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Industrial process control (IPC) or simply process control is a system used in modern manufacturing which uses the principles of control theory and physical industrial control systems to monitor, control and optimize continuous industrial production processes using control algorithms. This ensures that the industrial machines run smoothly and safely in factories and efficiently use energy to transform raw materials into high-quality finished products with reliable consistency while reducing energy waste and economic costs, something which could not be achieved purely by human manual control. [1]
In IPC, control theory provides the theoretical framework to understand system dynamics, predict outcomes and design control strategies to ensure predetermined objectives, utilizing concepts like feedback loops, stability analysis and controller design. On the other hand, the physical apparatus of IPC, based on automation technologies, consists of several components. Firstly, a network of sensors continuously measure various process variables (such as temperature, pressure, etc.) and product quality variables. A programmable logic controller (PLC, for smaller, less complex processes) or a distributed control system (DCS, for large-scale or geographically dispersed processes) analyzes this sensor data transmitted to it, compares it to predefined setpoints using a set of instructions or a mathematical model called the control algorithm and then, in case of any deviation from these setpoints (e.g., temperature exceeding setpoint), makes quick corrective adjustments through actuators such as valves (e.g. cooling valve for temperature control), motors or heaters to guide the process back to the desired operational range. This creates a continuous closed-loop cycle of measurement, comparison, control action, and re-evaluation which guarantees that the process remains within established parameters. The HMI (Human-Machine Interface) acts as the "control panel" for the IPC system where small number human operators can monitor the process and make informed decisions regarding adjustments. [1] IPCs can range from controlling the temperature and level of a single process vessel (controlled environment tank for mixing, separating, reacting, or storing materials in industrial processes.) to a complete chemical processing plant with several thousand control feedback loops.
IPC provides several critical benefits to manufacturing companies. By maintaining a tight control over key process variables, it helps reduce energy use, minimize waste and shorten downtime for peak efficiency and reduced costs. It ensures consistent and improved product quality with little variability, which satisfies the customers and strengthens the company's reputation. It improves safety by detecting and alerting human operators about potential issues early, thus preventing accidents, equipment failures, process disruptions and costly downtime. Analyzing trends and behaviors in the vast amounts of data collected real-time helps engineers identify areas of improvement, refine control strategies and continuously enhance production efficiency using a data-driven approach. [1]
IPC is used across a wide range of industries where precise control is important. [2] The applications can range from controlling the temperature and level of a single process vessel, to a complete chemical processing plant with several thousand control loops. In automotive manufacturing, IPC ensures consistent quality by meticulously controlling processes like welding and painting. Mining operations are optimized with IPC monitoring ore crushing and adjusting conveyor belt speeds for maximum output. Dredging benefits from precise control of suction pressure, dredging depth and sediment discharge rate by IPC, ensuring efficient and sustainable practices. Pulp and paper production leverages IPC to regulate chemical processes (e.g., pH and bleach concentration) and automate paper machine operations to control paper sheet moisture content and drying temperature for consistent quality. In chemical plants, it ensures the safe and efficient production of chemicals by controlling temperature, pressure and reaction rates. Oil refineries use it to smoothly convert crude oil into gasoline and other petroleum products. In power plants, it helps maintain stable operating conditions necessary for a continuous electricity supply. In food and beverage production, it helps ensure consistent texture, safety and quality. Pharmaceutical companies relies on it to produce life-saving drugs safely and effectively. The development of large industrial process control systems has been instrumental in enabling the design of large high volume and complex processes, which could not be otherwise economically or safely operated. [3]
Historical milestones in the development of industrial process control began in ancient civilizations, where water level control devices were used to regulate water flow for irrigation and water clocks. During the Industrial Revolution in the 18th century, there was a growing need for precise control over boiler pressure in steam engines. In the 1930s, pneumatic and electronic controllers, such as PID (Proportional-Integral-Derivative) controllers, were breakthrough innovations that laid the groundwork for modern control theory. The late 20th century saw the rise of programmable logic controllers (PLCs) and distributed control systems (DCS), while the advent of microprocessors further revolutionized IPC by enabling more complex control algorithms.
