In the fields of engineering and construction, resilience is the ability to absorb or avoid damage without suffering complete failure and is an objective of design, maintenance and restoration for buildings and infrastructure, as well as communities. [1] [2] [3] A more comprehensive definition is that it is the ability to respond, absorb, and adapt to, as well as recover in a disruptive event. [4] A resilient structure/system/community is expected to be able to resist to an extreme event with minimal damages and functionality disruptions during the event; after the event, it should be able to rapidly recovery its functionality similar to or even better than the pre-event level.
The concept of resilience originated from engineering and then gradually applied to other fields. It is related to that of vulnerability. Both terms are specific to the event perturbation, meaning that a system/infrastructure/community may be more vulnerable or less resilient to one event than another one. However, they are not the same. One obvious difference is that vulnerability focuses on the evaluation of system susceptibility in the pre-event phase; resilience emphasizes the dynamic features in the pre-event, during-event, and post-event phases. [5]
Resilience is a multi-facet property, covering four dimensions: technical, organization, social and economic. [6] Therefore, using one metric may not be representative to describe and quantify resilience. In engineering, resilience is characterized by four Rs: robustness, redundancy, resourcefulness, and rapidity. Current research studies have developed various ways to quantify resilience from multiple aspects, such as functionality- and socioeconomic- related aspects. [5]
The built environment need resilience to existing and emerging threats such as severe wind storms or earthquakes and creating robustness and redundancy in building design. New implications of changing conditions on the efficiency of different approaches to design and planning can be addressed in the following term. [7]
Engineering resilience has inspired other fields and influenced the way how they interpret resilience, e.g. supply chain resilience.
According to the dictionary, resilience means "the ability to recover from difficulties or disturbance." The root of the term resilience is found in the Latin term 'resilio' which means to go back to a state or to spring back. [8] In the 1640s the root term provided a resilience in the field of the mechanics of materials as "the ability of a material to absorb energy when it is elastically deformed and to release that energy upon unloading". By 1824, the term had developed to encompass the meaning of ‘elasticity’. [9]
Thomas Tredgold was the first to introduce the concept of resilience in 1818 in England. [10] The term was used to describe a property in the strength of timber, as beams were bent and deformed to support heavy load. Tredgold found the timber durable and did not burn readily, despite being planted in bad soil conditions and exposed climates. [11] Resilience was then refined by Mallett in 1856 in relation to the capacity of specific materials to withstand specific disturbances. These definitions can be used in engineering resilience due to the application of a single material that has a stable equilibrium regime rather than the complex adaptive stability of larger systems. [12] [13]
In the 1970s, researchers studied resilience in relation to child psychology and the exposure to certain risks. Resilience was used to describe people who have “the ability to recover from adversity.” One of the many researchers was Professor Sir Michael Rutter, who was concerned with a combination of risk experiences and their relative outcomes. [14]
In his paper Resilience and Stability of Ecological systems (1973), C.S. Holling first explored the topic of resilience through its application to the field of ecology. Ecological resilience was defined as a "measure of the persistence of systems and of their ability to absorb change and disturbance and still maintain the same relationships between state variables." [15] Holling found that such a framework can be applied to other forms of resilience. The application to ecosystems was later used to draw into other manners of human, cultural and social applications. The random events described by Holling are not only climatic, but instability to neutral systems can occur through the impact of fires, the changes in forest community or the process of fishing. Stability, on the other hand, is the ability of a system to return to an equilibrium state after a temporary disturbance. Multiple state systems rather than objects should b studied as the world is a heterogeneous space with various biological, physical and chemical characteristics. [16] Unlike material and engineering resilience, Ecological and social resilience focus on the redundancy and persistence of multi-equilibrium states to maintain existence of function.
