Battle on the Ice Battle of Lake Peipus/Chud | |||||||||
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Part of the Northern Crusades | |||||||||
Depiction of the battle in the late 16th century illuminated manuscript Life of Alexander Nevsky | |||||||||
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Belligerents | |||||||||
Livonian Order Bishopric of Dorpat | Novgorod Republic Principality of Vladimir | ||||||||
Commanders and leaders | |||||||||
Hermann of Dorpat | Alexander Nevsky Andrey Yaroslavich | ||||||||
Strength | |||||||||
from 200–400 [b] to as much as 1,800:
| from 400–800 [b] to as many as 6,000–7,000: | ||||||||
Casualties and losses | |||||||||
Livonian Rhymed Chronicle: 20 knights killed 6 knights captured Novgorod First Chronicle: 400 Germans killed 50 Germans imprisoned "Countless" Estonians killed [1] | No exact figures |
The Battle on the Ice, [c] also known as the Battle of Lake Peipus [d] or Battle of Lake Chud, [e] took place on 5 April 1242. It was fought on the frozen Lake Peipus when the united forces of the Republic of Novgorod and Vladimir-Suzdal, led by Prince Alexander Nevsky, emerged victorious against the forces of the Livonian Order and Bishopric of Dorpat, led by Bishop Hermann of Dorpat. [b]
The outcome of the battle has been traditionally interpreted by Russian historiography as significant for the balance of power between Western Catholicism and Eastern Orthodox Christianity. It is disputed whether the battle should be considered a "crusade" or not, and whether it represented a significant defeat for the Catholic forces during the Northern Crusades, thus bringing an end to their campaigns against the Orthodox Novgorod Republic and other Rus' territories. [b] [4] Estonian historian Anti Selart asserts that the crusades were not an attempt to conquer Rus', but still constituted an attack on the territory of Novgorod and its interests. [5]
The origins of the conflict that led to the battle of Lake Peipus in 1242 are unclear and controversial. An influential historiographical tradition has sought to link it to three earlier clashes in the region, all of which Aleksandr Yaroslavich was involved in: the alleged July 1240 Battle of the Neva (only attested in Rus' sources), the September 1240 Izborsk and Pskov campaign, and the winter 1240–1241 Votia campaign. [6]
Researchers have endeavoured to look for Swedish motives to advance into the Neva river basin, often by reference to the letter which Pope Gregory IX sent to the archbishop of Uppsala at the end of 1237, suggesting that a crusade should be held in southwestern Finland against the Tavastians, who allegedly reverted to their pagan beliefs. [7] [8] [f] On the assumption that a successful 'anti-Tavastian crusade' took place in 1238–39, the Swedes would have advanced further east until they were stopped by a Novgorodian army led by Alexander Yaroslavich, who defeated them in the Battle of the Neva in July 1240, centuries later receiving the nickname Nevsky. [9] [7] Nevertheless, this hypothesis resulted in numerous unresolved issues. [10] If the battle did take place, it was probably only a minor clash, in which religion played no role. [8] [10] Novgorod would have fought against this incursion for economic reasons, to protect their monopoly of the Karelian fur trade, and access to the Gulf of Finland. [11] [g]
Novgorodians had been attempting to subjugate, raid and convert the pagan Estonians (known as Chud ') since 1030, when they established the outpost Yuryev (modern Tartu). [13] From the late 12th century, German-Livonian missionary and crusade activity in Livonia and Estonia caused tensions with the Novgorod Republic. [14] The Estonians would sometimes ally with various Rus' principalities against the crusaders, since the eastern Baltic missions constituted a threat to Rus' interests and the tributary peoples. [15] After Novgorod tried to subjugate Lett tribes south of Yuryev in 1212, the Livonian Brothers of the Sword captured Yuryev in 1224, [16] which became the Bishopric of Dorpat's capital. [17] The 1224 peace treaty that the Livonians signed with Pskov and Novgorod was in the latter's favour, and family ties were soon established: prince Vladimir Mstislavich of Pskov (died c. 1227) married off his daughter to Theoderic of Buxhövden, brother of bishops Albert of Riga and Hermann of Dorpat. [18] Vladimir's son Yaroslav would later attempt to become the new prince of Pskov with the help of his brother-in-law, bishop Hermann of Dorpat; they failed in 1233, [19] but succeeded during the September 1240 Izborsk and Pskov campaign. [20] [21]
