In politics, a defector is a person who gives up allegiance to one state in exchange for allegiance to another, changing sides in a way which is considered illegitimate by the first state. [1] More broadly, defection involves abandoning a person, cause, or doctrine to which one is bound by some tie, as of allegiance or duty. [2] [3]
This term is also applied, often pejoratively, to anyone who switches loyalty to another religion, sports team, political party, or other rival faction. In that sense, the defector is often considered a traitor by their original side. [4] [5]
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The physical act of defection is usually in a manner which violates the laws of the nation or political entity from which the person is seeking to depart. By contrast, mere changes in citizenship, or working with allied militia, usually do not violate any law(s).
For example, in the 1950s, East Germans were increasingly prohibited from traveling to the western Federal Republic of Germany where they were automatically regarded as citizens according to Exclusive mandate. The Berlin Wall (1961) and fortifications along the Inner German border (1952 onward) were erected by the Communist German Democratic Republic to enforce the policy. When people tried to "defect" from the GDR they were to be shot on sight. Several hundred people were killed along that border in their Republikflucht attempt. Official crossings did exist, but permissions to leave temporarily or permanently were seldom granted. On the other hand, the GDR citizenship of some "inconvenient" East Germans was revoked, and they had to leave their home on short notice against their will. Others, like singer Wolf Biermann, were prohibited from returning to the GDR.
During the Cold War, the many people illegally emigrating from the Soviet Union or Eastern Bloc to the West were called defectors. Westerners defected to the Eastern Bloc as well, often to avoid prosecution as spies. Some of the more famous cases were British spy Kim Philby, who defected to the USSR to avoid exposure as a KGB mole, and 22 Allied POWs (one Briton and twenty-one Americans) who declined repatriation after the Korean War, electing to remain in China.
When the individual leaves his country and provides information to a foreign intelligence service, they are a HUMINT source defector. In some cases, defectors remain in the country or with the political entity they were against, functioning as a defector in place. Intelligence services are always concerned when debriefing defectors with the possibility of a fake defection.
Entire militaries can defect and choose not to follow orders from a state's leaders. During the Arab Spring protests, militaries in Egypt and Tunisia refused orders to fire upon protesters or use other methods to disperse them. [6] [7] The decision to defect can be driven by the desire to prevent insubordination: if a military leader judges that lower officers will disobey orders to fire upon protesters, they could be more likely to defect. [6]
Cold War espionage describes the intelligence gathering activities during the Cold War between the Western allies and the Eastern Bloc. Both relied on a wide variety of military and civilian agencies in this pursuit.
Igor Sergeyevich Gouzenko was a cipher clerk for the Soviet embassy to Canada in Ottawa, Ontario, and a lieutenant of the Soviet Main Intelligence Directorate (GRU). He defected on September 5, 1945, three days after the end of World War II, with 109 documents on the USSR's espionage activities in the West. In response, Canada's Prime Minister, Mackenzie King, called a royal commission to investigate espionage in Canada.
The Cold War was a period of geopolitical tension between the United States and the Soviet Union and their respective allies, the Western Bloc and the Eastern Bloc, that started in 1947, two years after the end of World War II, and lasted until the fall of the Soviet Union in 1991.
Viktor Ivanovich Belenko was a Russian-born American aerospace engineer and Soviet pilot who defected in 1976 to the West while flying his MiG-25 "Foxbat" jet interceptor and landed in Hakodate, Japan. George H. W. Bush, the Director of Central Intelligence at the time, called the opportunity to examine the plane up close an "intelligence bonanza" for the West. Belenko later became a U.S. aerospace engineer.
Vladimir Bogdanovich Rezun, known by his pseudonym of Viktor Suvorov, is a former Soviet GRU officer who is the author of non-fiction books about World War II, the GRU and the Soviet Army, as well as fictional books about the same and related subjects.
Ion Mihai Pacepa was a Romanian lieutenant general in the Securitate, the secret police of the Socialist Republic of Romania, who defected to the United States in July 1978 following President Jimmy Carter's approval of his request for political asylum. He was the highest-ranking defector from the former Eastern Bloc, and wrote books and articles on the inner workings of communist intelligence services. His best-known works are the books Disinformation and Red Horizons.
Alexander Mikhailovich Orlov, was a colonel in the Soviet secret police and NKVD Rezident in the Second Spanish Republic. In 1938, Orlov refused to return to the Soviet Union due to fears of execution, and instead fled with his family to the United States. He is mostly known for secretly transporting the entire Spanish gold reserves to the USSR in exchange for military aid for Spanish Republic and for his book, The Secret History of Stalin's Crimes.
The First Main Directorateof the Committee for State Security under the USSR council of ministers was the organization responsible for foreign operations and intelligence activities by providing for the training and management of covert agents, intelligence collection administration, and the acquisition of foreign and domestic political, scientific and technical intelligence for the Soviet Union.