Engineering resilience refers to the functionality of a system in relation to hazard mitigation. Within this framework, resilience is calculated based on the time it takes a system to return to a single state equilibrium. [17] Researchers at the MCEER (Multi-Hazard Earthquake Engineering research center) have identified four properties of resilience: Robustness, resourcefulness, redundancy and rapidity. [18]
Social-ecological resilience, also known as adaptive resilience, [19] is a new concept that shifts the focus to combining the social, ecological and technical domains of resilience. The adaptive model focuses on the transformable quality of the stable state of a system. In adaptive buildings, both short term and long term resilience are addressed to ensure that the system can withstand disturbances with social and physical capacities. Buildings operate at multiple scale and conditions, therefore it is important to recognize that constant changes in architecture are expected. Laboy and Fannon recognize that the resilience model is shifting, and have applied the MCEER four properties of resilience to the planning, designing and operating phases of architecture. [17] Rather than using four properties to describe resilience, Laboy and Fannon suggest a 6R model that adds Recovery for the operation phase of a building and Risk Avoidance for the planning phase of the building. In the planning phase of a building, site selection, building placement and site conditions are crucial for the risk avoidance. Early planning can help prepare and design for the built environment based on forces that we understand and perceive. In the operation phase of the building, a disturbance does not mark the end of resilience, but should propose a recovery plan for future adaptations. Disturbances should be used as a learning opportunity to assess mistakes and outcomes, and reconfigure for future needs.
The international building code provides minimum requirements for buildings using performative based standards. The most recent International Building Code (IBC)was released in 2018 by the International Code Council (ICC), focusing on standards that protect public health, safety and welfare, without restricting use of certain building methods. The code addresses several categories, which are updated every three years to incorporate new technologies and changes. Building codes are fundamental to the resilience of communities and their buildings, as “Resilience in the built environment starts with strong, regularly adopted and properly administered building codes” [20] Benefits occur due to the adoption of codes as the National Institute of Building Sciences (NIBS) found that the adoption of the International Building Code provides an $11 benefit for every $1 invested. [21]
The International Code Council is focused on assuming the community's buildings support the resilience of communities ahead of disasters. The process presented by the ICC includes understanding the risks, identifying strategies for the risks, and implementing those strategies. Risks vary based on communities, geographies and other factors. The American Institute of Architects created a list of shocks and stresses that are related to certain community characteristics. Shocks are natural forms of hazards (floods, earthquakes), while stresses are more chronic events that can develop over a longer period of time (affordability, drought). It is important to understand the application of resilient design on both shocks and stresses as buildings can play a part in contributing to their resolution. Even though the IBC is a model code, it is adopted by various state and governments to regulate specific building areas. Most of the approaches to minimizing risks are organized around building use and occupancy. In addition, the safety of a structure is determined by material usage, frames, and structure requirements can provide a high level of protection for occupants. Specific requirements and strategies are provided for each shock or stress such as with tsunamis, fires and earthquakes. [22]
The U.S Resiliency Council (USRC), a non-profit organization, created the USRC Rating system which describes the expected impacts of a natural disaster on new and existing buildings. The rating considers the building prior to its use through its structure, Mechanical-Electrical systems and material usage. Currently, the program is in its pilot stage, focusing primarily on earthquake preparedness and resilience. For earthquake hazards, the rating relies heavily on the requirements set by the Building codes for design. Buildings can obtain one of the Two types of USRC rating systems:
The verified Rating system is used for marketing and publicity purposes using badges. The rating is easy to understand, credible and transparent at is awarded by professionals. The USRC building rating system rates buildings with stars ranging from one to five stars based on the dimensions used in their systems. The three dimensions that the USRC uses are Safety, Damage and Recovery. Safety describes the prevention of potential harm for people after an event. Damage describes the estimated repair required due to replacements and losses. Recovery is calculated based on the time it takes for the building to regain function after a shock. [23] The following types of Rating certification can be achieved:
Earthquake Building rating system can be obtained through hazard evaluation and seismic testing. In addition to the technical review provided by the USRC, A CRP seismic analysis applies for a USRC rating with the required documentation. [23] The USRC is planning on creating similar standards for other natural hazards such as floods, storms and winds.
Transaction rating system provides a building with a report for risk exposure, possibly investments and benefits. This rating remains confidential with the USRC and is not used to publicize or market the building.