Some time after, in the winter of 1240–1241, the combined forces of the Bishopric of Ösel–Wiek (in modern-day western Estonia) and the Livonian Order launched the 1240–1241 Votia campaign. [22] This campaign may be properly considered a crusade in the sense of a missionary conquest of 'pagan' lands. [23] [24] [h] It is unknown whether Votia was a tributary of Novgorod at the time, [28] or only became one later. [29] In either case, while the Sword Brothers and bishop Henry of Ösel–Wiek probably did not intend to attack Novgorod, their actions provoked a Novgorodian counterattack in 1241. [30] [31] The delayed response was a result of the internal strife in Novgorod. [32] When they approached Novgorod itself, the local citizens recalled to the city 20-year-old Prince Alexander Nevsky, whom they had banished to Pereslavl earlier that year. [33]
During the campaign of 1241, Alexander managed to retake both Votia and Pskov. [34] [35] [36] Alexander then continued into Estonian-German territory. [32] In the spring of 1242, the Teutonic Knights defeated a detachment of the Novgorodian army about 20 kilometres (12 mi) south of the fortress of Dorpat (now Tartu). As a result, Alexander set up a position at Lake Peipus, where the battle would take place on 5 April 1242. [32]
According to the Livonian Order's Livonian Rhymed Chronicle (written in the 1290s [37] ), lines 2235–2262:
sie quâmen zû der brûdere macht. | die Rûʒen hatten schutzen vil, | und sach helme schrôten. | daʒ ie wol sechzic man | sie mûsten wîchen durch die nôt. |
...[Bishop Henry's men] joined the Brothers' forces. But they had brought along too few people, and the Brothers' army was also too small. Nevertheless they decided to attack the Rus' [Rûʒen]. The latter had many archers. The battle began with their bold assault [in front of] the king's men. [i] The Brothers' banners were soon flying in the midst of the archers, and swords were heard cutting helmets apart. Many from both sides fell dead on the grass [ûf daʒ gras]. Then the Brothers' army was completely surrounded, for the Rus' had so many troops that there were easily sixty men for every one German knight. The Brothers fought well enough, but they were nonetheless cut down. Some of those from Dorpat escaped from the battle, and it was their salvation that they had been forced to flee. Twenty Brothers lay dead and six were captured. Thus the battle ended. [37] [40]
According to the Laurentian continuation of the Suzdalian Chronicle (compiled in 1377; the entry in question may originally have been composed around 1310 [41] ):
Великъıи кнѧз̑ Ӕрославъ посла сн҃а своѥго Андрѣа в Новъгородъ Великъıи в помочь Ѡлександрови на Нѣмци. и побѣдиша ӕ за Плесковом̑ на ѡзерѣ и полонъ многъ плѣниша. и възвратисѧ Андрѣи къ ѡц҃ю своєму с чс̑тью. [42]
Grand Prince Iaroslav sent his son Andrei to Great Novgorod in aid of Alexander against the Germans and defeated them beyond Pskov at the lake (на озере) and took many prisoners. Andrei returned to his father with honor. [41]
According to the Synod Scroll (Older Redaction) of the Novgorod First Chronicle (the entry of which has been dated to c. 1350 [37] ):
Prince Alexander and all the men of Novgorod drew up their forces by the lake, at Uzmen, by the Raven's Rock; and the Germans [Nemtsy] and the Estonians [Chuds] rode at them, driving themselves like a wedge through their army. And there was a great slaughter of Germans and Estonians... they fought with them during the pursuit on the ice seven versts short of the Subol [north-western] shore. And there fell a countless number of Estonians, and 400 of the Germans, and they took fifty with their hands and they took them to Novgorod. [43]
The Younger Redaction of the Novgorod First Chronicle (compiled in the 1440s) increased the amount of "Germans" (Nemtsy) killed from 400 to 500. [44]
The Life of Alexander Nevsky , the earliest redaction of which was dated by Donald Ostrowski to the mid-15th century, combined all the various elements of the Laurentian Suzdalian, Novgorod First, and Moscow Academic (Rostov-Suzdal) accounts. [45] It was the first version to claim that the battle itself took place upon the ice of the frozen lake, that many soldiers were killed on the ice, and that the bodies of dead soldiers of both sides covered the ice with blood. [46] It even states that 'There was ... a noise from the breaking of lances and a sound from the clanging of swords as though the frozen lake moved,' suggesting the clamor of battle somehow stirred the ice, although there is no mention of it breaking. [46] He added that the later textual traditions were likely influenced by earlier accounts of the 1016 Battle of Liubech, which did take place on ice, but the ice neither weakened nor broke in the original story, only in two later interpolations. [47]