Early process control breakthroughs came most frequently in the form of water control devices. Ktesibios of Alexandria is credited for inventing float valves to regulate water level of water clocks in the 3rd century BC. In the 1st century AD, Heron of Alexandria invented a water valve similar to the fill valve used in modern toilets. [4]
Later process controls inventions involved basic physics principles. In 1620, Cornelis Drebbel invented a bimetallic thermostat for controlling the temperature in a furnace. In 1681, Denis Papin discovered the pressure inside a vessel could be regulated by placing weights on top of the vessel lid. [4] In 1745, Edmund Lee created the fantail to improve windmill efficiency; a fantail was a smaller windmill placed 90° of the larger fans to keep the face of the windmill pointed directly into the oncoming wind.
With the dawn of the Industrial Revolution in the 1760s, process controls inventions were aimed to replace human operators with mechanized processes. In 1784, Oliver Evans created a water-powered flourmill which operated using buckets and screw conveyors. Henry Ford applied the same theory in 1910 when the assembly line was created to decrease human intervention in the automobile production process. [4]
For continuously variable process control it was not until 1922 that a formal control law for what we now call PID control or three-term control was first developed using theoretical analysis, by Russian American engineer Nicolas Minorsky. [5] Minorsky was researching and designing automatic ship steering for the US Navy and based his analysis on observations of a helmsman. He noted the helmsman steered the ship based not only on the current course error, but also on past error, as well as the current rate of change; [6] this was then given a mathematical treatment by Minorsky. [7] His goal was stability, not general control, which simplified the problem significantly. While proportional control provided stability against small disturbances, it was insufficient for dealing with a steady disturbance, notably a stiff gale (due to steady-state error), which required adding the integral term. Finally, the derivative term was added to improve stability and control.
Process control of large industrial plants has evolved through many stages. Initially, control would be from panels local to the process plant. However this required a large manpower resource to attend to these dispersed panels, and there was no overall view of the process. The next logical development was the transmission of all plant measurements to a permanently-staffed central control room. Effectively this was the centralization of all the localized panels, with the advantages of lower manning levels and easier overview of the process. Often the controllers were behind the control room panels, and all automatic and manual control outputs were transmitted back to plant. However, whilst providing a central control focus, this arrangement was inflexible as each control loop had its own controller hardware, and continual operator movement within the control room was required to view different parts of the process.
With the coming of electronic processors and graphic displays it became possible to replace these discrete controllers with computer-based algorithms, hosted on a network of input/output racks with their own control processors. [8] These could be distributed around plant, and communicate with the graphic display in the control room or rooms. The distributed control system (DCS) was born.
The introduction of DCSs allowed easy interconnection and re-configuration of plant controls such as cascaded loops and interlocks, and easy interfacing with other production computer systems. It enabled sophisticated alarm handling, introduced automatic event logging, removed the need for physical records such as chart recorders, allowed the control racks to be networked and thereby located locally to plant to reduce cabling runs, and provided high level overviews of plant status and production levels.
The accompanying diagram is a general model which shows functional manufacturing levels in a large process using processor and computer-based control.
Referring to the diagram: Level 0 contains the field devices such as flow and temperature sensors (process value readings - PV), and final control elements (FCE), such as control valves; Level 1 contains the industrialized Input/Output (I/O) modules, and their associated distributed electronic processors; Level 2 contains the supervisory computers, which collate information from processor nodes on the system, and provide the operator control screens; Level 3 is the production control level, which does not directly control the process, but is concerned with monitoring production and monitoring targets; Level 4 is the production scheduling level.
To determine the fundamental model for any process, the inputs and outputs of the system are defined differently than for other chemical processes. [9] The balance equations are defined by the control inputs and outputs rather than the material inputs. The control model is a set of equations used to predict the behavior of a system and can help determine what the response to change will be. The state variable (x) is a measurable variable that is a good indicator of the state of the system, such as temperature (energy balance), volume (mass balance) or concentration (component balance). Input variable (u) is a specified variable that commonly include flow rates.
The entering and exiting flows are both considered control inputs. The control input can be classified as a manipulated, disturbance, or unmonitored variable. Parameters (p) are usually a physical limitation and something that is fixed for the system, such as the vessel volume or the viscosity of the material. Output (y) is the metric used to determine the behavior of the system. The control output can be classified as measured, unmeasured, or unmonitored.