Due to the current focus on seismic interventions, the USRC does not take into consideration several parts of a building. The USRC building rating system does not take into consideration any changes to the design of the building that might occur after the rating is awarded. Therefore, changes that might impede the resilience of a building would not affect the rating that the building was awarded. In addition, changes in the uses of the building after certification might include the use of hazardous materials would not affect the rating certification of the building. The damage rating does not include damage caused by pipe breakage, building upgrades and damage to furnishings. The recovery rating does not include fully restoring all building function and all damages but only a certain amount.
In 2013, The 100 Resilient Cities Program was initiated by the Rockefeller foundation, with the goal to help cities become more resilient to physical, social and economic shocks and stresses. The program helps facilitate the resilience plans in cities around the world through access to tools, funding and global network partners such as ARUP and the AIA. Of 1,000 cities that applied to join the program, only 100 cities were selected with challenges ranging from aging populations, cyber attacks, severe storms and drug abuse.
There are many cities that are members of the program, but in the article, Building up resilience in cities worldwide, Spaans and Waterhot focus on the city of Rotterdam to compare the city's resilience before and after the participation in the program. The authors found that the program broadens the scope and improved the Resilience plan of Rotterdam by including access to water, data, clean air, cyber robustness, and safe water. The program addresses other social stresses that can weaken the resilience of cities such as violence and unemployment. Therefore, cities are able to reflect on their current situation and plan to adapt to new shocks and stresses. [24] The findings of the article can support the understanding of resiliency at a larger urban scale that requires an integrated approach with coordination across multiple government scales, time scales and fields. In addition to integrating resiliency into building code and building certification programs, the 100 resilience Cities program provides other support opportunities that can help increase awareness through non-profit organizations. [24]
After more than six years of growth and change, the existing 100 Resilient Cities organization concluded on July 31, 2019. [25]
RELi is a design criteria used to develop resilience in multiple scales of the built environment such as buildings, neighborhoods and infrastructure. It was developed by the Institute for Market Transformation to Sustainability (MTS) to help designers plan for hazards. [26] RELi is very similar to LEED but with a focus on resilience. RELi is now owned by the U.S Green Building Council (USGBC) and available to projects seeking LEED certification. The first version of RELi was released in 2014, it is currently still in the pilot phase, with no points allocated for specific credits. RELi accreditation is not required, and the use of the credit information is voluntary. Therefore, the current point system is still to be determined and does not have a tangible value. RELi provides a credit catalog that is used a s a reference guide for building design and expands on the RELi definition of resilience as follows:
Resilient Design pursues Buildings + Communities that are shock resistant, healthy, adaptable and regenerative through a combination of diversity, foresight and the capacity for self-organization and learning. A Resilient Society can withstand shocks and rebuild itself when necessary. It requires humans to embrace their capacity to anticipate, plan and adapt for the future. [27]
The RELi Catalog considers multiple scales of intervention with requirements for a panoramic approach, risk adaptation & mitigation for acute events and a comprehensive adaptation & mitigation for the present and future. RELi's framework highly focuses on social issues for community resilience such as providing community spaces and organisations. RELi also combines specific hazard designs such as flood preparedness with general strategies for energy and water efficiency. The following categories are used to organize the RELi credit list:
The RELI Program complements and expands on other popular rating systems such as LEED, Envision, and Living Building Challenge. The menu format of the catalog allows users to easily navigate the credits and recognize the goals achieved by RELI. References to other rating systems that have been used can help increase awareness on RELi and its credibility of its use. The reference for each credit is listed in the catalog for ease of access. [27]
In 2018, three new LEED pilot credits were released to increase awareness on specific natural and man-made disasters. The pilot credits are found in the Integrative Process category and are applicable to all Building Design and Construction rating systems. [28]
LEED credits overlap with RELi rating system credits, the USGBC has been refining RELi to better synthesize with the LEED resilient design pilot credits.
