Social impact assessment

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Social impact assessment (SIA) is a methodology to review the social effects of infrastructure projects and other development interventions. Although SIA is usually applied to planned interventions, the same techniques can be used to evaluate the social impact of unplanned events, for example, disasters, demographic change, and epidemics. SIA is important in applied anthropology, as its main goal is to be able to deliver positive social outcomes and eliminate any possible negative or long term effects. [1]

Contents

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Overview

The origins of SIA largely derives from the environmental impact assessment (EIA) model, which first emerged in the 1970s in the U.S. In the United States under the National Environmental Policy Act. Social impact assessments are federally mandated and performed in conjunction with environmental impact assessments. [2] SIA has been incorporated into the formal planning and approval processes in several countries, in order to categorize and assess how major developments may affect populations, groups, and settlements. Though the social impact assessment has long been considered subordinate to the environmental impact assessment, new models, such as the Environmental Social Impact Assessment (ESIA), take a more integrated approach where equal weight is given to both the social and environmental impact assessments. [3]

Although the Social Impact Assessment is recognized and used as a methodology, to review its social effects on industry projects. The term SIA is more widely known in most European countries, whereas in North America, the term Cultural impact is more widely used. Cultural and social terms were first seen to describe a branch of anthropology. There are no significant differences between the two however, both terms overlap each other to a certain extent. [4] ‘Cultural Anthropology’ as mentioned is more commonly used in the US, its term is well known to the early works of American anthropologists. [4] Some of the most prominent figures include Franz Boas and Ruth Benedict, they have both have stressed that unity in cultures through their language, behavior, ideologies, and material creations. [4] On the other hand, ‘Social Anthropology’ is a term developed over the 20th century primarily in Britain. Their emphasis on what social anthropology is, is based on social relationships. Although it is based more on a theoretical approach just like cultural anthropology; its emphasis is understanding the social impacts and relations in a particular society. [4]

Social Impact Assessment

Social impact assessments are used to identify and manage the social impacts of industrial projects. These SIA can also be linked to Environmental impact assessments where there need to be policies, planning, and programming. [5] Examples of social impact assessments include looking at how people live in a society (kinship or nuclear setting), culture, community, medical knowledge, and political systems. [6] These examples showcase the emphasis on the environment and its effect on social impact. Applied anthropologists generally in SIA's identify and mitigate:  who are the stakeholders, community, housing, workforce, health, and industry content. [6] In SIA's, one needs to identify the stakeholders, the type of communities who will be impacted in a positive or negative manner. Collecting data is also an expected task by looking at indigenous communities, culture, key industries, etc. Explaining methods that will be used in your SIA, Identifying possible direct social impacts as well as the time frame of these impacts, and lastly providing government legislation and policies that related to the SIA. [6] Just like with SIA, culture impact assessment (CIA) is essentially the same term and methodology as SIA. The only real difference is the fact that depending on what country you are in that they use the terms Social Impact Assessment (SIA) or Culture Impact Assessment (CIA). [7] There are initially ten steps that one takes to do an effective social impact assessment, as advised by The Guidelines and Principles For Social Impact Assessment. [8]

Steps of an effective SIA [8]

  1. Formulate a public plan or policy that involves all potential parties.
  2. Describe what your public plan is or policy .
  3. Describe the environment or area specific to your public plan or policy and its conditions.
  4. After you have formulated your practical understanding of your proposal, recognize the potential social impacts will be communicated to those who are affected.
  5. Identify the potential social impacts.
  6. Establish the consequences of social impacts.
  7. Identify future impacts and growing social impacts.
  8. Plan an alternative public plan or policy and its outcomes.
  9. Formulate a mitigating plan.
  10. Formulate a program that monitors every aspect of the plan.

See also

Related Research Articles

<span class="mw-page-title-main">Environmental law</span> Branch of law concerning the natural environment

Environmental laws are laws that protect the environment. Environmental law is the collection of laws, regulations, agreements and common law that governs how humans interact with their environment. This includes environmental regulations; laws governing management of natural resources, such as forests, minerals, or fisheries; and related topics such as environmental impact assessments.Environmental law is seen as the body of laws concerned with the protection of living things from the harm that human activity may immediately or eventually cause to them or their species, either directly or to the media and the habits on which they depend.

<span class="mw-page-title-main">Risk management</span> Identification, evaluation and control of risks

Risk management is the identification, evaluation, and prioritization of risks followed by coordinated and economical application of resources to minimize, monitor, and control the probability or impact of unfortunate events or to maximize the realization of opportunities.

