Egbert v. Lippmann

Last updated
Egbert v. Lippmann
Seal of the United States Supreme Court.svg
Argued November 11,14, 1881
Decided December 12, 1881
Full case nameEgbert v. Lippmann
Citations104 U.S. 333 ( more )
26 L. Ed. 755; 1881 U.S. LEXIS 2008; 14 Otto 333
Case history
PriorOn appeal from the United States Circuit Court for the Southern District of New York
Holding
Sale or public use of an invention for a statutorily-specified time period bars patenting of that invention.
Court membership
Chief Justice
Morrison Waite
Associate Justices
Samuel F. Miller  · Stephen J. Field
Joseph P. Bradley  · Ward Hunt
John M. Harlan  · William B. Woods
Stanley Matthews
Case opinions
MajorityWoods, joined by Waite, Clifford, Field, Bradley, Hunt, Harlan, Matthews
DissentMiller
Laws applied
35 U.S.C.   § 102

Egbert v. Lippmann, 104 U.S. 333 (1881), was a case in which the Supreme Court of the United States held that public use of an invention bars the patenting of it. [1] The Court's ruling was colored by its view that the inventor had forfeited his right to patent the invention by "sleeping on his rights" while others commercialized the technology. [2]

Contents

Background

Facts

The corset stay patented in this case Figures 1-2 of Reissue Patent No. 5216.jpg
The corset stay patented in this case

Samuel Barnes designed "corset-steels", which were vertically disposed springs to stiffen a corset. Samuel made the invention in 1855 after he had been present while two women, his "intimate friend," Frances Willis, and her friend, Miss Cugier, were "complaining of the breaking of their corset steels." Samuel devised a stronger device using two pieces of metal fastened together to create a doubled, reinforced corset steel. [3] He then gave the springs to Frances, who would in 1863 become his wife and later the executrix of his will. In 1858 he gave her another set of steels, which she used for a long time. In 1863, Samuel and Frances showed the invention to his friend Joseph Sturgis; and in March 1866 Samuel applied for a patent. [4] Samuel died a month after the patent issued in July 1866. Frances remarried in 1870 and became Frances Egbert. Subsequently, Frances, as Samuel's executrix and owner of the patent, sued for patent infringement.

Proceedings in lower court

Frances Egbert sued Phillip Lippmann and August Seligmann in the Southern District of New York. [5] Circuit Judge Blatchford tried the case and held the patent invalid because of public use. He ruled:

It was not a use for experiment, or a use in private or a private use. It was a practical use in public of the completed article [despite its concealment and invisibility within the corset]. No secrecy was maintained or enjoined as to the article or its structure. [6]

Frances appealed the judgment to the Supreme Court.

Ruling of Supreme Court

Majority opinion

Justice William Burnham Woods William Burnham Woods.jpg
Justice William Burnham Woods

Justice William Burnham Woods wrote for the majority, explaining that public use of the invention by only one person is sufficient to be considered a public use, even where the usage of the invention is not visible to the general public. Similarly, a gift to another party without regard to secrecy or restrictions on use is sufficient to bar a patent for the same reason. Whether the use of an invention is public use or private use "does not necessarily depend on the number of persons to whom its use is known." [7]

Rather: "If an inventor, having made his device, gives or sells it to another, to be used by the donee or vendee without limitation or restriction or injunction of secrecy and it is so used, such use is public even though the use and knowledge of the use may be confined to one person." [7] It is a public use because "[s}he might have exhibited them to any person, or made other steels of the same kind and used or sold them without violating any condition or restriction imposed on her by the inventor." [8] Thus, the Court treated Barnes's gift of the corset steels to his "intimate friend" (not then his wife) without her first signing a confidentiality agreement as if it were a sale in the ordinary course of business. [9]

The majority held that the use here was different from that in City of Elizabeth v. Pavement Company because this was not a good faith effort to test or experiment with the design. Furthermore, Barnes "slept on his rights" for the eleven years between 1855 and 1866, not applying for a patent until other manufacturers had already incorporated aspects similar to Barnes' design into their own products. He did not bother applying for a patent until he came to the belated realization that he could potentially profit from his invention. Thefore, the court held the patent invalid. [8]

