Social impact assessment (SIA) is a methodology to review the social effects of infrastructure projects and other development interventions. Although SIA is usually applied to planned interventions, the same techniques can be used to evaluate the social impact of unplanned events, for example, disasters, demographic change, and epidemics. SIA is important in applied anthropology, as its main goal is to deliver positive social outcomes and eliminate any possible negative or long term effects. [1]
The origins of SIA largely derives from the environmental impact assessment (EIA) model, which first emerged in the 1970s in the U.S. In the United States under the National Environmental Policy Act. Social impact assessments are federally mandated and performed in conjunction with environmental impact assessments. [2] SIA has been incorporated into the formal planning and approval processes in several countries, to categorize and assess how major developments may affect populations, groups, and settlements. Though the social impact assessment has long been considered subordinate to the environmental impact assessment, new models, such as the Environmental Social Impact Assessment (ESIA), take a more integrated approach where equal weight is given to both the social and environmental impact assessments. [3]
Although the Social Impact Assessment is recognized and used as a methodology, to review its social effects on industry projects. The term SIA is more widely known in most European countries, whereas in North America, the term Cultural impact is more widely used. Cultural and social terms were first seen to describe a branch of anthropology. There are no significant differences between the two however, both terms overlap each other to a certain extent. [4] ‘Cultural Anthropology’ as mentioned is more commonly used in the US, its term is well known to the early works of American anthropologists. [4] Some of the most prominent figures include Franz Boas and Ruth Benedict, they have both have stressed that unity in cultures through their language, behavior, ideologies, and material creations. [4] On the other hand, ‘Social Anthropology’ is a term developed over the 20th century primarily in Britain. Their emphasis on what social anthropology is, is based on social relationships. Although it is based more on a theoretical approach just like cultural anthropology; its emphasis is understanding the social impacts and relations in a particular society. [4]
Social impact assessments are used to identify and manage the social impacts of industrial projects. These SIA can also be linked to Environmental impact assessments where policies, planning, and programming need to be implemented. [5] Examples of social impact assessments include looking at how people live in a society (kinship or nuclear setting), culture, community, medical knowledge, and political systems. [6] These examples showcase the emphasis on the environment and its effect on social impact. Applied anthropologists generally in SIA's identify and mitigate: who are the stakeholders, community, housing, workforce, health, and industry content. [6] In SIA's, one needs to identify the stakeholders, the type of communities who will be impacted in a positive or negative manner. Collecting data is also an expected task by looking at indigenous communities, culture, key industries, etc. Explaining methods that will be used in your SIA, Identifying possible direct social impacts as well as the time frame of these impacts, and lastly providing government legislation and policies that related to the SIA. [6] Just like with SIA, culture impact assessment (CIA) is essentially the same term and methodology as SIA. The only real difference is the fact that depending on what country you are in that they use the terms Social Impact Assessment (SIA) or Culture Impact Assessment (CIA). [7] There are initially ten steps that one takes to do an effective social impact assessment, as advised by The Guidelines and Principles For Social Impact Assessment. [8]
In common usage, evaluation is a systematic determination and assessment of a subject's merit, worth and significance, using criteria governed by a set of standards. It can assist an organization, program, design, project or any other intervention or initiative to assess any aim, realizable concept/proposal, or any alternative, to help in decision-making; or to generate the degree of achievement or value in regard to the aim and objectives and results of any such action that has been completed.
Governance is the overall complex system or framework of processes, functions, structures, rules, laws and norms borne out of the relationships, interactions, power dynamics and communication within an organized group of individuals which not only sets the boundaries of acceptable conduct and practices of different actors of the group and controls their decision-making processes through the creation and enforcement of rules and guidelines, but also manages, allocates and mobilizes relevant resources and capacities of different members and sets the overall direction of the group in order to effectively address its specific collective needs, problems and challenges. The concept of governance can be applied to social, political or economic entities such as a state and its government, a governed territory, a society, a community, a social group, a formal or informal organization, a corporation, a non-governmental organization, a non-profit organization, a project team, a market, a network or even the global stage. Governance can also pertain to a specific sector of activities such as land, environment, health, internet, security, etc. The degree of formality in governance depends on the internal rules of a given entity and its external interactions with similar entities. As such, governance may take many forms, driven by many different motivations and with many different results.
Environmental Impact assessment (EIA) is the assessment of the environmental consequences of a plan, policy, program, or actual projects prior to the decision to move forward with the proposed action. In this context, the term "environmental impact assessment" is usually used when applied to actual projects by individuals or companies and the term "strategic environmental assessment" (SEA) applies to policies, plans and programmes most often proposed by organs of state. It is a tool of environmental management forming a part of project approval and decision-making. Environmental assessments may be governed by rules of administrative procedure regarding public participation and documentation of decision making, and may be subject to judicial review.
Social return on investment (SROI) is a principles-based method for measuring extra-financial value not otherwise reflected or involved in conventional financial accounts. The method can be used by any entity to evaluate impact on stakeholders, identify ways to improve performance, and enhance the performance of investments.