Oleg Vladimirovich Penkovsky, codenamed Hero and Yoga was a Soviet military intelligence (GRU) colonel during the late 1950s and early 1960s. Penkovsky informed the United States and the United Kingdom about Soviet military secrets, including the appearance and footprint of Soviet intermediate-range ballistic missile installations and the weakness of the Soviet intercontinental ballistic missile (ICBM) program. This information was decisive in allowing the US to recognize that the Soviets were placing missiles in Cuba before most of them were operational. It also gave US President John F. Kennedy, during the Cuban Missile Crisis that followed, valuable information about Soviet weakness that allowed him to face down Soviet leader Nikita Khrushchev and resolve the crisis without a nuclear war.
The Western Bloc, also known as the Capitalist Bloc, is an informal, collective term for countries that were officially allied with the United States during the Cold War of 1947–1991. While the NATO member states, in Western Europe and Northern America, were pivotal to the bloc, it included many other countries, in the broader Asia-Pacific region, the Middle East, Latin America, and Africa with histories of anti-Soviet, anti-communist and, in some cases anti-socialist, ideologies and policies. As such, the bloc was opposed to the political systems and foreign policies of communist countries, which were centered on the Soviet Union, other members of the Warsaw Pact, and usually the People's Republic of China. The name "Western Bloc" emerged in response to and as the antithesis of its Communist counterpart, the Eastern Bloc. Throughout the Cold War, the governments and the Western media were more inclined to refer to themselves as the "Free World" or the "First World", whereas the Eastern bloc was often referred to as the "Communist World" or less commonly the "Second World".
Genrikh Samoilovich Lyushkov was an officer in the Soviet secret police and its highest-ranking defector. A high-ranking officer of the NKVD, he played a role in perpetrating Stalin's Great Purge. When, in 1938, he suspected he would soon fall victim to the purge, he fled to Japan. Thereafter, he acted as a major source of intelligence for Imperial Japan about the Soviet Union. At the end of World War II, he was killed by the Japanese in order to prevent him from falling back into Soviet hands.
Vitaly Sergeyevich Yurchenko is a former high-ranking KGB disinformation officer in the Soviet Union. After 25 years of service in the KGB, he defected to the United States during an assignment in Rome on August 1, 1985, arriving the following day. After providing the names of two U.S. intelligence officers as KGB agents and claiming that Lee Harvey Oswald was never recruited by the KGB, Yurchenko slipped away from the Americans and returned to the Soviets.
Jan Šejna, also Sejna in English, was, in the time of communist Czechoslovakia, a Major General of the Czechoslovak Army. After losing political power and influence at the beginning of the Prague Spring, he sought refuge in the US consulate in Trieste and defected to the United States. He is the second highest-ranked officer to ever defect to the West from the Eastern Bloc, behind Lieutenant General Ion Mihai Pacepa of the Romanian Securitate. Significant motive for escape were his economic crimes. Among others, he illegally supplied collective farms with clover seed, hence he got nickname The Seed General .
Illegal emigration is departure from a country in violation of emigration laws. Countries often seek to regulate who departs a country for diverse reasons, such as stopping criminals from leaving, preventing labor shortages and capital flight, and averting brain drain. The simplest case is when a country prohibits certain persons from physically leaving. Another common situation is when a person legally goes abroad but refuses to return when demanded by his or her country of origin.
The following outline is provided as an overview of and topical guide to the Cold War:
Operation Moolah was a United States Air Force (USAF) effort during the Korean War to obtain through defection a fully capable Soviet MiG-15 jet fighter. Communist forces introduced the MiG-15 to Korea on November 1, 1950. USAF pilots reported that the performance of the MiG-15 was superior to all United Nations aircraft, including the USAF's newest plane, the F-86 Sabre. The operation focused on influencing Communist pilots to defect to South Korea with a MiG for a financial reward. The success of the operation is disputable since no Communist pilot defected before the armistice was signed on July 27, 1953. However, on September 21, 1953, North Korean pilot Lieutenant No Kum-Sok flew his MiG-15 to the Kimpo Air Base, South Korea, unaware of Operation Moolah.
Peter Sergeyevich Deriabin was a KGB officer who defected to the United States in 1954. After his defection, he worked for the Central Intelligence Agency, and wrote several books on the KGB. He died in 1992 at the age of 71.
Main Intelligence Directorate, abbreviated GRU, was the foreign military intelligence agency of the General Staff of the Soviet Armed Forces until 1991. For a few months it was also the foreign military intelligence agency of the newly established Russian Federation until 7 May 1992 when it was dissolved and the Russian GRU took over its activities.
Disinformation: Former Spy Chief Reveals Secret Strategies for Undermining Freedom, Attacking Religion, and Promoting Terrorism is a 2015 non-fiction book about disinformation tactics and history rooted in information warfare. It was written by former general in the Securitate, the secret police of Socialist Republic of Romania, Ion Mihai Pacepa, and law professor Ronald J. Rychlak. It was published in 2013 along with a companion film, Disinformation: The Secret Strategy to Destroy the West.