Dissent

Justice Samuel Freeman Miller was the sole dissenter in this case, disagreeing with the majority about the "public" nature of Frances' use of the corset-steels. He argued that the majority ignored the statutory word "public" in the patent law's making "public use" a bar to patenting an invention. Miller argued:

A private use with consent, which could lead to no copy or reproduction of the machine, which taught the nature of the invention to no one but the party to whom such consent was given, which left the public at large as ignorant of this as it was before the author's discovery, was no abandonment to the public, and did not defeat his claim for a patent. If the little steep spring inserted in a single pair of corsets, and used by only one woman, covered by her outer clothing, and in a position always withheld from public observation, is a public use of that piece of steel, I am at a loss to know the line between a private and a public use. [10]

Subsequent legislation

The 2011 America Invents Act (AIA) may have completely overturned Egbert v. Lipmann. [11] The public use provision of the statute now provides that a person is not entitled to a patent if "the claimed invention was . . . in public use . . . or otherwise available to the public before the effective filing date of the claimed invention." [12] That appears to limit public use to uses available to the public and to exclude as bars to patentability any hidden, inaccessible, private uses, since it implies that public use is within the class of things otherwise available to the public. [13] A steel spring hidden within a corset would not seem to be available to the public.

The availability requirement is consistent with the AIA's legislative history. Prior to the Senate vote, Senator Jon Kyl explained to the Senate that the Judiciary Committee had added the words "otherwise available to the public" to "abrogate...the rule announced in Egbert v. Lippmann." [14]

Commentary

Feminist commentator Kara Swanson analyzed the case as explicating the public use doctrine at "the intersections of gender and intellectual property from a feminist perspective." In her view:

Like the more celebrated technologies of the era, such as the telephone, the telegraph, and the light bulb, the corset was the product of many inventors, making and patenting improvements, and fighting about their rights in court. As American women donned their corsets, they were enacting a daily intimate relationship with a heavily patent-protected technology. The corset during these decades was deeply embedded both within the social construction of gender and sexuality, as a marker of femininity and respectability, and within the United States patent system, as a commercial good in which many claimed intellectual property rights. Getting a grip on the corset, then, offers a way to simultaneously consider gender, sexuality, and patent law. [15] :57

Swanson argues that the Court's considerable expansion of the concept of "public use" from commercial exploitation to secret use without a confidentiality agreement reflected the Court nineteenth century gender biases. The Court's majority was antagonistic to Frances's failing to adhere to "the prevailing gender ideology of the time" by becoming not only a corset manufacturer but a patent enforcing litigant—"a role in which she acted in the public sphere directly, without the mediation of a man, and in unspoken defiance of the separate spheres ideology" according to which women did not publicly act as men. [15] :111 Swanson scoffs at the majority's demand that Barnes should have got Frances to sign a confidentiality agreement in order to avoid abandonment of his right to a patent:

A man need not get his lover to sign an agreement that she would not show her undergarments to anyone else; his exclusive right to view those undergarments was an assumption of their private relationship. And if the relationship was private, then was the use of the steel not also private, and therefore unable to trigger the statutory bar? [15] :113

Brian J. Love explains the ruling as an example of "bad facts ushering the creation of bad law." [16] :7 He finds it "hard to imagine a decision that deems 'public' the interior of a romantic partner's underwear." [16] :7 The case makes more sense, he argues, to view the case as one of a "submarine" invention. He points to the facts: "first, that the inventor waited eleven years before filing a patent application; and second, that the corset spring industry independently and innocently adopted the same design in the meantime." [16] :8 Love therefore castigates the Egbert Court for distorting patent law to reach its judgment in this case:

Rather than enunciating an equitable rule to protect settled expectations, and conversely to punish those who sit on their rights only to spring forth later and disrupt those expectations, the Court chose instead to stretch the meaning of "publicly used" to an arguably tortured and, at the very least, quite counter-intuitive extent. Members of the Court, it seems quite possible, spotted a bad actor and made a deliberate decision not to reward his sharp behavior. But, rather than doing so forthrightly and in a manner directed solely at the inventor involved in this case, the Court did so sub silentio and in a manner that created a perennial trap for unsophisticated inventors that continues to destroy the nascent patent rights of small inventors to this day, more than a century later. [16] :8

Related Research Articles

<span class="mw-page-title-main">Patent</span> Type of legal protection for an invention

A patent is a type of intellectual property that gives its owner the legal right to exclude others from making, using, or selling an invention for a limited period of time in exchange for publishing an enabling disclosure of the invention. In most countries, patent rights fall under private law and the patent holder must sue someone infringing the patent in order to enforce their rights. In some industries patents are an essential form of competitive advantage; in others they are irrelevant.