On 5 April 1242 Alexander, intending to fight in a place of his own choosing, retreated in an attempt to draw the often over-confident Crusaders onto the frozen lake. [33] Estimates on the number of troops in the opposing armies vary widely among scholars. A more conservative estimation by David Nicolle (1996) has it that the crusader forces likely numbered around 2,600, including 800 Danish and German knights, 100 Teutonic knights, 300 Danes, 400 Germans, and 1,000 Estonian infantry. [3] The Novgorodians fielded around 5,000 men: Alexander and his brother Andrei's bodyguards ( druzhina ), totalling around 1,000, plus 2,000 militia of Novgorod, 1,400 Finno-Ugrian tribesmen, and 600 horse archers. [3]
The Teutonic knights and crusaders charged across the lake and reached the enemy, but were held up by the infantry of the Novgorodian militia. [33] This caused the momentum of the crusader attack to slow. The battle was fierce, with the allied Rus' soldiers fighting the Teutonic and crusader troops on the frozen surface of the lake. After a little more than two hours of close quarters fighting, Alexander ordered the left and right wings of his army (including cavalry) to enter the battle. [33] The Teutonic and crusader troops by that time were exhausted from the constant struggle on the slippery surface of the frozen lake. The Crusaders started to retreat in disarray deeper onto the ice, and the appearance of the fresh Novgorod cavalry made them retreat in panic. [33]
The knights' defeat at the hands of Alexander's forces prevented the crusaders from retaking Pskov, the linchpin of their eastern crusade. [48] The battle thus halted the eastward expansion of the Teutonic Order. [49] Thereafter, the river Narva and Lake Peipus would represent a stable boundary dividing Eastern Orthodoxy from Western Catholicism. [50]
Some historians have argued that the launch of the campaigns in the eastern Baltic at the same time were part of a coordinated campaign; Finnish historian Gustav A. Donner argued in 1929 that a joint campaign was organized by William of Modena and originated in the Roman Curia. [51] This interpretation was taken up by Russian historians such as Igor Pavlovich Shaskol'skii and a number of Western European historians. [51] More recent historians have rejected the idea of a coordinated attack between the Swedes, Danes and Germans, as well as a papal master plan due to a lack of decisive evidence. [51] Some scholars have instead considered the Swedish attack on the Neva River to be part of the continuation of rivalry between the Rus' and Swedes for supremacy in Finland and Karelia. [52] Anti Selart also mentions that the papal bulls from 1240 to 1243 do not mention warfare against "Russians", but against non-Christians. [53]
In 1983, a revisionist view proposed by historian John L. I. Fennell argued that the battle was not as important, nor as large, as has often been portrayed. Fennell claimed that most of the Teutonic Knights were by that time engaged elsewhere in the Baltic, and that the apparently low number of knights' casualties according to their own sources indicates the smallness of the encounter. [54] He also said that neither the Suzdalian Chronicle (the Lavrent'evskiy), nor any of the Swedish sources mention the occasion, which according to him would mean that the 'great battle' was little more than one of many periodic clashes. [54] Donald Ostrowski (2006) pointed out that the Suzdalian Chronicle in the Laurentian Codex does bring it up in passing, but "provide[s] only minimal information about the battle." [41]
Macarius of Moscow canonized Alexander Nevsky as a saint of the Russian Orthodox Church in 1547. [55]
The event was glorified in Sergei Eisenstein's patriotic historical drama film Alexander Nevsky , released in 1938. [56] The movie, bearing propagandist allegories of the Teutonic Knights as Nazi Germans, with the Teutonic infantry wearing modified World War I German Stahlhelm helmets, has created a popular image of the battle often mistaken for the real events. [56] In particular, the image of knights dying by breaking the ice and drowning originates from the film. [57] Sergei Prokofiev turned his score for the film into a concert cantata of the same title, the longest movement of which is "The Battle on the Ice". [58] The editors of the 1977 English translation of the Livonian Rhymed Chronicle, Jerry Smith and William Urban, commented that 'Eisenstein's movie Alexander Nevsky is magnificent and worth seeing, but he tells us more about 1939 than 1242.' [59]
