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Convict leasing was a system of forced penal labor that was practiced historically in the Southern United States before it was formally abolished during the 20th century. Under this system, private individuals and corporations could lease labor from the state in the form of prisoners, nearly all of which were black.
The state of Louisiana leased out convicts as early as 1844. [1] The system expanded throughout most of the South with the emancipation of enslaved people at the end of the American Civil War in 1865. [2] The practice peaked about 1880 and persisted in various forms until it was abolished by President Franklin D. Roosevelt via Francis Biddle's "Circular 3591" of December 12, 1941.
The system was highly lucrative for both the lessees and state governments. [2] For example, in 1898, 73% of Alabama's annual state revenue came from convict leasing. [3] Corruption, lack of accountability, and violence resulted in "one of the harshest and most exploitative labor systems known in American history". [4] African Americans, mostly adult males, due to "vigorous and selective enforcement of laws and discriminatory sentencing", comprised the vast majority—though not all—of the convicts leased. [5]
While states of the Northern United States sometimes contracted for prison labor, the historian Alex Lichtenstein notes that "only in the South did the state entirely give up its control to the contractor; and only in the South did the physical "penitentiary" become virtually synonymous with the various private enterprises in which convicts labored". [6]
The writer Douglas A. Blackmon described the system:
It was a form of bondage distinctly different from that of the antebellum South in that for most men, and the relatively few women drawn in, this slavery did not last a lifetime and did not automatically extend from one generation to the next. But it was nonetheless slavery – a system in which armies of free men, guilty of no crimes and entitled by law to freedom, were compelled to labor without compensation, were repeatedly bought and sold, and were forced to do the bidding of white masters through the regular application of extraordinary physical coercion. [7]
Convict leasing in the United States was widespread in the South during the Reconstruction Period (1865–1877) after the end of the Civil War, when many Southern legislatures were ruled by majority coalitions of African Americans and Radical Republicans, [8] [9] and Union generals acted as military governors. Farmers and businessmen needed to find replacements for the labor force once their slaves had been freed. After many African American politicians were forced out of state and local positions, many Southern legislatures passed Black Codes to restrict free movement of black people and force them into employment. For instance, several states made it illegal for a black man to change jobs without the approval of his employer. [10] If convicted of vagrancy, black people could be imprisoned, and they also received sentences for a variety of petty offenses. States began to lease convict labor to the plantations and other facilities seeking labor, as the freed men were trying to withdraw and work for themselves. This provided the states with a new source of revenue during years when their finances were largely depleted, and lessees profited by the use of forced labor at less than market rates. [11]
Northern states, such as New York, also participated in a form of convict leasing well before the Civil War. For example, the New York State prison at Auburn, Auburn Prison, began contracting out and leasing prison labor to companies in order to create a profit for the prison as early as 1823. [12] As historian Robin Bernstein highlights about this northern prison's white entrepreneurs and founders, "They viewed a prison as a vehicle by which to soak up state funds, build banking, stimulate commerce, manufacture goods, and develop land and waterways. In short, they reimagined the prison as an infrastructure for capitalism." [13] As Bernstein notes, the prison began manufacturing goods solely to be used within the prison like uniforms and buckets. [14] This practiced changed, however, in 1821 when a prison warden, Elam Lynds, took over the prison and was adamant on using prison labor to produce goods to sell on the market. [15] This system, coined the Auburn System, of using prison labor for profit expanded across the North within the next fifteen years. [16] Bernstein makes clear that this was not just a Southern enterprise, as the system took root in places like Connecticut, Vermont, Massachusetts, New Hampshire, Maine, and even Upper Canada, and that it began well before the Civil War. [17] As the system expanded and proved profitable by exploiting prison labor, and disproportionately Black prisoners, states across the South and West also adopted it in places like Virginia, Georgia, Tennessee, Illinois, Ohio, Louisiana, Mississippi, Alabama, Kentucky, Indiana, and Michigan. [18]
The criminal justice system allegedly colluded with private planters and other business owners to entrap, convict and lease black people as prison laborers. [11] The constitutional basis for convict leasing is that the 1865 Thirteenth Amendment, while abolishing slavery and involuntary servitude generally, permits it as a punishment for crime.