<span class="mw-page-title-main">Invention</span> Novel device, material or technical process

An invention is a unique or novel device, method, composition, idea or process. An invention may be an improvement upon a machine, product, or process for increasing efficiency or lowering cost. It may also be an entirely new concept. If an idea is unique enough either as a stand alone invention or as a significant improvement over the work of others, it can be patented. A patent, if granted, gives the inventor a proprietary interest in the patent over a specific period of time, which can be licensed for financial gain.

<span class="mw-page-title-main">Corset</span> Garment, reinforced with stays, that supports the waistline, hips and bust.

A corset is a support garment commonly worn to hold and train the torso into a desired shape, traditionally a smaller waist or larger bottom, for aesthetic or medical purposes, or support the breasts. Both men and women are known to wear corsets, though this item was for many years an integral part of women's wardrobes.

Patent infringement is the commission of a prohibited act with respect to a patented invention without permission from the patent holder. Permission may typically be granted in the form of a license. The definition of patent infringement may vary by jurisdiction, but it typically includes using or selling the patented invention. In many countries, a use is required to be commercial to constitute patent infringement.

Within the context of a national or multilateral body of law, an invention is patentable if it meets the relevant legal conditions to be granted a patent. By extension, patentability also refers to the substantive conditions that must be met for a patent to be held valid.

<span class="mw-page-title-main">Bayh–Dole Act</span>

The Bayh–Dole Act or Patent and Trademark Law Amendments Act is United States legislation permitting ownership by contractors of inventions arising from federal government-funded research. Sponsored by two senators, Birch Bayh of Indiana and Bob Dole of Kansas, the Act was adopted in 1980, is codified at 94 Stat. 3015, and in 35 U.S.C. § 200–212, and is implemented by 37 C.F.R. 401 for federal funding agreements with contractors and 37 C.F.R 404 for licensing of inventions owned by the federal government.

Sufficiency of disclosure or enablement is a patent law requirement that a patent application disclose a claimed invention in sufficient detail so that the person skilled in the art could carry out that claimed invention. The requirement is fundamental to patent law: a monopoly is granted for a given period of time in exchange for a disclosure to the public how to make or practice the invention.

The history of patents and patent law is generally considered to have started with the Venetian Statute of 1474.

In patent law, an inventor is the person, or persons in United States patent law, who contribute to the claims of a patentable invention. In some patent law frameworks, however, such as in the European Patent Convention (EPC) and its case law, no explicit, accurate definition of who exactly is an inventor is provided. The definition may slightly vary from one European country to another. Inventorship is generally not considered to be a patentability criterion under European patent law.

This is a list of legal terms relating to patents. A patent is not a right to practice or use the invention, but a territorial right to exclude others from commercially exploiting the invention, granted to an inventor or his successor in rights in exchange to a public disclosure of the invention.

City of Elizabeth v. American Nicholson Pavement Co., 97 U.S. 126 (1878), was a case in which the Supreme Court of the United States held that while the public use of an invention more than one year prior to the inventor's application for a patent normally causes the inventor to lose his right to a patent, there is an exception to this rule for public uses for experimental purposes.

Title 35 of the United States Code is a title of United States Code regarding patent law. The sections of Title 35 govern all aspects of patent law in the United States. There are currently 37 chapters, which include 376 sections, in Title 35.

The history of United States patent law started even before the U.S. Constitution was adopted, with some state-specific patent laws. The history spans over more than three centuries.

Stanford University v. Roche Molecular Systems, Inc., 563 U.S. 776 (2011), was a United States Supreme Court case in which the Court held that title in a patented invention vests first in the inventor, even if the inventor is a researcher at a federally funded lab subject to the 1980 Bayh–Dole Act. The judges affirmed the common understanding of U.S. constitutional law that inventors originally own inventions they make, and contractual obligations to assign those rights to third parties are secondary.