In common usage, evaluation is a systematic determination and assessment of a subject's merit, worth and significance, using criteria governed by a set of standards. It can assist an organization, program, design, project or any other intervention or initiative to assess any aim, realisable concept/proposal, or any alternative, to help in decision-making; or to generate the degree of achievement or value in regard to the aim and objectives and results of any such action that has been completed.

Governance is the process of making and enforcing decisions within an organization or society. It is the process of interactions through the laws, social norms, power or language as structured in communication of an organized society over a social system. It is done by the government of a state, by a market, or by a network. It is the process of choosing the right course among the actors involved in a collective problem that leads to the creation, reinforcement, or reproduction of acceptable conduct and social order". In lay terms, it could be described as the political processes that exist in and between formal institutions.

<span class="mw-page-title-main">Environmental impact assessment</span> Assessment of the environmental consequences of a decision before action

Environmental Impact assessment (EIA) is the assessment of the environmental consequences of a plan, policy, program, or actual projects prior to the decision to move forward with the proposed action. In this context, the term "environmental impact assessment" is usually used when applied to actual projects by individuals or companies and the term "strategic environmental assessment" (SEA) applies to policies, plans and programmes most often proposed by organs of state. It is a tool of environmental management forming a part of project approval and decision-making. Environmental assessments may be governed by rules of administrative procedure regarding public participation and documentation of decision making, and may be subject to judicial review.

Social return on investment (SROI) is a principles-based method for measuring extra-financial value. It can be used by any entity to evaluate impact on stakeholders, identify ways to improve performance, and enhance the performance of investments.

Development anthropology refers to the application of anthropological perspectives to the multidisciplinary branch of development studies. It takes international development and international aid as primary objects. In this branch of anthropology, the term development refers to the social action made by different agents who are trying to modify the economic, technical, political, or/and social life of a given place in the world, especially in impoverished, formerly colonized regions.

<span class="mw-page-title-main">Equator Principles</span> Risk management framework

The Equator Principles is a risk management framework adopted by financial institutions, for determining, assessing and managing environmental and social risk in project finance. It is primarily intended to provide a minimum standard for due diligence to support responsible risk decision-making. As of March 2021, 116 financial institutions in 37 countries have officially adopted the Equator Principles, covering the majority of international project finance debt in emerging and developed markets. The Equator Principles, formally launched in Washington, D.C., on June 4, 2003, were based on existing environmental and social policy frameworks established by the International Finance Corporation.

Health impact assessment (HIA) is defined as "a combination of procedures, methods, and tools by which a policy, program, or project may be judged as to its potential effects on the health of a population, and the distribution of those effects within the population."

Public participation, also known as citizen participation or patient and public involvement, is the inclusion of the public in the activities of any organization or project. Public participation is similar to but more inclusive than stakeholder engagement.

<span class="mw-page-title-main">Leopold matrix</span> Environmental impact assessment method

The Leopold matrix is a qualitative environmental impact assessment method developed in 1971 by Luna Leopold and collaborators for the USGS. It is used to identify and assign numerical weightings to potential environmental impacts of proposed projects on the environment. It came as a response to the National Environmental Policy Act of 1969 which was criticized for lacking adequate guidance for government agencies on how to properly predict potential environmental impacts and consequently prepare impact reports.

Sustainable procurement or green procurement is a process whereby organizations meet their needs for goods, services, works and utilities in a way that achieves value for money on a life-cycle basis while addressing equity principles for sustainable development, therefore benefiting societies and the environment across time and geographies. Procurement is often conducted via a tendering or competitive bidding process. The process is used to ensure the buyer receives goods, services or works for the best possible price, when aspects such as quality, quantity, time, and location are compared. Procurement is considered sustainable when organizations broadens this framework by meeting their needs for goods, services, works, and utilities in a way that achieves value for money and promotes positive outcomes not only for the organization itself but for the economy, environment, and society. This framework is also known as the triple bottom line, which is a business accounting framework. The concept of TBL is narrowly prescribed, and even John Elkington, who coined the term in the 1990s, now advocates its recall. Indeed, procurement practitioners have drawn attention to the fact that buying from smaller firms, locally, is an important aspect of sustainable procurement in the public sector. Ethics, culture, safety, diversity, inclusion, justice, human rights and the environment are additionally listed as important aspects of SPP.