Processes can be characterized as batch, continuous, or hybrid. [10] Batch applications require that specific quantities of raw materials be combined in specific ways for particular duration to produce an intermediate or end result. One example is the production of adhesives and glues, which normally require the mixing of raw materials in a heated vessel for a period of time to form a quantity of end product. Other important examples are the production of food, beverages and medicine. Batch processes are generally used to produce a relatively low to intermediate quantity of product per year (a few pounds to millions of pounds).
A continuous physical system is represented through variables that are smooth and uninterrupted in time. The control of the water temperature in a heating jacket, for example, is an example of continuous process control. Some important continuous processes are the production of fuels, chemicals and plastics. Continuous processes in manufacturing are used to produce very large quantities of product per year (millions to billions of pounds). Such controls use feedback such as in the PID controller A PID Controller includes proportional, integrating, and derivative controller functions.
Applications having elements of batch and continuous process control are often called hybrid applications.
The fundamental building block of any industrial control system is the control loop, which controls just one process variable. An example is shown in the accompanying diagram, where the flow rate in a pipe is controlled by a PID controller, assisted by what is effectively a cascaded loop in the form of a valve servo-controller to ensure correct valve positioning.
Some large systems may have several hundreds or thousands of control loops. In complex processes the loops are interactive, so that the operation of one loop may affect the operation of another. The system diagram for representing control loops is a Piping and instrumentation diagram.
Commonly used control systems include programmable logic controller (PLC), Distributed Control System (DCS) or SCADA.
A further example is shown. If a control valve were used to hold level in a tank, the level controller would compare the equivalent reading of a level sensor to the level setpoint and determine whether more or less valve opening was necessary to keep the level constant. A cascaded flow controller could then calculate the change in the valve position.
The economic nature of many products manufactured in batch and continuous processes require highly efficient operation due to thin margins. The competing factor in process control is that products must meet certain specifications in order to be satisfactory. These specifications can come in two forms: a minimum and maximum for a property of the material or product, or a range within which the property must be. [11] All loops are susceptible to disturbances and therefore a buffer must be used on process set points to ensure disturbances do not cause the material or product to go out of specifications. This buffer comes at an economic cost (i.e. additional processing, maintaining elevated or depressed process conditions, etc.).
Process efficiency can be enhanced by reducing the margins necessary to ensure product specifications are met. [11] This can be done by improving the control of the process to minimize the effect of disturbances on the process. The efficiency is improved in a two step method of narrowing the variance and shifting the target. [11] Margins can be narrowed through various process upgrades (i.e. equipment upgrades, enhanced control methods, etc.). Once margins are narrowed, an economic analysis can be done on the process to determine how the set point target is to be shifted. Less conservative process set points lead to increased economic efficiency. [11] Effective process control strategies increase the competitive advantage of manufacturers who employ them.
Control engineering or control systems engineering is an engineering discipline that deals with control systems, applying control theory to design equipment and systems with desired behaviors in control environments. The discipline of controls overlaps and is usually taught along with electrical engineering, chemical engineering and mechanical engineering at many institutions around the world.
Control theory is a field of control engineering and applied mathematics that deals with the control of dynamical systems in engineered processes and machines. The objective is to develop a model or algorithm governing the application of system inputs to drive the system to a desired state, while minimizing any delay, overshoot, or steady-state error and ensuring a level of control stability; often with the aim to achieve a degree of optimality.
Instrumentation is a collective term for measuring instruments, used for indicating, measuring, and recording physical quantities. It is also a field of study about the art and science about making measurement instruments, involving the related areas of metrology, automation, and control theory. The term has its origins in the art and science of scientific instrument-making.
A proportional–integral–derivative controller is a control loop mechanism employing feedback that is widely used in industrial control systems and a variety of other applications requiring continuously modulated control. A PID controller continuously calculates an error value as the difference between a desired setpoint (SP) and a measured process variable (PV) and applies a correction based on proportional, integral, and derivative terms, hence the name.
A distributed control system (DCS) is a computerized control system for a process or plant usually with many control loops, in which autonomous controllers are distributed throughout the system, but there is no central operator supervisory control. This is in contrast to systems that use centralized controllers; either discrete controllers located at a central control room or within a central computer. The DCS concept increases reliability and reduces installation costs by localizing control functions near the process plant, with remote monitoring and supervision.
A control system manages, commands, directs, or regulates the behavior of other devices or systems using control loops. It can range from a single home heating controller using a thermostat controlling a domestic boiler to large industrial control systems which are used for controlling processes or machines. The control systems are designed via control engineering process.