Donald Ostrowski writes in his 2006 article Alexander Nevskii's "Battle on the Ice": The Creation of a Legend that accounts of ice breaking and knights drowning are a relatively recent embellishment to the original historical story. [57] None of the primary sources mention ice breaking; the earliest account in the LRC explicitly says killed soldiers "fell on the grass" and the Laurentian continuation that it was "at a lake beyond Pleskov" (rather than "on a lake"). It was not until decades later that more details were gradually added of a specific lake, that the lake was frozen, that the crusaders were chased across the frozen lake, and not until the 15th century that a battle (not just a chase) took place on the ice itself. [57] He cites a large number of scholars who have written about the battle, including Karamzin, Solovyev, Petrushevskii, Khitrov, Platonov, Grekov, Vernadsky, Razin, Myakotin, Pashuto, Fennell, and Kirpichnikov, none of whom mention the ice breaking up or anyone drowning when discussing the battle of Lake Peipus. [57] After analysing all the sources, Ostrowski concludes that the part about ice breaking and drowning first appeared in the 1938 film Alexander Nevsky by Sergei Eisenstein. [57]
In 1958 and 1959, underwater investigations in the northern part of Lake Lämmi (which connects Lake Peipus with Lake Pikhva), where some Soviet researchers presumed the combat happened, failed to find any artefacts connected to the battle of 1242. [60] Given the fact that the oldest sources never mention the battle taking place "on" the lake, let alone that the lake was frozen, that the ice broke and that many soldiers drowned, Ostrowski commented that such a lack of archaeological evidence at the lake's bottom was to be expected. [60]
During World War II, the image of Alexander Nevsky became a national Soviet Russian symbol of the struggle against German occupation. [54] The Order of Alexander Nevsky was established as a military award in the Soviet Union in 1942 during the Great Patriotic War. [61]
The Novgorodian victory is commemorated in the modern Russian Federation as one of the Days of Military Honour. [62]
In 2010, the Russian government amended the statute of the Order of Alexander Nevsky as an award for excellent civilian service to the country. [63]
{{cite book}}
: CS1 maint: location missing publisher (link) (Reprint: Hildesheim 1963). Lines 2235–2262.Livonia, known in earlier records as Livland, is a historical region on the eastern shores of the Baltic Sea. It is named after the Livonians, who lived on the shores of present-day Latvia.
Year 1242 (MCCXLII) was a common year starting on Wednesday of the Julian calendar.
Alexander Yaroslavich Nevsky was Prince of Novgorod, Grand Prince of Kiev (1249–1263), and Grand Prince of Vladimir (1252–1263).
The Novgorod Republic was a medieval state that existed from the 12th to 15th centuries in northern Russia, stretching from the Gulf of Finland in the west to the northern Ural Mountains in the east. Its capital was the city of Novgorod. The republic prospered as the easternmost trading post of the Hanseatic League, and its people were much influenced by the culture of the Byzantines, with the Novgorod school of icon painting producing many fine works.
The Life of Alexander Nevsky is an Old East Slavic hagiography about Alexander Nevsky, composed and edited in stages between the late 13th century and the mid-15th century. In most manuscript copies, its full title is Tale about the Life of the Brave, Blessed, and Great Prince Alexander Nevskii.
The Battle of the Neva was fought between the Novgorod Republic, along with Karelians, and the Kingdom of Sweden, including Norwegian, Finnish and Tavastian forces, on the Neva River, near the settlement of Ust-Izhora, on 15 July 1240. The battle is mentioned only in Russian sources, and it remains unclear whether it was a major invasion or a small-scale raid. In Russian historiography, it has become an event of massive scale and importance.
The Bishopric of Dorpat was a medieval prince-bishopric, i.e. both a diocese of the Roman Catholic Church and a temporal principality ruled by the bishop of the diocese. It existed from 1211 until 1558, generally encompassing the area that now comprises Tartu County, Põlva County, Võru County, and Jõgeva County in Estonia. The prince-bishopric was a sovereign member of the Holy Roman Empire and part of the Livonian Confederation until its dissolution in 1561.
Ugaunians or Ugannians, referred to as Chudes by the earliest Russian chronicles, were a historic Finnic people inhabiting the southern Estonian Ugandi County that is now Tartu, Põlva, Võru and Valga counties of Estonia.