Responsible mining is commonly defined as mining that involves and respects all stakeholders, minimizes and takes account of its environmental impact, and prioritizes a fair division of economic and financial benefits. There is a strong focus on stakeholder engagement, involving governments and the affected communities.

Policy impact assessments, or simply impact assessments (IAs), are formal, evidence-based procedures that assess prospective economic, social, and environmental effects of a public policy proposal. They have been incorporated into policy making in the OECD countries and the European Commission. If the assessment is favourable, and the proposed policy is enacted—after a suitable length of time for the policy to gain traction—it might be followed by an impact evaluation; ideally, assessed impacts before the fact and evaluated impacts after the fact are not wildly divergent. In some cases, impact becomes politicized due to a change in the governing regime between assessment and evaluation, and non-congruence might be amplified for ideological reasons. In other cases, the world is a complex place, and assessment is not a perfect art.

<span class="mw-page-title-main">Environmental issues</span> Concerns and policies regarding the biophysical environment

Environmental issues are disruptions in the usual function of ecosystems. Further, these issues can be caused by humans or they can be natural. These issues are considered serious when the ecosystem cannot recover in the present situation, and catastrophic if the ecosystem is projected to certainly collapse.

Stakeholder engagement is the process by which an organization involves people who may be affected by the decisions it makes or can influence the implementation of its decisions. They may support or oppose the decisions, be influential in the organization or within the community in which it operates, hold relevant official positions or be affected in the long term.

Environmental governance (EG) consist of a system of laws, norms, rules, policies and practices that dictate how the board members of an environment related regulatory body should manage and oversee the affairs of any environment related regulatory body which is responsible for ensuring sustainability (sustainable development) and manage all human activities—political, social and economic. Environmental governance includes government, business and civil society, and emphasizes whole system management. To capture this diverse range of elements, environmental governance often employs alternative systems of governance, for example watershed-based management.

Human Rights Impact Assessment is a process for systematically identifying, predicting and responding to the potential human rights impacts of a business operation, capital project, government policy, or trade agreement. It is designed to complement a company or government’s other impact assessment and due diligence processes and to be framed by appropriate international human rights principles and conventions. It is also rooted in the realities of the particular project by incorporating the context within which it will operate from the outset, and by engaging directly with those peoples whose rights may be at risk.

The Hydropower Sustainability Assessment Protocol(HSAP) is a global framework for assessing the sustainability of hydropower projects. The Protocol defines good and best practice at each stage of the life-cycle of a hydropower project across twenty-four environmental, social, technical and economic topics.

<span class="mw-page-title-main">Jörg Meyer-Stamer</span> German academic

Jörg Meyer-Stamer was a German political scientist and economic development practitioner. He was passionate about developing economic development frameworks and methods that enabled stakeholders in developing countries to diagnose and improve their contexts. He developed methods and frameworks that enabled stakeholders to diagnose and improve local economic development, clusters, value chains and innovation systems. He also wrote several papers on structural change, technology, innovation and industrial policy.

References

  1. "What is Social Impact Assessment?". ResearchGate. Retrieved 2020-12-03.
  2. Tilt, Bryan; Braun, Yvonne; He, Daming (2009). "Social impacts of large dam projects: A comparison of international case studies and implications for best practice". Journal of Environmental Management. 90: S249-57. doi:10.1016/j.jenvman.2008.07.030. PMID   19008036.
  3. Dendena, Bianca; Corsi, Stefano (2015). "The Environmental and Social Impact Assessment: a further step towards an integrated assessment process". Journal of Cleaner Production. 108: 965–66. doi:10.1016/j.jclepro.2015.07.110.
  4. 1 2 3 4 "Social and Cultural Anthropology". www.discoveranthropology.org.uk. Retrieved 2020-12-04.
  5. "Social Impact Assessment (SIA)" (PDF). International Institute for Sustainable Development. 2020. Retrieved December 4, 2020.
  6. 1 2 3 Vanclay, Frank (March 2003). "International Principles for Social Impact Assessment: their evolution". Impact Assessment and Project Appraisal. 21 (1): 3–4. doi:10.3152/147154603781766464. ISSN   1461-5517. S2CID   140165360.
  7. "Social Impact Assessment: Integrating Social Issues in Development Projects". publications.iadb.org. Retrieved 2020-12-06.
  8. 1 2 "Guidelines and Principles for Social Impact Assessment". Impact Assessment. 12 (2): 107–152. June 1994. doi: 10.1080/07349165.1994.9725857 . ISSN   0734-9165.

Further reading