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War termination is a sub-field of war studies which focuses on the study on "how wars end", including theories of how wars can and should be ended.
In comparison to other aspects of war, war termination has received relatively less study. According to Fred Charles Iklé, "[H]istorians, foreign affairs experts, and military strategists have devoted far more thought to the question of how and why wars begin." [1] This idea is echoed by Gideon Rose, who writes:
For all endgames' drama and historical importance, however, they have received far less attention than other phases of war. A few books look at the ends of individual wars, and there is a small academic literature on what political scientists call war termination. But in general, endgames have been as neglected by scholars as they have been by policymakers. [2]
In studying the factors which constrain and shape the actions of decision-makers and strategists in ending wars, there are three major schools of thought:
Other theories, such as neoclassical realism, combine these factors to one extent or another. [3]
War termination is coercive bargaining [4] and it only comes to an end when two interacting sides can agree upon their relative strength and credibly commit to a settlement (Goemans, 2000; Stanley and Sawyer, 2009). According to Goemans (2000) and Slantchev's Principle of Convergence, in order for that to happen, both players must have enough information about the other's strengths and about what they are willing to concede. Once expectations about the outcomes of war converge sufficiently, a bargaining space is created so that a negotiated settlement can be reached. [4] [ page needed ]
The battlefield is one of the main sources of information about the enemy, say Goemans and Slantchev. It is in warfare that one discovers how far belligerents are willing to go and what chances one has against the other. Players will delay agreement until they have enough information about their prospects. Once they learn enough about the other, continuing warfare would impose costs that both would prefer to avoid and thus a bargaining range is created. [5] [6] [ full citation needed ] [4] [ page needed ]
According to the Slantchev, another important way of gathering information about the opponent is the way he behaves on the negotiation table. "Since readiness to talk can be so revealing, it may provide a good rationale for delaying explicit diplomacy until after an armistice. (…) For example, making an unreasonable demand signals strength but defeat in battle reveals weakness."
Provided with the new information acquired from the battlefield and from the negotiation table, players are then capable of adjusting their expectations about the outcomes of war. Once they are convergent enough, a bargaining space is created and conflict can come to an end through a settlement that avoids the costs of war. [4] [ page needed ]
The adjustment of expectations, however, can also come from a change in the foreign policy leadership itself, or as Stanley and Sawyer (2009) would say, from domestic coalition shifts. A "domestic governing coalition" is "the elite foreign policy decision-making group in each belligerent government," that is, the actors who have the power to decide whether a country engages in war or if it ends it. A "domestic coalition shift," as the authors define it, is either "(1) a consequential change in the identity of the decision makers or (2) a substantive change in the type of government." In other words, domestic aspects of the players, such as their type of regime and their leaders' characteristics, can affect war termination.
Having the domestic coalition in mind, according to The Equifinality of War theory, there can be three kinds of obstacles to peace. The first one is a matter of preference: if decision makers do not want to stop the war, be it for personal stakes, reputation, or security (when the costs of not engaging are higher than going to war, for instance), there is no place for negotiation. [7] [8] [ page needed ]
The second obstacle has to do with information: if leaders receive poor quality information or if there is a problem in the way this information is interpreted, they are not aware of the fact that they should end the war. [8] And finally, there is the risk of entrapment, which can be defined as decision makers wanting to end the war, having all the information needed to do so, but not being able to do it, due to "internal or external hawkish constituencies." The more entrenched war becomes, the harder it is to end it. [8] [ page needed ]
If war termination demands that at least one side changes its expectations about the outcomes of war, then a domestic coalition shift may accelerate this process and overcome the obstacles to peace, say Stanley and Sawyer. "The coalition shift allows different political actors — with different interests, assessments of the war, and constituencies — to take power."
The Principle of Convergence, the Equifinality of War and every other theory of war termination make one assumption: that at some point, a negotiation with the enemy is going to be possible, acceptable and, in the end, desirable. Regardless of the information gathered in warfare, there is eventually going to be room for diplomacy. Negotiation is paramount for the achievement of peace as defined by Clausewitz: the acceptance by the belligerents that the war results are final, not something that can be changed by violence when more favourable circumstances appear. [9] [ page needed ]
Carl Philipp Gottfriedvon Clausewitz was a Prussian general and military theorist who stressed the "moral", in modern terms meaning psychological, and political aspects of waging war. His most notable work, Vom Kriege, though unfinished at his death, is considered a seminal treatise on military strategy.
Negotiation is a dialogue between two or more parties to resolve points of difference, gain an advantage for an individual or collective, or craft outcomes to satisfy various interests.. The parties aspire to agree on matters of mutual interest. The agreement can be beneficial for all or some of the parties involved. The negotiators should establish their own needs and wants while also seeking to understand the wants and needs of others involved to increase their chances of closing deals, avoiding conflicts, forming relationships with other parties, or maximizing mutual gains. Distributive negotiations, or compromises, are conducted by putting forward a position and making concessions to achieve an agreement. The degree to which the negotiating parties trust each other to implement the negotiated solution is a major factor in determining the success of a negotiation.
Vom Kriege is a book on war and military strategy by Prussian general Carl von Clausewitz (1780–1831), written mostly after the Napoleonic wars, between 1816 and 1830, and published posthumously by his wife Marie von Brühl in 1832. It is one of the most important treatises on political-military analysis and strategy ever written, and remains both controversial and influential on strategic thinking.