Ugandi was an independent county between the east coast of Lake Võrtsjärv and west coast of Lake Pskov, bordered by Vaiga, Mõhu, Nurmekund, Sakala, Tālava, and The Principality of Pskov. Ugandi had an area of approximately 3000 hides. Ugandi corresponded roughly to the present Estonia's territory of Võru County, Põlva County and half of Tartu County and Valga County, as well as Petseri County.
Alexander Nevsky is the score composed by Sergei Prokofiev for Sergei Eisenstein's 1938 film Alexander Nevsky. The subject of the film is the 13th century incursion of the knights of the Livonian Order into the territory of the Novgorod Republic, their capture of the city of Pskov, the summoning of Prince Alexander Nevsky to the defense of Rus', and his subsequent victory over the crusaders in 1242. The majority of the score's song texts were written by the poet Vladimir Lugovskoy.
The Swedish–Novgorodian Wars were a series of armed conflicts during the 12th and 13th centuries, fought between the Novgorod Republic and medieval Sweden over control of the Gulf of Finland. Part of the trade route from the Varangians to the Greeks, the area was vital to the Hanseatic League. The clashes between Catholic Swedes and Orthodox Novgorodians had religious overtones, but before the 14th century there is no knowledge of official crusade bulls issued by the pope.
The Livonian Rhymed Chronicle is a chronicle written in Middle High German by an anonymous author. It covers the period 1180 to 1343 and contains a wealth of detail about Livonia.
Daumantas, Domantas or Dovmont was Prince of Pskov from 1266 to 1299. During his term in office, Pskov became de facto independent from Novgorod.
The Battle of Wesenberg, Rakvere or Rakovor was fought on 18 February 1268 between the combined forces of Danish Estonia, the Bishopric of Dorpat, the Livonian Order, and local Estonian militias on one side, and the forces of Novgorod and Pskov, led by Dmitry of Pereslavl, on the other. Medieval accounts of the battle vary with both sides claiming victory; however, the Livonian victory is seen as more plausible as Novgorodian-Pskovian forces retreated out of Danish Estonia, with Livonian Knights launching a retaliatory attack on Izborsk and Pskov soon afterward, in June 1269.
The Pskov Land was a historical region in the north-west of medieval Russia centred around the city of Pskov. It was a vassal state of various Rus' states and had a measure of independence as Pskov Republic before being annexed by the Grand Duchy of Moscow. It had an important role in the trade and conflicts between Russia and its western neighbours.
Novgorodian Land was one of the largest historical territorial–state formations in Russia, covering its northwest and north. Novgorod Land, centered in Veliky Novgorod, was in the cradle of Kievan Rus' under the rule of the Rurikid dynasty and one of the most important princely thrones of the era. During the collapse of Kievan Rus' and in subsequent centuries, Novgorod Land developed as the Novgorod Republic: an autonomous state with republican forms of government under the suzerainty of the great princes of Vladimir-Suzdal. During the period of greatest development, it reached north to the White Sea, and in the east it has been claimed that it did spread beyond the Ural Mountains. It had extensive trade relations within the framework of the Hanseatic League and with the rest of Rus'. The Principality of Moscow conquered the Novgorod Republic in 1478, and annexed it in 1578, although Novgorod Land continued to exist as an administrative unit until 1708.
The Izborsk and Pskov campaign was a military conflict occurring in September 1240 in the Pskov Land. An alliance of the Bishopric of Dorpat, the Livonian Order, and the pretender-prince Yaroslav Vladimirovich of Pskov besieged and conquered the Pskovian border fortress of Izborsk. After Pskovian defenders failed to retake the town, the allied forces advanced to the capital Pskov itself, compelling it to surrender.
The Treaty of Stensby was an agreement between king Valdemar II of Denmark and the Teutonic Order, signed on 7 June 1238 in Stensby on the island of Zealand in Denmark, and confirmed by Innocent IV in September 1243. The arrangement transferred northern maritime Estonia to the Kingdom of Denmark in exchange for military support.
The 1240–1241 Votia campaign was a military conflict occurring in the winter of 1240 to 1241 in Votia. An alliance of the Bishopric of Ösel–Wiek, the Livonian Order, as well as Estonians, marched into Votia, defeating what little resistance it met, likely supported by several local Votian leaders, and establishing a fortress at Koporye.