Evans v. Jordan, 13 U.S. 199 (1815), was a United States Supreme Court case in which the Court held that someone who had copied a patented invention after the patent had expired, and before the patent was restored by a private bill, would be liable for damages for patent infringement for any use continuing after the patent was restored. It was the second published Supreme Court decision on patent law, and the first of four Supreme Court cases dealing with the Oliver Evans flour mill patent. Like other Supreme Court patent cases prior to Evans v. Eaton, however, this case did not deal with substantive patent law, but only with issues of statutory construction and infringement liability.

Evans v. Eaton, 16 U.S. 454 (1818), was a United States Supreme Court case in which the Court held that a patent disclosing an improved method of manufacture by means of several different improved machines should be construed to claim both the method and the improvements to the machines, but not to include the machines apart from the inventor's improvements.

Evans v. Eaton, 20 U.S. 356 (1822), was a United States Supreme Court case in which the Court held, chiefly, that a patent on an improved machine must clearly describe how the machine differs from the prior art.

Motion Picture Patents Co. v. Universal Film Mfg. Co., 243 U.S. 502 (1917), is United States Supreme Court decision that is notable as an early example of the patent misuse doctrine. It held that, because a patent grant is limited to the invention described in the claims of the patent, the patent law does not empower the patent owner, by notices attached to the patented article, to extend the scope of the patent monopoly by restricting the use of the patented article to materials necessary for their operation but forming no part of the patented invention, or to place downstream restrictions on the articles making them subject to conditions as to use. The decision overruled The Button-Fastener Case, and Henry v. A.B. Dick Co., which had held such restrictive notices effective and enforceable.

Pennock v. Dialogue, 27 U.S. 1 (1829), was a United States Supreme Court decision in which the Court held invalid a patent on a method of making hose, because the inventor had commercially exploited the invention for years before filing the patent application. The case has been cited many times for the proposition that the U.S. patent system was not established for the purpose of enriching inventors or their financiers but rather for the purpose of furthering the public interest by stimulating technological progress.

Florence Wilhelmina Parpart Layman, most commonly known by her maiden name of Florence Parpart, was an American inventor known primarily for her patents for an industrial sweeping machine and electrical refrigerator.

References

The citations in this article are written in Bluebook style. Please see the talk page for more information.

  1. Egbert v. Lippmann, 104 U.S. 333 (1881).
  2. Egbert, 104 U.S. at 337 ("The inventor slept on his rights for eleven years.").
  3. See Egbert, 104 U.S. at 335.
  4. According to the Supreme Court, by letting Francis use the steels in her corsets for an extended period before applying for a patent, Samuel "slept on his rights for eleven years." Egbert, 104 U.S. at 337. For patent attorney witticisms on this subject, see, e.g., Robert P. Merges & John F. Duffy, Patent Law And Policy: Cases And Materials 522-27 (4th ed. 2007).
  5. Egbert v. Lippmann, 8 F. Cas. 370 (C.C.S.D.N.Y. 1878).
  6. Egbert, 8 F. Cas. at 371.
  7. 1 2 Egbert, 104 U.S. at 336.
  8. 1 2 Egbert, 104 U.S. at 337.
  9. See Kara W. Swanson, Getting a Grip on the Corset: Gender, Sexuality and Patent Law, 23 Yale J.L. & Feminism 57, 108 (2011) ("By considering the transfer to Frances as if it were a sale, the Court shifted not just Frances's corset, but the entire relationship between the future husband and wife, to the public, commercial realm. From this assumption, the Court considered [only] what Frances 'might have' done.").
  10. Egbert, 104 U.S. at 339.
  11. See generally Joseph A. Lingenfelter, Putting the Public back in Public Use: Interpreting the 2011 Leahy-Smith America Invents Act, 31 Ga. St. U. L. Rev. 867 (2015).
  12. 35 U.S.C. § 102(a)(1).
  13. It is an accepted principle of statutory construction that when a list of items is in the form A, B, or otherwise C, it is understood that C modifies all the preceding items.
  14. 157 Cong. Rec. Sl371 (daily ed. Mar. 8, 2011). He also asserted that Justice Miller's dissent in that case had been correct.
  15. 1 2 3 Kara W. Swanson, Getting a Grip on the Corset: Gender, Sexuality and Patent Law, 23 Yale J.L. & Feminism 57 (2011).
  16. 1 2 3 4 Brian J. Love, Bad Actors and the Evolution of Patent Law, 101 Va. L. Rev. Online 1 (2015).

Further reading