War is an intense armed conflict between states, governments, societies, or paramilitary groups such as mercenaries, insurgents, and militias. It is generally characterized by extreme violence, destruction, and mortality, using regular or irregular military forces. Warfare refers to the common activities and characteristics of types of war, or of wars in general. Total war is warfare that is not restricted to purely legitimate military targets, and can result in massive civilian or other non-combatant suffering and casualties.
A coalition is formed when two or more people or groups temporarily work together to achieve a common goal. The term is most frequently used to denote a formation of power in political or economical spaces.
In economics and related disciplines, a transaction cost is a cost in making any economic trade when participating in a market. The idea that transactions form the basis of economic thinking was introduced by the institutional economist John R. Commons in 1931, and Oliver E. Williamson's Transaction Cost Economics article, published in 2008, popularized the concept of transaction costs. Douglass C. North argues that institutions, understood as the set of rules in a society, are key in the determination of transaction costs. In this sense, institutions that facilitate low transaction costs, boost economic growth.
Collective bargaining is a process of negotiation between employers and a group of employees aimed at agreements to regulate working salaries, working conditions, benefits, and other aspects of workers' compensation and rights for workers. The interests of the employees are commonly presented by representatives of a trade union to which the employees belong. A collective agreement reached by these negotiations functions as a labour contract between an employer and one or more unions, and typically establishes terms regarding wage scales, working hours, training, health and safety, overtime, grievance mechanisms, and rights to participate in workplace or company affairs. Such agreements can also include 'productivity bargaining' in which workers agree to changes to working practices in return for higher pay or greater job security.
Rebellion, uprising, or insurrection is a refusal of obedience or order. It refers to the open resistance against the orders of an established authority.
A ceasefire, also spelled cease fire, is a temporary stoppage of a war in which each side agrees with the other to suspend aggressive actions. Ceasefires may be between state actors or involve non-state actors.
The foundations of negotiation theory are decision analysis, behavioral decision-making, game theory, and negotiation analysis. Another classification of theories distinguishes between Structural Analysis, Strategic Analysis, Process Analysis, Integrative Analysis and behavioral analysis of negotiations.
Family economics applies economic concepts such as production, division of labor, distribution, and decision making to the family. It is used to explain outcomes unique to family—such as marriage, the decision to have children, fertility, polygamy, time devoted to domestic production, and dowry payments using economic analysis.
In negotiation, leverage is the power that one side of a negotiation has to influence the other side to move closer to their negotiating position. A party's leverage is based on its ability to award benefits or impose costs on the other side. Another conceptualization holds that the party that has the most to lose from a "no deal" outcome has less leverage than the party that has the least to lose.
Flipism, sometimes spelled "flippism", is a pseudophilosophy under which decisions are made by flipping a coin. It originally appeared in the Donald Duck Disney comic "Flip Decision" by Carl Barks, published in 1953. Barks called a practitioner of "flipism" a "flippist".
The technological innovation system is a concept developed within the scientific field of innovation studies which serves to explain the nature and rate of technological change. A Technological Innovation System can be defined as ‘a dynamic network of agents interacting in a specific economic/industrial area under a particular institutional infrastructure and involved in the generation, diffusion, and utilization of technology’.
The international system is for the most part made up by small powers or small states. While a small power in the international system may never equal or surpass the effect of larger powers, they can nevertheless influence the workings of the international system together with others. The formalization of the division between small and great powers came about with the signing of the Treaty of Chaumont in 1814. Before that the assumption had been that all independent states were in theory equal regardless of actual strength and responsibilities.
Level of analysis is used in the social sciences to point to the location, size, or scale of a research target. It is distinct from unit of observation in that the former refers to a more or less integrated set of relationships while the latter refers to the distinct unit from which data have been or will be gathered. Together, the unit of observation and the level of analysis help define the population of a research enterprise.
Information policy is the set of all public laws, regulations and policies that encourage, discourage, or regulate the creation, use, storage, access, and communication and dissemination of information. It thus encompasses any other decision-making practice with society-wide constitutive efforts that involve the flow of information and how it is processed.
An audience cost, in international relations theory, is the domestic political cost that leaders incur from their constituency if they escalate a foreign policy crisis and are then seen as backing down. It is considered to be one of the potential mechanisms for democratic peace theory. It is associated with rational choice scholarship in international relations.
In international relations theory, the bargaining model of war is a method of representing the potential gains and losses and ultimate outcome of war between two actors as a bargaining interaction. A central puzzle that motivates research in this vein is the "inefficiency puzzle of war": why do wars occur when it would be better for all parties involved to reach an agreement that goes short of war? In the bargaining model, war between rational actors is possible due to uncertainty and commitment problems. As a result, provision of reliable information and steps to alleviate commitment problems make war less likely. It is an influential strand of rational choice scholarship in the field of international relations.
Rational choice is a prominent framework in international relations scholarship. Rational choice is not a substantive theory of international politics, but rather a methodological approach that focuses on certain types of social explanation for phenomena. In that sense, it is similar to constructivism, and differs from liberalism and realism, which are substantive theories of world politics. Rationalist analyses have been used to substantiate realist theories, as well as liberal theories of international relations.
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