A closed-loop controller or feedback controller is a control loop which incorporates feedback, in contrast to an open-loop controller or non-feedback controller. A closed-loop controller uses feedback to control states or outputs of a dynamical system. Its name comes from the information path in the system: process inputs have an effect on the process outputs, which is measured with sensors and processed by the controller; the result is "fed back" as input to the process, closing the loop.
In control theory, an open-loop controller, also called a non-feedback controller, is a control loop part of a control system in which the control action is independent of the "process output", which is the process variable that is being controlled. It does not use feedback to determine if its output has achieved the desired goal of the input command or process setpoint.
A flow control valve regulates the flow or pressure of a fluid. Control valves normally respond to signals generated by independent devices such as flow meters or temperature gauges.
A chemical reactor is an enclosed volume in which a chemical reaction takes place. In chemical engineering, it is generally understood to be a process vessel used to carry out a chemical reaction, which is one of the classic unit operations in chemical process analysis. The design of a chemical reactor deals with multiple aspects of chemical engineering. Chemical engineers design reactors to maximize net present value for the given reaction. Designers ensure that the reaction proceeds with the highest efficiency towards the desired output product, producing the highest yield of product while requiring the least amount of money to purchase and operate. Normal operating expenses include energy input, energy removal, raw material costs, labor, etc. Energy changes can come in the form of heating or cooling, pumping to increase pressure, frictional pressure loss or agitation.
In cybernetics and control theory, a setpoint is the desired or target value for an essential variable, or process value (PV) of a control system, which may differ from the actual measured value of the variable. Departure of such a variable from its setpoint is one basis for error-controlled regulation using negative feedback for automatic control. A setpoint can be any physical quantity or parameter that a control system seeks to regulate, such as temperature, pressure, flow rate, position, speed, or any other measurable attribute.
A chemical plant is an industrial process plant that manufactures chemicals, usually on a large scale. The general objective of a chemical plant is to create new material wealth via the chemical or biological transformation and or separation of materials. Chemical plants use specialized equipment, units, and technology in the manufacturing process. Other kinds of plants, such as polymer, pharmaceutical, food, and some beverage production facilities, power plants, oil refineries or other refineries, natural gas processing and biochemical plants, water and wastewater treatment, and pollution control equipment use many technologies that have similarities to chemical plant technology such as fluid systems and chemical reactor systems. Some would consider an oil refinery or a pharmaceutical or polymer manufacturer to be effectively a chemical plant.
Proportional control, in engineering and process control, is a type of linear feedback control system in which a correction is applied to the controlled variable, and the size of the correction is proportional to the difference between the desired value and the measured value. Two classic mechanical examples are the toilet bowl float proportioning valve and the fly-ball governor.
A Piping and Instrumentation Diagram is a detailed diagram in the process industry which shows process equipment together with the instrumentation and control devices. It is also called as mechanical flow diagram (MFD).
A control loop is the fundamental building block of control systems in general and industrial control systems in particular. It consists of the process sensor, the controller function, and the final control element (FCE) which controls the process necessary to automatically adjust the value of a measured process variable (PV) to equal the value of a desired set-point (SP).
An industrial control system (ICS) is an electronic control system and associated instrumentation used for industrial process control. Control systems can range in size from a few modular panel-mounted controllers to large interconnected and interactive distributed control systems (DCSs) with many thousands of field connections. Control systems receive data from remote sensors measuring process variables (PVs), compare the collected data with desired setpoints (SPs), and derive command functions that are used to control a process through the final control elements (FCEs), such as control valves.
A control valve is a valve used to control fluid flow by varying the size of the flow passage as directed by a signal from a controller. This enables the direct control of flow rate and the consequential control of process quantities such as pressure, temperature, and liquid level.
Loop performance in control engineering indicates the performance of control loops, such as a regulatory PID loop. Performance refers to the accuracy of a control system's ability to track (output) the desired signals to regulate the plant process variables in the most beneficial and optimised way, without delay or overshoot.
Classical control theory is a branch of control theory that deals with the behavior of dynamical systems with inputs, and how their behavior is modified by feedback, using the Laplace transform as a basic tool to model such systems.
Linear control are control systems and control theory based on negative feedback for producing a control signal to maintain the controlled process variable (PV) at the desired setpoint (SP). There are several types of linear control systems with different capabilities.