Motivation
If one wants to extend the natural functional calculus for polynomials on the spectrum
of an element
of a Banach algebra
to a functional calculus for continuous functions
on the spectrum, it seems obvious to approximate a continuous function by polynomials according to the Stone-Weierstrass theorem, to insert the element into these polynomials and to show that this sequence of elements converges to
. The continuous functions on
are approximated by polynomials in
and
, i.e. by polynomials of the form
. Here,
denotes the complex conjugation, which is an involution on the complex numbers. To be able to insert
in place of
in this kind of polynomial, Banach *-algebras are considered, i.e. Banach algebras that also have an involution *, and
is inserted in place of
. In order to obtain a homomorphism
, a restriction to normal elements, i.e. elements with
, is necessary, as the polynomial ring
is commutative. If
is a sequence of polynomials that converges uniformly on
to a continuous function
, the convergence of the sequence
in
to an element
must be ensured. A detailed analysis of this convergence problem shows that it is necessary to resort to C*-algebras. These considerations lead to the so-called continuous functional calculus.
Theorem
Due to the *-homomorphism property, the following calculation rules apply to all functions
and scalars
:

| (linear) |

| (multiplicative) |

| (involutive) |
One can therefore imagine actually inserting the normal elements into continuous functions; the obvious algebraic operations behave as expected.
The requirement for a unit element is not a significant restriction. If necessary, a unit element can be adjoined, yielding the enlarged C*-algebra
. Then if
and
with
, it follows that
and
.
The existence and uniqueness of the continuous functional calculus are proven separately:
- Existence: Since the spectrum of
in the C*-subalgebra
generated by
and
is the same as it is in
, it suffices to show the statement for
. The actual construction is almost immediate from the Gelfand representation: it suffices to assume
is the C*-algebra of continuous functions on some compact space
and define
.
- Uniqueness: Since
and
are fixed,
is already uniquely defined for all polynomials
, since
is a *-homomorphism. These form a dense subalgebra of
by the Stone-Weierstrass theorem. Thus
is unique.
In functional analysis, the continuous functional calculus for a normal operator
is often of interest, i.e. the case where
is the C*-algebra
of bounded operators on a Hilbert space
. In the literature, the continuous functional calculus is often only proved for self-adjoint operators in this setting. In this case, the proof does not need the Gelfand representation.
Further properties of the continuous functional calculus
The continuous functional calculus
is an isometric isomorphism into the C*-subalgebra
generated by
and
, that is:
for all
;
is therefore continuous.
Since
is a normal element of
, the C*-subalgebra generated by
and
is commutative. In particular,
is normal and all elements of a functional calculus commutate.
The holomorphic functional calculus is extended by the continuous functional calculus in an unambiguous way. Therefore, for polynomials
the continuous functional calculus corresponds to the natural functional calculus for polynomials:
for all
with
.
For a sequence of functions
that converges uniformly on
to a function
,
converges to
. For a power series
, which converges absolutely uniformly on
, therefore
holds.
If
and
, then
holds for their composition. If
are two normal elements with
and
is the inverse function of
on both
and
, then
, since
.
The spectral mapping theorem applies:
for all
.
If
holds for
, then
also holds for all
, i.e. if
commutates with
, then also with the corresponding elements of the continuous functional calculus
.
Let
be an unital *-homomorphism between C*-algebras
and
. Then
commutates with the continuous functional calculus. The following holds:
for all
. In particular, the continuous functional calculus commutates with the Gelfand representation.
With the spectral mapping theorem, functions with certain properties can be directly related to certain properties of elements of C*-algebras:
is invertible if and only if
has no zero on
. Then
holds.
is self-adjoint if and only if
is real-valued, i.e.
.
is positive (
) if and only if
, i.e.
.
is unitary if all values of
lie in the circle group, i.e.
.
is a projection if
only takes on the values
and
, i.e.
.
These are based on statements about the spectrum of certain elements, which are shown in the Applications section.
In the special case that
is the C*-algebra of bounded operators
for a Hilbert space
, eigenvectors
for the eigenvalue
of a normal operator
are also eigenvectors for the eigenvalue
of the operator
. If
, then
also holds for all
.
Applications
The following applications are typical and very simple examples of the numerous applications of the continuous functional calculus:
Roots
Let
be a positive element of a C*-algebra
. Then for every
there exists a uniquely determined positive element
with
, i.e. a unique
-th root.
Proof. For each
, the root function
is a continuous function on
. If
is defined using the continuous functional calculus, then
follows from the properties of the calculus. From the spectral mapping theorem follows
, i.e.
is positive. If
is another positive element with
, then
holds, as the root function on the positive real numbers is an inverse function to the function
.
If
is a self-adjoint element, then at least for every odd
there is a uniquely determined self-adjoint element
with
.
Similarly, for a positive element
of a C*-algebra
, each
defines a uniquely determined positive element
of
, such that
holds for all
. If
is invertible, this can also be extended to negative values of
.
Absolute value
If
, then the element
is positive, so that the absolute value can be defined by the continuous functional calculus
, since it is continuous on the positive real numbers.
Let
be a self-adjoint element of a C*-algebra
, then there exist positive elements
, such that
with
holds. The elements
and
are also referred to as the positive and negative parts. In addition,
holds.
Proof. The functions
and
are continuous functions on
with
and
. Put
and
. According to the spectral mapping theorem,
and
are positive elements for which
and
holds. Furthermore,
, such that
holds.
Unitary elements
If
is a self-adjoint element of a C*-algebra
with unit element
, then
is unitary, where
denotes the imaginary unit. Conversely, if
is an unitary element, with the restriction that the spectrum is a proper subset of the unit circle, i.e.
, there exists a self-adjoint element
with
.
Proof. It is
with
, since
is self-adjoint, it follows that
, i.e.
is a function on the spectrum of
. Since
, using the functional calculus
follows, i.e.
is unitary. Since for the other statement there is a
, such that
the function
is a real-valued continuous function on the spectrum
for
, such that
is a self-adjoint element that satisfies
.
Spectral decomposition theorem
Let
be an unital C*-algebra and
a normal element. Let the spectrum consist of
pairwise disjoint closed subsets
for all
, i.e.
. Then there exist projections
that have the following properties for all
:
- For the spectrum,
holds. - The projections commutate with
, i.e.
. - The projections are orthogonal, i.e.
. - The sum of the projections is the unit element, i.e.
.
In particular, there is a decomposition
for which
holds for all
.
Proof. Since all
are closed, the characteristic functions
are continuous on
. Now let
be defined using the continuous functional. As the
are pairwise disjoint,
and
holds and thus the
satisfy the claimed properties, as can be seen from the properties of the continuous functional equation. For the last statement, let
.