The criminologist Thorsten Sellin, in his book Slavery and the Penal System (1976), wrote that the sole purpose of convict leasing "was financial profit to the lessees who exploited the labor of the prisoners to the fullest, and to the government which sold the convicts to the lessees". [19] The practice became widespread and was used to supply labor to farming, railroad, mining and logging operations throughout the South.
In Georgia convict leasing began in April 1868, when Union General and newly appointed provisional governor Thomas H. Ruger issued a convict lease for prisoners to William Fort for work on the Georgia and Alabama Railroad. [9] The contract specified "one hundred able bodied and healthy Negro convicts" in return for a fee to the state of $2,500. [20] In May, the state entered into a second agreement with Fort and his business partner Joseph Printup for another 100 convicts, this time for $1,000, to work on the Selma, Rome and Dalton Railroad, also in north Georgia. [21] Georgia ended the convict lease system in 1908.
In Tennessee, the convict leasing system was ended on January 1, 1894 because of the attention brought by the "Coal Creek War" of 1891, an armed labor action lasting more than a year. At the time, both free and convict labor were used in mines, although the two types of workers were kept separated. Free coal miners attacked and burned prison stockades, and freed hundreds of black convicts; the related publicity and outrage turned Governor John P. Buchanan out of office.
The end of convict leasing did not mean the end of convict labor, however. The state sited its new penitentiary, Brushy Mountain State Penitentiary, with the help of geologists. The prison built a working coal mine on the site, dependent on labor done by prisoners, and operated it at significant profit. These prison mines were closed in 1966. [22]
Texas began convict leasing by 1883 and abolished it officially in 1910. [23] A cemetery containing what are believed to be the remains of 95 "slave convicts" has recently (2018) been discovered in Sugar Land, now a suburb of Houston. [24]
The Convict Lease System and Lynch Law are twin infamies which flourish hand in hand in many of the United States. They are the two great outgrowths and results of the class legislation under which our people suffer to-day.
Alabama began convict leasing in 1846 and outlawed it in 1928. It was the last state to formally outlaw it. The revenues derived from convict leasing were substantial, accounting for about 10% of total state revenues during 1883, [26] surging to nearly 73% by 1898. [3] Political campaigning against convict leasing in Alabama began in 1915. Bibb Graves, who became Alabama's governor in 1927, had promised during his election campaign to abolish convict leasing as soon as he was inaugurated, and this was finally achieved by the end of June 1928. [27]
This lucrative practice created incentives for states and counties to convict African Americans, and helped increase the prison population in the South to become predominantly African American after the Civil War.[ citation needed ] In Tennessee, African Americans represented 33 percent of the population at the main prison in Nashville as of October 1, 1865, but, by November 29, 1867, their percentage had increased to 58.3. By 1869, it had increased to 64 percent, and it reached an all-time high of 67 percent between 1877 and 1879. [19]
Prison populations also increased overall in the South. In Georgia, prison populations increased tenfold during the four-decade period (1868–1908) when it used convict leasing; in North Carolina, the prison population increased from 121 in 1870 to 1,302 in 1890; in Florida, the population increased from 125 in 1881 to 1,071 in 1904; in Mississippi, the population quadrupled between 1871 and 1879; in Alabama, it increased from 374 in 1869 to 1,878 in 1903 and then to 2,453 in 1919. [19]
In Florida, convicts, most of whom were African American males, were sent to work in phosphate mines, turpentine camps, and lumber camps, although from 1910 onward all Florida state prisoners labored in turpentine and lumber camps. [28] The convict labor system in Florida was described as being "severe" in comparison to that in other states. [11] Florida was one of the last states to end convict leasing. The state convict leasing program was ended by Chapter 7833 of the Legislature effective December 31, 1919. County convicts continued to be leased to private interests until 1923. Following the abolition of convict leasing in 1919, the number and proportion of white males sentenced to state prison increased quickly; many prisoners labored in public road construction while others were sent to Union Correctional Institution, then known as Raiford Prison. [28]