It is important to assess current climate data and design in preparation of changes or threats to the environment. Resilience plans and passive design strategies can differ based on climates that are too hot. Here are general climate responsive design strategies based on three different climatic conditions: [30]
Determining and assessing vulnerabilities to the built environment based on specific locations is crucial for creating a resilience plan. Disasters lead to a wide range of consequences such as damaged buildings, ecosystems and human losses. For example, earthquakes that took place in the Wenchuan County in 2008, lead to major landslides which relocated entire city district such as Old Beichuan. [32] Here are some natural hazards and potential strategies for resilience assessment.
There are multiple strategies for protecting structures against hurricanes, based on wind and rain loads.
Earthquakes can also result in the structural damage and collapse of buildings due to high stresses on building frames.
It is difficult to discuss the concepts of resilience and sustainability in comparison due to the various scholarly definitions that have been used in the field over the years. Many policies and academic publications on both topics either provide their own definitions of both concepts or lack a clear definition of the type of resilience they seek. Even though sustainability is a well established term, there are generic interpretations of the concept and its focus. Sanchez et al. proposed a new characterization of the term ‘sustainable resilience’ which expands the social-ecological resilience to include more sustained and long-term approaches. Sustainable resilience focuses not only on the outcomes, but also on the processes and policy structures in the implementation. [33]
Both concepts share essential assumptions and goals such as passive survivability and persistence of a system operation over time and in response to disturbances. There is also a shared focus on climate change mitigation as they both appear in larger frameworks such as Building Code and building certification programs. Holling and Walker argue that “a resilient sociol-ecological system is synonymous with a region that is ecological, economically and socially sustainable.” [34] Other scholars such as Perrings state that “a development strategy is not sustainable if it is not resilient.” [35] [36] Therefore, the two concepts are intertwined and cannot be successful individually as they are dependent on one another. For example, in RELi and in LEED and other building certifications, providing access to safe water and an energy source is crucial before, during and after a disturbance. [34]
Some scholars argue that resilience and sustainability tactics target different goals. Paula Melton argues that resilience focuses on the design for unpredictable, while sustainability focuses on the climate responsive designs. Some forms of resilience such as adaptive resilience focus on designs that can adapt and change based on a shock event, on the other hand, sustainable design focuses on systems that are efficient and optimized. [37]
The first influential quantitative resilience metric based on the functionality recovery curve was proposed by Bruneau et al., [6] where resilience is quantified as the resilience loss as follows.
where is the functionality at time ; is the time when the event strikes; is the time when the functionality full recovers.
The resilience loss is a metric of only positive value. It has the advantage of being easily generalized to different structures, infrastructures, and communities. This definition assumes that the functionality is 100% pre-event and will eventually be recovered to a full functionality of 100%. This may not be true in practice. A system may be partially functional when a hurricane strikes and may not be fully recovered due to uneconomic cost-benefit ratio.
Resilience index is a normalized metric between 0 and 1, computed from the functionality recovery curve. [38]
where is the functionality at time ; is the time when the event strikes; is the time horizon of interest.
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has generic name (help)CS1 maint: multiple names: authors list (link)Green building refers to both a structure and the application of processes that are environmentally responsible and resource-efficient throughout a building's life-cycle: from planning to design, construction, operation, maintenance, renovation, and demolition. This requires close cooperation of the contractor, the architects, the engineers, and the client at all project stages. The Green Building practice expands and complements the classical building design concerns of economy, utility, durability, and comfort. Green building also refers to saving resources to the maximum extent, including energy saving, land saving, water saving, material saving, etc., during the whole life cycle of the building, protecting the environment and reducing pollution, providing people with healthy, comfortable and efficient use of space, and being in harmony with nature. Buildings that live in harmony; green building technology focuses on low consumption, high efficiency, economy, environmental protection, integration and optimization.’
Leadership in Energy and Environmental Design (LEED) is a green building certification program used worldwide. Developed by the non-profit U.S. Green Building Council (USGBC), it includes a set of rating systems for the design, construction, operation, and maintenance of green buildings, homes, and neighborhoods, which aims to help building owners and operators be environmentally responsible and use resources efficiently.
