States Circuit Judge of the United States Court of Appeals for the Second Circuit. His most notable rulings restricted the reach of obscenity statutes in the areas of literature and contraceptives. He was the older first cousin of famed judge Learned Hand, who served on both courts with his cousin during most of Augustus Hand's tenure.
The Obscene Publications Act 1959 is an Act of Parliament of the United Kingdom Parliament that significantly reformed the law related to obscenity in England and Wales. Prior to the passage of the Act, the law on publishing obscene materials was governed by the common law case of R v Hicklin, which had no exceptions for artistic merit or the public good. During the 1950s, the Society of Authors formed a committee to recommend reform of the existing law, submitting a draft bill to the Home Office in February 1955. After several failed attempts to push a bill through Parliament, a committee finally succeeded in creating a viable bill, which was introduced to Parliament by Roy Jenkins and given the Royal Assent on 29 July 1959, coming into force on 29 August 1959 as the Obscene Publications Act 1959. With the committee consisting of both censors and reformers, the actual reform of the law was limited, with several extensions to police powers included in the final version.
Margaret Caroline Anderson was the American founder, editor and publisher of the art and literary magazine The Little Review, which published a collection of modern American, English and Irish writers between 1914 and 1929. The periodical is most noted for introducing many prominent American and British writers of the 20th century, such as Ezra Pound and T. S. Eliot, in the United States and publishing the first thirteen chapters of James Joyce's then-unpublished novel Ulysses.
The Hicklin test is a legal test for obscenity established by the English case Regina v Hicklin (1868). At issue was the statutory interpretation of the word "obscene" in the Obscene Publications Act 1857, which authorized the destruction of obscene books. The court held that all material tending "to deprave and corrupt those whose minds are open to such immoral influences" was obscene, regardless of its artistic or literary merit.
Artistic merit is the artistic quality or value of any given work of art, music, film, literature, sculpture or painting.
The Little Review, was an American literary magazine founded by Margaret Anderson in Chicago's historic Fine Arts Building, published literary and art work from 1914 to May 1929. With the help of Jane Heap and Ezra Pound, Anderson created a magazine that featured a wide variety of transatlantic modernists and cultivated many early examples of experimental writing and art. Many contributors were American, British, Irish, and French. In addition to publishing a variety of international literature, The Little Review printed early examples of surrealist artwork and Dadaism. The magazine's most well known work was the serialization of James Joyce's Ulysses.
United States v. One Book Called Ulysses, 5 F. Supp. 182, is a decision by the United States District Court for the Southern District of New York in a case dealing with freedom of expression. At issue was whether James Joyce's 1922 novel Ulysses was obscene. In deciding it was not, Judge John M. Woolsey opened the door to importation and publication of serious works of literature that used coarse language or involved sexual subjects.
Jane Heap was an American publisher and a significant figure in the development and promotion of literary modernism. Together with Margaret Anderson, her friend and business partner, she edited the celebrated literary magazine The Little Review, which published an extraordinary collection of modern American, English and Irish writers between 1914 and 1929. Heap herself has been called "one of the most neglected contributors to the transmission of modernism between America and Europe during the early twentieth century."
An obscenity is any utterance or act that strongly offends the prevalent morality of the time. It is derived from the Latin obscēnus, obscaenus, "boding ill; disgusting; indecent", of uncertain etymology. Such loaded language can be used to indicate strong moral repugnance and outrage, in expressions such as "obscene profits" and "the obscenity of war". As a legal term, it usually refers to graphic depictions of people engaged in sexual and excretory activity, and related utterances of profanity.
The New York Society for the Suppression of Vice was an institution dedicated to supervising the morality of the public, founded in 1873. Its specific mission was to monitor compliance with state laws and work with the courts and district attorneys in bringing offenders to justice. It and its members also pushed for additional laws against perceived immoral conduct. While the NYSSV is better remembered for its opposition to literary works, it also closely monitored the newsstands, commonly found on city sidewalks and in transportation terminals, which sold the popular newspapers and periodicals of the day.
Quantity of Books v. Kansas, 378 U.S. 205 (1964), is an in rem United States Supreme Court decision on First Amendment questions relating to the forfeiture of obscene material. By a 7–2 margin, the Court held that a seizure of the books was unconstitutional, since no hearing had been held on whether the books were obscene, and it reversed a Kansas Supreme Court decision that upheld the seizure.
Marcus v. Search Warrant, 367 U.S. 717 (1961), full title Marcus v. Search Warrant of Property at 104 East Tenth Street, Kansas City, Missouri, is an in rem case decided by the United States Supreme Court on the seizure of obscene materials. The Court unanimously overturned a Missouri Supreme Court decision upholding the forfeiture of hundreds of magazines confiscated from a Kansas City wholesaler. It held that both Missouri's procedures for the seizure of allegedly obscene material and the execution of the warrant itself violated the Fourth and Fourteenth amendments' prohibitions on search and seizure without due process. Those violations, in turn, threatened the rights protected by the First Amendment.
United States obscenity law deals with the regulation or suppression of what is considered obscenity and therefore not protected speech under the First Amendment to the United States Constitution. In the United States, discussion of obscenity typically relates to defining what pornography is obscene, as well as to issues of freedom of speech and of the press, otherwise protected by the First Amendment to the Constitution of the United States. Issues of obscenity arise at federal and state levels. State laws operate only within the jurisdiction of each state, and there are differences among such laws. Federal statutes ban obscenity and child pornography produced with real children. Federal law also bans broadcasting of "indecent" material during specified hours.
Girls Lean Back Everywhere: The Law of Obscenity and the Assault on Genius is a book written by American lawyer, Edward de Grazia. It is a book chronicling the history of literary censorship in the United States and elsewhere.
Rabe v. Washington, 405 U.S. 313 (1972), was a decision by the United States Supreme Court involving the application of obscenity laws and criminal procedure to the states. On 29 August 1968, William Rabe, the manager of a drive-in movie theater in Richland, Washington, was arrested on obscenity charges for showing the film Carmen, Baby. Due to First Amendment concerns, the local court convicted Rabe not on the basis that the film as a whole was obscene, but that exhibiting it in a drive-in theater was. The Supreme Court reversed the conviction holding that the citizens of Washington State had no notice under the Sixth Amendment that the place where a film was shown was an element of the offense.
Ginzburg v. United States, 383 U.S. 463 (1966), was a decision by the United States Supreme Court involving the application of the First Amendment to Federal obscenity laws. One of a trio of cases, Ginzburg was part of the Supreme Court's attempt to refine the definitions of obscenity after the landmark 1957 case Roth v. United States.