Although opposition to the system increased during the beginning of the 20th century, state politicians resisted its elimination. In states where the convict lease system was used, revenues from the program generated income nearly four times the cost (372%) of prison administration. [29] The practice was extremely profitable for the governments, as well as for those business owners who used convict labor. However, other problems accompanied convict leasing, and employers became gradually more aware of the disadvantages. [30]
While some believe the demise of the system can be attributed to exposure of the inhumane treatment suffered by the convicts, [31] others indicate causes ranging from comprehensive legislative reforms to political retribution. [29] Though the convict lease system, as such, disappeared, other types of convict labor continued (and still exist presently). These other systems include plantations, industrial prisons and chain gangs. [19]
The convict lease system was gradually phased out during the early 20th century due to negative publicity and other factors. A notable case of negative publicity for the system was the case of Martin Tabert, a young white man from Munich, North Dakota. Arrested in late 1921 in Tallahassee, Florida on a charge of vagrancy for being on a train without a ticket, Tabert was convicted and fined $25. [32] Although his parents sent $25 for the fine, plus $25 for Tabert to return home to North Dakota, the money disappeared while Tabert was held in the Leon County Jail. Tabert was then leased to the Putnam Lumber Company in Clara, a town in the Florida Panhandle approximately 60 miles (97 km) south of Tallahassee in Dixie County. [32] There, he was flogged to death by the whipping boss, Thomas Walter Higginbotham. [33] Coverage of Tabert's killing by the New York World newspaper in 1924 earned it the Pulitzer Prize for Public Service. Governor Cary A. Hardee ended convict leasing in 1923, due in part to the Tabert case and the resulting publicity.
North Carolina, while without a system comparable to the other states, did not prohibit the practice until 1933. Alabama was the last to end the practice of official convict leasing in 1928 by the State, [34] but many counties in the South continued the practice for years. [10]
Auburn is a city in Cayuga County, New York, United States. Located at the north end of Owasco Lake, one of the Finger Lakes in Central New York, the city had a population of 26,866 at the 2020 census. It is the largest city of Cayuga County, the county seat, and the site of the maximum-security Auburn Correctional Facility, as well as the William H. Seward House Museum and the house of abolitionist Harriet Tubman.
The legal institution of human chattel slavery, comprising the enslavement primarily of Africans and African Americans, was prevalent in the United States of America from its founding in 1776 until 1865, predominantly in the South. Slavery was established throughout European colonization in the Americas. From 1526, during the early colonial period, it was practiced in what became Britain's colonies, including the Thirteen Colonies that formed the United States. Under the law, an enslaved person was treated as property that could be bought, sold, or given away. Slavery lasted in about half of U.S. states until abolition in 1865, and issues concerning slavery seeped into every aspect of national politics, economics, and social custom. In the decades after the end of Reconstruction in 1877, many of slavery's economic and social functions were continued through segregation, sharecropping, and convict leasing.
A chain gang or road gang is a group of prisoners chained together to perform menial or physically challenging work as a form of punishment. Such punishment might include repairing buildings, building roads, or clearing land. The system was notably used in the convict era of Australia and in the Southern United States. By 1955 it had largely been phased out in the U.S., with Georgia among the last states to abandon the practice. Clallam County, Washington, U.S. still refers to its inmate litter crew as the "Chain Gang." North Carolina continued to use chain gangs into the 1970s. Chain gangs were reintroduced by a few states during the "get tough on crime" 1990s: In 1995, Alabama was the first state to revive them. The experiment ended after about one year in all states except Arizona, where in Maricopa County inmates can still volunteer for a chain gang to earn credit toward a high school diploma or avoid disciplinary lockdowns for rule infractions.
Peon usually refers to a person subject to peonage: any form of wage labor, financial exploitation, coercive economic practice, or policy in which the victim or a laborer (peon) has little control over employment or economic conditions. Peon and peonage can refer to both the colonial period and post-colonial period of Latin America, as well as the period after the end of slavery in the United States, when "Black Codes" were passed to retain African-American freedmen as labor through other means.