Disaster risk reduction aims to make disasters less likely to happen. The approach, also called DRR or disaster risk management, also aims to make disasters less damaging when they do occur. DRR aims to make communities stronger and better prepared to handle disasters. In technical terms, it aims to make them more resilient or less vulnerable. When DRR is successful, it makes communities less the vulnerable because it mitigates the effects of disasters. This means DRR can make risky events fewer and less severe. Climate change can increase climate hazards. So development efforts often consider DRR and climate change adaptation together.
In ecology, resilience is the capacity of an ecosystem to respond to a perturbation or disturbance by resisting damage and subsequently recovering. Such perturbations and disturbances can include stochastic events such as fires, flooding, windstorms, insect population explosions, and human activities such as deforestation, fracking of the ground for oil extraction, pesticide sprayed in soil, and the introduction of exotic plant or animal species. Disturbances of sufficient magnitude or duration can profoundly affect an ecosystem and may force an ecosystem to reach a threshold beyond which a different regime of processes and structures predominates. When such thresholds are associated with a critical or bifurcation point, these regime shifts may also be referred to as critical transitions.
Regenerative design is an approach to designing systems or solutions that aims to work with or mimic natural ecosystem processes for returning energy from less usable to more usable forms. Regenerative design uses whole systems thinking to create resilient and equitable systems that integrate the needs of society with the integrity of nature. Regenerative design is an active topic of discussion in engineering, landscape design, food systems, and community development.
Design impact measures are measures used to qualify projects for various environmental rating systems and to guide both design and regulatory decisions from beginning to end. Some systems, like the greenhouse gas inventory, are required globally for all business decisions. Some are project-specific, like the LEED point rating system which is used only for its own ratings, and its qualifications do not correspond to much beyond physical measurements. Others like the Athena life-cycle impact assessment tool attempt to add up all the kinds of measurable impacts of all parts of a building throughout its life and are quite rigorous and complex.
Ecological design or ecodesign is an approach to designing products and services that gives special consideration to the environmental impacts of a product over its entire lifecycle. Sim Van der Ryn and Stuart Cowan define it as "any form of design that minimizes environmentally destructive impacts by integrating itself with living processes." Ecological design can also be defined as the process of integrating environmental considerations into design and development with the aim of reducing environmental impacts of products through their life cycle.
Regenerative economics is an economic system that works to regenerate capital assets. A capital asset is an asset that provides goods and/or services that are required for, or contribute to, our well-being. In standard economic theory, one can either “regenerate” one's capital assets or consume them until the point where the asset cannot produce a viable stream of goods and/or services. What sets regenerative economics apart from standard economic theory is that it takes into account -and gives hard economic value to - the principal or original capital assets: the earth and the sun. Most of regenerative economics focuses on the earth and the goods and services it supplies.
A resilient control system is one that maintains state awareness and an accepted level of operational normalcy in response to disturbances, including threats of an unexpected and malicious nature".
LEED for Neighborhood Development (LEED-ND), where "LEED" stands for Leadership in Energy and Environmental Design, is a United States-based rating system that integrates the principles of smart growth, urbanism, and green building into a national system for neighborhood design. LEED certification provides independent, third-party verification that a development's location and design meet accepted high levels of environmentally responsible, sustainable development.
A social-ecological system consists of 'a bio-geo-physical' unit and its associated social actors and institutions. Social-ecological systems are complex and adaptive and delimited by spatial or functional boundaries surrounding particular ecosystems and their context problems.
Urban resilience has conventionally been defined as the "measurable ability of any urban system, with its inhabitants, to maintain continuity through all shocks and stresses, while positively adapting and transforming towards sustainability".