Development anthropology refers to the application of anthropological perspectives to the multidisciplinary branch of development studies. It takes international development and international aid as primary objects. In this branch of anthropology, the term development refers to the social action made by different agents who are trying to modify the economic, technical, political, or/and social life of a given place in the world, especially in impoverished, formerly colonized regions.
The Equator Principles is a risk management framework adopted by financial institutions, for determining, assessing and managing environmental and social risk in project finance. It is primarily intended to provide a minimum standard for due diligence to support responsible risk decision-making. As of March 2021, 116 financial institutions in 37 countries have officially adopted the Equator Principles, covering the majority of international project finance debt in emerging and developed markets. The Equator Principles, formally launched in Washington, D.C., on June 4, 2003, were based on existing environmental and social policy frameworks established by the International Finance Corporation.
Health impact assessment (HIA) is defined as "a combination of procedures, methods, and tools by which a policy, program, or project may be judged as to its potential effects on the health of a population, and the distribution of those effects within the population."
Public participation, also known as citizen participation or patient and public involvement, is the inclusion of the public in the activities of any organization or project. Public participation is similar to but more inclusive than stakeholder engagement.
The Leopold matrix is a qualitative environmental impact assessment method developed in 1971 by Luna Leopold and collaborators for the USGS. It is used to identify and assign numerical weightings to potential environmental impacts of proposed projects on the environment. It came as a response to the National Environmental Policy Act of 1969 which was criticized for lacking adequate guidance for government agencies on how to properly predict potential environmental impacts and consequently prepare impact reports.
Geotourism is tourism associated with geological attractions and destinations. Geotourism deals with the abiotic natural and built environments. Geotourism was first defined in England by Thomas Alfred Hose in 1995.
Sustainable procurement or green procurement is a process whereby organizations meet their needs for goods, services, works and utilities in a way that achieves value for money on a life-cycle basis while addressing equity principles for sustainable development, therefore benefiting societies and the environment across time and geographies. Procurement is often conducted via a tendering or competitive bidding process. The process is used to ensure the buyer receives goods, services or works for the best possible price, when aspects such as quality, quantity, time, and location are compared. Procurement is considered sustainable when organizations broadens this framework by meeting their needs for goods, services, works, and utilities in a way that achieves value for money and promotes positive outcomes not only for the organization itself but for the economy, environment, and society.
A needs assessment is a systematic process for determining and addressing needs, or "gaps", between current conditions and desired conditions or "wants".
Responsible mining is commonly defined as mining that involves and respects all stakeholders, minimizes and takes account of its environmental impact, and prioritizes a fair division of economic and financial benefits. There is a strong focus on stakeholder engagement, involving governments and the affected communities.
The Healthy Development Measurement Tool (HDMT), developed by the San Francisco Department of Public Health, provides an approach for evaluating land-use planning and urban development with regards to the achievement of human health needs. The HDMT provides a set of baseline data on community health metrics for San Francisco and development targets to assess the extent to which urban development projects and plans can improve community health. The HDMT also provides a range of policy and design strategies that can advance health conditions and resources via the development process.
Policy impact assessments, or simply impact assessments (IAs), are formal, evidence-based procedures that assess prospective economic, social, and environmental effects of a public policy proposal. They have been incorporated into policy making in the OECD countries and the European Commission. If the assessment is favourable, and the proposed policy is enacted—after a suitable length of time for the policy to gain traction—it might be followed by an impact evaluation; ideally, assessed impacts before the fact and evaluated impacts after the fact are not wildly divergent. In some cases, impact becomes politicized due to a change in the governing regime between assessment and evaluation, and non-congruence might be amplified for ideological reasons. In other cases, the world is a complex place, and assessment is not a perfect art.
Stakeholder engagement is the process by which an organization involves people who may be affected by the decisions it makes or can influence the implementation of its decisions. They may support or oppose the decisions, be influential in the organization or within the community in which it operates, hold relevant official positions or be affected in the long term.
Human Rights Impact Assessment is a process for systematically identifying, predicting and responding to the potential human rights impacts of a business operation, capital project, government policy, or trade agreement. It is designed to complement a company or government’s other impact assessment and due diligence processes and to be framed by appropriate international human rights principles and conventions. It is also rooted in the realities of the particular project by incorporating the context within which it will operate from the outset, and by engaging directly with those peoples whose rights may be at risk.
Strategic environmental assessment (SEA) is a systematic decision support process aiming to ensure that environmental and possibly other sustainability aspects are considered effectively in policy, plan, and program making. In this context, following Fischer (2007) SEA may be seen as:
The Hydropower Sustainability Assessment Protocol(HSAP) is a global framework for assessing the sustainability of hydropower projects. The Protocol defines good and best practice at each stage of the life-cycle of a hydropower project across twenty-four environmental, social, technical and economic topics.
Jörg Meyer-Stamer was a German political scientist and economic development practitioner. He was passionate about developing economic development frameworks and methods that enabled stakeholders in developing countries to diagnose and improve their contexts. He developed methods and frameworks that enabled stakeholders to diagnose and improve local economic development, clusters, value chains and innovation systems. He also wrote several papers on structural change, technology, innovation and industrial policy.