Joseph Emerson Brown, often referred to as Joe Brown, was an American attorney and politician, serving as the 42nd Governor of Georgia from 1857 to 1865, the only governor to serve four terms. He also served as a United States Senator from that state from 1880 to 1891.
Braxton Bragg Comer was an American politician who served as the 33rd governor of Alabama from 1907 to 1911, and a United States senator in 1920. As governor, he achieved railroad reform, lowering business rates in Alabama to make them more competitive with other states. He increased funding for the public school system, resulting in more rural schools and high schools in each county for white students and a rise in the state's literacy rate.
The Black Codes, sometimes called the Black Laws, were laws which governed the conduct of African Americans. In 1832, James Kent wrote that "in most of the United States, there is a distinction in respect to political privileges, between free white persons and free colored persons of African blood; and in no part of the country do the latter, in point of fact, participate equally with the whites, in the exercise of civil and political rights." Although Black Codes existed before the Civil War and although many Northern states had them, the Southern U.S. states codified such laws in everyday practice. The best known of these laws were passed by Southern states in 1865 and 1866, after the Civil War, in order to restrict African Americans' freedom, and in order to compel them to work for either low or no wages.
Penal labour is a term for various kinds of forced labour that prisoners are required to perform, typically manual labour. The work may be light or hard, depending on the context. Forms of sentence involving penal labour have included involuntary servitude, penal servitude, and imprisonment with hard labour. The term may refer to several related scenarios: labour as a form of punishment, the prison system used as a means to secure labour, and labour as providing occupation for convicts. These scenarios can be applied to those imprisoned for political, religious, war, or other reasons as well as to criminal convicts.
Auburn Correctional Facility is a state prison on State Street in Auburn, New York, United States. It was built on land that was once a Cayuga village. It is classified as a maximum security facility.
Joel Hurt (1850–1926) was an American businessman. He was the president of Trust Company of Georgia, and a developer in Atlanta. He was one of the many founders of SunTrust Bank.
The Auburn system is a penal method of the 19th century in which prisoners worked during the day in groups and were kept in solitary confinement at night, with enforced silence at all times. The silent system evolved during the 1820s at Auburn Prison in Auburn, New York, as an alternative to and modification of the Pennsylvania system of solitary confinement, which it quickly replaced in the United States. Whigs favored this system because it promised to rehabilitate criminals by teaching them personal discipline and respect for work, property, and other people. Most unique about this system, and most important to it, however, was the fact that it was supported by state-funded capitalism and was driven by profit. Soon after its development, New York State adopted this system with the help of Elam Lynds, agent and keeper of Auburn Prison, for its third state prison, Sing Sing Prison. Several other states followed suit shortly after and adopted the for-profit prison system designed in Auburn. By 1829, Connecticut, Massachusetts, Maryland, and Washington, D.C. adopted the Auburn system. Within the next fifteen years, the system was used in prisons in Vermont, New Hampshire, Maine, Upper Canada, Virginia, Tennessee, Georgia, Illinois, Ohio, Louisiana, Mississippi, Alabama, Kentucky, Indiana, and Michigan.
Strapping refers to the use of a strap as an implement of corporal punishment. It is typically a broad and heavy strip of leather, often with a hard handle, the more flexible 'blade' being applied to the offender.
Captain Elam Lynds (1784–1855) was a prison warden and was known for his carceral innovations, such as producing goods for sale outside of prisons for profit, instituting absolute silence among prisoners at all times, and solitary confinement of prisoners at night, and for his cruelty as a warden. He helped create the Auburn system, which consisted of congregate labor during the day and isolation at night, starting in 1821 and was Warden of Sing Sing from 1825 to 1830.