Sustainable urbanism is both the study of cities and the practices to build them (urbanism), that focuses on promoting their long term viability by reducing consumption, waste and harmful impacts on people and place while enhancing the overall well-being of both people and place. Well-being includes the physical, ecological, economic, social, health and equity factors, among others, that comprise cities and their populations. In the context of contemporary urbanism, the term cities refers to several scales of human settlements from towns to cities, metropolises and mega-city regions that includes their peripheries / suburbs / exurbs. Sustainability is a key component to professional practice in urban planning and urban design along with its related disciplines landscape architecture, architecture, and civil and environmental engineering. Green urbanism and ecological urbanism are other common terms that are similar to sustainable urbanism, however they can be construed as focusing more on the natural environment and ecosystems and less on economic and social aspects. Also related to sustainable urbanism are the practices of land development called Sustainable development, which is the process of physically constructing sustainable buildings, as well as the practices of urban planning called smart growth or growth management, which denote the processes of planning, designing, and building urban settlements that are more sustainable than if they were not planned according to sustainability criteria and principles.
Climate resilience is a concept to describe how well people or ecosystems are prepared to bounce back from certain climate hazard events. The formal definition of the term is the "capacity of social, economic and ecosystems to cope with a hazardous event or trend or disturbance". For example, climate resilience can be the ability to recover from climate-related shocks such as floods and droughts. Methods of coping include suitable responses to maintain relevant functions of societies and ecosystems. To increase climate resilience means one has to reduce the climate vulnerability of people and countries. Efforts to increase climate resilience include a range of social, economic, technological, and political strategies. They have to be implemented at all scales of society, from local community action all the way to global treaties.
Passive survivability refers to a building's ability to maintain critical life-support conditions in the event of extended loss of power, heating fuel, or water. This idea proposes that designers should incorporate ways for a building to continue sheltering inhabitants for an extended period of time during and after a disaster situation, whether it be a storm that causes a power outage, a drought which limits water supply, or any other possible event.
Community resilience is the sustained ability of a community to use available resources to respond to, withstand, and recover from adverse situations. This allows for the adaptation and growth of a community after disaster strikes. Communities that are resilient are able to minimize any disaster, making the return to normal life as effortless as possible. By implementing a community resilience plan, a community can come together and overcome any disaster, while rebuilding physically and economically.
Nature-based solutions describe the development and use of nature (biodiversity) and natural processes to address diverse socio-environmental issues. These issues include climate change mitigation and adaptation, human security issues such as water security and food security, and disaster risk reduction. The aim is that resilient ecosystems provide solutions for the benefit of both societies and biodiversity. The 2019 UN Climate Action Summit highlighted nature-based solutions as an effective method to combat climate change. For example, nature-based systems for climate change adaptation can include natural flood management, restoring natural coastal defences, and providing local cooling.
Green building certification systems are a set of rating systems and tools that are used to assess a building or a construction project's performance from a sustainability and environmental perspective. Such ratings aim to improve the overall quality of buildings and infrastructures, integrate a life cycle approach in its design and construction, and promote the fulfillment of the United Nations Sustainable Development Goals by the construction industry. Buildings that have been assessed and are deemed to meet a certain level of performance and quality, receive a certificate proving this achievement.
Climate change and cities are deeply connected. Cities are one of the greatest contributors and likely best opportunities for addressing climate change. Cities are also one of the most vulnerable parts of the human society to the effects of climate change, and likely one of the most important solutions for reducing the environmental impact of humans. The UN projects that 68% of the world population will live in urban areas by 2050. In the year 2016, 31 mega-cities reported having at least 10 million in their population, 8 of which surpassed 20 million people. However, secondary cities - small to medium size cities are rapidly increasing in number and are some of the fastest growing urbanizing areas in the world further contributing to climate change impacts. Cities have a significant influence on construction and transportation—two of the key contributors to global warming emissions. Moreover, because of processes that create climate conflict and climate refugees, city areas are expected to grow during the next several decades, stressing infrastructure and concentrating more impoverished peoples in cities.
Electromagnetic compatibility (EMC) with regulations and standards is a global requirement for electrical and electronic devices prior to their commercialization. EMC is essential for ensuring the safety, performance, and quality of electronic devices. However, achieving and maintaining EMC presents a significant challenge due to the rapid development of new products with evolving technologies and features.