Imprisonment began to replace other forms of criminal punishment in the United States just before the American Revolution, though penal incarceration efforts had been ongoing in England since as early as the 1500s, and prisons in the form of dungeons and various detention facilities had existed as early as the first sovereign states. In colonial times, courts and magistrates would impose punishments including fines, forced labor, public restraint, flogging, maiming, and death, with sheriffs detaining some defendants awaiting trial. The use of confinement as a punishment in itself was originally seen as a more humane alternative to capital and corporal punishment, especially among Quakers in Pennsylvania. Prison building efforts in the United States came in three major waves. The first began during the Jacksonian Era and led to the widespread use of imprisonment and rehabilitative labor as the primary penalty for most crimes in nearly all states by the time of the American Civil War. The second began after the Civil War and gained momentum during the Progressive Era, bringing a number of new mechanisms—such as parole, probation, and indeterminate sentencing—into the mainstream of American penal practice. Finally, since the early 1970s, the United States has engaged in a historically unprecedented expansion of its imprisonment systems at both the federal and state level. Since 1973, the number of incarcerated persons in the United States has increased five-fold. Now, about 2,200,000 people, or 3.2 percent of the adult population, are imprisoned in the United States, and about 7,000,000 are under supervision of some form in the correctional system, including parole and probation. Periods of prison construction and reform produced major changes in the structure of prison systems and their missions, the responsibilities of federal and state agencies for administering and supervising them, as well as the legal and political status of prisoners themselves.
Penal labor in the United States is the practice of using incarcerated individuals to perform various types of work, either for government-run or private industries. Inmates typically engage in tasks such as manufacturing goods, providing services, or working in maintenance roles within prisons. Prison labor is legal under the 13th Amendment to the U.S. Constitution, which prohibits slavery and involuntary servitude, except as punishment for a crime.
The history of forced labor in the United States encompasses to all forms of unfree labor which have occurred within the present day borders of the United States through the modern era. "Unfree labor" is a generic or collective term for those work relations, in which people are employed against their will by the threat of destitution, detention, violence, lawful compulsion, or other extreme hardship to themselves or to members of their families.
The 2016 U.S. prison strike was a prison work stoppage that began on September 9, 2016, the 45th anniversary of the Attica uprising. The strike occurred in 24 states, and over 24,000 prisoners took part in the strike. The involvement of 24,000 prisoners made this strike the largest ever recorded in the U.S. Within a week, inmates from approximately 20 prisons participated. Organizations involved in coordinating the strike included the Incarcerated Workers Organizing Committee and the Free Alabama Movement.
Martin Tabert was an American forced laborer. The circumstances of Tabert's death – being a white man beaten to death by an overseer – caused a public reaction that resulted eventually in the end of Florida’s longstanding convict leasing system. Convict leasing was one of the forms of legalized involuntary servitude common in the American South from the 1880s through the 1940s. Pursuant to Section 1 of the Thirteenth Amendment to the Constitution of the United States, slavery or involuntary servitude remains lawful as a punishment for crime whereof the party shall have been duly convicted."
Knabb Turpentine was the name used for the pine resin harvesting and turpentine distilling businesses operated in northeast Florida by the Knabb brothers: Thomas Jefferson, William, and Earl, of Macclenny. Turpentine production boomed in North Florida between the late 1800s and 1920s; in the early 1900s, the Knabb family began to build one of the largest turpentine operations in the United States, and by the mid-20th century owned over 200,000 acres of pine forest in Baker County, over half its area. The eldest brother, T.J. Knabb (1880–1937), was the founder and president of the original Knabb Turpentine company. He made a fortune with the forced labor of jail inmates he leased from Baker, Alachua and Bradford counties, holding the convicts in peonage. Knabb was elected to the Florida Legislature in 1921 and served as a state senator of District 29 during the 1921, 1923, 1929 and 1931 legislative sessions. He was a co-founder of the Citizen's Bank of Macclenny and its vice-president until his death.
The Chattahoochee Brick Company was a brickworks located on the banks of the Chattahoochee River in Atlanta, Georgia, United States. The brickworks, founded by Atlanta mayor James W. English in 1878, is notable for its extensive use of convict lease labor, wherein hundreds of African American convicts worked in conditions similar to those experienced during antebellum slavery. It is speculated that some workers who died at the brickworks were buried on its grounds. The brickworks was discussed in Douglas A. Blackmon's Pulitzer Prize-winning book Slavery by Another Name, released in 2008. The property ceased to be an active brickworks in 2011.